ISHARES TR ARTY
FUTURE AI & TECH · ETP · CUSIP 46435U556
124
institutional holders
+10 vs Q2 2023
3.4m
shares reported held*
$105.2mreported value*
27 new
48 added
14 reduced
16 sold out
net bought ≈ $20.7m (+676.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.54. Options: 1 managers hold calls ($0 notional), 1 hold puts ($37.0k).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 72 |
| Q4 2022 | 76 |
| Q1 2023 | 88 |
| Q2 2023 | 114 |
| Q3 2023 | 124 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 33 | 30 |
| Q1 2023 | 47 | 29 |
| Q2 2023 | 67 | 30 |
| Q3 2023 | 75 | 30 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $15.3k | $2.0k | 0.13 |
| Q1 2023 | $0 | $0 | — |
| Q2 2023 | $0 | $0 | — |
| Q3 2023 | $0 | $37.0k | — |
Biggest buyers
| MORGAN STANLEY | Added | +297.7k |
| JANE STREET GROUP, LLC | Added | +125.7k |
| AMERIPRISE FINANCIAL INC | Added | +112.2k |
| BANK OF AMERICA CORP /DE/ | Added | +87.6k |
| Heck Capital Advisors, LLC | New | +72.6k |
| MML INVESTORS SERVICES, LLC | Added | +71.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +62.6k |
| OSAIC HOLDINGS, INC. | Added | +56.8k |
| LPL Financial LLC | Added | +43.6k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | New | +18.7k |
Biggest sellers
| RETIREMENT CAPITAL STRATEGIES | Sold out | -109.7k |
| FLOW TRADERS U.S. LLC | Sold out | -96.5k |
| WT Wealth Management | Sold out | -88.4k |
| One Capital Management, LLC | Sold out | -69.3k |
| Cetera Advisors LLC | Sold out | -38.7k |
| Cambridge Investment Research Advisors, Inc. | Reduced | -37.6k |
| ROYAL BANK OF CANADA | Reduced | -17.1k |
| Atria Wealth Solutions, Inc. | Sold out | -9.6k |
| Beverly Hills Private Wealth, LLC | Sold out | -7.4k |
| HighTower Advisors, LLC | Sold out | -6.2k |
Biggest calls
| Cutler Group LLC / CA | Added | $0200 shares |
Biggest puts
| Cutler Group LLC / CA | Added | $37.0k42.0k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 532.1k $16.2m | Added +297.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 385.6k $11.8m | Added +87.6k |
| LPL Financial LLC 0.01% of their portfolio | 266.9k $8.2m | Added +43.6k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 235.7k $7.2m | Added +125.7k |
| Wharton Business Group, LLC 0.38% of their portfolio | 224.1k $6.8m | Added +12.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 189.5k $5.8m | Added +12.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 182.3k $5.6m | Reduced -17.1k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 157.3k $4.8m | Added +112.2k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 124.7k $3.8m | Added +56.8k |
| UBS Group AG 0.00% of their portfolio | 120.2k $3.7m | Reduced -3.0k |
| Wealthcare Advisory Partners LLC 0.12% of their portfolio | 88.7k $2.7m | Added +1.1k |
| MML INVESTORS SERVICES, LLC 0.01% of their portfolio | 84.1k $2.6m | Added +71.6k |
| Heck Capital Advisors, LLC 0.41% of their portfolio | 72.6k $2.2m | New |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 63.9k $2.0m | Reduced -37.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 62.6k $1.9m | New |
| Creative Planning 0.00% of their portfolio | 41.9k $1.3m | Added +17.3k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 33.3k $1.0m | Added +5.3k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 32.0k $976.3k | Added +5.1k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 30.2k $923.7k | Reduced -4.0k |
| CITIGROUP INC 0.00% of their portfolio | 27.8k $848.6k | Added +17.7k |
| One Wealth Map LLC 0.54% of their portfolio | 25.8k $780.0k | Added +272 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 24.9k $761.4k | Added +17.7k |
| CORA CAPITAL ADVISORS LLC 0.50% of their portfolio | 24.6k $751.6k | Added +3.3k |
| WJ Wealth Management, LLC 0.36% of their portfolio | 24.6k $751.2k | Added +1.1k |
| CWM, LLC 0.00% of their portfolio | 22.6k $690.0k | Added +14.4k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 19.8k $603.3k | Added +6.8k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 18.7k $572.1k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 16.5k $504.5k | Added +6.9k |
| Sunbelt Securities, Inc. 0.07% of their portfolio | 15.8k $481.7k | Reduced -5.4k |
| Consolidated Portfolio Review Corp 0.11% of their portfolio | 15.4k $469.9k | Reduced -532 |
| WADDELL & ASSOCIATES, LLC 0.06% of their portfolio | 14.4k $440.4k | Added +7.8k |
| AE Wealth Management LLC 0.00% of their portfolio | 14.4k $438.7k | Added +8.2k |
| Wolf Group Capital Advisors 0.19% of their portfolio | 13.1k $398.9k | Reduced -7 |
| Stonehage Fleming Financial Services Holdings Ltd 0.03% of their portfolio | 12.9k $393.2k | Added +12.5k |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 12.8k $389.4k | Added +4.2k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 12.6k $385.9k | Added +4.8k |
| INSIGNEO ADVISORY SERVICES, LLC 0.08% of their portfolio | 12.5k $382.4k | Added +213 |
| Lodestone Wealth Management LLC 0.26% of their portfolio | 12.0k $367.2k | Reduced -416 |
| Kovack Advisors, Inc. 0.05% of their portfolio | 11.3k $344.8k | Added +2.4k |
| Phoenix Wealth Advisors 0.20% of their portfolio | 11.1k $338.5k | Added +227 |
| Mariner, LLC 0.00% of their portfolio | 10.7k $325.6k | Added +2.8k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 10.2k $311.5k | Unchanged |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 10.0k $304.6k | New |
| Brookstone Capital Management 0.01% of their portfolio | 8.3k $246.9k | Added +605 |
| Baird Financial Group, Inc. 0.00% of their portfolio | 8.3k $253.5k | New |
| Cerity Partners LLC 0.00% of their portfolio | 8.2k $250.8k | New |
| Private Advisor Group, LLC 0.00% of their portfolio | 8.1k $247.7k | New |
| Retirement Group, LLC 0.09% of their portfolio | 7.4k $226.8k | Added +750 |
| WMG Financial Advisors, LLC 0.17% of their portfolio | 6.6k $201.8k | Added +85 |
| Glass Jacobson Investment Advisors llc 0.08% of their portfolio | 5.7k $174.6k | Added +785 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 5.6k $170.1k | Added +2.4k |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio | 5.4k $166.1k | Added +1.2k |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 4.9k $148.8k | Added +108 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 3.6k $109.5k | New |
| Farther Finance Advisors, LLC 0.02% of their portfolio | 3.2k $98.1k | Added +3.1k |
| TSFG, LLC 0.03% of their portfolio | 3.0k $92.0k | New |
| First Horizon Advisors, Inc. 0.00% of their portfolio | 2.9k $89.6k | New |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 2.8k $86.4k | Added +150 |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 2.6k $81.8k | Added +534 |
| Concord Wealth Partners 0.02% of their portfolio | 2.4k $73.9k | New |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 2.2k $68.7k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.1k $64.3k | Added +40 |
| COMERICA BANK 0.00% of their portfolio | 2.0k $61.3k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.5k $43.9k | New |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 1.4k $44.3k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 1.4k $43.8k | Reduced -1.4k |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 1.2k $37.1k | Added +1.0k |
| WFA Asset Management Corp 0.02% of their portfolio | 1.2k $36.7k | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 1.1k $34.0k | Reduced -90 |
| HAZLETT, BURT & WATSON, INC. 0.02% of their portfolio | 1.0k $31.0k | New |
| Center for Financial Planning, Inc. 0.01% of their portfolio | 1.0k $31.4k | New |
| JTC Employer Solutions Trustee Ltd 0.00% of their portfolio | 1.0k $31.0k | Unchanged |
| Salomon & Ludwin, LLC 0.00% of their portfolio | 981 $30.0k | New |
| Family Asset Management, LLC 0.02% of their portfolio | 975 $29.8k | Unchanged |
| Mariner Managed Account Solutions, LLC 0.00% of their portfolio | 933 $28.5k | Added +534 |
| Mascoma Wealth Management LLC 0.01% of their portfolio | 927 $28.3k | Unchanged |
| Cutler Group LLC / CA 0.00% of their portfolio | 924 $28.0k | Added +844 |
| Glassman Wealth Services 0.00% of their portfolio | 891 $27.2k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 803 $24.5k | New |
| Caldwell Trust Co 0.00% of their portfolio | 800 $24.4k | Unchanged |
| EVERMAY WEALTH MANAGEMENT LLC 0.00% of their portfolio | 700 $21.4k | Unchanged |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 567 $17.0k | Reduced -52 |
| Allworth Financial LP 0.00% of their portfolio | 546 $16.7k | Unchanged |
| M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio | 496 $15.1k | Unchanged |
| Banque Cantonale Vaudoise 0.00% of their portfolio | 470 $14.0k | Unchanged |
| Capital Investment Advisory Services, LLC 0.00% of their portfolio | 467 $14.3k | Unchanged |
| Cranbrook Wealth Management, LLC 0.00% of their portfolio | 457 $14.0k | New |
| FMR LLC 0.00% of their portfolio | 420 $12.8k | New |
| WFA of San Diego, LLC 0.01% of their portfolio | 405 $12.4k | Reduced -835 |
| Founders Capital Management 0.01% of their portfolio | 378 $11.5k | Reduced -4.0k |
| SIGNATUREFD, LLC 0.00% of their portfolio | 375 $11.5k | Unchanged |
| Princeton Global Asset Management LLC 0.00% of their portfolio | 320 $9.8k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 310 $9.0k | First filing |
| Pacific Center for Financial Services 0.00% of their portfolio | 258 $7.9k | Unchanged |
| Asset Dedication, LLC 0.00% of their portfolio | 245 $7.0k | Added +100 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 243 $7.4k | Unchanged |
| Coston, McIsaac & Partners 0.00% of their portfolio | 215 $6.0k | Added +23 |
| TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio | 210 $6.4k | New |
| Parkside Financial Bank & Trust 0.00% of their portfolio | 200 $6.1k | Unchanged |
| Legacy Financial Group LLC 0.00% of their portfolio | 200 $6.1k | New |