Vault-13

ISHARES TR ARTY

FUTURE AI & TECH · ETP · CUSIP 46435U556

160 institutional holders +9 vs Q4 2023
6,510,3176.5m shares reported held*
$223.5mreported value*
29 new 59 added 27 reduced 21 sold out net bought ≈ $56.9m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.32. Options: 2 managers hold calls ($298.8k notional), 1 hold puts ($34.4k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 72Q4 22: 76Q1 23: 88Q2 23: 114Q3 23: 124Q4 23: 151Q1 24: 160160Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202272
Q4 202276
Q1 202388
Q2 2023114
Q3 2023124
Q4 2023151
Q1 2024160

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 33 bought or addedQ4 22: 30 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 67 bought or addedQ2 23: 30 cut or sold outQ2 23Q3 23: 75 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 84 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 88 bought or addedQ1 24: 48 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223330
Q1 20234729
Q2 20236730
Q3 20237530
Q4 20238429
Q1 20248848

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $37.0kQ3 23P/C —Q4 23 calls: $1.1mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $298.8kQ1 24 puts: $34.4kQ1 24P/C 0.11
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$37.0k—
Q4 2023$1.1m$00.00
Q1 2024$298.8k$34.4k0.11

Biggest buyers

MORGAN STANLEY Added +926,594+926.6k
AMERIPRISE FINANCIAL INC Added +304,855+304.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +187,418+187.4k
BANK OF AMERICA CORP /DE/ Added +121,050+121.0k
Cetera Investment Advisers New +32,031+32.0k
UBS Group AG Added +26,724+26.7k
Gimbal Financial Added +24,826+24.8k
Wharton Business Group, LLC Added +24,580+24.6k
LPL Financial LLC Added +21,889+21.9k
CITADEL ADVISORS LLC Added +19,421+19.4k

Biggest sellers

JANE STREET GROUP, LLC Sold out -193,301-193.3k
Cambridge Investment Research Advisors, Inc. Reduced -35,787-35.8k
Cetera Advisor Networks LLC Sold out -22,599-22.6k
SCOTIA CAPITAL INC. Sold out -21,825-21.8k
BANK OF MONTREAL /CAN/ Reduced -16,348-16.3k
AE Wealth Management LLC Reduced -12,509-12.5k
Kovack Advisors, Inc. Sold out -11,491-11.5k
Stonehage Fleming Financial Services Holdings Ltd Reduced -9,625-9.6k
Sunbelt Securities, Inc. Reduced -8,054-8.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -5,220-5.2k

Biggest calls

CITADEL ADVISORS LLC Added $298.8k8.7k shares
Cutler Group LLC / CA Added $0900 shares

Biggest puts

CITADEL ADVISORS LLC New $34.4k1.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,474,3702.5m $85.0m $85.0m 0.00% Added +926.6k +926,594
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 526,360526.4k $18.1m $18.1m 0.00% Added +121.0k +121,050
3 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 517,486517.5k $17.7m $17.7m 0.00% Added +304.9k +304,855
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 334,013334.0k $11.5m $11.5m 0.01% Added +21.9k +21,889
5 Wharton Business Group, LLC 0.38% of their portfolio MALVERN, PA 230,457230.5k $7.9m $7.9m 0.38% Added +24.6k +24,580
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 214,825214.8k $7.4m $7.4m 0.01% Added +15.5k +15,505
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 194,206194.2k $6.7m $6.7m 0.01% Added +187.4k +187,418
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 139,820139.8k $4.8m $4.8m 0.00% Added +26.7k +26,724
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 114,444114.4k $3.9m $3.9m 0.00% Added +4.7k +4,719
10 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 110,014110.0k $3.8m $3.8m 0.00% Added +19.4k +19,421
11 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 109,945109.9k $3.8m $3.8m 0.02% Added +6.8k +6,839
12 THEORY FINANCIAL LLC 1.90% of their portfolio FORT COLLINS, CO 108,904108.9k $3.7m $3.7m 1.90% Reduced -2.4k -2,384
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 94,77294.8k $3.3m $3.3m 0.01% Added +674 +674
14 Wealthcare Advisory Partners LLC 0.09% of their portfolio WEST CHESTER, PA 80,72580.7k $2.8m $2.8m 0.09% Reduced -1.4k -1,361
15 Gimbal Financial 1.51% of their portfolio CARMEL, IN 53,84753.8k $1.8m $1.8m 1.51% Added +24.8k +24,826
16 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 53,52153.5k $1.8m $1.8m 0.00% Added +19.3k +19,291
17 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 52,68152.7k $1.8m $1.8m 0.00% Added +5.3k +5,301
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 44,45444.5k $1.5m $1.5m 0.00% Added +16.1k +16,079
19 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 42,45942.5k $1.5m $1.5m 0.00% Added +555 +555
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 34,54434.5k $1.2m $1.2m 0.00% Added +3.1k +3,054
21 CORA CAPITAL ADVISORS LLC 0.61% of their portfolio MARLTON, NJ 33,35733.4k $1.1m $1.1m 0.61% Added +7.1k +7,140
22 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 32,03132.0k $1.1m $1.1m 0.00% New
23 CASCADE INVESTMENT GROUP, INC. 0.76% of their portfolio Colorado Springs, CO 29,45529.5k $1.0m $1.0m 0.76% Added +14.6k +14,595
24 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 29,41229.4k $1.0m $1.0m 0.01% Reduced -929 -929
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 28,91828.9k $993.3k $993.3k 0.00% Added +702 +702
26 WADDELL & ASSOCIATES, LLC 0.13% of their portfolio MEMPHIS, TN 28,09128.1k $964.9k $964.9k 0.13% Unchanged
27 CWM, LLC 0.00% of their portfolio OMAHA, NE 27,20227.2k $934.0k $934.0k 0.00% Reduced -547 -547
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 27,03127.0k $928.5k $928.5k 0.00% Reduced -5.2k -5,220
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,71126.7k $918.0k $918.0k 0.00% Reduced -35.8k -35,787
30 One Wealth Map LLC 0.55% of their portfolio LAS VEGAS, NV 25,94925.9k $827.3k $827.3k 0.55% Reduced -530 -530
31 Intrua Financial, LLC 0.13% of their portfolio Houston, TX 24,80424.8k $852.0k $852.0k 0.13% Added +12.3k +12,310
32 Phoenix Wealth Advisors 0.49% of their portfolio CHAPEL HILL, NC 23,48623.5k $806.7k $806.7k 0.49% Added +11.5k +11,489
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 22,52522.5k $773.7k $773.7k 0.00% Added +15.1k +15,060
34 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 21,76321.8k $747.6k $747.6k 0.01% Added +8.6k +8,643
35 WJ Wealth Management, LLC 0.27% of their portfolio GLENDALE, AZ 19,64619.6k $674.8k $674.8k 0.27% Reduced -4.6k -4,570
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 19,59619.6k $673.1k $673.1k 0.00% Reduced -1.2k -1,240
37 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 17,51617.5k $601.7k $601.7k 0.01% New
38 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 16,79416.8k $576.9k $576.9k 0.00% Reduced -154 -154
39 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 16,51416.5k $567.3k $567.3k 0.01% Added +1.2k +1,224
40 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 16,18816.2k $556.1k $556.1k 0.01% New
41 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 16,00016.0k $550.0k $550.0k 0.01% Unchanged
42 INSIGNEO ADVISORY SERVICES, LLC 0.06% of their portfolio MIAMI, FL 15,67215.7k $538.3k $538.3k 0.06% Added +3.1k +3,150
43 Stonehage Fleming Financial Services Holdings Ltd 0.03% of their portfolio ST. HELIER, Y9 15,37515.4k $482.5k $482.5k 0.03% Reduced -9.6k -9,625
44 Consolidated Portfolio Review Corp 0.13% of their portfolio WOODBURY, NY 14,74114.7k $506.4k $506.4k 0.13% Added +1.2k +1,217
45 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 14,74114.7k $506.4k $506.4k 0.03% New
46 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 13,91713.9k $478.0k $478.0k 0.02% Added +824 +824
47 Legacy Advisory Services, LLC 0.43% of their portfolio Exton, PA 13,10613.1k $450.2k $450.2k 0.43% New
48 Wolf Group Capital Advisors 0.21% of their portfolio FAIRFAX, VA 13,06713.1k $431.7k $431.7k 0.21% Unchanged
49 COMERICA BANK 0.00% of their portfolio DALLAS, TX 12,13512.1k $416.8k $416.8k 0.00% Added +512 +512
50 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 12,02312.0k $413.0k $413.0k 0.00% Reduced -12.5k -12,509
51 TSFG, LLC 0.10% of their portfolio LAKE FOREST, IL 11,60311.6k $399.0k $399.0k 0.10% Added +8.5k +8,456
52 EAGLE WEALTH STRATEGIES LLC 0.31% of their portfolio MULLICA HILL, NJ 10,95211.0k $376.3k $376.3k 0.31% Added +400 +400
53 WCG Wealth Advisors LLC 0.03% of their portfolio LAS VEGAS, NV 10,89510.9k $374.0k $374.0k 0.03% New
54 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 10,80510.8k $371.2k $371.2k 0.01% Added +2.2k +2,190
55 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 10,73810.7k $368.9k $368.9k 0.00% New
56 Lodestone Wealth Management LLC 0.19% of their portfolio SPOKANE, WA 10,49210.5k $360.4k $360.4k 0.19% Reduced -436 -436
57 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 10,41110.4k $357.6k $357.6k 0.00% Added +1.7k +1,739
58 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 10,20010.2k $350.4k $350.4k 0.00% Unchanged
59 Glass Jacobson Investment Advisors llc 0.13% of their portfolio OWINGS MILLS, MD 10,17810.2k $349.6k $349.6k 0.13% Added +3.6k +3,598
60 Atlas Private Wealth Advisors 0.11% of their portfolio RED BANK, NJ 9,97010.0k $342.5k $342.5k 0.11% New
61 PFG Advisors 0.02% of their portfolio Phoenix, AZ 9,9219.9k $340.8k $340.8k 0.02% Added +2.7k +2,746
62 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 9,6909.7k $333.0k $333.0k 0.00% New
63 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 9,3189.3k $320.1k $320.1k 0.01% Unchanged
64 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 8,7408.7k $300.2k $300.2k 0.00% Reduced -321 -321
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,7028.7k $298.9k $298.9k 0.00% Reduced -5.0k -5,026
66 West Wealth Group, LLC 0.11% of their portfolio Irvine, CA 8,5068.5k $292.2k $292.2k 0.11% Unchanged
67 Retirement Group, LLC 0.10% of their portfolio SAN DIEGO, CA 8,3108.3k $285.4k $285.4k 0.10% Added +5.6k +5,585
68 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,1248.1k $280.0k $280.0k 0.00% Added +644 +644
69 World Investment Advisors 0.04% of their portfolio LINCROFT, NJ 7,7307.7k $265.5k $265.5k 0.04% New
70 Clearwater Capital Advisors, LLC 0.03% of their portfolio HOFFMAN ESTATES, IL 7,4107.4k $254.5k $254.5k 0.03% Reduced -430 -430
71 Taylor Financial Group, Inc. 0.18% of their portfolio Roanoke, VA 6,9657.0k $239.2k $239.2k 0.18% Reduced -350 -350
72 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,7676.8k $232.4k $232.4k 0.00% Added +1.9k +1,923
73 Bramshill Investments, LLC 0.03% of their portfolio NAPLES, FL 6,5686.6k $225.6k $225.6k 0.03% New
74 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.03% of their portfolio Westlake, OH 6,5616.6k $225.4k $225.4k 0.03% Added +184 +184
75 WMG Financial Advisors, LLC 0.13% of their portfolio Knoxville, TN 6,5406.5k $224.6k $224.6k 0.13% Reduced -115 -115
76 JAMES INVESTMENT RESEARCH, INC. 0.03% of their portfolio ALPHA, OH 6,4556.5k $221.7k $221.7k 0.03% New
77 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 6,4206.4k $220.5k $220.5k 0.02% Reduced -43 -43
78 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,4156.4k $220.4k $220.4k 0.01% Added +260 +260
79 Gemmer Asset Management LLC 0.02% of their portfolio WALNUT CREEK, CA 6,2216.2k $213.7k $213.7k 0.02% New
80 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 6,1726.2k $212.0k $212.0k 0.01% Added +254 +254
81 Summit X, LLC 0.05% of their portfolio CHESTERFIELD, MO 6,0666.1k $208.4k $208.4k 0.05% Reduced -94 -94
82 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 5,9235.9k $203.5k $203.5k 0.01% Added +1.1k +1,092
83 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 5,5605.6k $191.0k $191.0k 0.02% Reduced -8.1k -8,054
84 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4,7774.8k $164.1k $164.1k 0.00% Added +61 +61
85 FinTrust Capital Advisors, LLC 0.03% of their portfolio Greenville, SC 4,4454.4k $152.7k $152.7k 0.03% New
86 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 4,4384.4k $152.4k $152.4k 0.00% Added +204 +204
87 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 4,3124.3k $148.1k $148.1k 0.00% Added +794 +794
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,2553.3k $111.8k $111.8k 0.00% Added +1.5k +1,471
89 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,1833.2k $109.3k $109.3k 0.00% Added +977 +977
90 Glassman Wealth Services 0.02% of their portfolio VIENNA, VA 3,1153.1k $107.0k $107.0k 0.02% Added +2.2k +2,224
91 Crewe Advisors LLC 0.01% of their portfolio SALT LAKE CITY, UT 3,0933.1k $106.2k $106.2k 0.01% Added +2.9k +2,932
92 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,9513.0k $101.4k $101.4k 0.00% Added +123 +123
93 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,7112.7k $93.3k $93.3k 0.00% Reduced -16.3k -16,348
94 Concord Wealth Partners 0.01% of their portfolio ABINGDON, VA 2,4192.4k $83.1k $83.1k 0.01% Unchanged
95 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 2,2512.3k $77.3k $77.3k 0.01% Unchanged
96 FMR LLC 0.00% of their portfolio BOSTON, MA 2,2062.2k $75.8k $75.8k 0.00% Added +1.6k +1,634
97 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,9802.0k $68.0k $68.0k 0.00% Added +20 +20
98 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 1,9011.9k $65.3k $65.3k 0.00% Added +451 +451
99 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,8711.9k $64.3k $64.3k 0.00% Added +115 +115
100 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,8331.8k $63.0k $63.0k 0.00% New