Vault-13

ISHARES TR USHY

BROAD USD HIGH · ETP · CUSIP 46435U853

551 institutional holders +47 vs Q3 2024
448,304,520448.3m shares reported held*
$16.5bnreported value*
70 new 250 added 136 reduced 55 sold out net sold ≈ $2.6bn (-69.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($27.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.76.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 347Q4 22: 383Q1 23: 393Q2 23: 394Q3 23: 410Q4 23: 453Q1 24: 455Q2 24: 476Q3 24: 504Q4 24: 551551Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022347
Q4 2022383
Q1 2023393
Q2 2023394
Q3 2023410
Q4 2023453
Q1 2024455
Q2 2024476
Q3 2024504
Q4 2024551

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 216 bought or addedQ1 23: 180 cut or sold outQ2 23: 216 bought or addedQ2 23: 175 cut or sold outQ2 23Q3 23: 237 bought or addedQ3 23: 151 cut or sold outQ4 23: 234 bought or addedQ4 23: 179 cut or sold outQ4 23Q1 24: 250 bought or addedQ1 24: 198 cut or sold outQ2 24: 274 bought or addedQ2 24: 191 cut or sold outQ2 24Q3 24: 300 bought or addedQ3 24: 189 cut or sold outQ4 24: 320 bought or addedQ4 24: 191 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023216180
Q2 2023216175
Q3 2023237151
Q4 2023234179
Q1 2024250198
Q2 2024274191
Q3 2024300189
Q4 2024320191

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 24 calls: $234.2kQ1 24 puts: $3.7kQ1 24P/C 0.02Q2 24 calls: $7.3kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $7.5kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$234.2k$3.7k0.02
Q2 2024$7.3k$00.00
Q3 2024$7.5k$00.00
Q4 2024$0$0—

Biggest buyers

PRUDENTIAL PLC Added +18,429,502+18.4m
Ilmarinen Mutual Pension Insurance Co New +13,880,000+13.9m
MORGAN STANLEY Added +10,542,775+10.5m
Counterpoint Mutual Funds LLC Added +6,179,240+6.2m
Ocean Park Asset Management, LLC Added +3,870,542+3.9m
NORTHERN TRUST CORP Added +3,422,927+3.4m
STATE STREET CORP New +3,325,000+3.3m
BNP PARIBAS FINANCIAL MARKETS Added +2,980,009+3.0m
WELLS FARGO & COMPANY/MN Added +2,583,733+2.6m
MACKENZIE FINANCIAL CORP Added +1,826,566+1.8m

Biggest sellers

JPMORGAN CHASE & CO Reduced -124,025,226-124.0m
BlackRock, Inc. Reduced -7,249,529-7.2m
TOEWS CORP /ADV Sold out -4,257,100-4.3m
Clark Capital Management Group, Inc. Reduced -3,241,692-3.2m
Japan Science & Technology Agency Reduced -2,310,251-2.3m
Liberty Mutual Group Asset Management Inc. Sold out -2,300,000-2.3m
STATE OF WISCONSIN INVESTMENT BOARD Reduced -1,675,301-1.7m
SHENKMAN CAPITAL MANAGEMENT INC Reduced -1,540,239-1.5m
MANNING & NAPIER ADVISORS LLC Reduced -1,075,305-1.1m
Morningstar Investment Services LLC Reduced -1,042,036-1.0m

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (1.6%, 2026-10-27)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRUDENTIAL PLC 14.57% of their portfolio LONDON, X0 78,215,54078.2m $2.9bn $2.9bn 14.57% Added +18.4m +18,429,502
2 BlackRock, Inc. 0.04% of their portfolio New York, NY 47,098,32947.1m $1.7bn $1.7bn 0.04% Reduced -7.2m -7,249,529
3 NORTHERN TRUST CORP 0.22% of their portfolio CHICAGO, IL 42,313,57142.3m $1.6bn $1.6bn 0.22% Added +3.4m +3,422,927
4 WELLS FARGO & COMPANY/MN 0.33% of their portfolio SAN FRANCISCO, CA 37,109,80337.1m $1.4bn $1.4bn 0.33% Added +2.6m +2,583,733
5 JONES FINANCIAL COMPANIES LLLP 0.68% of their portfolio DES PERES, MO 19,425,03119.4m $714.6m $714.6m 0.68% Added +1.3m +1,302,847
6 RAYMOND JAMES FINANCIAL INC 0.21% of their portfolio ST. PETERSBURG, FL 15,459,39315.5m $568.8m $568.8m 0.21% First filing
7 GOLDMAN SACHS GROUP INC 0.10% of their portfolio NEW YORK, NY 14,744,02914.7m $542.4m $542.4m 0.10% Added +1.3m +1,267,264
8 Ilmarinen Mutual Pension Insurance Co 4.38% of their portfolio HELSINKI, H9 13,880,00013.9m $510.6m $510.6m 4.38% New
9 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 12,812,89412.8m $471.4m $471.4m 0.03% Added +10.5m +10,542,775
10 Ocean Park Asset Management, LLC 12.19% of their portfolio SANTA MONICA, CA 9,734,8389.7m $358.1m $358.1m 12.19% Added +3.9m +3,870,542
11 Japan Science & Technology Agency 5.56% of their portfolio TOKYO, M0 8,819,9068.8m $324.5m $324.5m 5.56% Reduced -2.3m -2,310,251
12 Counterpoint Mutual Funds LLC 38.58% of their portfolio San Diego, CA 8,401,0038.4m $309.1m $309.1m 38.58% Added +6.2m +6,179,240
13 BNP PARIBAS FINANCIAL MARKETS 0.23% of their portfolio PARIS, I0 8,168,7418.2m $300.5m $300.5m 0.23% Added +3.0m +2,980,009
14 Thrivent Financial for Lutherans 0.57% of their portfolio Minneapolis, MN 7,969,1188.0m $293.4m $293.4m 0.57% Added +765.6k +765,642
15 Kensington Asset Management, LLC 10.21% of their portfolio AUSTIN, TX 4,734,1604.7m $174.2m $174.2m 10.21% Unchanged
16 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 4,675,7874.7m $172.0m $172.0m 0.06% Added +622.0k +621,982
17 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,558,9594.6m $167.7m $167.7m 0.02% Reduced -4.9k -4,872
18 TIAA TRUST, NATIONAL ASSOCIATION 0.50% of their portfolio CHARLOTTE, NC 4,464,9344.5m $164.2m $164.2m 0.50% Reduced -228.3k -228,292
19 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,909,8203.9m $143.8m $143.8m 0.01% Reduced -124.0m -124,025,226
20 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 3,837,2843.8m $141.2m $141.2m 0.06% Added +183.7k +183,744
21 UBS Group AG 0.03% of their portfolio ZURICH, V8 3,402,2053.4m $125.2m $125.2m 0.03% Added +46.6k +46,563
22 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 3,338,4833.3m $122.8m $122.8m 0.02% Reduced -245.2k -245,171
23 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,325,0003.3m $122.3m $122.3m 0.00% New
24 NEPC LLC 2.53% of their portfolio Boston, MA 2,563,3232.6m $94.3m $94.3m 2.53% Added +668.4k +668,394
25 1832 Asset Management L.P. 0.15% of their portfolio TORONTO, A6 2,317,1182.3m $85.2m $85.2m 0.15% Added +1.1m +1,119,371
26 STATE OF WISCONSIN INVESTMENT BOARD 0.22% of their portfolio MADISON, WI 2,316,9272.3m $85.2m $85.2m 0.22% Reduced -1.7m -1,675,301
27 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,312,1532.3m $85.1m $85.1m 0.02% Added +1.6m +1,646,548
28 SigFig Wealth Management, LLC 2.92% of their portfolio SAN FRANCISCO, CA 2,195,4092.2m $80.7m $80.7m 2.92% Added +53.4k +53,443
29 Angeles Investment Advisors, LLC 3.84% of their portfolio SANTA MONICA, CA 2,171,0002.2m $79.9m $79.9m 3.84% Unchanged
30 Clark Capital Management Group, Inc. 0.53% of their portfolio PHILADELPHIA, PA 2,058,3082.1m $75.7m $75.7m 0.53% Reduced -3.2m -3,241,692
31 MACKENZIE FINANCIAL CORP 0.03% of their portfolio TORONTO ONTARIO, A6 2,012,6672.0m $60.4m $60.4m 0.03% Added +1.8m +1,826,566
32 ALLSTATE CORP 2.15% of their portfolio NORTHBROOK, IL 1,988,0002.0m $73.1m $73.1m 2.15% Unchanged
33 Roberts Financial Services LLC 12.58% of their portfolio MARQUETTE, MI 1,812,7701.8m $66.7m $66.7m 12.58% Added +58.7k +58,693
34 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,738,8781.7m $64.0m $64.0m 0.01% Added +114.0k +114,005
35 1607 Capital Partners, LLC 4.93% of their portfolio Richmond, VA 1,668,6001.7m $61.4m $61.4m 4.93% Added +1.7m +1,657,600
36 One Capital Management, LLC 2.02% of their portfolio WESTLAKE VILLAGE, CA 1,656,9641.7m $61.0m $61.0m 2.02% Added +74.3k +74,283
37 REBALANCE, LLC 4.54% of their portfolio PALO ALTO, CA 1,650,0371.7m $60.7m $60.7m 4.54% Added +42.9k +42,934
38 Alaska Permanent Fund Corp 0.88% of their portfolio JUNEAU, AK 1,611,6191.6m $59.3m $59.3m 0.88% Reduced -500.0k -500,000
39 Bricktown Capital, LLC 12.07% of their portfolio DETROIT, MI 1,570,8461.6m $57.8m $57.8m 12.07% Reduced -317.5k -317,543
40 ASSETMARK, INC 0.16% of their portfolio CONCORD, CA 1,559,5111.6m $57.4m $57.4m 0.16% Added +82.9k +82,879
41 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 1,482,9421.5m $54.6m $54.6m 0.12% Added +183.5k +183,458
42 AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio KANSAS CITY, MO 1,480,5601.5m $54.5m $54.5m 0.03% Unchanged
43 Venturi Wealth Management, LLC 2.53% of their portfolio AUSTIN, TX 1,398,5961.4m $51.5m $51.5m 2.53% Reduced -326.2k -326,188
44 Cerity Partners LLC 0.11% of their portfolio NEW YORK, NY 1,393,1821.4m $51.3m $51.3m 0.11% Added +162.2k +162,169
45 MERCER GLOBAL ADVISORS INC /ADV 0.12% of their portfolio DENVER, CO 1,330,4161.3m $48.9m $48.9m 0.12% Added +42.7k +42,740
46 Koss-Olinger Consulting, LLC 4.19% of their portfolio GAINESVILLE, FL 1,298,7341.3m $47.8m $47.8m 4.19% Added +47.1k +47,137
47 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 1,159,4501.2m $42.7m $42.7m 0.07% Added +1.0m +1,016,864
48 CWM, LLC 0.17% of their portfolio OMAHA, NE 1,136,4261.1m $41.8m $41.8m 0.17% Reduced -10.0k -10,027
49 Wealthfront Advisers LLC 0.12% of their portfolio Palo Alto, CA 1,121,5791.1m $41.3m $41.3m 0.12% Reduced -66.3k -66,329
50 Prime Capital Investment Advisors, LLC 0.54% of their portfolio OVERLAND PARK, KS 1,006,8441.0m $37.0m $37.0m 0.54% Added +26.8k +26,830
51 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 975,861975.9k $35.9m $35.9m 0.05% Reduced -22.9k -22,869
52 AXXCESS WEALTH MANAGEMENT, LLC 0.83% of their portfolio CARLSBAD, CA 913,905913.9k $33.6m $33.6m 0.83% Added +9.0k +9,027
53 Capital Asset Advisory Services LLC 1.66% of their portfolio Williamston, MI 913,257913.3k $33.8m $33.8m 1.66% Added +8.8k +8,799
54 PRUDENTIAL FINANCIAL INC 0.05% of their portfolio NEWARK, NJ 912,516912.5k $33.6m $33.6m 0.05% Reduced -106.1k -106,093
55 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 908,227908.2k $33.4m $33.4m 0.01% Added +371.6k +371,563
56 POTOMAC FUND MANAGEMENT INC /ADV 1.88% of their portfolio BETHESDA, MD 871,863871.9k $32.1m $32.1m 1.88% First filing
57 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.86% of their portfolio BOSTON, MA 850,775850.8k $31.3m $31.3m 0.86% Reduced -865.2k -865,189
58 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 764,638764.6k $28.1m $28.1m 0.06% Added +42.9k +42,923
59 NEOS Investment Management LLC 0.65% of their portfolio Westport, CT 755,689755.7k $27.8m $27.8m 0.65% Added +45.7k +45,689
60 SUMITOMO LIFE INSURANCE CO 0.50% of their portfolio TOKYO, M0 724,600724.6k $26.7m $26.7m 0.50% Added +660.3k +660,300
61 Prestige Wealth Management Group LLC 5.54% of their portfolio FLEMINGTON, NJ 724,597724.6k $26.7m $26.7m 5.54% Added +27.0k +27,043
62 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 664,917664.9k $24.5m $24.5m 0.03% Added +31.9k +31,933
63 Santa Clara Valley Transportation Authority 22.74% of their portfolio SAN JOSE, CA 614,225614.2k $22.6m $22.6m 22.74% Unchanged
64 DSC Meridian Capital LP 14.10% of their portfolio NEW YORK, NY 576,428576.4k $21.2m $21.2m 14.10% Reduced -213.8k -213,800
65 &PARTNERS 0.25% of their portfolio NASHVILLE, TN 569,283569.3k $21.0m $21.0m 0.25% Added +369.6k +369,609
66 Trek Financial, LLC 1.49% of their portfolio Scottsdale, AZ 540,819540.8k $19.9m $19.9m 1.49% Reduced -41.8k -41,783
67 Baker Avenue Asset Management, LP 0.61% of their portfolio SAN FRANCISCO, CA 540,344540.3k $19.9m $19.9m 0.61% Added +24.0k +23,966
68 LOOMIS SAYLES & CO L P 0.03% of their portfolio BOSTON, MA 539,185539.2k $19.8m $19.8m 0.03% Added +94.7k +94,712
69 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 508,742508.7k $18.7m $18.7m 0.03% Reduced -10.4k -10,372
70 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 497,948497.9k $18.3m $18.3m 0.01% Added +204.7k +204,658
71 Clearstead Advisors, LLC 0.28% of their portfolio CLEVELAND, OH 491,880491.9k $18.1m $18.1m 0.28% Added +110.4k +110,419
72 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.42% of their portfolio FORT WAYNE, IN 490,595490.6k $18.0m $18.0m 1.42% Added +16.9k +16,869
73 NOMURA ASSET MANAGEMENT CO LTD 0.05% of their portfolio TOKYO, M0 462,300462.3k $17.0m $17.0m 0.05% New
74 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 440,166440.2k $16.2m $16.2m 0.02% Added +22.0k +21,966
75 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 438,721438.7k $16.1m $16.1m 0.15% Added +781 +781
76 Y.D. More Investments Ltd 1.39% of their portfolio Ramat Gan, L3 420,123420.1k $15.5m $15.5m 1.39% Added +113.1k +113,060
77 Aveo Capital Partners, LLC 1.65% of their portfolio ENGLEWOOD, CO 410,116410.1k $15.1m $15.1m 1.65% Added +245.6k +245,550
78 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 409,081409.1k $15.2m $15.2m 0.00% Reduced -870.0k -869,989
79 Wedmont Private Capital 0.77% of their portfolio WEST CHESTER, PA 396,120396.1k $14.5m $14.5m 0.77% Added +19.0k +18,962
80 First Command Advisory Services, Inc. 0.13% of their portfolio FORT WORTH, TX 375,460375.5k $13.8m $13.8m 0.13% Added +39.1k +39,118
81 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 355,336355.3k $13.1m $13.1m 0.00% Reduced -18.8k -18,810
82 Allegiance Financial Group Advisory Services LLC 4.13% of their portfolio VIENNA, VA 346,938346.9k $12.8m $12.8m 4.13% Added +25.6k +25,593
83 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 330,687330.7k $12.2m $12.2m 0.02% Added +83.6k +83,582
84 Betterment LLC 0.03% of their portfolio NEW YORK, NY 318,801318.8k $11.7m $11.7m 0.03% Added +73.1k +73,058
85 TWO SIGMA SECURITIES, LLC 2.08% of their portfolio NEW YORK, NY 312,668312.7k $11.5m $11.5m 2.08% Added +176.6k +176,566
86 Jefferies Financial Group Inc. 0.13% of their portfolio NEW YORK, NY 311,710311.7k $11.5m $11.5m 0.13% New
87 JTC Employer Solutions Trustee Ltd 0.81% of their portfolio ST HELIER, Y9 310,219310.2k $11.4m $11.4m 0.81% Unchanged
88 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 308,287308.3k $11.3m $11.3m 0.01% Added +46.9k +46,850
89 Tidal Investments LLC 0.09% of their portfolio Milwaukee, WI 302,840302.8k $11.1m $11.1m 0.09% New
90 Financiere des Professionnels - Fonds d'investissement inc. 0.76% of their portfolio MONTREAL, A8 294,800294.8k $10.8m $10.8m 0.76% Reduced -15.0k -15,000
91 PRINCIPAL SECURITIES, INC. 0.23% of their portfolio DES MOINES, IA 280,270280.3k $10.3m $10.3m 0.23% Added +87.4k +87,355
92 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.06% of their portfolio VICTORIA, A1 274,000274.0k $10.1m $10.1m 0.06% New
93 TOWNSQUARE CAPITAL LLC 0.11% of their portfolio Lehi, UT 273,597273.6k $10.1m $10.1m 0.11% Added +10.0k +10,003
94 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 273,571273.6k $10.1m $10.1m 0.01% Added +219.8k +219,836
95 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 270,978271.0k $10.0m $10.0m 0.02% Added +7.5k +7,460
96 ALPS ADVISORS INC 0.06% of their portfolio Denver, CO 267,173267.2k $9.8m $9.8m 0.06% Added +804 +804
97 Ethos Financial Group, LLC 1.27% of their portfolio KING OF PRUSSIA, PA 264,068264.1k $9.7m $9.7m 1.27% Added +245.9k +245,894
98 HRT FINANCIAL LP 0.06% of their portfolio NEW YORK, NY 263,579263.6k $9.7m $9.7m 0.06% Reduced -189.1k -189,057
99 FC Advisory LLC 3.23% of their portfolio WEST CHESTER, PA 262,269262.3k $9.6m $9.6m 3.23% Added +7.6k +7,578
100 Avidian Wealth Enterprises, LLC 0.43% of their portfolio Houston, TX 261,397261.4k $9.6m $9.6m 0.43% Added +12.6k +12,614