Vault-13

ISHARES TR ARTY

FUTURE AI & TECH · ETP · CUSIP 46435U556

169 institutional holders -8 vs Q2 2024
4,411,5394.4m shares reported held*
$151.1mreported value*
13 new 45 added 46 reduced 22 sold out net sold ≈ $34.5m (-1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.25. Options: 1 managers hold calls ($51.4k notional), 1 hold puts ($41.1k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 72Q4 22: 76Q1 23: 88Q2 23: 114Q3 23: 124Q4 23: 151Q1 24: 160Q2 24: 177Q3 24: 169169Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202272
Q4 202276
Q1 202388
Q2 2023114
Q3 2023124
Q4 2023151
Q1 2024160
Q2 2024177
Q3 2024169

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 33 bought or addedQ4 22: 30 cut or sold outQ1 23: 47 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 67 bought or addedQ2 23: 30 cut or sold outQ3 23: 75 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 84 bought or addedQ4 23: 29 cut or sold outQ1 24: 88 bought or addedQ1 24: 48 cut or sold outQ1 24Q2 24: 89 bought or addedQ2 24: 55 cut or sold outQ3 24: 58 bought or addedQ3 24: 68 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223330
Q1 20234729
Q2 20236730
Q3 20237530
Q4 20238429
Q1 20248848
Q2 20248955
Q3 20245868

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 23 calls: $1.1mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $298.8kQ1 24 puts: $34.4kQ1 24P/C 0.11Q2 24 calls: $73.0kQ2 24 puts: $16.6kQ2 24P/C 0.23Q3 24 calls: $51.4kQ3 24 puts: $41.1kQ3 24P/C 0.80
Numbers
QuarterCallsPutsP/C
Q4 2023$1.1m$00.00
Q1 2024$298.8k$34.4k0.11
Q2 2024$73.0k$16.6k0.23
Q3 2024$51.4k$41.1k0.80

Biggest buyers

Wharton Business Group, LLC Added +113,990+114.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +108,427+108.4k
Lionsbridge Wealth Management LLC New +75,272+75.3k
FLOW TRADERS U.S. LLC Added +73,873+73.9k
WELLS FARGO & COMPANY/MN Added +27,074+27.1k
CITADEL ADVISORS LLC Added +11,350+11.3k
Matisse Capital New +10,922+10.9k
TWO SIGMA SECURITIES, LLC New +7,854+7.9k
ROTHSCHILD INVESTMENT LLC New +7,771+7.8k
Strategic Advocates LLC Added +7,680+7.7k

Biggest sellers

MORGAN STANLEY Reduced -373,253-373.3k
AMERIPRISE FINANCIAL INC Reduced -293,026-293.0k
Gimbal Financial Sold out -238,821-238.8k
JANE STREET GROUP, LLC Reduced -182,549-182.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -134,755-134.8k
Itau Unibanco Holding S.A. Sold out -55,000-55.0k
JPMORGAN CHASE & CO Reduced -41,096-41.1k
BANK OF AMERICA CORP /DE/ Reduced -38,535-38.5k
Strategic Financial Concepts, LLC Sold out -26,757-26.8k
LPL Financial LLC Reduced -19,297-19.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $51.4k1.5k shares

Biggest puts

CITADEL ADVISORS LLC Added $41.1k1.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 518,311518.3k $17.7m $17.7m 0.00% Reduced -373.3k -373,253
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 471,940471.9k $16.2m $16.2m 0.00% Reduced -38.5k -38,535
3 Wharton Business Group, LLC 0.55% of their portfolio MALVERN, PA 359,087359.1k $12.3m $12.3m 0.55% Added +114.0k +113,990
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 330,942330.9k $11.3m $11.3m 0.01% Reduced -19.3k -19,297
5 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 272,842272.8k $9.3m $9.3m 0.00% Reduced -293.0k -293,026
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 159,595159.6k $5.5m $5.5m 0.00% Added +2.9k +2,873
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 134,664134.7k $4.6m $4.6m 0.01% Added +108.4k +108,427
8 FLOW TRADERS U.S. LLC 0.23% of their portfolio NEW YORK, NY 130,177130.2k $4.5m $4.5m 0.23% Added +73.9k +73,873
9 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 122,329122.3k $4.2m $4.2m 0.01% Reduced -182.5k -182,549
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 93,55893.6k $3.2m $3.2m 0.00% Reduced -16.4k -16,376
11 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 88,58088.6k $3.0m $3.0m 0.00% Reduced -134.8k -134,755
12 Wealthcare Advisory Partners LLC 0.08% of their portfolio WEST CHESTER, PA 83,37383.4k $2.9m $2.9m 0.08% Added +1.7k +1,690
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 76,02876.0k $2.6m $2.6m 0.01% Reduced -924 -924
14 Lionsbridge Wealth Management LLC 2.04% of their portfolio JACKSONVILLE BEACH, FL 75,27275.3k $2.6m $2.6m 2.04% New
15 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 66,73766.7k $2.3m $2.3m 0.00% Added +7.3k +7,337
16 Strategic Wealth Investment Group, LLC 0.22% of their portfolio LOUISVILLE, KY 61,42361.4k $2.1m $2.1m 0.22% Added +4.8k +4,825
17 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 50,93750.9k $1.7m $1.7m 0.00% Added +178 +178
18 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 49,50549.5k $1.7m $1.7m 0.00% Reduced -1.7k -1,709
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 44,88944.9k $1.5m $1.5m 0.00% Added +5.0k +5,033
20 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 43,17443.2k $1.5m $1.5m 0.01% Added +1.8k +1,847
21 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 38,89538.9k $1.3m $1.3m 0.00% Reduced -1.4k -1,393
22 Intrua Financial, LLC 0.21% of their portfolio Houston, TX 37,40437.4k $1.3m $1.3m 0.21% Added +2.1k +2,060
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 36,33236.3k $1.2m $1.2m 0.00% Reduced -219 -219
24 CORA CAPITAL ADVISORS LLC 0.60% of their portfolio MARLTON, NJ 35,32735.3k $1.2m $1.2m 0.60% Added +190 +190
25 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 32,38232.4k $1.1m $1.1m 0.02% Added +163 +163
26 One Wealth Map LLC 0.65% of their portfolio LAS VEGAS, NV 30,93430.9k $1.1m $1.1m 0.65% Added +1.7k +1,712
27 WADDELL & ASSOCIATES, LLC 0.13% of their portfolio MEMPHIS, TN 30,71030.7k $1.1m $1.1m 0.13% Added +3.0k +3,016
28 CASCADE INVESTMENT GROUP, INC. 0.75% of their portfolio Colorado Springs, CO 29,97730.0k $1.0m $1.0m 0.75% Reduced -1.1k -1,100
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 29,63529.6k $1.0m $1.0m 0.00% Added +27.1k +27,074
30 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 28,98629.0k $992.5k $992.5k 0.00% Added +339 +339
31 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 28,35828.4k $971.0k $971.0k 0.01% Added +513 +513
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 27,57727.6k $944.2k $944.2k 0.00% Added +11.3k +11,350
33 CWM, LLC 0.00% of their portfolio OMAHA, NE 26,95127.0k $923.0k $923.0k 0.00% Reduced -27 -27
34 TSFG, LLC 0.20% of their portfolio LAKE FOREST, IL 26,87526.9k $920.0k $920.0k 0.20% Added +399 +399
35 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 25,75825.8k $882.0k $882.0k 0.00% Reduced -1.5k -1,482
36 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 25,11625.1k $860.0k $860.0k 0.00% Reduced -5.6k -5,601
37 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,52024.5k $839.6k $839.6k 0.00% Reduced -7.8k -7,833
38 Phoenix Wealth Advisors 0.37% of their portfolio CHAPEL HILL, NC 23,35823.4k $799.8k $799.8k 0.37% Added +111 +111
39 Strategic Advocates LLC 0.28% of their portfolio SACRAMENTO, CA 23,01723.0k $788.1k $788.1k 0.28% Added +7.7k +7,680
40 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 22,78922.8k $780.3k $780.3k 0.00% Reduced -1.5k -1,483
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 21,83821.8k $747.7k $747.7k 0.00% Reduced -9.8k -9,790
42 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,62120.6k $706.1k $706.1k 0.00% Reduced -1.2k -1,190
43 Atlas Private Wealth Advisors 0.10% of their portfolio RED BANK, NJ 19,94019.9k $682.7k $682.7k 0.10% Unchanged
44 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,11719.1k $655.0k $655.0k 0.00% Reduced -1.3k -1,343
45 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 17,32717.3k $593.3k $593.3k 0.01% Unchanged
46 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 17,00017.0k $582.0k $582.0k 0.01% Unchanged
47 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 16,65316.7k $570.2k $570.2k 0.01% Reduced -389 -389
48 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 16,55116.6k $566.7k $566.7k 0.01% Reduced -487 -487
49 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 16,32316.3k $606.9k $606.9k 0.00% Added +580 +580
50 Legacy Advisory Services, LLC 0.43% of their portfolio Exton, PA 14,50614.5k $496.7k $496.7k 0.43% Unchanged
51 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 14,39514.4k $493.0k $493.0k 0.00% Added +3.3k +3,255
52 Consolidated Portfolio Review Corp 0.11% of their portfolio WOODBURY, NY 14,20414.2k $486.3k $486.3k 0.11% Unchanged
53 INSIGNEO ADVISORY SERVICES, LLC 0.05% of their portfolio MIAMI, FL 13,21413.2k $452.4k $452.4k 0.05% Unchanged
54 Wolf Group Capital Advisors 0.21% of their portfolio FAIRFAX, VA 13,06713.1k $431.7k $431.7k 0.21% Added +414 +414
55 FIDUCIARY FINANCIAL GROUP, LLC 0.10% of their portfolio SAN RAFAEL, CA 12,90512.9k $450.8k $450.8k 0.10% Added +83 +83
56 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 12,62212.6k $432.2k $432.2k 0.00% Reduced -1.1k -1,078
57 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 12,59012.6k $431.1k $431.1k 0.00% Reduced -938 -938
58 Glass Jacobson Investment Advisors llc 0.14% of their portfolio OWINGS MILLS, MD 11,94511.9k $409.0k $409.0k 0.14% Added +687 +687
59 PFG Advisors 0.02% of their portfolio Phoenix, AZ 11,36611.4k $389.2k $389.2k 0.02% Reduced -88 -88
60 WCG Wealth Advisors LLC 0.03% of their portfolio LAS VEGAS, NV 11,32511.3k $388.0k $388.0k 0.03% Added +118 +118
61 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 11,05411.1k $378.5k $378.5k 0.01% Reduced -1 -1
62 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 10,99811.0k $376.6k $376.6k 0.01% Reduced -6.9k -6,944
63 Matisse Capital 0.18% of their portfolio PORTLAND, OR 10,92210.9k $374.0k $374.0k 0.18% New
64 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 10,59210.6k $362.7k $362.7k 0.00% Reduced -500 -500
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,32610.3k $353.5k $353.5k 0.00% Reduced -955 -955
66 Stonehage Fleming Financial Services Holdings Ltd 0.01% of their portfolio ST. HELIER, Y9 10,00010.0k $342.4k $342.4k 0.01% Unchanged
67 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 9,8389.8k $336.9k $336.9k 0.01% Unchanged
68 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 9,3189.3k $319.0k $319.0k 0.01% Unchanged
69 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.02% of their portfolio Westlake, OH 8,5048.5k $291.2k $291.2k 0.02% Added +660 +660
70 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 8,4488.4k $289.3k $289.3k 0.00% Added +697 +697
71 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 8,2428.2k $282.2k $282.2k 0.00% Reduced -1.2k -1,206
72 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,1868.2k $280.0k $280.0k 0.00% Reduced -146 -146
73 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 7,8547.9k $268.9k $268.9k 0.02% New
74 EAGLE WEALTH STRATEGIES LLC 0.19% of their portfolio MULLICA HILL, NJ 7,7927.8k $266.8k $266.8k 0.19% Reduced -3.3k -3,299
75 ROTHSCHILD INVESTMENT LLC 0.02% of their portfolio CHICAGO, IL 7,7717.8k $266.1k $266.1k 0.02% New
76 Clearwater Capital Advisors, LLC 0.02% of their portfolio HOFFMAN ESTATES, IL 7,4107.4k $253.7k $253.7k 0.02% Unchanged
77 Rockbridge Investment Management, LCC 0.03% of their portfolio Syracuse, NY 6,9977.0k $239.6k $239.6k 0.03% New
78 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 6,9717.0k $238.7k $238.7k 0.00% Added +274 +274
79 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,9637.0k $238.6k $238.6k 0.00% Added +4.3k +4,339
80 Gemmer Asset Management LLC 0.02% of their portfolio WALNUT CREEK, CA 6,4506.5k $220.8k $220.8k 0.02% Unchanged
81 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,2186.2k $212.9k $212.9k 0.01% Added +427 +427
82 Valmark Advisers, Inc. 0.00% of their portfolio AKRON, OH 6,0166.0k $206.0k $206.0k 0.00% New
83 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 5,9936.0k $205.2k $205.2k 0.01% Reduced -179 -179
84 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,7695.8k $197.5k $197.5k 0.00% Reduced -261 -261
85 FinTrust Capital Advisors, LLC 0.03% of their portfolio Greenville, SC 4,6274.6k $158.4k $158.4k 0.03% Added +61 +61
86 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 4,5894.6k $157.1k $157.1k 0.00% Reduced -207 -207
87 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 4,2134.2k $144.3k $144.3k 0.00% Reduced -537 -537
88 LRI Investments, LLC 0.01% of their portfolio PALM BEACH GARDENS, FL 4,0004.0k $143.1k $143.1k 0.01% New
89 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,9824.0k $136.3k $136.3k 0.00% Reduced -41.1k -41,096
90 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,2763.3k $112.2k $112.2k 0.00% Reduced -1 -1
91 Glassman Wealth Services 0.02% of their portfolio VIENNA, VA 3,1153.1k $106.7k $106.7k 0.02% Unchanged
92 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 3,1113.1k $106.5k $106.5k 0.00% Added +200 +200
93 Crewe Advisors LLC 0.01% of their portfolio SALT LAKE CITY, UT 3,0933.1k $105.9k $105.9k 0.01% Unchanged
94 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,7482.7k $94.1k $94.1k 0.00% Added +441 +441
95 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,6582.7k $91.0k $91.0k 0.00% Added +970 +970
96 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,4992.5k $85.6k $85.6k 0.00% Added +686 +686
97 Concord Wealth Partners 0.01% of their portfolio ABINGDON, VA 2,4192.4k $82.8k $82.8k 0.01% Unchanged
98 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,3302.3k $79.8k $79.8k 0.00% Added +200 +200
99 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 2,2612.3k $77.4k $77.4k 0.01% Unchanged
100 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,1332.1k $73.1k $73.1k 0.00% Reduced -535 -535