Vault-13

J P MORGAN EXCHANGE TRADED F BBCA

BETABUILDERS CDA · ETP · CUSIP 46641Q225

137 institutional holders +8 vs Q3 2022
83,303,58983.3m shares reported held*
$4.8bnreported value*
29 new 31 added 44 reduced 22 sold out net sold ≈ $85.4m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($298.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $57.10. Options: 1 managers hold calls ($45.8k notional), 1 hold puts ($63.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 129Q4 22: 137137Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022129
Q4 2022137

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $45.8kQ4 22 puts: $63.0kQ4 22P/C 1.38
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$45.8k$63.0k1.38

Biggest buyers

ASSETMARK, INC Added +160,727+160.7k
Cetera Investment Advisers Added +83,509+83.5k
Willis Johnson & Associates, Inc. New +59,471+59.5k
Mirae Asset Global Investments Co., Ltd. Added +54,680+54.7k
ENVESTNET ASSET MANAGEMENT INC Added +32,231+32.2k
Keel Point, LLC Added +23,600+23.6k
Cadence Bank New +21,569+21.6k
Cetera Advisor Networks LLC New +19,188+19.2k
BlackRock Inc. Added +16,576+16.6k
BANK OF AMERICA CORP /DE/ Added +16,383+16.4k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,319,282-1.3m
JANE STREET GROUP, LLC Reduced -104,173-104.2k
RiverFront Investment Group, LLC Reduced -80,008-80.0k
CWM, LLC Reduced -69,701-69.7k
CITADEL ADVISORS LLC Reduced -64,315-64.3k
ROYAL BANK OF CANADA Reduced -57,843-57.8k
FLOW TRADERS U.S. LLC Reduced -55,415-55.4k
Elm Partners Management LLC Reduced -51,067-51.1k
PRUDENTIAL FINANCIAL INC Sold out -48,788-48.8k
MORGAN STANLEY Reduced -28,077-28.1k

Biggest calls

CITADEL ADVISORS LLC New $45.8k800 shares

Biggest puts

CITADEL ADVISORS LLC New $63.0k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.64% of their portfolio NEW YORK, NY 78,170,49978.2m $4.5bn $4.5bn 0.64% Reduced -1.3m -1,319,282
2 ASSETMARK, INC 0.18% of their portfolio CONCORD, CA 731,340731.3k $41.9m $41.9m 0.18% Added +160.7k +160,727
3 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 458,188458.2k $26.2m $26.2m 0.06% Added +8.3k +8,252
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 409,355409.4k $23.5m $23.5m 0.01% Added +32.2k +32,231
5 RiverFront Investment Group, LLC 0.66% of their portfolio RICHMOND, VA 320,520320.5k $2.9m $2.9m 0.66% Reduced -80.0k -80,008
6 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 243,197243.2k $13.9m $13.9m 0.01% Reduced -21.6k -21,558
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 231,474231.5k $13.3m $13.3m 0.00% Reduced -57.8k -57,843
8 Elm Partners Management LLC 1.45% of their portfolio Philadelphia, PA 218,902218.9k $12.5m $12.5m 1.45% Reduced -51.1k -51,067
9 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 198,332198.3k $11.4m $11.4m 0.04% First filing
10 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 190,319190.3k $10.9m $10.9m 0.02% Reduced -104.2k -104,173
11 Avidian Wealth Enterprises, LLC 0.56% of their portfolio Houston, TX 150,055150.1k $8.6m $8.6m 0.56% Reduced -9.2k -9,200
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 132,305132.3k $7.6m $7.6m 0.02% Added +11.1k +11,128
13 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 130,780130.8k $7.5m $7.5m 0.02% Added +54.7k +54,680
14 SPINNAKER TRUST 0.57% of their portfolio PORTLAND, ME 128,205128.2k $7.3m $7.3m 0.57% Reduced -932 -932
15 FLOW TRADERS U.S. LLC 0.36% of their portfolio NEW YORK, NY 124,946124.9k $7.2m $7.2m 0.36% Reduced -55.4k -55,415
16 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 92,75392.8k $5.3m $5.3m 0.05% Added +83.5k +83,509
17 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 90,94990.9k $5.2m $5.2m 0.02% Reduced -8.9k -8,888
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 84,54084.5k $4.8m $4.8m 0.00% Reduced -6.9k -6,852
19 SENTINEL TRUST CO LBA 0.71% of their portfolio HOUSTON, TX 79,37179.4k $4.5m $4.5m 0.71% Unchanged
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 77,40877.4k $4.4m $4.4m 0.00% Reduced -13.6k -13,568
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 67,60967.6k $3.9m $3.9m 0.00% Added +16.4k +16,383
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 63,70063.7k $3.6m $3.6m 0.00% Reduced -28.1k -28,077
23 Willis Johnson & Associates, Inc. 0.45% of their portfolio Houston, TX 59,47159.5k $3.4m $3.4m 0.45% New
24 BlackRock Inc. 0.00% of their portfolio New York, NY 50,34250.3k $2.9m $2.9m 0.00% Added +16.6k +16,576
25 CWM, LLC 0.02% of their portfolio OMAHA, NE 49,11849.1k $2.8m $2.8m 0.02% Reduced -69.7k -69,701
26 Keel Point, LLC 0.43% of their portfolio HUNTSVILLE, AL 47,46947.5k $2.7m $2.7m 0.43% Added +23.6k +23,600
27 Dorsey & Whitney Trust CO LLC 0.24% of their portfolio SIOUX FALLS, SD 43,62743.6k $2.5m $2.5m 0.24% Reduced -52 -52
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 36,28036.3k $2.1m $2.1m 0.00% Reduced -794 -794
29 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 32,51632.5k $1.9m $1.9m 0.08% Added +12.1k +12,066
30 PGIM Custom Harvest LLC 0.08% of their portfolio NEWARK, NJ 31,29731.3k $1.8m $1.8m 0.08% First filing
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 30,36930.4k $1.7m $1.7m 0.00% Reduced -64.3k -64,315
32 ATLAS CAPITAL ADVISORS INC. 0.27% of their portfolio JACKSON, WY 28,35328.4k $1.6m $1.6m 0.27% Reduced -17.0k -16,969
33 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 26,81126.8k $1.5m $1.5m 0.02% Added +3.7k +3,707
34 KCS Wealth Advisory 0.52% of their portfolio LOS ANGELES, CA 21,78521.8k $1.2m $1.2m 0.52% Added +177 +177
35 Cadence Bank 0.11% of their portfolio Tupelo, MS 21,56921.6k $1.2m $1.2m 0.11% New
36 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 21,14021.1k $1.2m $1.2m 0.00% Reduced -2.6k -2,619
37 Sageworth Trust Co 0.09% of their portfolio LANCASTER, PA 19,70619.7k $1.1m $1.1m 0.09% Unchanged
38 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 19,18819.2k $1.1m $1.1m 0.01% New
39 Alaska Permanent Capital Management, LLC 0.11% of their portfolio ANCHORAGE, AK 18,37318.4k $1.1m $1.1m 0.11% Reduced -383 -383
40 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 17,99018.0k $1.0m $1.0m 0.00% Added +139 +139
41 Source Financial Advisors LLC 0.30% of their portfolio NEW YORK, NY 13,84013.8k $792.9k $792.9k 0.30% Reduced -10.2k -10,201
42 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 13,73313.7k $786.8k $786.8k 0.01% Added +120 +120
43 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 13,07413.1k $749.1k $749.1k 0.02% Added +261 +261
44 GeoWealth Management, LLC 0.07% of their portfolio CHICAGO, IL 12,27212.3k $703.0k $703.0k 0.07% Reduced -11.8k -11,769
45 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 12,19512.2k $698.7k $698.7k 0.01% Reduced -383 -383
46 PRIVATE TRUST CO NA 0.10% of their portfolio CLEVELAND, OH 12,06412.1k $691.0k $691.0k 0.10% New
47 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 10,68210.7k $646.3k $646.3k 0.00% Reduced -12.5k -12,498
48 Argent Trust Co 0.04% of their portfolio NASHVILLE, TN 10,21510.2k $585.2k $585.2k 0.04% Reduced -8.6k -8,568
49 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 9,2829.3k $532.0k $532.0k 0.00% Reduced -1.0k -1,009
50 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 8,5628.6k $490.5k $490.5k 0.01% Reduced -260 -260
51 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 8,2978.3k $475.3k $475.3k 0.00% Reduced -1.5k -1,473
52 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 8,2978.3k $475.3k $475.3k 0.05% Added +108 +108
53 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 8,1788.2k $468.5k $468.5k 0.00% Added +3.1k +3,130
54 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,1058.1k $464.3k $464.3k 0.00% Added +46 +46
55 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,4397.4k $426.0k $426.0k 0.00% Added +2.2k +2,192
56 CVA Family Office, LLC 0.10% of their portfolio DENVER, CO 7,4207.4k $425.1k $425.1k 0.10% New
57 Icon Wealth Advisors, LLC 0.05% of their portfolio HOUSTON, TX 7,1687.2k $410.7k $410.7k 0.05% Unchanged
58 Inscription Capital, LLC 0.14% of their portfolio HOUSTON, TX 7,0977.1k $406.6k $406.6k 0.14% Unchanged
59 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 7,0917.1k $406.2k $406.2k 0.01% New
60 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 6,7136.7k $384.6k $384.6k 0.01% New
61 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,5146.5k $373.2k $373.2k 0.00% Reduced -5.9k -5,860
62 FineMark National Bank & Trust 0.02% of their portfolio FORT MYERS, FL 6,3056.3k $361.2k $361.2k 0.02% Unchanged
63 TWIN FOCUS CAPITAL PARTNERS, LLC 0.07% of their portfolio Boston, MA 6,2016.2k $355.3k $355.3k 0.07% Unchanged
64 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,1506.2k $352.0k $352.0k 0.00% Reduced -238 -238
65 Marcum Wealth, LLC 0.05% of their portfolio CLEVELAND, OH 6,1496.1k $352.3k $352.3k 0.05% Reduced -1.2k -1,169
66 Aspen Grove Capital, LLC 0.16% of their portfolio AVON, CO 6,1146.1k $350.3k $350.3k 0.16% First filing
67 FMR LLC 0.00% of their portfolio BOSTON, MA 5,8455.8k $334.8k $334.8k 0.00% Reduced -1.0k -1,048
68 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,6735.7k $325.0k $325.0k 0.00% Reduced -529 -529
69 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,6395.6k $323.1k $323.1k 0.00% Reduced -22 -22
70 Ullmann Wealth Partners Group, LLC 0.08% of their portfolio JACKSONVILLE BEACH, FL 5,5255.5k $316.5k $316.5k 0.08% Unchanged
71 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 5,4405.4k $311.7k $311.7k 0.00% Added +240 +240
72 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 5,2665.3k $302.0k $302.0k 0.02% Added +601 +601
73 Vestmark Advisory Solutions, Inc. 0.01% of their portfolio Wakefield, MA 5,2125.2k $298.6k $298.6k 0.01% Reduced -960 -960
74 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 4,8614.9k $278.5k $278.5k 0.02% Added +991 +991
75 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 4,7484.7k $272.0k $272.0k 0.00% Added +307 +307
76 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 4,6454.6k $266.1k $266.1k 0.01% Unchanged
77 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,5554.6k $22.0k $22.0k 0.00% Added +379 +379
78 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,5514.6k $260.7k $260.7k 0.00% New
79 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 4,1004.1k $234.9k $234.9k 0.00% New
80 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 4,0854.1k $234.0k $234.0k 0.01% Unchanged
81 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 3,8463.8k $220.0k $220.0k 0.00% New
82 Choate Investment Advisors 0.01% of their portfolio BOSTON, MA 3,6163.6k $207.2k $207.2k 0.01% New
83 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 3,5663.6k $204.0k $204.0k 0.00% New
84 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 3,5263.5k $202.0k $202.0k 0.00% Reduced -1.2k -1,206
85 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 2,9783.0k $170.6k $170.6k 0.00% New
86 Transamerica Financial Advisors, LLC 0.02% of their portfolio CEDAR RAPIDS, IA 2,5422.5k $146.0k $146.0k 0.02% Added +2 +2
87 Steward Financial Group LLC 0.07% of their portfolio COLLEYVILLE, TX 2,4752.5k $141.0k $141.0k 0.07% New
88 SouthState Bank Corp 0.01% of their portfolio Winter Haven, FL 2,1052.1k $120.6k $120.6k 0.01% New
89 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 2,0472.0k $117.3k $117.3k 0.01% Unchanged
90 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 1,6591.7k $95.1k $95.1k 0.00% Unchanged
91 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 1,5141.5k $87.0k $87.0k 0.00% New
92 Crewe Advisors LLC 0.01% of their portfolio SALT LAKE CITY, UT 1,3191.3k $75.6k $75.6k 0.01% Reduced -3.2k -3,216
93 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 1,3181.3k $75.5k $75.5k 0.00% Unchanged
94 NFSG Corp 0.03% of their portfolio BOCA RATON, FL 985985 $56.4k $56.4k 0.03% Unchanged
95 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 967967 $55.4k $55.4k 0.00% Added +13 +13
96 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 777777 $49.0k $49.0k 0.00% Added +14 +14
97 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 743743 $43.0k $43.0k 0.00% Reduced -433 -433
98 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 657657 $37.6k $37.6k 0.00% Added +563 +563
99 Paragon Wealth Strategies, LLC 0.04% of their portfolio JACKSONVILLE, FL 637637 $36.5k $36.5k 0.04% New
100 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 619619 $35.0k $35.0k 0.00% New