Vault-13

ISHARES TR USHY

BROAD USD HIGH · ETP · CUSIP 46435U853

453 institutional holders +43 vs Q3 2023
287,754,551287.8m shares reported held*
$10.5bnreported value*
65 new 169 added 135 reduced 44 sold out net bought ≈ $2.2bn (+60.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.41. Options: 1 managers hold calls ($305.3k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 347Q4 22: 383Q1 23: 393Q2 23: 394Q3 23: 410Q4 23: 453453Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022347
Q4 2022383
Q1 2023393
Q2 2023394
Q3 2023410
Q4 2023453

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 208 bought or addedQ4 22: 160 cut or sold outQ4 22Q1 23: 216 bought or addedQ1 23: 180 cut or sold outQ1 23Q2 23: 216 bought or addedQ2 23: 175 cut or sold outQ2 23Q3 23: 237 bought or addedQ3 23: 151 cut or sold outQ3 23Q4 23: 234 bought or addedQ4 23: 179 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022208160
Q1 2023216180
Q2 2023216175
Q3 2023237151
Q4 2023234179

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 23 calls: $618.6kQ1 23 puts: $931.4kQ1 23P/C 1.51Q2 23 calls: $0Q2 23 puts: $2.5mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $30.8kQ3 23P/C —Q4 23 calls: $305.3kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$618.6k$931.4k1.51
Q2 2023$0$2.5m—
Q3 2023$0$30.8k—
Q4 2023$305.3k$00.00

Biggest buyers

BlackRock Inc. Added +19,716,050+19.7m
JONES FINANCIAL COMPANIES LLLP Added +15,620,508+15.6m
MORGAN STANLEY Added +5,403,638+5.4m
Kensington Asset Management, LLC New +5,109,500+5.1m
TOEWS CORP /ADV New +3,137,800+3.1m
NORTHERN TRUST CORP Added +2,708,258+2.7m
JPMORGAN CHASE & CO Added +2,136,198+2.1m
Counterpoint Mutual Funds LLC Added +2,069,950+2.1m
Ocean Park Asset Management, LLC Added +1,732,083+1.7m
Fisher Asset Management, LLC Added +1,414,856+1.4m

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -7,509,038-7.5m
ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP Reduced -2,452,500-2.5m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -1,072,877-1.1m
Venturi Wealth Management, LLC Reduced -567,795-567.8k
Jefferies Financial Group Inc. Sold out -500,000-500.0k
JANE STREET GROUP, LLC Reduced -396,802-396.8k
RATIONAL ADVISORS, INC. Reduced -337,704-337.7k
Bricktown Capital, LLC Reduced -304,000-304.0k
FMR LLC Reduced -229,680-229.7k
Trek Financial, LLC Reduced -210,927-210.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $305.3k8.4k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (1.6%, 2026-10-27)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.24% of their portfolio CHICAGO, IL 36,250,72136.3m $1.3bn $1.3bn 0.24% Added +2.7m +2,708,258
2 Fisher Asset Management, LLC 0.52% of their portfolio PLANO, TX 27,257,26227.3m $990.8m $990.8m 0.52% Added +1.4m +1,414,856
3 WELLS FARGO & COMPANY/MN 0.25% of their portfolio SAN FRANCISCO, CA 24,258,53524.3m $881.8m $881.8m 0.25% Reduced -192.0k -191,990
4 BlackRock Inc. 0.02% of their portfolio New York, NY 24,014,42524.0m $872.9m $872.9m 0.02% Added +19.7m +19,716,050
5 JONES FINANCIAL COMPANIES LLLP 0.86% of their portfolio DES PERES, MO 15,689,00915.7m $570.3m $570.3m 0.86% Added +15.6m +15,620,508
6 RAYMOND JAMES & ASSOCIATES 0.34% of their portfolio ST PETERSBURG, FL 12,490,76612.5m $454.0m $454.0m 0.34% Added +269.1k +269,057
7 Japan Science & Technology Agency 4.42% of their portfolio TOKYO, M0 11,130,15711.1m $404.6m $404.6m 4.42% Unchanged
8 PRUDENTIAL PLC 4.26% of their portfolio LONDON, X0 11,008,44411.0m $400.2m $400.2m 4.26% Added +1.0m +1,001,334
9 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,923,9286.9m $251.7m $251.7m 0.01% Added +5.4m +5,403,638
10 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.05% of their portfolio SAN FRANCISCO, CA 5,572,8515.6m $202.6m $202.6m 0.05% Reduced -1.1m -1,072,877
11 Kensington Asset Management, LLC 9.68% of their portfolio AUSTIN, TX 5,109,5005.1m $185.7m $185.7m 9.68% New
12 Ocean Park Asset Management, LLC 8.92% of their portfolio SANTA MONICA, CA 5,010,1005.0m $182.1m $182.1m 8.92% Added +1.7m +1,732,083
13 Thrivent Financial for Lutherans 0.37% of their portfolio Minneapolis, MN 4,696,1264.7m $170.7m $170.7m 0.37% Added +772.5k +772,468
14 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 4,111,0794.1m $149.4m $149.4m 0.06% Added +1.4m +1,379,694
15 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,882,0023.9m $141.1m $141.1m 0.02% Reduced -7.5m -7,509,038
16 Alaska Permanent Fund Corp 2.30% of their portfolio JUNEAU, AK 3,831,6193.8m $139.3m $139.3m 2.30% Added +600.0k +600,000
17 TIAA TRUST, NATIONAL ASSOCIATION 0.44% of their portfolio CHARLOTTE, NC 3,627,6813.6m $131.9m $131.9m 0.44% Added +825.5k +825,462
18 TOEWS CORP /ADV 27.08% of their portfolio NORTHFIELD, NJ 3,137,8003.1m $114.1m $114.1m 27.08% New
19 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 3,089,8933.1m $112.3m $112.3m 0.07% Added +574.9k +574,886
20 UBS Group AG 0.04% of their portfolio ZURICH, V8 3,065,4123.1m $111.4m $111.4m 0.04% Added +107.2k +107,180
21 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,982,6243.0m $108.4m $108.4m 0.01% Added +2.1m +2,136,198
22 Morningstar Investment Services LLC 0.61% of their portfolio CHICAGO, IL 2,982,4293.0m $108.8m $108.8m 0.61% Added +1.4m +1,397,896
23 Counterpoint Mutual Funds LLC 21.88% of their portfolio San Diego, CA 2,931,8862.9m $106.6m $106.6m 21.88% Added +2.1m +2,069,950
24 1832 Asset Management L.P. 0.17% of their portfolio TORONTO, A6 2,438,2352.4m $88.6m $88.6m 0.17% Added +528.4k +528,390
25 ASSETMARK, INC 0.25% of their portfolio CONCORD, CA 1,936,1521.9m $70.4m $70.4m 0.25% Reduced -91.3k -91,337
26 SigFig Wealth Management, LLC 2.57% of their portfolio SAN FRANCISCO, CA 1,862,4781.9m $67.7m $67.7m 2.57% Added +27.9k +27,862
27 Advisory Alpha, LLC 3.06% of their portfolio HOLLAND, MI 1,836,1981.8m $66.7m $66.7m 3.06% Reduced -196.6k -196,579
28 Koss-Olinger Consulting, LLC 6.38% of their portfolio GAINESVILLE, FL 1,787,7451.8m $65.0m $65.0m 6.38% Reduced -6.6k -6,557
29 ALLSTATE CORP 4.34% of their portfolio NORTHBROOK, IL 1,728,0001.7m $62.8m $62.8m 4.34% Unchanged
30 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,715,3041.7m $62.4m $62.4m 0.01% Added +712.8k +712,796
31 BNP PARIBAS FINANCIAL MARKETS 0.11% of their portfolio PARIS, I0 1,710,2771.7m $62.2m $62.2m 0.11% Added +1.2m +1,162,457
32 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,621,7781.6m $59.0m $59.0m 0.00% Added +37.3k +37,259
33 AMERICAN CENTURY COMPANIES INC 0.04% of their portfolio KANSAS CITY, MO 1,480,5601.5m $53.8m $53.8m 0.04% Added +49.4k +49,421
34 Roberts Financial Services LLC 11.38% of their portfolio MARQUETTE, MI 1,450,7991.5m $52.7m $52.7m 11.38% Reduced -82.2k -82,197
35 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.10% of their portfolio BOSTON, MA 1,380,9871.4m $50.2m $50.2m 1.10% Added +48.7k +48,726
36 Bricktown Capital, LLC 10.75% of their portfolio DETROIT, MI 1,377,7661.4m $50.1m $50.1m 10.75% Reduced -304.0k -304,000
37 REBALANCE, LLC 4.21% of their portfolio PALO ALTO, CA 1,329,8191.3m $48.3m $48.3m 4.21% Added +60.2k +60,231
38 CWM, LLC 0.24% of their portfolio OMAHA, NE 1,244,7731.2m $45.2m $45.2m 0.24% Reduced -102.5k -102,468
39 NEPC LLC 2.34% of their portfolio Boston, MA 1,162,1211.2m $42.2m $42.2m 2.34% Added +114.2k +114,220
40 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 1,138,8641.1m $41.4m $41.4m 0.05% Reduced -8.9k -8,880
41 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,113,8171.1m $40.5m $40.5m 0.01% Added +220.1k +220,130
42 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 1,107,2241.1m $40.2m $40.2m 0.07% Added +119.2k +119,208
43 Wealthfront Advisers LLC 0.13% of their portfolio Palo Alto, CA 932,509932.5k $33.9m $33.9m 0.13% Added +175.0k +175,049
44 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 925,496925.5k $33.6m $33.6m 0.05% Added +173.9k +173,914
45 Venturi Wealth Management, LLC 2.33% of their portfolio AUSTIN, TX 905,598905.6k $32.9m $32.9m 2.33% Reduced -567.8k -567,795
46 SUMITOMO LIFE INSURANCE CO 1.00% of their portfolio TOKYO, M0 885,300885.3k $32.2m $32.2m 1.00% Added +55.4k +55,400
47 Capital Asset Advisory Services LLC 1.92% of their portfolio Williamston, MI 852,546852.5k $31.0m $31.0m 1.92% Reduced -28.3k -28,313
48 AXXCESS WEALTH MANAGEMENT, LLC 0.92% of their portfolio CARLSBAD, CA 849,923849.9k $30.9m $30.9m 0.92% Reduced -22.5k -22,510
49 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 824,075824.1k $30.0m $30.0m 0.05% Reduced -195.5k -195,460
50 Cerity Partners LLC 0.10% of their portfolio NEW YORK, NY 800,436800.4k $29.1m $29.1m 0.10% Added +747.1k +747,111
51 Prime Capital Investment Advisors, LLC 0.43% of their portfolio OVERLAND PARK, KS 785,319785.3k $28.5m $28.5m 0.43% Added +180.7k +180,747
52 State of Wisconsin - Board of Commissioners of Public Lands 7.04% of their portfolio MADISON, WI 782,666782.7k $28.4m $28.4m 7.04% Unchanged
53 MERCER GLOBAL ADVISORS INC /ADV 0.08% of their portfolio DENVER, CO 772,452772.5k $28.1m $28.1m 0.08% Added +61.6k +61,631
54 Aveo Capital Partners, LLC 3.11% of their portfolio ENGLEWOOD, CO 709,678709.7k $25.8m $25.8m 3.11% Added +701.5k +701,498
55 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 690,521690.5k $25.1m $25.1m 0.01% Added +458.5k +458,460
56 Prestige Wealth Management Group LLC 5.40% of their portfolio FLEMINGTON, NJ 654,628654.6k $23.8m $23.8m 5.40% Reduced -33.7k -33,678
57 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 627,021627.0k $22.8m $22.8m 0.13% Added +477.3k +477,272
58 Charles Schwab Investment Advisory, Inc. 0.03% of their portfolio SAN FRANCISCO, CA 609,325609.3k $22.1m $22.1m 0.03% Reduced -7.7k -7,651
59 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.08% of their portfolio Los Angeles, CA 583,650583.6k $21.2m $21.2m 0.08% New
60 Schonfeld Strategic Advisors LLC 0.17% of their portfolio NEW YORK, NY 575,600575.6k $20.9m $20.9m 0.17% New
61 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 572,792572.8k $20.8m $20.8m 0.01% Added +297.7k +297,728
62 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 565,444565.4k $20.6m $20.6m 0.03% Added +535.0k +535,029
63 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 554,672554.7k $20.2m $20.2m 0.03% Added +174.1k +174,075
64 Baker Avenue Asset Management, LP 0.77% of their portfolio SAN FRANCISCO, CA 482,965483.0k $17.6m $17.6m 0.77% New
65 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 474,953475.0k $17.3m $17.3m 0.03% Added +38.3k +38,335
66 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.40% of their portfolio FORT WAYNE, IN 444,041444.0k $16.1m $16.1m 1.40% Added +19.2k +19,201
67 Trek Financial, LLC 1.38% of their portfolio Scottsdale, AZ 436,198436.2k $15.9m $15.9m 1.38% Reduced -210.9k -210,927
68 Equitable Holdings, Inc. 0.18% of their portfolio NEW YORK, NY 402,985403.0k $14.6m $14.6m 0.18% Added +50 +50
69 Rakuten Investment Management, Inc. 0.13% of their portfolio TOKYO, M0 399,741399.7k $14.6m $14.6m 0.13% Reduced -40.8k -40,800
70 Manning & Napier Group, LLC 0.17% of their portfolio Fairport, NY 383,168383.2k $13.9m $13.9m 0.17% Added +279.3k +279,318
71 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 378,199378.2k $13.7m $13.7m 0.00% Added +11.5k +11,494
72 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 343,148343.1k $12.5m $12.5m 0.10% Added +12.0k +12,004
73 NEW ENGLAND ASSET MANAGEMENT INC 1.99% of their portfolio FARMINGTON, CT 340,145340.1k $12.4m $12.4m 1.99% Added +145 +145
74 JTC Employer Solutions Trustee Ltd 1.02% of their portfolio ST HELIER, Y9 310,219310.2k $11.3m $11.3m 1.02% Added +9.3k +9,295
75 Wedmont Private Capital 0.92% of their portfolio WEST CHESTER, PA 309,408309.4k $11.2m $11.2m 0.92% Added +43.6k +43,599
76 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 305,579305.6k $11.1m $11.1m 0.01% Reduced -152 -152
77 Destiny Wealth Partners, LLC 2.05% of their portfolio TAVARES, FL 303,066303.1k $10.9m $10.9m 2.05% Reduced -17.2k -17,183
78 Sage Advisory Services, Ltd.Co. 2.80% of their portfolio AUSTIN, TX 287,467287.5k $10.4m $10.4m 2.80% Reduced -88.8k -88,822
79 ALPS ADVISORS INC 0.08% of their portfolio Denver, CO 267,144267.1k $9.7m $9.7m 0.08% Reduced -2.5k -2,455
80 Tolleson Wealth Management, Inc. 1.99% of their portfolio DALLAS, TX 265,984266.0k $9.7m $9.7m 1.99% Added +21.3k +21,315
81 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 262,879262.9k $9.6m $9.6m 0.01% Added +62.7k +62,724
82 Deane Retirement Strategies, Inc. 5.13% of their portfolio NEW ORLEANS, LA 258,672258.7k $9.4m $9.4m 5.13% New
83 HERITAGE WEALTH MANAGEMENT, LLC 4.95% of their portfolio PHOENIX, AZ 251,464251.5k $9.1m $9.1m 4.95% First filing
84 FOUNDERS FINANCIAL SECURITIES LLC 0.98% of their portfolio TOWSON, MD 243,496243.5k $8.9m $8.9m 0.98% Added +8.3k +8,346
85 Mechanics Bank Trust Department 1.36% of their portfolio Walnut Creek, CA 240,060240.1k $8.7m $8.7m 1.36% Reduced -37.6k -37,642
86 FC Advisory LLC 3.33% of their portfolio WEST CHESTER, PA 236,985237.0k $8.6m $8.6m 3.33% Reduced -603 -603
87 American Trust 0.63% of their portfolio LEXINGTON, KY 234,593234.6k $8.5m $8.5m 0.63% Reduced -25.1k -25,124
88 Allegiance Financial Group Advisory Services LLC 3.97% of their portfolio VIENNA, VA 232,286232.3k $8.4m $8.4m 3.97% Added +23.2k +23,153
89 Horizon Investments, LLC 0.23% of their portfolio Charlotte, NC 231,419231.4k $8.4m $8.4m 0.23% Added +3.8k +3,785
90 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 222,708222.7k $8.1m $8.1m 0.01% Added +9.8k +9,835
91 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 213,474213.5k $7.8m $7.8m 0.04% Added +41.0k +40,998
92 HORIZON FINANCIAL SERVICES, LLC 5.47% of their portfolio WINSTON SALEM, NC 213,395213.4k $7.8m $7.8m 5.47% Reduced -22.9k -22,949
93 FMR LLC 0.00% of their portfolio BOSTON, MA 209,534209.5k $7.6m $7.6m 0.00% Reduced -229.7k -229,680
94 RWA WEALTH PARTNERS, LLC 0.11% of their portfolio BOSTON, MA 206,438206.4k $7.5m $7.5m 0.11% Reduced -19.6k -19,569
95 New York Life Investment Management LLC 0.07% of their portfolio New York, NY 195,415195.4k $7.1m $7.1m 0.07% Added +6.3k +6,304
96 MACKENZIE FINANCIAL CORP 0.01% of their portfolio TORONTO ONTARIO, A6 193,569193.6k $7.0m $7.0m 0.01% Reduced -3.5k -3,507
97 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 192,068192.1k $7.0m $7.0m 0.01% Added +500 +500
98 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 190,207190.2k $6.9m $6.9m 0.03% Reduced -83.8k -83,757
99 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 182,857182.9k $6.6m $6.6m 0.01% Reduced -166.9k -166,926
100 Quantitative Strategies, Inc. 4.02% of their portfolio CALABASAS, CA 182,644182.6k $6.6m $6.6m 4.02% Added +2.7k +2,713