Vault-13

ISHARES TR IHAK

CYBERSECURITY · ETP · CUSIP 46435U135

161 institutional holders +7 vs Q4 2023
6,127,3856.1m shares reported held*
$286.8mreported value*
24 new 47 added 44 reduced 20 sold out net bought ≈ $56.4m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.81. Options: 1 managers hold calls ($196.8k notional), 1 hold puts ($60.9k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 135Q4 22: 142Q1 23: 142Q2 23: 137Q3 23: 138Q4 23: 154Q1 24: 161161Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022135
Q4 2022142
Q1 2023142
Q2 2023137
Q3 2023138
Q4 2023154
Q1 2024161

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 49 bought or addedQ4 22: 67 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 65 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 68 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 68 bought or addedQ4 23: 52 cut or sold outQ4 23Q1 24: 71 bought or addedQ1 24: 64 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224967
Q1 20234365
Q2 20235168
Q3 20234949
Q4 20236852
Q1 20247164

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 23 calls: $200.4kQ2 23 puts: $56.7kQ2 23P/C 0.28Q3 23 calls: $211.8kQ3 23 puts: $34.7kQ3 23P/C 0.16Q4 23 calls: $336.2kQ4 23 puts: $36.3kQ4 23P/C 0.11Q1 24 calls: $196.8kQ1 24 puts: $60.9kQ1 24P/C 0.31
Numbers
QuarterCallsPutsP/C
Q2 2023$200.4k$56.7k0.28
Q3 2023$211.8k$34.7k0.16
Q4 2023$336.2k$36.3k0.11
Q1 2024$196.8k$60.9k0.31

Biggest buyers

MORGAN STANLEY Added +664,594+664.6k
BANK OF AMERICA CORP /DE/ Added +206,137+206.1k
LPL Financial LLC Added +139,580+139.6k
Heck Capital Advisors, LLC New +99,965+100.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +69,482+69.5k
Nelson Capital Management, LLC New +65,189+65.2k
Raymond James Financial Services Advisors, Inc. Added +50,966+51.0k
AMERIPRISE FINANCIAL INC Added +30,563+30.6k
Cetera Investment Advisers New +26,729+26.7k
SageView Advisory Group, LLC New +20,714+20.7k

Biggest sellers

RETIREMENT CAPITAL STRATEGIES Reduced -72,679-72.7k
Sierra Capital LLC Reduced -62,200-62.2k
Vontobel Holding Ltd. Sold out -32,500-32.5k
Price Capital Management, Inc. Sold out -30,200-30.2k
BNP PARIBAS FINANCIAL MARKETS Sold out -25,670-25.7k
Lido Advisors, LLC Reduced -23,585-23.6k
Cetera Advisor Networks LLC Sold out -20,854-20.9k
Spire Wealth Management Reduced -17,787-17.8k
Stonehage Fleming Financial Services Holdings Ltd Reduced -15,000-15.0k
OPPENHEIMER ASSET MANAGEMENT INC. Reduced -14,804-14.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $196.8k4.2k shares

Biggest puts

CITADEL ADVISORS LLC Added $60.9k1.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,699,5701.7m $79.6m $79.6m 0.01% Added +206.1k +206,137
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,021,7101.0m $47.9m $47.9m 0.00% Added +664.6k +664,594
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 382,729382.7k $17.9m $17.9m 0.01% Added +139.6k +139,580
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 315,269315.3k $14.8m $14.8m 0.00% Reduced -5.4k -5,370
5 Wharton Business Group, LLC 0.45% of their portfolio MALVERN, PA 198,135198.1k $9.3m $9.3m 0.45% Reduced -3.9k -3,880
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 147,853147.9k $6.9m $6.9m 0.01% Added +7.4k +7,384
7 OPPENHEIMER ASSET MANAGEMENT INC. 0.09% of their portfolio NEW YORK, NY 130,731130.7k $6.1m $6.1m 0.09% Reduced -14.8k -14,804
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 115,680115.7k $5.4m $5.4m 0.00% Added +12.7k +12,688
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 107,710107.7k $5.0m $5.0m 0.00% Added +30.6k +30,563
10 Heck Capital Advisors, LLC 0.71% of their portfolio Rhinelander, WI 99,965100.0k $4.7m $4.7m 0.71% New
11 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 84,56184.6k $4.0m $4.0m 0.02% Reduced -4.4k -4,401
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 77,27877.3k $3.6m $3.6m 0.01% Added +51.0k +50,966
13 LINCOLN NATIONAL CORP 0.06% of their portfolio RADNOR, PA 75,37375.4k $3.5m $3.5m 0.06% Added +3.7k +3,707
14 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 73,71673.7k $3.5m $3.5m 0.03% Reduced -23.6k -23,585
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 69,48269.5k $3.3m $3.3m 0.00% New
16 Nelson Capital Management, LLC 0.58% of their portfolio MENLO PARK, CA 65,18965.2k $3.1m $3.1m 0.58% New
17 Sierra Capital LLC 0.34% of their portfolio MIAMI, FL 54,91354.9k $2.6m $2.6m 0.34% Reduced -62.2k -62,200
18 Watts Gwilliam & Co., LLC 0.71% of their portfolio GILBERT, AZ 50,74150.7k $2.3m $2.3m 0.71% First filing
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 47,20647.2k $2.2m $2.2m 0.00% Added +7.8k +7,794
20 CROSSPOINT FINANCIAL, LLC 17.43% of their portfolio TUSTIN, CA 43,52243.5k $2.0m $2.0m 17.43% Added +2.7k +2,665
21 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 42,65742.7k $2.0m $2.0m 0.00% Added +7.6k +7,648
22 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.02% of their portfolio Madrid, U3 37,59437.6k $1.8m $1.8m 0.02% Added +5.3k +5,281
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 34,17934.2k $1.6m $1.6m 0.00% Added +9.4k +9,435
24 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 31,99232.0k $1.5m $1.5m 0.01% Added +148 +148
25 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 31,22031.2k $1.5m $1.5m 0.05% Added +6.9k +6,914
26 Crescent Grove Advisors, LLC 0.15% of their portfolio LAKE FOREST, IL 31,20731.2k $1.5m $1.5m 0.15% Added +1.8k +1,842
27 MARK SHEPTOFF FINANCIAL PLANNING, LLC 0.79% of their portfolio GLASTONBURY, CT 30,39230.4k $1.4m $1.4m 0.79% Added +90 +90
28 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 28,52928.5k $1.3m $1.3m 0.05% Reduced -554 -554
29 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 28,46328.5k $1.3m $1.3m 0.02% Reduced -10.2k -10,161
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 28,33628.3k $1.3m $1.3m 0.00% Added +9.0k +9,014
31 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 27,99228.0k $1.3m $1.3m 0.00% Added +2.4k +2,409
32 Northeast Financial Consultants Inc 0.06% of their portfolio WESTPORT, CT 26,82526.8k $1.3m $1.3m 0.06% Unchanged
33 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 26,72926.7k $1.3m $1.3m 0.00% New
34 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 25,46625.5k $1.2m $1.2m 0.01% Reduced -148 -148
35 Buffington Mohr McNeal 0.21% of their portfolio BOISE, ID 25,21825.2k $1.2m $1.2m 0.21% Added +850 +850
36 Mariner, LLC 0.00% of their portfolio Overland Park, KS 25,12825.1k $1.2m $1.2m 0.00% Added +7.8k +7,822
37 Sugar Maple Asset Management, LLC 1.07% of their portfolio SISTER BAY, WI 23,61223.6k $1.1m $1.1m 1.07% First filing
38 CORA CAPITAL ADVISORS LLC 0.58% of their portfolio MARLTON, NJ 23,28323.3k $1.1m $1.1m 0.58% Added +1.5k +1,452
39 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.67% of their portfolio Pittsburgh, PA 22,60022.6k $1.1m $1.1m 0.67% Unchanged
40 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 22,46122.5k $1.1m $1.1m 0.00% Reduced -185 -185
41 Solutions 4 Wealth, Ltd 2.89% of their portfolio SOUTHLAKE, TX 21,93821.9k $1.0m $1.0m 2.89% Unchanged
42 SageView Advisory Group, LLC 0.05% of their portfolio Newport Beach, CA 20,71420.7k $944.4k $944.4k 0.05% New
43 Koa Wealth Management, LLC 0.86% of their portfolio Encinitas, CA 20,36720.4k $954.2k $954.2k 0.86% Reduced -4.1k -4,061
44 WCG Wealth Advisors LLC 0.08% of their portfolio LAS VEGAS, NV 20,21520.2k $947.0k $947.0k 0.08% Added +10.2k +10,179
45 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 18,75018.8k $878.4k $878.4k 0.00% New
46 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 17,99618.0k $843.1k $843.1k 0.01% New
47 PINEBRIDGE INVESTMENTS, L.P. 0.01% of their portfolio NEW YORK, NY 17,16917.2k $804.4k $804.4k 0.01% Unchanged
48 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 16,82616.8k $788.3k $788.3k 0.00% Added +4.7k +4,736
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 16,34216.3k $758.2k $758.2k 0.00% New
50 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 16,26916.3k $762.2k $762.2k 0.05% Reduced -1.2k -1,188
51 Ellis Investment Partners, LLC 0.16% of their portfolio Berwyn, PA 15,52715.5k $727.5k $727.5k 0.16% Reduced -100 -100
52 Stonehage Fleming Financial Services Holdings Ltd 0.03% of their portfolio ST. HELIER, Y9 15,00015.0k $545.2k $545.2k 0.03% Reduced -15.0k -15,000
53 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 14,58714.6k $683.4k $683.4k 0.02% Reduced -4.0k -3,953
54 Penobscot Investment Management Company, Inc. 0.07% of their portfolio BOSTON, MA 14,56814.6k $682.5k $682.5k 0.07% Reduced -570 -570
55 TITLEIST ASSET MANAGEMENT, LLC 0.12% of their portfolio SAN ANTONIO, TX 14,56014.6k $682.1k $682.1k 0.12% New
56 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 14,05814.1k $658.6k $658.6k 0.02% Added +12.9k +12,908
57 Hilltop Holdings Inc. 0.07% of their portfolio DALLAS, TX 13,77813.8k $645.5k $645.5k 0.07% New
58 Realta Investment Advisors 0.13% of their portfolio WILMINGTON, DE 13,57313.6k $635.9k $635.9k 0.13% Added +7.0k +7,000
59 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,26813.3k $621.6k $621.6k 0.00% Reduced -2.1k -2,149
60 CWM, LLC 0.00% of their portfolio OMAHA, NE 13,22313.2k $619.0k $619.0k 0.00% Reduced -1.1k -1,106
61 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 13,05313.1k $611.5k $611.5k 0.01% Added +2.0k +2,012
62 Advisors Capital Management, LLC 0.01% of their portfolio RIDGEWOOD, NJ 12,06612.1k $565.0k $565.0k 0.01% Added +92 +92
63 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 12,06012.1k $565.0k $565.0k 0.02% Added +2.7k +2,672
64 SeaBridge Investment Advisors LLC 0.15% of their portfolio SUMMIT, NJ 11,91511.9k $558.2k $558.2k 0.15% Added +3.6k +3,580
65 Triumph Capital Management 0.22% of their portfolio DENVER, CO 11,69911.7k $545.6k $545.6k 0.22% Reduced -90 -90
66 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,49911.5k $539.0k $539.0k 0.00% Added +507 +507
67 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,15211.2k $522.5k $522.5k 0.00% Added +1.3k +1,268
68 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,23710.2k $479.6k $479.6k 0.00% Added +2.6k +2,587
69 ALTERNA WEALTH MANAGEMENT, INC 0.38% of their portfolio HOUSTON, TX 10,11310.1k $473.8k $473.8k 0.38% Reduced -1.2k -1,179
70 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 9,7349.7k $456.0k $456.0k 0.03% New
71 NAPLES GLOBAL ADVISORS, LLC 0.05% of their portfolio NAPLES, FL 9,6909.7k $454.0k $454.0k 0.05% Reduced -425 -425
72 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 9,0009.0k $421.6k $421.6k 0.00% Unchanged
73 BNP PARIBAS 0.02% of their portfolio NEW YORK, NY 8,8128.8k $412.8k $412.8k 0.02% First filing
74 WARNER FINANCIAL, INC 0.21% of their portfolio BETHESDA, MD 8,7788.8k $411.0k $411.0k 0.21% Added +3.6k +3,631
75 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 8,6818.7k $406.7k $406.7k 0.02% Added +656 +656
76 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 8,4968.5k $398.0k $398.0k 0.00% Unchanged
77 Valley Financial Group, Inc. 0.29% of their portfolio AMBLER, PA 8,0438.0k $376.8k $376.8k 0.29% Reduced -376 -376
78 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 7,5067.5k $351.7k $351.7k 0.00% New
79 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 7,3667.4k $345.1k $345.1k 0.00% Unchanged
80 City State Bank 0.15% of their portfolio NORWALK, IA 7,2607.3k $340.0k $340.0k 0.15% Added +200 +200
81 Purus Wealth Management, LLC 0.16% of their portfolio Newport Beach, CA 6,8806.9k $322.3k $322.3k 0.16% Reduced -107 -107
82 ICICI Prudential Asset Management Co Ltd 0.03% of their portfolio MUMBAI, K7 6,4806.5k $303.6k $303.6k 0.03% Reduced -5.4k -5,400
83 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,3486.3k $297.4k $297.4k 0.00% Reduced -498 -498
84 RETIREMENT CAPITAL STRATEGIES 0.12% of their portfolio SAN JOSE, CA 6,3116.3k $295.7k $295.7k 0.12% Reduced -72.7k -72,679
85 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 6,1746.2k $289.3k $289.3k 0.01% Reduced -1.0k -1,027
86 Clear Creek Financial Management, LLC 0.04% of their portfolio SILVERDALE, WA 5,9956.0k $280.9k $280.9k 0.04% Reduced -530 -530
87 Cyndeo Wealth Partners, LLC 0.02% of their portfolio ST. PETERSBURG, FL 5,8015.8k $271.8k $271.8k 0.02% Added +10 +10
88 Redhawk Wealth Advisors, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 5,6905.7k $266.6k $266.6k 0.04% Reduced -1.1k -1,050
89 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 5,3855.4k $252.3k $252.3k 0.01% Reduced -1 -1
90 PETRA FINANCIAL ADVISORS INC 0.19% of their portfolio COLORADO SRPINGS, CO 5,3845.4k $252.2k $252.2k 0.19% New
91 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 5,2995.3k $248.3k $248.3k 0.00% Unchanged
92 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 5,1885.2k $243.0k $243.0k 0.02% Added +2.1k +2,096
93 Connecticut Wealth Management, LLC 0.01% of their portfolio FARMINGTON, CT 5,1515.2k $241.3k $241.3k 0.01% Unchanged
94 Consolidated Portfolio Review Corp 0.06% of their portfolio WOODBURY, NY 5,1425.1k $240.9k $240.9k 0.06% Reduced -3.6k -3,632
95 PECAUT & CO. 0.09% of their portfolio SIOUX CITY, IA 4,9424.9k $231.5k $231.5k 0.09% Reduced -662 -662
96 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.03% of their portfolio Westlake, OH 4,8594.9k $227.7k $227.7k 0.03% Reduced -35 -35
97 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 4,8064.8k $225.2k $225.2k 0.01% Reduced -601 -601
98 Focus Partners Advisor Solutions, LLC 0.01% of their portfolio SAINT LOUIS, MO 4,4764.5k $209.7k $209.7k 0.01% New
99 NORTHWEST WEALTH MANAGEMENT, LLC 0.06% of their portfolio SPENCER, IA 4,4514.5k $208.5k $208.5k 0.06% Unchanged
100 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,3164.3k $202.2k $202.2k 0.00% New