ISHARES TR ARTY
FUTURE AI & TECH · ETP · CUSIP 46435U556
151
institutional holders
+27 vs Q3 2023
4.9m
shares reported held*
$167.7mreported value*
29 new
55 added
21 reduced
8 sold out
net bought ≈ $47.2m (+1.4m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.48. Options: 3 managers hold calls ($1.1m notional), 0 hold puts (—).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 72 |
| Q4 2022 | 76 |
| Q1 2023 | 88 |
| Q2 2023 | 114 |
| Q3 2023 | 124 |
| Q4 2023 | 151 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 33 | 30 |
| Q1 2023 | 47 | 29 |
| Q2 2023 | 67 | 30 |
| Q3 2023 | 75 | 30 |
| Q4 2023 | 84 | 29 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $0 | $0 | — |
| Q2 2023 | $0 | $0 | — |
| Q3 2023 | $0 | $37.0k | — |
| Q4 2023 | $1.1m | $0 | 0.00 |
Biggest buyers
| MORGAN STANLEY | Added | +1.0m |
| THEORY FINANCIAL LLC | New | +111.3k |
| CITADEL ADVISORS LLC | New | +90.6k |
| AMERIPRISE FINANCIAL INC | Added | +55.3k |
| LPL Financial LLC | Added | +45.2k |
| JPMORGAN CHASE & CO | New | +31.5k |
| SCOTIA CAPITAL INC. | New | +21.8k |
| BANK OF AMERICA CORP /DE/ | Added | +19.7k |
| MML INVESTORS SERVICES, LLC | Added | +19.0k |
| Raymond James Financial Services Advisors, Inc. | Added | +17.0k |
Biggest sellers
| Heck Capital Advisors, LLC | Sold out | -72.6k |
| ROYAL BANK OF CANADA | Reduced | -72.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -55.8k |
| JANE STREET GROUP, LLC | Reduced | -42.4k |
| OSAIC HOLDINGS, INC. | Reduced | -30.6k |
| Wharton Business Group, LLC | Reduced | -18.2k |
| Cetera Advisor Networks LLC | Reduced | -10.7k |
| Cerity Partners LLC | Sold out | -8.2k |
| Private Advisor Group, LLC | Sold out | -8.1k |
| UBS Group AG | Reduced | -7.1k |
Biggest calls
| Belvedere Trading LLC | New | $783.1k22.7k shares |
| CITADEL ADVISORS LLC | New | $296.7k8.6k shares |
| Cutler Group LLC / CA | Unchanged | $1.0k200 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.5m $53.4m | Added +1.0m |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 405.3k $14.0m | Added +19.7k |
| LPL Financial LLC 0.01% of their portfolio | 312.1k $10.8m | Added +45.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 212.6k $7.3m | Added +55.3k |
| Wharton Business Group, LLC 0.36% of their portfolio | 205.9k $7.1m | Reduced -18.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 199.3k $6.9m | Added +9.8k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 193.3k $6.7m | Reduced -42.4k |
| UBS Group AG 0.00% of their portfolio | 113.1k $3.9m | Reduced -7.1k |
| THEORY FINANCIAL LLC 2.05% of their portfolio | 111.3k $3.8m | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 109.7k $3.8m | Reduced -72.5k |
| MML INVESTORS SERVICES, LLC 0.02% of their portfolio | 103.1k $3.6m | Added +19.0k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 94.1k $3.2m | Reduced -30.6k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 90.6k $3.1m | New |
| Wealthcare Advisory Partners LLC 0.11% of their portfolio | 82.1k $2.8m | Reduced -6.6k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 62.5k $2.2m | Reduced -1.4k |
| Creative Planning 0.00% of their portfolio | 47.4k $1.6m | Added +5.5k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 41.9k $1.4m | Added +17.0k |
| CITIGROUP INC 0.00% of their portfolio | 34.2k $1.2m | Added +6.4k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 32.3k $1.1m | Added +281 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 31.5k $1.1m | New |
| NewEdge Advisors, LLC 0.01% of their portfolio | 30.3k $1.0m | Added +96 |
| Gimbal Financial 1.00% of their portfolio | 29.0k $1.0m | First filing |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 28.4k $978.9k | Added +8.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 28.2k $973.4k | Added +11.7k |
| WADDELL & ASSOCIATES, LLC 0.13% of their portfolio | 28.1k $969.1k | Added +13.7k |
| CWM, LLC 0.01% of their portfolio | 27.7k $957.0k | Added +5.2k |
| One Wealth Map LLC 0.56% of their portfolio | 26.5k $884.4k | Added +687 |
| CORA CAPITAL ADVISORS LLC 0.53% of their portfolio | 26.2k $904.5k | Added +1.6k |
| Stonehage Fleming Financial Services Holdings Ltd 0.02% of their portfolio | 25.0k $862.5k | Added +12.1k |
| AE Wealth Management LLC 0.00% of their portfolio | 24.5k $811.3k | Added +10.2k |
| WJ Wealth Management, LLC 0.36% of their portfolio | 24.2k $835.5k | Reduced -382 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 22.6k $779.7k | Reduced -10.7k |
| SCOTIA CAPITAL INC. 0.00% of their portfolio | 21.8k $753.0k | New |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 20.8k $718.8k | Added +2.1k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 19.1k $666.1k | Added +16.5k |
| Corient Private Wealth LP 0.00% of their portfolio | 16.9k $584.7k | New |
| PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio | 16.0k $552.0k | New |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 15.3k $527.5k | New |
| CASCADE INVESTMENT GROUP, INC. 0.41% of their portfolio | 14.9k $512.7k | New |
| Mariner, LLC 0.00% of their portfolio | 13.7k $473.6k | Added +3.1k |
| Sunbelt Securities, Inc. 0.06% of their portfolio | 13.6k $469.7k | Reduced -2.2k |
| Consolidated Portfolio Review Corp 0.11% of their portfolio | 13.5k $466.6k | Reduced -1.9k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 13.1k $452.6k | Added +484 |
| Concurrent Investment Advisors, LLC 0.02% of their portfolio | 13.1k $451.7k | First filing |
| Wolf Group Capital Advisors 0.20% of their portfolio | 13.1k $431.7k | Added +7 |
| INSIGNEO ADVISORY SERVICES, LLC 0.06% of their portfolio | 12.5k $432.0k | Unchanged |
| Intrua Financial, LLC 0.07% of their portfolio | 12.5k $431.1k | New |
| Phoenix Wealth Advisors 0.28% of their portfolio | 12.0k $403.7k | Added +914 |
| COMERICA BANK 0.00% of their portfolio | 11.6k $401.0k | Added +9.6k |
| Kovack Advisors, Inc. 0.05% of their portfolio | 11.5k $396.4k | Added +200 |
| Lodestone Wealth Management LLC 0.22% of their portfolio | 10.9k $377.0k | Reduced -1.1k |
| PVG ASSET MANAGEMENT CORP 1.78% of their portfolio | 10.7k $367.8k | New |
| EAGLE WEALTH STRATEGIES LLC 0.22% of their portfolio | 10.6k $364.0k | First filing |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 10.2k $351.9k | Unchanged |
| First Horizon Advisors, Inc. 0.01% of their portfolio | 9.3k $321.5k | Added +6.4k |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 9.1k $312.6k | Reduced -912 |
| Baird Financial Group, Inc. 0.00% of their portfolio | 8.7k $299.2k | Added +372 |
| Brookstone Capital Management 0.01% of their portfolio | 8.6k $297.2k | Added +309 |
| West Wealth Group, LLC 0.12% of their portfolio | 8.5k $293.5k | New |
| Clearwater Capital Advisors, LLC 0.03% of their portfolio | 7.8k $270.5k | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 7.5k $258.0k | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 7.5k $257.5k | New |
| Taylor Financial Group, Inc. 0.21% of their portfolio | 7.3k $252.4k | First filing |
| PFG Advisors 0.02% of their portfolio | 7.2k $247.5k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 6.8k $234.2k | Reduced -55.8k |
| WMG Financial Advisors, LLC 0.15% of their portfolio | 6.7k $229.6k | Added +48 |
| Glass Jacobson Investment Advisors llc 0.09% of their portfolio | 6.6k $227.0k | Added +863 |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio | 6.5k $223.0k | Added +1.0k |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.02% of their portfolio | 6.4k $220.0k | New |
| Summit X, LLC 0.06% of their portfolio | 6.2k $212.5k | New |
| Farther Finance Advisors, LLC 0.02% of their portfolio | 6.2k $212.3k | Added +2.9k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio | 5.9k $204.2k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 4.8k $167.1k | Reduced -725 |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 4.8k $166.7k | Reduced -41 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 4.7k $162.7k | Added +4.6k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 4.2k $146.1k | Added +650 |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 3.5k $121.4k | First filing |
| TSFG, LLC 0.03% of their portfolio | 3.1k $109.0k | Added +142 |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 2.8k $97.6k | Unchanged |
| Retirement Group, LLC 0.04% of their portfolio | 2.7k $94.0k | Reduced -4.7k |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 2.6k $89.7k | Added +2.4k |
| Concord Wealth Partners 0.02% of their portfolio | 2.4k $83.5k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 2.3k $77.7k | Added +3 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.2k $76.1k | Added +101 |
| Global Retirement Partners, LLC 0.00% of their portfolio | 2.0k $64.1k | Added +500 |
| US BANCORP \DE\ 0.00% of their portfolio | 1.8k $61.5k | Added +981 |
| IFP Advisors, Inc 0.00% of their portfolio | 1.8k $60.6k | Added +322 |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 1.7k $56.2k | Added +450 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 1.4k $50.0k | Unchanged |
| WFA Asset Management Corp 0.02% of their portfolio | 1.2k $41.7k | Added +5 |
| Advisory Services Network, LLC 0.00% of their portfolio | 1.2k $40.5k | New |
| Avior Wealth Management, LLC 0.00% of their portfolio | 1.1k $38.4k | Unchanged |
| HAZLETT, BURT & WATSON, INC. 0.02% of their portfolio | 1.0k $36.0k | Unchanged |
| Center for Financial Planning, Inc. 0.01% of their portfolio | 1.0k $35.5k | Unchanged |
| JTC Employer Solutions Trustee Ltd 0.00% of their portfolio | 1.0k $35.0k | Unchanged |
| Salomon & Ludwin, LLC 0.00% of their portfolio | 981 $30.0k | Unchanged |
| Family Asset Management, LLC 0.02% of their portfolio | 975 $33.6k | Unchanged |
| Rockbridge Investment Management, LCC 0.01% of their portfolio | 960 $33.1k | New |
| Mariner Managed Account Solutions, LLC 0.00% of their portfolio | 938 $32.4k | Added +5 |
| Glassman Wealth Services 0.00% of their portfolio | 891 $30.7k | Unchanged |