Vault-13

ISHARES TR USHY

BROAD USD HIGH · ETP · CUSIP 46435U853

455 institutional holders +2 vs Q4 2023
269,786,291269.8m shares reported held*
$10.0bnreported value*
59 new 191 added 139 reduced 59 sold out net sold ≈ $588.7m (-18.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.02. Options: 2 managers hold calls ($234.2k notional), 1 hold puts ($3.7k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 347Q4 22: 383Q1 23: 393Q2 23: 394Q3 23: 410Q4 23: 453Q1 24: 455455Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022347
Q4 2022383
Q1 2023393
Q2 2023394
Q3 2023410
Q4 2023453
Q1 2024455

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 208 bought or addedQ4 22: 160 cut or sold outQ4 22Q1 23: 216 bought or addedQ1 23: 180 cut or sold outQ1 23Q2 23: 216 bought or addedQ2 23: 175 cut or sold outQ2 23Q3 23: 237 bought or addedQ3 23: 151 cut or sold outQ3 23Q4 23: 234 bought or addedQ4 23: 179 cut or sold outQ4 23Q1 24: 250 bought or addedQ1 24: 198 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022208160
Q1 2023216180
Q2 2023216175
Q3 2023237151
Q4 2023234179
Q1 2024250198

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 23 calls: $0Q2 23 puts: $2.5mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $30.8kQ3 23P/C —Q4 23 calls: $305.3kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $234.2kQ1 24 puts: $3.7kQ1 24P/C 0.02
Numbers
QuarterCallsPutsP/C
Q2 2023$0$2.5m—
Q3 2023$0$30.8k—
Q4 2023$305.3k$00.00
Q1 2024$234.2k$3.7k0.02

Biggest buyers

MORGAN STANLEY Added +6,188,868+6.2m
TIAA TRUST, NATIONAL ASSOCIATION Added +2,957,778+3.0m
JPMORGAN CHASE & CO Added +2,083,974+2.1m
PRUDENTIAL PLC Added +2,031,570+2.0m
Clark Capital Management Group, Inc. Added +2,003,972+2.0m
Manning & Napier Group, LLC Added +1,956,567+2.0m
JANE STREET GROUP, LLC Added +1,730,260+1.7m
Endurance Services Ltd New +1,658,000+1.7m
BANK OF MONTREAL /CAN/ Added +792,523+792.5k
Counterpoint Mutual Funds LLC Added +777,650+777.6k

Biggest sellers

Fisher Asset Management, LLC Reduced -26,751,847-26.8m
BlackRock Inc. Reduced -7,271,607-7.3m
Koss-Olinger Consulting, LLC Sold out -1,787,745-1.8m
Morningstar Investment Services LLC Reduced -1,686,029-1.7m
Advisory Alpha, LLC Reduced -1,648,650-1.6m
VANGUARD GROUP INC Sold out -1,621,778-1.6m
Thrivent Financial for Lutherans Reduced -753,430-753.4k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -726,721-726.7k
CITIGROUP INC Reduced -700,557-700.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -697,072-697.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $215.9k5.9k shares
CITADEL ADVISORS LLC New $18.3k500 shares

Biggest puts

CITADEL ADVISORS LLC New $3.7k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (1.6%, 2026-10-27)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.23% of their portfolio CHICAGO, IL 36,936,46036.9m $1.4bn $1.4bn 0.23% Added +685.7k +685,739
2 WELLS FARGO & COMPANY/MN 0.24% of their portfolio SAN FRANCISCO, CA 24,464,22324.5m $895.1m $895.1m 0.24% Added +205.7k +205,688
3 BlackRock Inc. 0.01% of their portfolio New York, NY 16,742,81816.7m $612.6m $612.6m 0.01% Reduced -7.3m -7,271,607
4 JONES FINANCIAL COMPANIES LLLP 0.81% of their portfolio DES PERES, MO 16,281,08316.3m $595.7m $595.7m 0.81% Added +592.1k +592,074
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 13,112,79613.1m $479.8m $479.8m 0.01% Added +6.2m +6,188,868
6 PRUDENTIAL PLC 3.93% of their portfolio LONDON, X0 13,040,01413.0m $477.1m $477.1m 3.93% Added +2.0m +2,031,570
7 RAYMOND JAMES & ASSOCIATES 0.32% of their portfolio ST PETERSBURG, FL 12,832,40912.8m $469.5m $469.5m 0.32% Added +341.6k +341,643
8 Japan Science & Technology Agency 5.06% of their portfolio TOKYO, M0 11,130,15711.1m $407.3m $407.3m 5.06% Unchanged
9 TIAA TRUST, NATIONAL ASSOCIATION 0.74% of their portfolio CHARLOTTE, NC 6,585,4596.6m $241.0m $241.0m 0.74% Added +3.0m +2,957,778
10 Kensington Asset Management, LLC 9.45% of their portfolio AUSTIN, TX 5,164,5505.2m $189.0m $189.0m 9.45% Added +55.0k +55,050
11 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 5,066,5985.1m $185.4m $185.4m 0.01% Added +2.1m +2,083,974
12 Ocean Park Asset Management, LLC 8.63% of their portfolio SANTA MONICA, CA 5,010,1005.0m $183.3m $183.3m 8.63% Unchanged
13 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 4,846,1304.8m $177.3m $177.3m 0.04% Reduced -726.7k -726,721
14 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,114,7554.1m $150.6m $150.6m 0.01% Added +232.8k +232,753
15 Thrivent Financial for Lutherans 0.29% of their portfolio Minneapolis, MN 3,942,6963.9m $144.3m $144.3m 0.29% Reduced -753.4k -753,430
16 Counterpoint Mutual Funds LLC 33.27% of their portfolio San Diego, CA 3,709,5363.7m $135.7m $135.7m 33.27% Added +777.6k +777,650
17 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,414,0073.4m $124.9m $124.9m 0.05% Reduced -697.1k -697,072
18 UBS Group AG 0.04% of their portfolio ZURICH, V8 3,340,5293.3m $122.2m $122.2m 0.04% Added +275.1k +275,117
19 Alaska Permanent Fund Corp 1.79% of their portfolio JUNEAU, AK 3,331,6193.3m $121.9m $121.9m 1.79% Reduced -500.0k -500,000
20 TOEWS CORP /ADV 20.16% of their portfolio NORTHFIELD, NJ 3,167,8003.2m $115.9m $115.9m 20.16% Added +30.0k +30,000
21 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 3,098,1663.1m $113.4m $113.4m 0.06% Added +8.3k +8,273
22 1832 Asset Management L.P. 0.16% of their portfolio TORONTO, A6 2,413,1372.4m $88.3m $88.3m 0.16% Reduced -25.1k -25,098
23 Manning & Napier Group, LLC 0.98% of their portfolio Fairport, NY 2,339,7352.3m $85.6m $85.6m 0.98% Added +2.0m +1,956,567
24 Clark Capital Management Group, Inc. 0.57% of their portfolio PHILADELPHIA, PA 2,074,7732.1m $75.9m $75.9m 0.57% Added +2.0m +2,003,972
25 BNP PARIBAS FINANCIAL MARKETS 0.09% of their portfolio PARIS, I0 2,011,9742.0m $73.6m $73.6m 0.09% Added +301.7k +301,697
26 SigFig Wealth Management, LLC 2.60% of their portfolio SAN FRANCISCO, CA 1,937,8601.9m $70.9m $70.9m 2.60% Added +75.4k +75,382
27 NEPC LLC 2.32% of their portfolio Boston, MA 1,839,4061.8m $67.3m $67.3m 2.32% Added +677.3k +677,285
28 JANE STREET GROUP, LLC 0.08% of their portfolio NEW YORK, NY 1,795,1691.8m $65.7m $65.7m 0.08% Added +1.7m +1,730,260
29 ALLSTATE CORP 4.49% of their portfolio NORTHBROOK, IL 1,728,0001.7m $63.2m $63.2m 4.49% Unchanged
30 Endurance Services Ltd 11.72% of their portfolio PURCHASE, NY 1,658,0001.7m $60.7m $60.7m 11.72% New
31 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,635,9101.6m $59.9m $59.9m 0.01% Reduced -79.4k -79,394
32 Roberts Financial Services LLC 12.14% of their portfolio MARQUETTE, MI 1,624,9101.6m $59.5m $59.5m 12.14% Added +174.1k +174,111
33 ASSETMARK, INC 0.19% of their portfolio CONCORD, CA 1,612,6891.6m $59.0m $59.0m 0.19% Reduced -323.5k -323,463
34 AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio KANSAS CITY, MO 1,480,5601.5m $54.2m $54.2m 0.03% Unchanged
35 Bricktown Capital, LLC 10.91% of their portfolio DETROIT, MI 1,473,0161.5m $53.9m $53.9m 10.91% Added +95.2k +95,250
36 REBALANCE, LLC 4.04% of their portfolio PALO ALTO, CA 1,344,6041.3m $49.2m $49.2m 4.04% Added +14.8k +14,785
37 Morningstar Investment Services LLC 0.52% of their portfolio CHICAGO, IL 1,296,4001.3m $47.5m $47.5m 0.52% Reduced -1.7m -1,686,029
38 CWM, LLC 0.22% of their portfolio OMAHA, NE 1,236,0681.2m $45.2m $45.2m 0.22% Reduced -8.7k -8,705
39 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 1,201,2901.2m $44.0m $44.0m 0.07% Added +94.1k +94,066
40 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,092,6961.1m $40.0m $40.0m 0.01% Reduced -21.1k -21,121
41 Wealthfront Advisers LLC 0.14% of their portfolio Palo Alto, CA 1,080,0221.1m $39.5m $39.5m 0.14% Added +147.5k +147,513
42 MERCER GLOBAL ADVISORS INC /ADV 0.11% of their portfolio DENVER, CO 1,052,7931.1m $38.5m $38.5m 0.11% Added +280.3k +280,341
43 Cerity Partners LLC 0.10% of their portfolio NEW YORK, NY 1,007,6101.0m $36.8m $36.8m 0.10% Added +207.2k +207,174
44 Prime Capital Investment Advisors, LLC 0.49% of their portfolio OVERLAND PARK, KS 954,362954.4k $34.9m $34.9m 0.49% Added +169.0k +169,043
45 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.94% of their portfolio BOSTON, MA 946,179946.2k $34.6m $34.6m 0.94% Reduced -434.8k -434,808
46 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 932,658932.7k $34.1m $34.1m 0.01% Added +242.1k +242,137
47 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 931,989932.0k $34.1m $34.1m 0.05% Added +6.5k +6,493
48 One Capital Management, LLC 1.22% of their portfolio WESTLAKE VILLAGE, CA 920,955921.0k $33.7m $33.7m 1.22% Added +757.4k +757,376
49 Venturi Wealth Management, LLC 2.14% of their portfolio AUSTIN, TX 911,394911.4k $33.3m $33.3m 2.14% Added +5.8k +5,796
50 Capital Asset Advisory Services LLC 1.82% of their portfolio Williamston, MI 878,199878.2k $31.7m $31.7m 1.82% Added +25.7k +25,653
51 AXXCESS WEALTH MANAGEMENT, LLC 0.91% of their portfolio CARLSBAD, CA 873,393873.4k $32.0m $32.0m 0.91% Added +23.5k +23,470
52 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 831,197831.2k $30.4m $30.4m 0.07% Added +7.1k +7,122
53 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 809,506809.5k $29.6m $29.6m 0.07% Added +466.4k +466,358
54 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 793,641793.6k $29.0m $29.0m 0.01% Added +792.5k +792,523
55 State of Wisconsin - Board of Commissioners of Public Lands 6.81% of their portfolio MADISON, WI 782,666782.7k $28.6m $28.6m 6.81% Unchanged
56 Aveo Capital Partners, LLC 2.97% of their portfolio ENGLEWOOD, CO 751,157751.2k $27.2m $27.2m 2.97% Added +41.5k +41,479
57 Prestige Wealth Management Group LLC 5.70% of their portfolio FLEMINGTON, NJ 723,018723.0k $26.5m $26.5m 5.70% Added +68.4k +68,390
58 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 619,986620.0k $22.7m $22.7m 0.02% New
59 FMR LLC 0.00% of their portfolio BOSTON, MA 606,309606.3k $22.2m $22.2m 0.00% Added +396.8k +396,775
60 Charles Schwab Investment Advisory, Inc. 0.03% of their portfolio SAN FRANCISCO, CA 586,921586.9k $21.5m $21.5m 0.03% Reduced -22.4k -22,404
61 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 582,761582.8k $21.3m $21.3m 0.02% Added +17.3k +17,317
62 Schonfeld Strategic Advisors LLC 0.17% of their portfolio NEW YORK, NY 572,774572.8k $21.0m $21.0m 0.17% Reduced -2.8k -2,826
63 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 505,415505.4k $18.5m $18.5m 0.01% Reduced -26.8m -26,751,847
64 Baker Avenue Asset Management, LP 0.73% of their portfolio SAN FRANCISCO, CA 502,550502.6k $18.4m $18.4m 0.73% Added +19.6k +19,585
65 Trek Financial, LLC 1.41% of their portfolio Scottsdale, AZ 486,192486.2k $17.8m $17.8m 1.41% Added +50.0k +49,994
66 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.34% of their portfolio FORT WAYNE, IN 445,595445.6k $16.3m $16.3m 1.34% Added +1.6k +1,554
67 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 439,406439.4k $16.1m $16.1m 0.03% Reduced -35.5k -35,547
68 SUMITOMO LIFE INSURANCE CO 0.40% of their portfolio TOKYO, M0 439,400439.4k $15.5m $15.5m 0.40% Reduced -445.9k -445,900
69 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 438,307438.3k $16.0m $16.0m 0.02% Reduced -700.6k -700,557
70 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 429,343429.3k $15.7m $15.7m 0.01% Reduced -143.4k -143,449
71 Equitable Holdings, Inc. 0.17% of their portfolio NEW YORK, NY 411,775411.8k $15.1m $15.1m 0.17% Added +8.8k +8,790
72 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 363,400363.4k $13.3m $13.3m 0.00% Reduced -14.8k -14,799
73 Financiere des Professionnels - Fonds d'investissement inc. 1.00% of their portfolio MONTREAL, A8 339,200339.2k $12.4m $12.4m 1.00% New
74 LOOMIS SAYLES & CO L P 0.02% of their portfolio BOSTON, MA 333,745333.7k $12.2m $12.2m 0.02% Added +70.9k +70,866
75 Wedmont Private Capital 0.87% of their portfolio WEST CHESTER, PA 329,795329.8k $12.0m $12.0m 0.87% Added +20.4k +20,387
76 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 322,490322.5k $11.8m $11.8m 0.02% Reduced -232.2k -232,182
77 Rakuten Investment Management, Inc. 0.09% of their portfolio TOKYO, M0 316,941316.9k $11.6m $11.6m 0.09% Reduced -82.8k -82,800
78 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 313,546313.5k $11.5m $11.5m 0.01% Added +8.0k +7,967
79 JTC Employer Solutions Trustee Ltd 0.72% of their portfolio ST HELIER, Y9 310,219310.2k $11.4m $11.4m 0.72% Unchanged
80 Sage Advisory Services, Ltd.Co. 3.06% of their portfolio AUSTIN, TX 306,723306.7k $11.2m $11.2m 3.06% Added +19.3k +19,256
81 OLD MISSION CAPITAL LLC 0.25% of their portfolio CHICAGO, IL 275,300275.3k $10.1m $10.1m 0.25% New
82 Allegiance Financial Group Advisory Services LLC 3.97% of their portfolio VIENNA, VA 264,928264.9k $9.7m $9.7m 3.97% Added +32.6k +32,642
83 ALPS ADVISORS INC 0.07% of their portfolio Denver, CO 263,639263.6k $9.6m $9.6m 0.07% Reduced -3.5k -3,505
84 Destiny Wealth Partners, LLC 1.71% of their portfolio TAVARES, FL 260,892260.9k $9.5m $9.5m 1.71% Reduced -42.2k -42,174
85 Monument Capital Management 2.74% of their portfolio ALEXANDRIA, VA 259,880259.9k $9.5m $9.5m 2.74% Added +103.5k +103,546
86 Deane Retirement Strategies, Inc. 4.81% of their portfolio NEW ORLEANS, LA 259,084259.1k $9.5m $9.5m 4.81% Added +412 +412
87 HERITAGE WEALTH MANAGEMENT, LLC 4.66% of their portfolio PHOENIX, AZ 250,313250.3k $9.2m $9.2m 4.66% Reduced -1.2k -1,151
88 FC Advisory LLC 3.27% of their portfolio WEST CHESTER, PA 242,807242.8k $8.9m $8.9m 3.27% Added +5.8k +5,822
89 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 239,800239.8k $8.8m $8.8m 0.01% New
90 FOUNDERS FINANCIAL SECURITIES LLC 0.87% of their portfolio TOWSON, MD 227,218227.2k $8.3m $8.3m 0.87% Reduced -16.3k -16,278
91 Avidian Wealth Enterprises, LLC 0.44% of their portfolio Houston, TX 223,596223.6k $8.2m $8.2m 0.44% Added +95.4k +95,406
92 Mechanics Bank Trust Department 1.18% of their portfolio Walnut Creek, CA 220,111220.1k $8.1m $8.1m 1.18% Reduced -19.9k -19,949
93 Horizon Investments, LLC 0.20% of their portfolio Charlotte, NC 214,931214.9k $7.8m $7.8m 0.20% Reduced -16.5k -16,488
94 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 213,859213.9k $7.8m $7.8m 0.01% Added +21.8k +21,791
95 Tolleson Wealth Management, Inc. 1.48% of their portfolio DALLAS, TX 206,275206.3k $7.5m $7.5m 1.48% Reduced -59.7k -59,709
96 New York Life Investment Management LLC 0.07% of their portfolio New York, NY 202,547202.5k $7.4m $7.4m 0.07% Added +7.1k +7,132
97 HOWE & RUSLING INC 0.68% of their portfolio ROCHESTER, NY 195,333195.3k $7.1m $7.1m 0.68% Added +17.4k +17,408
98 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 194,908194.9k $7.1m $7.1m 0.01% Added +58.3k +58,308
99 FORTE ASSET MANAGEMENT LLC 4.32% of their portfolio BEDFORD, NY 194,743194.7k $7.1m $7.1m 4.32% Added +12.1k +12,106
100 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 194,422194.4k $7.1m $7.1m 0.08% Added +130.9k +130,886