Vault-13

ISHARES TR USHY

BROAD USD HIGH · ETP · CUSIP 46435U853

504 institutional holders +28 vs Q2 2024
516,490,715516.5m shares reported held*
$19.4bnreported value*
77 new 223 added 138 reduced 51 sold out net bought ≈ $7.3bn (+192.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($25.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.64. Options: 1 managers hold calls ($7.5k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 347Q4 22: 383Q1 23: 393Q2 23: 394Q3 23: 410Q4 23: 453Q1 24: 455Q2 24: 476Q3 24: 504504Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022347
Q4 2022383
Q1 2023393
Q2 2023394
Q3 2023410
Q4 2023453
Q1 2024455
Q2 2024476
Q3 2024504

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 208 bought or addedQ4 22: 160 cut or sold outQ1 23: 216 bought or addedQ1 23: 180 cut or sold outQ1 23Q2 23: 216 bought or addedQ2 23: 175 cut or sold outQ3 23: 237 bought or addedQ3 23: 151 cut or sold outQ3 23Q4 23: 234 bought or addedQ4 23: 179 cut or sold outQ1 24: 250 bought or addedQ1 24: 198 cut or sold outQ1 24Q2 24: 274 bought or addedQ2 24: 191 cut or sold outQ3 24: 300 bought or addedQ3 24: 189 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022208160
Q1 2023216180
Q2 2023216175
Q3 2023237151
Q4 2023234179
Q1 2024250198
Q2 2024274191
Q3 2024300189

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 23 calls: $305.3kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $234.2kQ1 24 puts: $3.7kQ1 24P/C 0.02Q2 24 calls: $7.3kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $7.5kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$305.3k$00.00
Q1 2024$234.2k$3.7k0.02
Q2 2024$7.3k$00.00
Q3 2024$7.5k$00.00

Biggest buyers

JPMORGAN CHASE & CO Added +124,445,308+124.4m
PRUDENTIAL PLC Added +42,995,629+43.0m
WELLS FARGO & COMPANY/MN Added +10,213,283+10.2m
GOLDMAN SACHS GROUP INC Added +10,193,147+10.2m
STATE OF WISCONSIN INVESTMENT BOARD New +3,992,228+4.0m
BNP PARIBAS FINANCIAL MARKETS Added +2,688,663+2.7m
Liberty Mutual Group Asset Management Inc. New +2,300,000+2.3m
Angeles Investment Advisors, LLC New +2,171,000+2.2m
SHENKMAN CAPITAL MANAGEMENT INC New +1,613,089+1.6m
NORTHERN TRUST CORP Added +1,431,269+1.4m

Biggest sellers

TIAA TRUST, NATIONAL ASSOCIATION Reduced -12,876,204-12.9m
JANE STREET GROUP, LLC Reduced -2,862,551-2.9m
1832 Asset Management L.P. Reduced -2,402,346-2.4m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -1,573,113-1.6m
Alaska Permanent Fund Corp Reduced -1,450,000-1.4m
SUMITOMO LIFE INSURANCE CO Reduced -947,800-947.8k
State of Wisconsin - Board of Commissioners of Public Lands Reduced -734,116-734.1k
WBI INVESTMENTS, LLC Sold out -500,961-501.0k
Aveo Capital Partners, LLC Reduced -497,500-497.5k
AMERIPRISE FINANCIAL INC Reduced -283,328-283.3k

Biggest calls

CITADEL ADVISORS LLC Unchanged $7.5k200 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (1.6%, 2026-10-27)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.19% of their portfolio NEW YORK, NY 127,935,046127.9m $4.8bn $4.8bn 0.19% Added +124.4m +124,445,308
2 PRUDENTIAL PLC 11.39% of their portfolio LONDON, X0 59,786,03859.8m $2.3bn $2.3bn 11.39% Added +43.0m +42,995,629
3 BlackRock, Inc. 0.04% of their portfolio New York, NY 54,347,85854.3m $2.0bn $2.0bn 0.04% First filing
4 NORTHERN TRUST CORP 0.24% of their portfolio CHICAGO, IL 38,890,64438.9m $1.5bn $1.5bn 0.24% Added +1.4m +1,431,269
5 WELLS FARGO & COMPANY/MN 0.32% of their portfolio SAN FRANCISCO, CA 34,526,07034.5m $1.3bn $1.3bn 0.32% Added +10.2m +10,213,283
6 JONES FINANCIAL COMPANIES LLLP 0.70% of their portfolio DES PERES, MO 18,122,18418.1m $682.8m $682.8m 0.70% Added +972.9k +972,897
7 RAYMOND JAMES & ASSOCIATES 0.31% of their portfolio ST PETERSBURG, FL 13,554,14813.6m $510.3m $510.3m 0.31% Added +363.6k +363,645
8 GOLDMAN SACHS GROUP INC 0.10% of their portfolio NEW YORK, NY 13,476,76513.5m $507.4m $507.4m 0.10% Added +10.2m +10,193,147
9 Japan Science & Technology Agency 5.54% of their portfolio TOKYO, M0 11,130,15711.1m $419.1m $419.1m 5.54% Unchanged
10 Thrivent Financial for Lutherans 0.52% of their portfolio Minneapolis, MN 7,203,4767.2m $271.2m $271.2m 0.52% Added +173.0k +173,001
11 Ocean Park Asset Management, LLC 9.69% of their portfolio SANTA MONICA, CA 5,864,2965.9m $220.8m $220.8m 9.69% Added +705.4k +705,396
12 Clark Capital Management Group, Inc. 1.37% of their portfolio PHILADELPHIA, PA 5,300,0005.3m $199.5m $199.5m 1.37% Added +1.2m +1,224,329
13 BNP PARIBAS FINANCIAL MARKETS 0.19% of their portfolio PARIS, I0 5,188,7325.2m $195.4m $195.4m 0.19% Added +2.7m +2,688,663
14 Kensington Asset Management, LLC 9.64% of their portfolio AUSTIN, TX 4,734,1604.7m $175.8m $175.8m 9.64% Added +859.4k +859,370
15 TIAA TRUST, NATIONAL ASSOCIATION 0.53% of their portfolio CHARLOTTE, NC 4,693,2264.7m $176.7m $176.7m 0.53% Reduced -12.9m -12,876,204
16 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,563,8314.6m $171.8m $171.8m 0.02% Added +391.0k +390,969
17 TOEWS CORP /ADV 21.49% of their portfolio NORTHFIELD, NJ 4,257,1004.3m $160.3m $160.3m 21.49% Reduced -25.0k -25,000
18 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 4,053,8054.1m $152.6m $152.6m 0.05% Added +596.4k +596,423
19 STATE OF WISCONSIN INVESTMENT BOARD 0.38% of their portfolio MADISON, WI 3,992,2284.0m $150.3m $150.3m 0.38% New
20 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 3,653,5403.7m $137.6m $137.6m 0.06% Added +426.7k +426,720
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 3,583,6543.6m $134.9m $134.9m 0.03% Reduced -1.6m -1,573,113
22 UBS Group AG 0.04% of their portfolio ZURICH, V8 3,355,6423.4m $126.3m $126.3m 0.04% Reduced -44.0k -43,972
23 Liberty Mutual Group Asset Management Inc. 13.12% of their portfolio Boston, MA 2,300,0002.3m $86.6m $86.6m 13.12% New
24 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,270,1192.3m $85.5m $85.5m 0.01% Added +109.9k +109,946
25 Counterpoint Mutual Funds LLC 15.85% of their portfolio San Diego, CA 2,221,7632.2m $83.6m $83.6m 15.85% Reduced -146.1k -146,117
26 Angeles Investment Advisors, LLC 4.18% of their portfolio SANTA MONICA, CA 2,171,0002.2m $81.7m $81.7m 4.18% New
27 SigFig Wealth Management, LLC 2.93% of their portfolio SAN FRANCISCO, CA 2,141,9662.1m $80.7m $80.7m 2.93% Added +143.2k +143,246
28 Alaska Permanent Fund Corp 1.16% of their portfolio JUNEAU, AK 2,111,6192.1m $79.5m $79.5m 1.16% Reduced -1.4m -1,450,000
29 ALLSTATE CORP 7.12% of their portfolio NORTHBROOK, IL 1,988,0002.0m $74.8m $74.8m 7.12% Unchanged
30 NEPC LLC 2.15% of their portfolio Boston, MA 1,894,9291.9m $71.3m $71.3m 2.15% Unchanged
31 Bricktown Capital, LLC 13.24% of their portfolio DETROIT, MI 1,888,3891.9m $71.1m $71.1m 13.24% Added +415.4k +415,373
32 Roberts Financial Services LLC 12.36% of their portfolio MARQUETTE, MI 1,754,0771.8m $66.0m $66.0m 12.36% Added +38.7k +38,652
33 Venturi Wealth Management, LLC 3.40% of their portfolio AUSTIN, TX 1,724,7841.7m $64.9m $64.9m 3.40% Added +765.1k +765,108
34 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.03% of their portfolio BOSTON, MA 1,715,9641.7m $64.6m $64.6m 1.03% Reduced -31.6k -31,601
35 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,624,8731.6m $61.2m $61.2m 0.01% Added +132.1k +132,110
36 SHENKMAN CAPITAL MANAGEMENT INC 4.80% of their portfolio NEW YORK, NY 1,613,0891.6m $61.8m $61.8m 4.80% New
37 REBALANCE, LLC 4.43% of their portfolio PALO ALTO, CA 1,607,1031.6m $60.5m $60.5m 4.43% Added +41.0k +41,041
38 One Capital Management, LLC 1.90% of their portfolio WESTLAKE VILLAGE, CA 1,582,6811.6m $59.6m $59.6m 1.90% Added +211.8k +211,833
39 AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio KANSAS CITY, MO 1,480,5601.5m $55.7m $55.7m 0.03% Unchanged
40 ASSETMARK, INC 0.16% of their portfolio CONCORD, CA 1,476,6321.5m $55.6m $55.6m 0.16% Reduced -2.5k -2,524
41 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 1,356,9331.4m $51.1m $51.1m 0.07% Added +85.7k +85,722
42 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 1,299,4841.3m $48.9m $48.9m 0.11% Added +125.7k +125,745
43 MERCER GLOBAL ADVISORS INC /ADV 0.11% of their portfolio DENVER, CO 1,287,6761.3m $48.2m $48.2m 0.11% Added +260.3k +260,282
44 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 1,279,0701.3m $48.2m $48.2m 0.01% New
45 Morningstar Investment Services LLC 0.48% of their portfolio CHICAGO, IL 1,260,8751.3m $47.5m $47.5m 0.48% Reduced -19.4k -19,410
46 Koss-Olinger Consulting, LLC 4.09% of their portfolio GAINESVILLE, FL 1,251,5971.3m $47.1m $47.1m 4.09% Added +14.2k +14,159
47 Cerity Partners LLC 0.10% of their portfolio NEW YORK, NY 1,231,0131.2m $46.3m $46.3m 0.10% Added +48.5k +48,528
48 1832 Asset Management L.P. 0.08% of their portfolio TORONTO, A6 1,197,7471.2m $45.1m $45.1m 0.08% Reduced -2.4m -2,402,346
49 Wealthfront Advisers LLC 0.14% of their portfolio Palo Alto, CA 1,187,9081.2m $44.7m $44.7m 0.14% Added +142.5k +142,492
50 MANNING & NAPIER ADVISORS LLC 0.49% of their portfolio Fairport, NY 1,180,4891.2m $44.4m $44.4m 0.49% Added +1.1m +1,076,289
51 CWM, LLC 0.19% of their portfolio OMAHA, NE 1,146,4531.1m $43.2m $43.2m 0.19% Reduced -28.2k -28,153
52 PRUDENTIAL FINANCIAL INC 0.05% of their portfolio NEWARK, NJ 1,018,6091.0m $38.4m $38.4m 0.05% Added +480.7k +480,710
53 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 998,730998.7k $37.6m $37.6m 0.05% Reduced -26.1k -26,058
54 Prime Capital Investment Advisors, LLC 0.53% of their portfolio OVERLAND PARK, KS 980,014980.0k $36.9m $36.9m 0.53% Added +37.7k +37,728
55 AXXCESS WEALTH MANAGEMENT, LLC 0.86% of their portfolio CARLSBAD, CA 904,878904.9k $34.1m $34.1m 0.86% Added +24.4k +24,361
56 Capital Asset Advisory Services LLC 1.69% of their portfolio Williamston, MI 904,458904.5k $33.7m $33.7m 1.69% Added +20.0k +20,013
57 DSC Meridian Capital LP 21.77% of their portfolio NEW YORK, NY 790,228790.2k $29.8m $29.8m 21.77% Added +3.8k +3,752
58 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 721,715721.7k $27.2m $27.2m 0.06% Reduced -56.1k -56,143
59 NEOS Investment Management LLC 0.80% of their portfolio Westport, CT 710,000710.0k $26.6m $26.6m 0.80% New
60 Prestige Wealth Management Group LLC 5.44% of their portfolio FLEMINGTON, NJ 697,554697.6k $26.3m $26.3m 5.44% Reduced -4.1k -4,089
61 FMR LLC 0.00% of their portfolio BOSTON, MA 691,254691.3k $26.0m $26.0m 0.00% Added +85.3k +85,350
62 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 665,605665.6k $25.1m $25.1m 0.01% Added +307.3k +307,322
63 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 632,984633.0k $23.8m $23.8m 0.02% Added +36.1k +36,141
64 Santa Clara Valley Transportation Authority 22.15% of their portfolio SAN JOSE, CA 614,225614.2k $23.1m $23.1m 22.15% First filing
65 Trek Financial, LLC 1.64% of their portfolio Scottsdale, AZ 582,602582.6k $21.9m $21.9m 1.64% Added +146.5k +146,496
66 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 536,664536.7k $20.2m $20.2m 0.01% Added +184.4k +184,402
67 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 519,114519.1k $19.5m $19.5m 0.03% Added +33.3k +33,337
68 Baker Avenue Asset Management, LP 0.62% of their portfolio SAN FRANCISCO, CA 516,378516.4k $19.4m $19.4m 0.62% Added +15.2k +15,169
69 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.38% of their portfolio FORT WAYNE, IN 473,726473.7k $17.8m $17.8m 1.38% Added +5.9k +5,860
70 HRT FINANCIAL LP 0.09% of their portfolio NEW YORK, NY 452,636452.6k $17.0m $17.0m 0.09% Added +110.6k +110,558
71 LOOMIS SAYLES & CO L P 0.02% of their portfolio BOSTON, MA 444,473444.5k $16.7m $16.7m 0.02% Added +67.3k +67,321
72 Equitable Holdings, Inc. 0.16% of their portfolio NEW YORK, NY 437,940437.9k $16.5m $16.5m 0.16% Added +18.1k +18,115
73 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 418,200418.2k $15.7m $15.7m 0.01% Added +16.3k +16,252
74 Clearstead Advisors, LLC 0.22% of their portfolio CLEVELAND, OH 381,461381.5k $14.4m $14.4m 0.22% Added +369.2k +369,196
75 Wedmont Private Capital 0.80% of their portfolio WEST CHESTER, PA 377,158377.2k $14.0m $14.0m 0.80% Added +23.2k +23,154
76 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 374,146374.1k $14.1m $14.1m 0.00% Added +129.5k +129,478
77 NISA INVESTMENT ADVISORS, LLC 0.08% of their portfolio ST. LOUIS, MO 340,000340.0k $12.8m $12.8m 0.08% New
78 First Command Advisory Services, Inc. 0.12% of their portfolio FORT WORTH, TX 336,342336.3k $12.7m $12.7m 0.12% New
79 Allegiance Financial Group Advisory Services LLC 4.21% of their portfolio VIENNA, VA 321,345321.3k $12.1m $12.1m 4.21% Added +18.8k +18,751
80 Rakuten Investment Management, Inc. 0.07% of their portfolio TOKYO, M0 317,541317.5k $12.0m $12.0m 0.07% Added +12.0k +12,000
81 JTC Employer Solutions Trustee Ltd 0.76% of their portfolio ST HELIER, Y9 310,219310.2k $11.7m $11.7m 0.76% Unchanged
82 Financiere des Professionnels - Fonds d'investissement inc. 0.80% of their portfolio MONTREAL, A8 309,800309.8k $11.7m $11.7m 0.80% Reduced -9.1k -9,100
83 Y.D. More Investments Ltd 1.21% of their portfolio Ramat Gan, L3 307,063307.1k $11.6m $11.6m 1.21% New
84 Sage Advisory Services, Ltd.Co. 3.08% of their portfolio AUSTIN, TX 302,099302.1k $11.0m $11.0m 3.08% Unchanged
85 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 293,290293.3k $11.0m $11.0m 0.01% Reduced -18.1k -18,098
86 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 283,882283.9k $10.7m $10.7m 0.00% Reduced -79.9k -79,917
87 ALPS ADVISORS INC 0.07% of their portfolio Denver, CO 266,369266.4k $10.0m $10.0m 0.07% Reduced -4.6k -4,560
88 TOWNSQUARE CAPITAL LLC 0.12% of their portfolio Lehi, UT 263,594263.6k $9.9m $9.9m 0.12% Added +13.7k +13,730
89 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 263,518263.5k $9.9m $9.9m 0.02% Added +74.9k +74,884
90 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 261,437261.4k $9.8m $9.8m 0.01% Reduced -131.4k -131,425
91 BTS Asset Management, Inc. 9.16% of their portfolio Lincoln, MA 255,101255.1k $9.6m $9.6m 9.16% Added +233.5k +233,461
92 FC Advisory LLC 3.22% of their portfolio WEST CHESTER, PA 254,691254.7k $9.6m $9.6m 3.22% Added +11.6k +11,637
93 Avidian Wealth Enterprises, LLC 0.43% of their portfolio Houston, TX 248,783248.8k $9.4m $9.4m 0.43% Added +9.2k +9,209
94 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 247,105247.1k $9.3m $9.3m 0.01% Reduced -79.7k -79,696
95 American Trust 0.76% of their portfolio LEXINGTON, KY 246,199246.2k $9.3m $9.3m 0.76% Added +64.0k +64,045
96 Betterment LLC 0.02% of their portfolio NEW YORK, NY 245,743245.7k $9.3m $9.3m 0.02% Added +98.8k +98,784
97 Heritage Family Offices, LLP 4.72% of their portfolio SCOTTSDALE, AZ 242,974243.0k $9.1m $9.1m 4.72% Added +1.9k +1,927
98 Destiny Wealth Partners, LLC 1.54% of their portfolio TAVARES, FL 233,426233.4k $8.8m $8.8m 1.54% Reduced -2.7k -2,741
99 New York Life Investment Management LLC 0.08% of their portfolio New York, NY 220,589220.6k $8.3m $8.3m 0.08% Added +8.3k +8,349
100 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 219,521219.5k $8.3m $8.3m 0.08% Added +8.5k +8,524