Vault-13

ISHARES TR USHY

BROAD USD HIGH · ETP · CUSIP 46435U853

393 institutional holders +10 vs Q4 2022
204,734,070204.7m shares reported held*
$7.3bnreported value*
67 new 149 added 120 reduced 60 sold out net sold ≈ $46.4m (+489.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($17.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.53. Options: 2 managers hold calls ($618.6k notional), 2 hold puts ($931.4k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 347Q4 22: 383Q1 23: 393393Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022347
Q4 2022383
Q1 2023393

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 208 bought or addedQ4 22: 160 cut or sold outQ4 22Q1 23: 216 bought or addedQ1 23: 180 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022208160
Q1 2023216180

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.3mQ3 22 puts: $1.9mQ3 22P/C 1.47Q4 22 calls: $1.7mQ4 22 puts: $621.5kQ4 22P/C 0.37Q1 23 calls: $618.6kQ1 23 puts: $931.4kQ1 23P/C 1.51
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$1.9m1.47
Q4 2022$1.7m$621.5k0.37
Q1 2023$618.6k$931.4k1.51

Biggest buyers

BlackRock Inc. Added +3,342,849+3.3m
FMR LLC Added +2,554,684+2.6m
Ocean Park Asset Management, LLC New +2,092,400+2.1m
WELLS FARGO & COMPANY/MN Added +1,967,683+2.0m
Koss-Olinger Consulting, LLC New +1,805,249+1.8m
TOEWS CORP /ADV New +1,681,800+1.7m
VANGUARD GROUP INC New +1,531,981+1.5m
Allspring Global Investments Holdings, LLC Added +1,159,300+1.2m
Thrivent Financial for Lutherans Added +1,082,702+1.1m
Fisher Asset Management, LLC Added +889,671+889.7k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -12,701,891-12.7m
MILLENNIUM MANAGEMENT LLC Reduced -2,191,364-2.2m
ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP Reduced -2,119,297-2.1m
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC Sold out -1,760,500-1.8m
LPL Financial LLC Reduced -1,729,237-1.7m
JANE STREET GROUP, LLC Reduced -1,405,902-1.4m
LOOMIS SAYLES & CO L P Reduced -722,980-723.0k
ASSETMARK, INC Reduced -703,617-703.6k
Cavalier Investments, LLC Sold out -590,653-590.7k
BlueCrest Capital Management Ltd Sold out -456,667-456.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $494.1k13.9k shares
CITADEL ADVISORS LLC Reduced $124.4k3.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $867.4k24.4k shares
CITADEL ADVISORS LLC Added $64.0k1.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (1.6%, 2026-10-27)

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.32% of their portfolio SAN FRANCISCO, CA 29,393,89529.4m $1.0bn $1.0bn 0.32% Added +2.0m +1,967,683
2 Fisher Asset Management, LLC 0.49% of their portfolio PLANO, TX 22,801,42722.8m $810.6m $810.6m 0.49% Added +889.7k +889,671
3 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 19,147,17419.1m $680.7m $680.7m 0.13% Added +719.8k +719,841
4 RAYMOND JAMES & ASSOCIATES 0.35% of their portfolio ST PETERSBURG, FL 11,331,78011.3m $402.8m $402.8m 0.35% Added +421.9k +421,888
5 Japan Science & Technology Agency 4.31% of their portfolio TOKYO, M0 11,130,15711.1m $395.7m $395.7m 4.31% Unchanged
6 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 10,513,78810.5m $373.8m $373.8m 0.04% Reduced -12.7m -12,701,891
7 TIAA, FSB 1.14% of their portfolio ST. LOUIS, MO 8,640,8668.6m $307.2m $307.2m 1.14% Reduced -191.3k -191,262
8 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 2.27% of their portfolio OMAHA, NE 6,221,9876.2m $221.2m $221.2m 2.27% Added +20.0k +19,971
9 BlackRock Inc. 0.01% of their portfolio New York, NY 5,718,7605.7m $203.3m $203.3m 0.01% Added +3.3m +3,342,849
10 Thrivent Financial for Lutherans 0.40% of their portfolio Minneapolis, MN 4,609,9594.6m $163.4m $163.4m 0.40% Added +1.1m +1,082,702
11 ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP 8.66% of their portfolio Altamonte Springs, FL 3,243,1243.2m $115.3m $115.3m 8.66% Reduced -2.1m -2,119,297
12 FMR LLC 0.00% of their portfolio BOSTON, MA 3,063,9823.1m $108.9m $108.9m 0.00% Added +2.6m +2,554,684
13 UBS Group AG 0.05% of their portfolio ZURICH, V8 2,777,5002.8m $98.7m $98.7m 0.05% Added +45.7k +45,676
14 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 2,655,6402.7m $94.4m $94.4m 0.07% Reduced -1.7m -1,729,237
15 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,460,6032.5m $87.5m $87.5m 0.04% Reduced -20.0k -19,959
16 Ocean Park Asset Management, LLC 6.96% of their portfolio SANTA MONICA, CA 2,092,4002.1m $74.4m $74.4m 6.96% New
17 1832 Asset Management L.P. 0.14% of their portfolio TORONTO, A6 1,934,4941.9m $68.8m $68.8m 0.14% Added +60.0k +59,985
18 Advisory Alpha, LLC 4.14% of their portfolio HOLLAND, MI 1,834,3511.8m $65.2m $65.2m 4.14% Added +50.9k +50,872
19 Koss-Olinger Consulting, LLC 8.00% of their portfolio GAINESVILLE, FL 1,805,2491.8m $64.2m $64.2m 8.00% New
20 PRUDENTIAL PLC 0.75% of their portfolio LONDON, X0 1,785,6621.8m $63.5m $63.5m 0.75% Added +307.1k +307,098
21 ALLSTATE CORP 4.56% of their portfolio NORTHBROOK, IL 1,728,0001.7m $61.4m $61.4m 4.56% Unchanged
22 SigFig Wealth Management, LLC 3.34% of their portfolio SAN FRANCISCO, CA 1,705,0391.7m $60.6m $60.6m 3.34% Added +26.4k +26,380
23 TOEWS CORP /ADV 10.94% of their portfolio NORTHFIELD, NJ 1,681,8001.7m $59.8m $59.8m 10.94% New
24 Morningstar Investment Services LLC 0.73% of their portfolio CHICAGO, IL 1,557,4751.6m $54.7m $54.7m 0.73% Added +29.3k +29,274
25 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,531,9811.5m $54.5m $54.5m 0.00% New
26 Bricktown Capital, LLC 6.05% of their portfolio DETROIT, MI 1,496,7661.5m $53.2m $53.2m 6.05% Added +108.0k +108,000
27 AMERICAN CENTURY COMPANIES INC 0.04% of their portfolio KANSAS CITY, MO 1,469,4931.5m $52.2m $52.2m 0.04% Added +2.7k +2,719
28 Roberts Financial Services LLC 12.38% of their portfolio MARQUETTE, MI 1,437,3661.4m $51.1m $51.1m 12.38% Added +367.4k +367,422
29 ASSETMARK, INC 0.21% of their portfolio CONCORD, CA 1,411,3041.4m $50.2m $50.2m 0.21% Reduced -703.6k -703,617
30 PARTNERS CAPITAL INVESTMENT GROUP, LLP 2.14% of their portfolio BOSTON, MA 1,399,0841.4m $49.7m $49.7m 2.14% Added +452.1k +452,105
31 REBALANCE, LLC 4.67% of their portfolio PALO ALTO, CA 1,327,1421.3m $47.2m $47.2m 4.67% Added +13.1k +13,077
32 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,312,3091.3m $46.7m $46.7m 0.01% Added +107.7k +107,742
33 CWM, LLC 0.31% of their portfolio OMAHA, NE 1,289,8941.3m $45.9m $45.9m 0.31% Reduced -303.2k -303,216
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,248,0751.2m $44.4m $44.4m 0.01% Added +832.2k +832,158
35 Allspring Global Investments Holdings, LLC 0.07% of their portfolio CHARLOTTE, NC 1,164,8291.2m $41.4m $41.4m 0.07% Added +1.2m +1,159,300
36 PFS INVESTMENTS INC. 0.67% of their portfolio DULUTH, GA 1,097,1441.1m $38.6m $38.6m 0.67% Added +24.4k +24,440
37 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 1,084,2921.1m $38.5m $38.5m 0.05% Added +764.8k +764,826
38 Jefferies Financial Group Inc. 0.79% of their portfolio NEW YORK, NY 1,050,0001.1m $37.3m $37.3m 0.79% Added +175.9k +175,897
39 Municipal Employees' Retirement System of Michigan 0.55% of their portfolio LANSING, MI 1,012,4381.0m $36.0m $36.0m 0.55% Unchanged
40 BNP PARIBAS FINANCIAL MARKETS 0.07% of their portfolio PARIS, I0 913,288913.3k $32.5m $32.5m 0.07% Reduced -19.2k -19,224
41 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 905,661905.7k $32.2m $32.2m 0.06% Added +30.5k +30,456
42 RATIONAL ADVISORS, INC. 2.56% of their portfolio San Juan, PR 881,953882.0k $31.4m $31.4m 2.56% Added +316.1k +316,075
43 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 846,012846.0k $30.1m $30.1m 0.01% Added +26.5k +26,527
44 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 837,119837.1k $29.8m $29.8m 0.05% Added +52.8k +52,831
45 Capital Asset Advisory Services LLC 2.18% of their portfolio Williamston, MI 823,133823.1k $29.3m $29.3m 2.18% Added +11.6k +11,569
46 State of Wisconsin - Board of Commissioners of Public Lands 6.21% of their portfolio MADISON, WI 782,666782.7k $27.8m $27.8m 6.21% First filing
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 773,723773.7k $27.5m $27.5m 0.00% Reduced -165.3k -165,310
48 Charles Schwab Investment Advisory, Inc. 0.04% of their portfolio SAN FRANCISCO, CA 641,269641.3k $22.8m $22.8m 0.04% Reduced -15.5k -15,518
49 Prestige Wealth Management Group LLC 5.68% of their portfolio FLEMINGTON, NJ 635,723635.7k $22.6m $22.6m 5.68% Added +631.7k +631,657
50 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 616,754616.8k $21.9m $21.9m 0.01% Added +157.5k +157,455
51 Sage Advisory Services, Ltd.Co. 6.18% of their portfolio AUSTIN, TX 612,900612.9k $21.8m $21.8m 6.18% Reduced -6.7k -6,694
52 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 612,355612.4k $21.8m $21.8m 0.04% Reduced -38.3k -38,313
53 Rakuten Investment Management, Inc. 0.25% of their portfolio TOKYO, M0 585,741585.7k $20.6m $20.6m 0.25% Reduced -72.4k -72,400
54 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 468,825468.8k $16.7m $16.7m 0.03% Added +71.3k +71,321
55 Equitable Holdings, Inc. 0.22% of their portfolio NEW YORK, NY 385,783385.8k $13.7m $13.7m 0.22% Added +105.4k +105,393
56 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.28% of their portfolio FORT WAYNE, IN 372,091372.1k $13.2m $13.2m 1.28% Added +11.0k +11,004
57 PPM AMERICA INC/IL 59.44% of their portfolio CHICAGO, IL 345,747345.7k $12.3m $12.3m 59.44% Added +8.0k +8,000
58 Venturi Wealth Management, LLC 1.00% of their portfolio AUSTIN, TX 342,789342.8k $12.2m $12.2m 1.00% Reduced -126.6k -126,617
59 NEW ENGLAND ASSET MANAGEMENT INC 1.78% of their portfolio FARMINGTON, CT 337,000337.0k $12.0m $12.0m 1.78% Added +55.0k +55,000
60 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 323,236323.2k $11.5m $11.5m 0.03% Added +86.9k +86,926
61 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 322,899322.9k $11.5m $11.5m 0.05% Reduced -4.2k -4,190
62 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 314,584314.6k $11.2m $11.2m 0.01% Unchanged
63 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 305,998306.0k $10.9m $10.9m 0.10% Reduced -9.8k -9,806
64 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 292,969293.0k $10.4m $10.4m 0.00% Added +98.4k +98,407
65 Mechanics Bank Trust Department 1.72% of their portfolio Walnut Creek, CA 287,868287.9k $10.2m $10.2m 1.72% Added +607 +607
66 Counterpoint Mutual Funds LLC 8.00% of their portfolio San Diego, CA 256,807256.8k $9.1m $9.1m 8.00% New
67 Trek Financial, LLC 0.83% of their portfolio Scottsdale, AZ 251,355251.4k $8.9m $8.9m 0.83% Reduced -47.2k -47,178
68 HOWE & RUSLING INC 1.05% of their portfolio ROCHESTER, NY 247,447247.4k $8.8m $8.8m 1.05% Added +19.8k +19,801
69 FC Advisory LLC 3.59% of their portfolio WEST CHESTER, PA 228,499228.5k $8.1m $8.1m 3.59% Reduced -753 -753
70 HORIZON FINANCIAL SERVICES, LLC 6.72% of their portfolio WINSTON SALEM, NC 220,589220.6k $7.8m $7.8m 6.72% Reduced -14.3k -14,318
71 Tolleson Wealth Management, Inc. 1.98% of their portfolio DALLAS, TX 215,761215.8k $7.7m $7.7m 1.98% Added +14.4k +14,424
72 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 210,311210.3k $7.5m $7.5m 0.02% Reduced -61.9k -61,944
73 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 208,714208.7k $7.3m $7.3m 0.02% Reduced -10.8k -10,850
74 Donoghue Forlines LLC 2.48% of their portfolio Boston, MA 193,338193.3k $6.9m $6.9m 2.48% Added +156.0k +155,987
75 Wedmont Private Capital 0.88% of their portfolio WEST CHESTER, PA 189,114189.1k $6.6m $6.6m 0.88% Added +26.4k +26,382
76 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 187,730187.7k $6.7m $6.7m 0.01% Added +1.8k +1,819
77 American Trust 0.31% of their portfolio LEXINGTON, KY 184,287184.3k $4.5m $4.5m 0.31% Reduced -44.6k -44,627
78 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 174,704174.7k $6.2m $6.2m 0.05% Added +10.2k +10,235
79 David Kennon Inc 2.94% of their portfolio SARASOTA, FL 169,417169.4k $6.0m $6.0m 2.94% New
80 FORTE ASSET MANAGEMENT LLC 3.97% of their portfolio BEDFORD, NY 168,926168.9k $6.0m $6.0m 3.97% Added +42.5k +42,454
81 New York Life Investment Management LLC 0.07% of their portfolio New York, NY 167,251167.3k $5.9m $5.9m 0.07% Added +10.9k +10,934
82 Wavelength Capital Management, LLC 6.05% of their portfolio WESTPORT, CT 152,815152.8k $5.4m $5.4m 6.05% Reduced -9.5k -9,500
83 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 151,261151.3k $5.3m $5.3m 0.07% Added +51.5k +51,474
84 Topel & Distasi Wealth Management, LLC 2.78% of their portfolio BERKELEY, CA 149,638149.6k $5.3m $5.3m 2.78% Added +8.9k +8,932
85 Vise Technologies, Inc. 1.37% of their portfolio NEW YORK, NY 146,339146.3k $5.2m $5.2m 1.37% Added +20.9k +20,875
86 Allegiance Financial Group Advisory Services LLC 3.79% of their portfolio VIENNA, VA 144,586144.6k $5.1m $5.1m 3.79% Added +54.0k +54,014
87 FOUNDERS FINANCIAL SECURITIES LLC 0.74% of their portfolio TOWSON, MD 144,504144.5k $5.1m $5.1m 0.74% Added +27.9k +27,908
88 Horizon Investments, LLC 0.15% of their portfolio Charlotte, NC 144,206144.2k $5.1m $5.1m 0.15% Added +27.8k +27,849
89 RAYMOND JAMES TRUST N.A. 0.16% of their portfolio ST. PETERSBURG, FL 141,464141.5k $5.0m $5.0m 0.16% Added +15.6k +15,571
90 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 140,973141.0k $5.0m $5.0m 0.01% Reduced -1.4m -1,405,902
91 MACKENZIE FINANCIAL CORP 0.01% of their portfolio TORONTO ONTARIO, A6 140,961141.0k $5.0m $5.0m 0.01% Reduced -1.9k -1,894
92 MONETA GROUP INVESTMENT ADVISORS LLC 0.12% of their portfolio ST LOUIS, MO 140,101140.1k $5.0m $5.0m 0.12% Added +4.9k +4,901
93 ALPS ADVISORS INC 0.04% of their portfolio Denver, CO 130,299130.3k $4.6m $4.6m 0.04% Reduced -125.4k -125,400
94 CreativeOne Wealth, LLC 0.22% of their portfolio OVERLAND PARK, KS 127,329127.3k $4.5m $4.5m 0.22% Added +18.3k +18,254
95 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 123,335123.3k $4.4m $4.4m 0.01% New
96 TCWP LLC 0.80% of their portfolio Beachwood, OH 117,934117.9k $4.2m $4.2m 0.80% Added +40.9k +40,933
97 McKinley Carter Wealth Services, Inc. 0.32% of their portfolio WHEELING, WV 116,185116.2k $4.1m $4.1m 0.32% Added +6.3k +6,293
98 Avidian Wealth Enterprises, LLC 0.22% of their portfolio Houston, TX 113,819113.8k $4.0m $4.0m 0.22% Reduced -17.7k -17,660
99 Cornerstone Management, Inc. 1.05% of their portfolio DULUTH, GA 113,311113.3k $4.0m $4.0m 1.05% Added +23.8k +23,788
100 Sigma Planning Corp 0.13% of their portfolio ANN ARBOR, MI 112,943112.9k $4.0m $4.0m 0.13% Added +104.7k +104,660