Vault-13

ISHARES TR IHAK

CYBERSECURITY · ETP · CUSIP 46435U135

154 institutional holders +16 vs Q3 2023
4,839,8134.8m shares reported held*
$219.9mreported value*
22 new 46 added 41 reduced 11 sold out net bought ≈ $2.2m (+49.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $45.44. Options: 1 managers hold calls ($336.2k notional), 1 hold puts ($36.3k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 135Q4 22: 142Q1 23: 142Q2 23: 137Q3 23: 138Q4 23: 154154Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022135
Q4 2022142
Q1 2023142
Q2 2023137
Q3 2023138
Q4 2023154

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 49 bought or addedQ4 22: 67 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 65 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 68 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 68 bought or addedQ4 23: 52 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224967
Q1 20234365
Q2 20235168
Q3 20234949
Q4 20236852

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $200.4kQ2 23 puts: $56.7kQ2 23P/C 0.28Q3 23 calls: $211.8kQ3 23 puts: $34.7kQ3 23P/C 0.16Q4 23 calls: $336.2kQ4 23 puts: $36.3kQ4 23P/C 0.11
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$200.4k$56.7k0.28
Q3 2023$211.8k$34.7k0.16
Q4 2023$336.2k$36.3k0.11

Biggest buyers

MORGAN STANLEY Added +260,149+260.1k
Price Capital Management, Inc. New +30,200+30.2k
BNP PARIBAS FINANCIAL MARKETS New +25,670+25.7k
LPL Financial LLC Added +20,512+20.5k
Foundations Investment Advisors, LLC New +18,540+18.5k
Stonehage Fleming Financial Services Holdings Ltd Added +15,000+15.0k
OLD MISSION CAPITAL LLC New +12,800+12.8k
MML INVESTORS SERVICES, LLC Added +11,969+12.0k
UBS Group AG Added +11,353+11.4k
WCG Wealth Advisors LLC New +10,036+10.0k

Biggest sellers

JANE STREET GROUP, LLC Sold out -146,737-146.7k
LVM CAPITAL MANAGEMENT LTD/MI Sold out -127,906-127.9k
Steward Partners Investment Advisory, LLC Reduced -39,782-39.8k
BANK OF MONTREAL /CAN/ Reduced -30,037-30.0k
Integrated Wealth Concepts LLC Reduced -22,075-22.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -21,683-21.7k
Lido Advisors, LLC Reduced -16,684-16.7k
Thrivent Financial for Lutherans Sold out -8,947-8.9k
Sunbelt Securities, Inc. Reduced -8,771-8.8k
CITADEL ADVISORS LLC Sold out -8,276-8.3k

Biggest calls

CITADEL ADVISORS LLC Added $336.2k7.4k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $36.3k800 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,493,4331.5m $67.8m $67.8m 0.01% Added +7.4k +7,391
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 357,116357.1k $16.2m $16.2m 0.00% Added +260.1k +260,149
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 320,639320.6k $14.6m $14.6m 0.01% Added +11.4k +11,353
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 243,149243.1k $11.0m $11.0m 0.01% Added +20.5k +20,512
5 Wharton Business Group, LLC 0.46% of their portfolio MALVERN, PA 202,015202.0k $9.2m $9.2m 0.46% Added +1.9k +1,905
6 OPPENHEIMER ASSET MANAGEMENT INC. 0.09% of their portfolio NEW YORK, NY 145,535145.5k $6.6m $6.6m 0.09% Reduced -3.1k -3,127
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 140,469140.5k $6.4m $6.4m 0.01% Reduced -6.4k -6,444
8 Sierra Capital LLC 0.78% of their portfolio MIAMI, FL 117,113117.1k $5.3m $5.3m 0.78% Unchanged
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 102,992103.0k $4.7m $4.7m 0.00% Added +3.6k +3,640
10 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 97,30197.3k $4.4m $4.4m 0.04% Reduced -16.7k -16,684
11 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 88,96289.0k $4.0m $4.0m 0.02% Reduced -5.1k -5,068
12 RETIREMENT CAPITAL STRATEGIES 1.56% of their portfolio SAN JOSE, CA 78,99079.0k $3.6m $3.6m 1.56% Added +303 +303
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 77,14777.1k $3.5m $3.5m 0.00% Added +5.7k +5,724
14 LINCOLN NATIONAL CORP 0.06% of their portfolio RADNOR, PA 71,66671.7k $3.3m $3.3m 0.06% Added +850 +850
15 CROSSPOINT FINANCIAL, LLC 18.44% of their portfolio TUSTIN, CA 40,85740.9k $1.9m $1.9m 18.44% Added +3.1k +3,067
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,41239.4k $1.8m $1.8m 0.00% Reduced -6.0k -6,049
17 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 38,62438.6k $1.8m $1.8m 0.03% Reduced -22.1k -22,075
18 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 35,00935.0k $1.6m $1.6m 0.00% Reduced -30.0k -30,037
19 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 32,50032.5k $1.5m $1.5m 0.01% Unchanged
20 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.02% of their portfolio Madrid, U3 32,31332.3k $1.5m $1.5m 0.02% Reduced -3.0k -3,036
21 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 31,84431.8k $1.4m $1.4m 0.01% Added +12.0k +11,969
22 MARK SHEPTOFF FINANCIAL PLANNING, LLC 0.83% of their portfolio GLASTONBURY, CT 30,30230.3k $1.4m $1.4m 0.83% Added +1.3k +1,252
23 Price Capital Management, Inc. 0.61% of their portfolio LAFAYETTE, LA 30,20030.2k $1.4m $1.4m 0.61% New
24 Stonehage Fleming Financial Services Holdings Ltd 0.03% of their portfolio ST. HELIER, Y9 30,00030.0k $1.4m $1.4m 0.03% Added +15.0k +15,000
25 Crescent Grove Advisors, LLC 0.15% of their portfolio LAKE FOREST, IL 29,36529.4k $1.3m $1.3m 0.15% Added +2.0k +2,009
26 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 29,08329.1k $1.3m $1.3m 0.06% Added +1.8k +1,813
27 Northeast Financial Consultants Inc 0.07% of their portfolio WESTPORT, CT 26,82526.8k $1.2m $1.2m 0.07% Unchanged
28 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 26,31226.3k $1.2m $1.2m 0.00% Reduced -688 -688
29 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 25,67025.7k $1.2m $1.2m 0.00% New
30 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 25,61425.6k $1.2m $1.2m 0.02% Reduced -39.8k -39,782
31 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 25,58325.6k $1.2m $1.2m 0.00% Added +381 +381
32 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 24,74424.7k $1.1m $1.1m 0.00% Added +8.4k +8,430
33 Koa Wealth Management, LLC 1.10% of their portfolio Encinitas, CA 24,42824.4k $1.1m $1.1m 1.10% First filing
34 Buffington Mohr McNeal 0.22% of their portfolio BOISE, ID 24,36824.4k $1.1m $1.1m 0.22% Reduced -130 -130
35 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 24,30624.3k $1.1m $1.1m 0.04% Added +3.7k +3,680
36 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 22,64622.6k $1.0m $1.0m 0.00% Added +525 +525
37 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.93% of their portfolio Pittsburgh, PA 22,60022.6k $1.0m $1.0m 0.93% Unchanged
38 Solutions 4 Wealth, Ltd 3.25% of their portfolio SOUTHLAKE, TX 21,93821.9k $996.6k $996.6k 3.25% First filing
39 CORA CAPITAL ADVISORS LLC 0.58% of their portfolio MARLTON, NJ 21,83121.8k $991.8k $991.8k 0.58% Added +851 +851
40 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 21,71521.7k $999.3k $999.3k 0.03% Added +1.2k +1,152
41 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 20,85420.9k $947.4k $947.4k 0.01% Added +573 +573
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 19,32219.3k $877.8k $877.8k 0.00% Reduced -3.7k -3,679
43 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 18,54018.5k $870.8k $870.8k 0.02% New
44 Visionary Wealth Advisors 0.06% of their portfolio O'FALLON, IL 17,45717.5k $793.1k $793.1k 0.06% Reduced -1.7k -1,669
45 Mariner, LLC 0.00% of their portfolio Overland Park, KS 17,30617.3k $786.2k $786.2k 0.00% Added +437 +437
46 PINEBRIDGE INVESTMENTS, L.P. 0.01% of their portfolio NEW YORK, NY 17,16917.2k $780.0k $780.0k 0.01% Unchanged
47 Ellis Investment Partners, LLC 0.16% of their portfolio Berwyn, PA 15,62715.6k $709.9k $709.9k 0.16% Added +308 +308
48 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 15,41715.4k $700.4k $700.4k 0.00% Added +1.6k +1,632
49 Penobscot Investment Management Company, Inc. 0.08% of their portfolio BOSTON, MA 15,13815.1k $687.7k $687.7k 0.08% Reduced -720 -720
50 CWM, LLC 0.00% of their portfolio OMAHA, NE 14,32914.3k $651.0k $651.0k 0.00% Added +2.5k +2,452
51 Sterling Investment Counsel, LLC 0.32% of their portfolio Buffalo, NY 13,78613.8k $626.3k $626.3k 0.32% Reduced -32 -32
52 BAKER TILLY WEALTH MANAGEMENT, LLC 0.10% of their portfolio MADISON, WI 12,96013.0k $588.8k $588.8k 0.10% Reduced -400 -400
53 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 12,80012.8k $581.5k $581.5k 0.02% New
54 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,09012.1k $549.2k $549.2k 0.00% Added +6.8k +6,822
55 Advisors Capital Management, LLC 0.01% of their portfolio RIDGEWOOD, NJ 11,97412.0k $544.0k $544.0k 0.01% Added +522 +522
56 ICICI Prudential Asset Management Co Ltd 0.06% of their portfolio MUMBAI, K7 11,88011.9k $539.7k $539.7k 0.06% Reduced -6.4k -6,410
57 Triumph Capital Management 0.23% of their portfolio DENVER, CO 11,78911.8k $535.6k $535.6k 0.23% Reduced -381 -381
58 ALTERNA WEALTH MANAGEMENT, INC 0.62% of their portfolio HOUSTON, TX 11,29211.3k $513.0k $513.0k 0.62% Reduced -1.0k -1,025
59 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 11,04111.0k $501.6k $501.6k 0.00% Added +3.0k +2,983
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,99211.0k $501.0k $501.0k 0.00% Added +25 +25
61 NAPLES GLOBAL ADVISORS, LLC 0.05% of their portfolio NAPLES, FL 10,11510.1k $459.5k $459.5k 0.05% Reduced -250 -250
62 WCG Wealth Advisors LLC 0.03% of their portfolio LAS VEGAS, NV 10,03610.0k $456.0k $456.0k 0.03% New
63 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,8849.9k $449.0k $449.0k 0.00% Reduced -998 -998
64 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 9,3889.4k $426.0k $426.0k 0.02% Added +3.7k +3,695
65 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 9,0009.0k $408.9k $408.9k 0.00% Unchanged
66 Consolidated Portfolio Review Corp 0.09% of their portfolio WOODBURY, NY 8,7748.8k $398.6k $398.6k 0.09% Reduced -765 -765
67 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 8,4968.5k $386.0k $386.0k 0.00% New
68 Valley Financial Group, Inc. 0.30% of their portfolio AMBLER, PA 8,4198.4k $382.5k $382.5k 0.30% First filing
69 SeaBridge Investment Advisors LLC 0.11% of their portfolio SUMMIT, NJ 8,3358.3k $378.7k $378.7k 0.11% Added +145 +145
70 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 8,0258.0k $364.6k $364.6k 0.02% Added +5.5k +5,464
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 7,6507.7k $347.6k $347.6k 0.00% Reduced -499 -499
72 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,4137.4k $336.8k $336.8k 0.01% New
73 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 7,3667.4k $334.6k $334.6k 0.00% Reduced -1.2k -1,242
74 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 7,2017.2k $327.1k $327.1k 0.01% Unchanged
75 IFG Advisory, LLC 0.02% of their portfolio ATLANTA, GA 7,0717.1k $321.3k $321.3k 0.02% Reduced -69 -69
76 City State Bank 0.16% of their portfolio NORWALK, IA 7,0607.1k $321.0k $321.0k 0.16% Unchanged
77 Purus Wealth Management, LLC 0.18% of their portfolio Newport Beach, CA 6,9877.0k $317.4k $317.4k 0.18% Reduced -544 -544
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,8466.8k $311.0k $311.0k 0.00% Added +157 +157
79 Redhawk Wealth Advisors, Inc. 0.06% of their portfolio MINNEAPOLIS, MN 6,7406.7k $306.2k $306.2k 0.06% New
80 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 6,5916.6k $299.4k $299.4k 0.02% Reduced -1.4k -1,396
81 Realta Investment Advisors 0.07% of their portfolio WILMINGTON, DE 6,5736.6k $298.6k $298.6k 0.07% New
82 Clear Creek Financial Management, LLC 0.05% of their portfolio SILVERDALE, WA 6,5256.5k $296.4k $296.4k 0.05% Added +120 +120
83 Cyndeo Wealth Partners, LLC 0.02% of their portfolio ST. PETERSBURG, FL 5,7915.8k $263.1k $263.1k 0.02% Reduced -540 -540
84 PECAUT & CO. 0.10% of their portfolio SIOUX CITY, IA 5,6045.6k $254.6k $254.6k 0.10% Reduced -89 -89
85 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 5,4075.4k $245.6k $245.6k 0.01% First filing
86 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 5,3865.4k $244.7k $244.7k 0.01% New
87 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 5,2995.3k $240.7k $240.7k 0.00% Unchanged
88 Connecticut Wealth Management, LLC 0.01% of their portfolio FARMINGTON, CT 5,1515.2k $234.0k $234.0k 0.01% New
89 WARNER FINANCIAL, INC 0.13% of their portfolio BETHESDA, MD 5,1475.1k $234.0k $234.0k 0.13% New
90 Sunbelt Securities, Inc. 0.03% of their portfolio HOUSTON, TX 5,1365.1k $233.3k $233.3k 0.03% Reduced -8.8k -8,771
91 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.02% of their portfolio Westlake, OH 4,8944.9k $222.4k $222.4k 0.02% New
92 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4,4834.5k $203.7k $203.7k 0.00% Reduced -2.2k -2,200
93 NORTHWEST WEALTH MANAGEMENT, LLC 0.06% of their portfolio SPENCER, IA 4,4514.5k $202.2k $202.2k 0.06% New
94 Financial Freedom, LLC 0.10% of their portfolio CINCINNATI, OH 3,5723.6k $162.3k $162.3k 0.10% Added +3 +3
95 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,0923.1k $140.0k $140.0k 0.01% Reduced -9 -9
96 Y.D. More Investments Ltd 0.02% of their portfolio Ramat Gan, L3 2,7352.7k $124.2k $124.2k 0.02% Unchanged
97 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,1272.1k $96.6k $96.6k 0.00% Unchanged
98 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.02% of their portfolio BLUE BELL, PA 2,0872.1k $94.8k $94.8k 0.02% Reduced -8 -8
99 GPS Wealth Strategies Group, LLC 0.02% of their portfolio CENTENNIAL, CO 2,0482.0k $93.0k $93.0k 0.02% Added +1 +1
100 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,9411.9k $88.2k $88.2k 0.00% Unchanged