Vault-13

ISHARES TR USHY

BROAD USD HIGH · ETP · CUSIP 46435U853

383 institutional holders +36 vs Q3 2022
211,122,069211.1m shares reported held*
$7.4bnreported value*
65 new 143 added 116 reduced 44 sold out net bought ≈ $859.7m (+23.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.82. Options: 1 managers hold calls ($1.7m notional), 2 hold puts ($621.5k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 347Q4 22: 383383Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022347
Q4 2022383

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.3mQ3 22 puts: $1.9mQ3 22P/C 1.47Q4 22 calls: $1.7mQ4 22 puts: $621.5kQ4 22P/C 0.37
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$1.9m1.47
Q4 2022$1.7m$621.5k0.37

Biggest buyers

NORTHERN TRUST CORP Added +9,226,507+9.2m
Thrivent Financial for Lutherans Added +2,750,580+2.8m
WELLS FARGO & COMPANY/MN Added +2,528,659+2.5m
MILLENNIUM MANAGEMENT LLC New +2,214,661+2.2m
1832 Asset Management L.P. New +1,874,509+1.9m
ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP Added +1,827,496+1.8m
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC New +1,760,500+1.8m
PRUDENTIAL PLC New +1,478,564+1.5m
Jefferies Financial Group Inc. New +874,103+874.1k
Capital Asset Advisory Services LLC New +811,564+811.6k

Biggest sellers

JANE STREET GROUP, LLC Reduced -2,024,566-2.0m
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC Sold out -1,760,500-1.8m
ENVESTNET ASSET MANAGEMENT INC Reduced -898,316-898.3k
Alaska Permanent Fund Corp Reduced -600,000-600.0k
STATE OF WISCONSIN INVESTMENT BOARD Sold out -503,097-503.1k
CAPE COD FIVE CENTS SAVINGS BANK Reduced -415,400-415.4k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -403,403-403.4k
My Legacy Advisors, LLC Reduced -380,396-380.4k
JPMORGAN CHASE & CO Reduced -366,430-366.4k
UBS Group AG Reduced -311,881-311.9k

Biggest calls

CITADEL ADVISORS LLC Added $1.7m48.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $618.1k17.9k shares
CITADEL ADVISORS LLC Reduced $3.5k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (1.6%, 2026-10-27)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.30% of their portfolio SAN FRANCISCO, CA 27,426,21227.4m $947.0m $947.0m 0.30% Added +2.5m +2,528,659
2 BANK OF AMERICA CORP /DE/ 0.10% of their portfolio CHARLOTTE, NC 23,215,67923.2m $801.6m $801.6m 0.10% Added +43.3k +43,261
3 Fisher Asset Management, LLC 0.51% of their portfolio PLANO, TX 21,911,75621.9m $756.6m $756.6m 0.51% Added +724.7k +724,666
4 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 18,427,33318.4m $636.3m $636.3m 0.13% Added +9.2m +9,226,507
5 Japan Science & Technology Agency 5.77% of their portfolio TOKYO, M0 11,130,15711.1m $384.3m $384.3m 5.77% First filing
6 RAYMOND JAMES & ASSOCIATES 0.35% of their portfolio ST PETERSBURG, FL 10,909,89210.9m $376.7m $376.7m 0.35% Added +198.4k +198,380
7 TIAA, FSB 1.20% of their portfolio ST. LOUIS, MO 8,832,1288.8m $305.0m $305.0m 1.20% Reduced -20.2k -20,247
8 Alaska Permanent Fund Corp 4.00% of their portfolio JUNEAU, AK 7,106,6197.1m $245.4m $245.4m 4.00% Reduced -600.0k -600,000
9 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 2.15% of their portfolio OMAHA, NE 6,202,0166.2m $214.2m $214.2m 2.15% Reduced -403.4k -403,403
10 ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP 12.30% of their portfolio Altamonte Springs, FL 5,362,4215.4m $185.2m $185.2m 12.30% Added +1.8m +1,827,496
11 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 4,384,8774.4m $151.4m $151.4m 0.13% Added +346.4k +346,392
12 Thrivent Financial for Lutherans 0.32% of their portfolio Minneapolis, MN 3,527,2573.5m $121.8m $121.8m 0.32% Added +2.8m +2,750,580
13 UBS Group AG 0.05% of their portfolio ZURICH, V8 2,731,8242.7m $94.3m $94.3m 0.05% Reduced -311.9k -311,881
14 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,480,5622.5m $85.7m $85.7m 0.04% Reduced -898.3k -898,316
15 BlackRock Inc. 0.00% of their portfolio New York, NY 2,375,9112.4m $82.0m $82.0m 0.00% Reduced -183.4k -183,414
16 MILLENNIUM MANAGEMENT LLC 0.08% of their portfolio NEW YORK, NY 2,214,6612.2m $76.5m $76.5m 0.08% New
17 ASSETMARK, INC 0.32% of their portfolio CONCORD, CA 2,114,9212.1m $73.0m $73.0m 0.32% Added +633.1k +633,117
18 1832 Asset Management L.P. 0.13% of their portfolio TORONTO, A6 1,874,5091.9m $64.7m $64.7m 0.13% New
19 Advisory Alpha, LLC 4.36% of their portfolio HOLLAND, MI 1,783,4791.8m $61.6m $61.6m 4.36% Reduced -20.2k -20,198
20 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.23% of their portfolio Los Angeles, CA 1,760,5001.8m $60.8m $60.8m 0.23% New
21 ALLSTATE CORP 1.81% of their portfolio NORTHBROOK, IL 1,728,0001.7m $59.7m $59.7m 1.81% Reduced -175.0k -175,000
22 SigFig Wealth Management, LLC 2.88% of their portfolio SAN FRANCISCO, CA 1,678,6591.7m $58.0m $58.0m 2.88% Added +34.6k +34,580
23 CWM, LLC 0.41% of their portfolio OMAHA, NE 1,593,1101.6m $55.0m $55.0m 0.41% Added +28.5k +28,462
24 JANE STREET GROUP, LLC 0.10% of their portfolio NEW YORK, NY 1,546,8751.5m $53.4m $53.4m 0.10% Reduced -2.0m -2,024,566
25 Morningstar Investment Services LLC 0.73% of their portfolio CHICAGO, IL 1,528,2011.5m $53.3m $53.3m 0.73% Reduced -6.6k -6,584
26 PRUDENTIAL PLC 0.64% of their portfolio LONDON, X0 1,478,5641.5m $51.1m $51.1m 0.64% New
27 AMERICAN CENTURY COMPANIES INC 0.04% of their portfolio KANSAS CITY, MO 1,466,7741.5m $50.6m $50.6m 0.04% Added +191.1k +191,125
28 Bricktown Capital, LLC 5.55% of their portfolio DETROIT, MI 1,388,7661.4m $48.0m $48.0m 5.55% First filing
29 REBALANCE, LLC 4.71% of their portfolio PALO ALTO, CA 1,314,0651.3m $45.4m $45.4m 4.71% First filing
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,204,5671.2m $41.6m $41.6m 0.00% Added +56.8k +56,826
31 PFS INVESTMENTS INC. 0.69% of their portfolio DULUTH, GA 1,072,7041.1m $37.0m $37.0m 0.69% Added +69.1k +69,065
32 Roberts Financial Services LLC 9.58% of their portfolio MARQUETTE, MI 1,069,9441.1m $36.9m $36.9m 9.58% Added +295.0k +295,049
33 Municipal Employees' Retirement System of Michigan 0.56% of their portfolio LANSING, MI 1,012,4381.0m $35.0m $35.0m 0.56% Unchanged
34 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.57% of their portfolio BOSTON, MA 946,979947.0k $32.7m $32.7m 1.57% Added +141.3k +141,340
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 939,033939.0k $32.4m $32.4m 0.00% Reduced -366.4k -366,430
36 BNP PARIBAS FINANCIAL MARKETS 0.08% of their portfolio PARIS, I0 932,512932.5k $32.2m $32.2m 0.08% Added +565.0k +565,029
37 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 875,205875.2k $30.2m $30.2m 0.06% Added +301.1k +301,121
38 Jefferies Financial Group Inc. 0.52% of their portfolio NEW YORK, NY 874,103874.1k $30.2m $30.2m 0.52% New
39 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 819,485819.5k $28.3m $28.3m 0.01% Reduced -231.3k -231,333
40 Capital Asset Advisory Services LLC 2.25% of their portfolio Williamston, MI 811,564811.6k $28.3m $28.3m 2.25% New
41 LOOMIS SAYLES & CO L P 0.05% of their portfolio BOSTON, MA 787,625787.6k $27.2m $27.2m 0.05% Added +750.6k +750,558
42 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 784,288784.3k $27.1m $27.1m 0.05% Added +222.5k +222,462
43 HERITAGE WEALTH MANAGEMENT, LLC 3.35% of their portfolio PHOENIX, AZ 679,760679.8k $23.5m $23.5m 3.35% Added +380.9k +380,945
44 Rakuten Investment Management, Inc. 0.31% of their portfolio TOKYO, M0 658,141658.1k $22.7m $22.7m 0.31% Added +19.7k +19,700
45 Charles Schwab Investment Advisory, Inc. 0.04% of their portfolio SAN FRANCISCO, CA 656,787656.8k $22.7m $22.7m 0.04% Reduced -907 -907
46 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 650,668650.7k $22.5m $22.5m 0.05% Added +217.5k +217,521
47 Sage Advisory Services, Ltd.Co. 6.26% of their portfolio AUSTIN, TX 619,594619.6k $21.4m $21.4m 6.26% Added +20.5k +20,502
48 Cavalier Investments, LLC 7.32% of their portfolio ALPHARETTA, GA 590,653590.7k $20.4m $20.4m 7.32% Added +75.1k +75,076
49 RATIONAL ADVISORS, INC. 1.62% of their portfolio San Juan, PR 565,878565.9k $19.5m $19.5m 1.62% Reduced -272.8k -272,774
50 FMR LLC 0.00% of their portfolio BOSTON, MA 509,298509.3k $17.6m $17.6m 0.00% Reduced -1.6k -1,647
51 Venturi Wealth Management, LLC 1.43% of their portfolio AUSTIN, TX 469,406469.4k $16.2m $16.2m 1.43% New
52 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 459,299459.3k $15.9m $15.9m 0.00% Reduced -19.5k -19,498
53 BlueCrest Capital Management Ltd 1.91% of their portfolio ST HELIER, Y9 456,667456.7k $15.8m $15.8m 1.91% New
54 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 415,917415.9k $14.4m $14.4m 0.00% Reduced -6.2k -6,215
55 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 397,504397.5k $13.7m $13.7m 0.02% Added +14.8k +14,787
56 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.27% of their portfolio FORT WAYNE, IN 361,087361.1k $12.5m $12.5m 1.27% Added +253 +253
57 PPM AMERICA INC/IL 46.46% of their portfolio CHICAGO, IL 337,747337.7k $11.7m $11.7m 46.46% Reduced -122.5k -122,500
58 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 327,089327.1k $11.3m $11.3m 0.06% Reduced -65.9k -65,934
59 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 319,466319.5k $11.0m $11.0m 0.02% Added +15.8k +15,752
60 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 316,135316.1k $11.0m $11.0m 0.01% Added +315.6k +315,593
61 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 315,804315.8k $10.9m $10.9m 0.10% Added +272.2k +272,195
62 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 314,584314.6k $10.9m $10.9m 0.01% Added +20.2k +20,246
63 Trek Financial, LLC 1.03% of their portfolio Scottsdale, AZ 298,533298.5k $10.3m $10.3m 1.03% New
64 Mechanics Bank Trust Department 1.71% of their portfolio Walnut Creek, CA 287,261287.3k $9.9m $9.9m 1.71% Reduced -2.3k -2,332
65 NEW ENGLAND ASSET MANAGEMENT INC 0.18% of their portfolio FARMINGTON, CT 282,000282.0k $9.7m $9.7m 0.18% Added +132.0k +132,000
66 Equitable Holdings, Inc. 0.17% of their portfolio NEW YORK, NY 280,390280.4k $9.7m $9.7m 0.17% Added +48.5k +48,505
67 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 272,255272.3k $9.4m $9.4m 0.02% Added +114.2k +114,195
68 RWA WEALTH PARTNERS, LLC 0.24% of their portfolio BOSTON, MA 271,447271.4k $9.7m $9.7m 0.24% New
69 ALPS ADVISORS INC 0.08% of their portfolio Denver, CO 255,699255.7k $8.8m $8.8m 0.08% Reduced -3.8k -3,840
70 Empowered Funds, LLC 0.55% of their portfolio NEWTOWN SQUARE, PA 243,898243.9k $8.4m $8.4m 0.55% New
71 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 236,310236.3k $8.2m $8.2m 0.05% Added +74.5k +74,526
72 HRT FINANCIAL LP 0.12% of their portfolio NEW YORK, NY 235,561235.6k $8.1m $8.1m 0.12% Added +223.2k +223,203
73 HORIZON FINANCIAL SERVICES, LLC 7.01% of their portfolio WINSTON SALEM, NC 234,907234.9k $8.1m $8.1m 7.01% Added +872 +872
74 FC Advisory LLC 3.74% of their portfolio WEST CHESTER, PA 229,252229.3k $7.9m $7.9m 3.74% Added +223.2k +223,181
75 American Trust 0.51% of their portfolio LEXINGTON, KY 228,914228.9k $5.5m $5.5m 0.51% Reduced -15.6k -15,627
76 HOWE & RUSLING INC 0.99% of their portfolio ROCHESTER, NY 227,646227.6k $7.9m $7.9m 0.99% Reduced -22.4k -22,439
77 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 219,564219.6k $7.6m $7.6m 0.02% Added +3.2k +3,249
78 Tolleson Wealth Management, Inc. 1.88% of their portfolio DALLAS, TX 201,337201.3k $7.0m $7.0m 1.88% Added +7.4k +7,432
79 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 194,562194.6k $6.7m $6.7m 0.00% Reduced -310.5k -310,515
80 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 185,911185.9k $6.4m $6.4m 0.01% Added +561 +561
81 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 164,469164.5k $5.7m $5.7m 0.05% Added +144.5k +144,493
82 Wedmont Private Capital 0.86% of their portfolio WEST CHESTER, PA 162,732162.7k $5.8m $5.8m 0.86% Added +32.8k +32,832
83 Wavelength Capital Management, LLC 6.64% of their portfolio WESTPORT, CT 162,315162.3k $5.6m $5.6m 6.64% Added +84.1k +84,102
84 New York Life Investment Management LLC 0.06% of their portfolio New York, NY 156,317156.3k $5.4m $5.4m 0.06% Added +8.2k +8,218
85 MACKENZIE FINANCIAL CORP 0.01% of their portfolio TORONTO ONTARIO, A6 142,855142.9k $4.9m $4.9m 0.01% Added +2.4k +2,369
86 Topel & Distasi Wealth Management, LLC 2.72% of their portfolio BERKELEY, CA 140,706140.7k $4.9m $4.9m 2.72% Reduced -410 -410
87 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 137,130137.1k $4.7m $4.7m 0.01% Reduced -88.1k -88,081
88 MONETA GROUP INVESTMENT ADVISORS LLC 0.13% of their portfolio ST LOUIS, MO 135,200135.2k $4.8m $4.8m 0.13% Added +5.6k +5,605
89 Avidian Wealth Enterprises, LLC 0.30% of their portfolio Houston, TX 131,479131.5k $4.5m $4.5m 0.30% Reduced -5.3k -5,260
90 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 131,205131.2k $4.5m $4.5m 0.00% Added +107.3k +107,317
91 FORTE ASSET MANAGEMENT LLC 2.85% of their portfolio BEDFORD, NY 126,472126.5k $4.4m $4.4m 2.85% New
92 RAYMOND JAMES TRUST N.A. 0.15% of their portfolio ST. PETERSBURG, FL 125,893125.9k $4.3m $4.3m 0.15% Reduced -589 -589
93 Vise Technologies, Inc. 1.36% of their portfolio NEW YORK, NY 125,464125.5k $4.3m $4.3m 1.36% Added +11.6k +11,579
94 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 120,422120.4k $4.2m $4.2m 0.03% Added +58.0k +57,976
95 CAPITAL ADVISORS INC/OK 0.11% of their portfolio TULSA, OK 116,923116.9k $4.0m $4.0m 0.11% New
96 FOUNDERS FINANCIAL SECURITIES LLC 0.63% of their portfolio TOWSON, MD 116,596116.6k $4.0m $4.0m 0.63% Added +32.0k +32,002
97 Horizon Investments, LLC 0.11% of their portfolio Charlotte, NC 116,357116.4k $4.0m $4.0m 0.11% Added +32.2k +32,250
98 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 115,000115.0k $4.0m $4.0m 0.00% New
99 SECURIAN ASSET MANAGEMENT, INC 0.11% of their portfolio ST PAUL, MN 112,586112.6k $3.9m $3.9m 0.11% Unchanged
100 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 111,075111.1k $3.8m $3.8m 0.02% Added +57.9k +57,898