Vault-13

ISHARES TR IHAK

CYBERSECURITY · ETP · CUSIP 46435U135

137 institutional holders -5 vs Q1 2023
4,856,2164.9m shares reported held*
$184.4mreported value*
12 new 39 added 50 reduced 18 sold out net sold ≈ $5.4m (-141.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $37.97. Options: 1 managers hold calls ($200.4k notional), 1 hold puts ($56.7k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 135Q4 22: 142Q1 23: 142Q2 23: 137137Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022135
Q4 2022142
Q1 2023142
Q2 2023137

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 49 bought or addedQ4 22: 67 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 65 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 68 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224967
Q1 20234365
Q2 20235168

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $200.4kQ2 23 puts: $56.7kQ2 23P/C 0.28
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$200.4k$56.7k0.28

Biggest buyers

RETIREMENT CAPITAL STRATEGIES Added +101,049+101.0k
Steward Partners Investment Advisory, LLC Added +66,247+66.2k
Mutual Advisors, LLC New +58,231+58.2k
Integrated Wealth Concepts LLC Added +49,637+49.6k
BANK OF AMERICA CORP /DE/ Added +41,247+41.2k
UBS Group AG Added +40,398+40.4k
BANK OF MONTREAL /CAN/ Added +38,554+38.6k
PINEBRIDGE INVESTMENTS, L.P. New +19,645+19.6k
ICICI Prudential Asset Management Co Ltd New +18,290+18.3k
LINCOLN NATIONAL CORP Added +14,599+14.6k

Biggest sellers

AMARILLO NATIONAL BANK Sold out -145,536-145.5k
JANE STREET GROUP, LLC Reduced -123,937-123.9k
Wealthcare Advisory Partners LLC Reduced -45,385-45.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -39,308-39.3k
ABSOLUTE CAPITAL MANAGEMENT, LLC Reduced -38,500-38.5k
OLD MISSION CAPITAL LLC Sold out -38,027-38.0k
FLOW TRADERS U.S. LLC Sold out -33,252-33.3k
CIBC WORLD MARKET INC. Sold out -29,010-29.0k
AE Wealth Management LLC Sold out -21,931-21.9k
Wharton Business Group, LLC Reduced -18,530-18.5k

Biggest calls

CITADEL ADVISORS LLC New $200.4k5.3k shares

Biggest puts

CITADEL ADVISORS LLC New $56.7k1.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,469,4761.5m $55.6m $55.6m 0.01% Added +41.2k +41,247
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 310,212310.2k $11.7m $11.7m 0.01% Added +40.4k +40,398
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 212,202212.2k $8.0m $8.0m 0.01% Added +5.1k +5,087
4 Wharton Business Group, LLC 0.48% of their portfolio MALVERN, PA 193,870193.9k $7.3m $7.3m 0.48% Reduced -18.5k -18,530
5 Wealthcare Advisory Partners LLC 0.26% of their portfolio WEST CHESTER, PA 156,412156.4k $5.9m $5.9m 0.26% Reduced -45.4k -45,385
6 OPPENHEIMER ASSET MANAGEMENT INC. 0.08% of their portfolio NEW YORK, NY 151,621151.6k $5.7m $5.7m 0.08% Reduced -1.9k -1,903
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 144,155144.2k $5.5m $5.5m 0.01% Added +3.8k +3,756
8 LVM CAPITAL MANAGEMENT LTD/MI 0.67% of their portfolio PORTAGE, MI 131,594131.6k $5.0m $5.0m 0.67% Reduced -1.5k -1,511
9 Lido Advisors, LLC 0.06% of their portfolio Los Angeles, CA 130,486130.5k $4.9m $4.9m 0.06% Added +2.1k +2,146
10 Sierra Capital LLC 0.70% of their portfolio MIAMI, FL 117,113117.1k $4.4m $4.4m 0.70% Unchanged
11 RETIREMENT CAPITAL STRATEGIES 1.87% of their portfolio SAN JOSE, CA 107,466107.5k $4.1m $4.1m 1.87% Added +101.0k +101,049
12 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 96,02396.0k $3.6m $3.6m 0.02% Reduced -3.3k -3,264
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 95,89695.9k $3.6m $3.6m 0.00% Reduced -616 -616
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 86,05086.0k $3.3m $3.3m 0.00% Reduced -13.9k -13,855
15 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 86,04386.0k $3.3m $3.3m 0.05% Added +66.2k +66,247
16 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 77,80077.8k $3.0m $3.0m 0.00% Added +38.6k +38,554
17 LINCOLN NATIONAL CORP 0.05% of their portfolio RADNOR, PA 70,83770.8k $2.7m $2.7m 0.05% Added +14.6k +14,599
18 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 61,44061.4k $2.3m $2.3m 0.04% Added +49.6k +49,637
19 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 58,23158.2k $2.2m $2.2m 0.08% New
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 51,15051.1k $1.9m $1.9m 0.00% Added +11.0k +11,046
21 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 50,05250.1k $1.9m $1.9m 0.00% Added +846 +846
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 40,36840.4k $1.5m $1.5m 0.00% Reduced -123.9k -123,937
23 WealthOne, LLC 0.54% of their portfolio ALBANY, NY 39,00039.0k $1.5m $1.5m 0.54% Added +1.7k +1,667
24 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.02% of their portfolio Madrid, U3 37,41137.4k $1.4m $1.4m 0.02% Added +10.4k +10,363
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 37,08837.1k $1.4m $1.4m 0.00% Reduced -944 -944
26 CROSSPOINT FINANCIAL, LLC 13.10% of their portfolio TUSTIN, CA 34,03534.0k $1.3m $1.3m 13.10% Added +1 +1
27 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 32,50032.5k $1.2m $1.2m 0.01% Unchanged
28 Crescent Grove Advisors, LLC 0.11% of their portfolio LAKE FOREST, IL 27,91627.9k $1.1m $1.1m 0.11% Reduced -1.9k -1,862
29 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 27,26127.3k $1.0m $1.0m 0.00% Reduced -1.6k -1,570
30 Northeast Financial Consultants Inc 0.06% of their portfolio WESTPORT, CT 26,82526.8k $1.0m $1.0m 0.06% Unchanged
31 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 26,52526.5k $1.0m $1.0m 0.05% Added +804 +804
32 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 24,31524.3k $919.6k $919.6k 0.00% Added +1.1k +1,124
33 Kistler-Tiffany Companies, LLC 0.14% of their portfolio BERWYN, PA 23,24823.2k $879.3k $879.3k 0.14% Added +362 +362
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 23,00123.0k $869.9k $869.9k 0.00% Unchanged
35 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.79% of their portfolio Pittsburgh, PA 22,60022.6k $854.7k $854.7k 0.79% Reduced -38.5k -38,500
36 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,01120.0k $756.0k $756.0k 0.00% Reduced -94 -94
37 Buffington Mohr McNeal 0.16% of their portfolio BOISE, ID 19,72319.7k $745.9k $745.9k 0.16% Reduced -200 -200
38 PINEBRIDGE INVESTMENTS, L.P. 0.01% of their portfolio NEW YORK, NY 19,64519.6k $743.0k $743.0k 0.01% New
39 ICICI Prudential Asset Management Co Ltd 0.09% of their portfolio MUMBAI, K7 18,29018.3k $691.7k $691.7k 0.09% New
40 CORA CAPITAL ADVISORS LLC 0.46% of their portfolio MARLTON, NJ 18,26118.3k $690.6k $690.6k 0.46% Added +10.2k +10,188
41 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 18,08118.1k $683.8k $683.8k 0.03% Added +2.3k +2,254
42 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 16,32016.3k $617.2k $617.2k 0.00% Unchanged
43 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 16,10816.1k $609.2k $609.2k 0.05% Added +773 +773
44 Penobscot Investment Management Company, Inc. 0.10% of their portfolio BOSTON, MA 15,87215.9k $600.3k $600.3k 0.10% Reduced -1.1k -1,127
45 Ellis Investment Partners, LLC 0.15% of their portfolio Berwyn, PA 15,76115.8k $596.1k $596.1k 0.15% Reduced -117 -117
46 BAKER TILLY WEALTH MANAGEMENT, LLC 0.06% of their portfolio MADISON, WI 15,36515.4k $581.1k $581.1k 0.06% Reduced -1.3k -1,346
47 Stonehage Fleming Financial Services Holdings Ltd 0.02% of their portfolio ST. HELIER, Y9 15,00015.0k $567.3k $567.3k 0.02% Unchanged
48 Sunbelt Securities, Inc. 0.08% of their portfolio HOUSTON, TX 13,90713.9k $526.0k $526.0k 0.08% Reduced -696 -696
49 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,82613.8k $522.9k $522.9k 0.00% Added +204 +204
50 Sterling Investment Counsel, LLC 0.28% of their portfolio Buffalo, NY 13,72013.7k $518.9k $518.9k 0.28% Added +275 +275
51 ALTERNA WEALTH MANAGEMENT, INC 0.57% of their portfolio HOUSTON, TX 13,08513.1k $494.9k $494.9k 0.57% Reduced -2.9k -2,937
52 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 12,55612.6k $474.9k $474.9k 0.00% First filing
53 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 12,55012.6k $1.2m $1.2m 0.00% New
54 CWM, LLC 0.00% of their portfolio OMAHA, NE 12,17412.2k $460.0k $460.0k 0.00% Reduced -10.2k -10,185
55 MARK SHEPTOFF FINANCIAL PLANNING, LLC 0.26% of their portfolio GLASTONBURY, CT 11,95011.9k $452.0k $452.0k 0.26% Added +700 +700
56 Triumph Capital Management 0.20% of their portfolio DENVER, CO 11,90611.9k $450.3k $450.3k 0.20% Reduced -528 -528
57 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,58210.6k $400.0k $400.0k 0.00% Reduced -746 -746
58 NAPLES GLOBAL ADVISORS, LLC 0.05% of their portfolio NAPLES, FL 10,56510.6k $399.6k $399.6k 0.05% Reduced -1.8k -1,750
59 Advisors Capital Management, LLC 0.01% of their portfolio RIDGEWOOD, NJ 10,15910.2k $384.0k $384.0k 0.01% Reduced -152 -152
60 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,6259.6k $364.0k $364.0k 0.00% Added +757 +757
61 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,5579.6k $361.4k $361.4k 0.00% Reduced -5.5k -5,503
62 Consolidated Portfolio Review Corp 0.09% of their portfolio WOODBURY, NY 9,4999.5k $359.2k $359.2k 0.09% Added +1 +1
63 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 9,0949.1k $343.9k $343.9k 0.02% Reduced -1.1k -1,102
64 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 9,0009.0k $340.4k $340.4k 0.00% Reduced -3.5k -3,500
65 WEALTHCARE CAPITAL MANAGEMENT LLC 0.04% of their portfolio RICHMOND, VA 8,9819.0k $339.7k $339.7k 0.04% Reduced -496 -496
66 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,8748.9k $335.6k $335.6k 0.00% Added +195 +195
67 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 8,5978.6k $325.1k $325.1k 0.02% Reduced -9.1k -9,113
68 Purus Wealth Management, LLC 0.19% of their portfolio Newport Beach, CA 7,6587.7k $289.6k $289.6k 0.19% Reduced -7.1k -7,104
69 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 7,4817.5k $283.0k $283.0k 0.00% Reduced -999 -999
70 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 7,3587.4k $278.3k $278.3k 0.00% Added +3 +3
71 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 7,0537.1k $266.7k $266.7k 0.00% Reduced -3.2k -3,244
72 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 6,9987.0k $264.7k $264.7k 0.00% Reduced -9.3k -9,328
73 Clear Creek Financial Management, LLC 0.05% of their portfolio SILVERDALE, WA 6,8856.9k $260.4k $260.4k 0.05% Reduced -200 -200
74 City State Bank 0.14% of their portfolio NORWALK, IA 6,8606.9k $259.0k $259.0k 0.14% Reduced -100 -100
75 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 6,7016.7k $253.4k $253.4k 0.01% Added +925 +925
76 Lane & Associates LLC 0.20% of their portfolio MOORESTOWN, NJ 6,5206.5k $246.6k $246.6k 0.20% Reduced -383 -383
77 SeaBridge Investment Advisors LLC 0.08% of their portfolio SUMMIT, NJ 6,4936.5k $245.6k $245.6k 0.08% New
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,1546.2k $232.7k $232.7k 0.00% Reduced -903 -903
79 PECAUT & CO. 0.09% of their portfolio SIOUX CITY, IA 5,8935.9k $222.9k $222.9k 0.09% New
80 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 5,6935.7k $215.0k $215.0k 0.01% Unchanged
81 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 5,2995.3k $200.4k $200.4k 0.00% Reduced -1.1k -1,056
82 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 5,1225.1k $161.5k $161.5k 0.00% Added +2.6k +2,629
83 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,4744.5k $169.2k $169.2k 0.00% Added +457 +457
84 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 4,0194.0k $152.0k $152.0k 0.01% Unchanged
85 Financial Freedom, LLC 0.09% of their portfolio CINCINNATI, OH 3,5693.6k $135.0k $135.0k 0.09% Added +928 +928
86 Y.D. More Investments Ltd 0.02% of their portfolio Ramat Gan, L3 2,7352.7k $103.4k $103.4k 0.02% Reduced -120 -120
87 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,5002.5k $94.5k $94.5k 0.00% Added +2.4k +2,365
88 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,1272.1k $80.4k $80.4k 0.00% Unchanged
89 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.02% of their portfolio BLUE BELL, PA 2,0952.1k $79.2k $79.2k 0.02% Added +47 +47
90 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 2,0472.0k $77.4k $77.4k 0.01% Unchanged
91 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 1,9842.0k $75.0k $75.0k 0.00% New
92 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,9411.9k $73.4k $73.4k 0.00% Unchanged
93 Mine & Arao Wealth Creation & Management, LLC. 0.04% of their portfolio CAMPBELL, CA 1,8501.9k $70.0k $70.0k 0.04% Reduced -300 -300
94 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,7241.7k $65.0k $65.0k 0.00% Reduced -1.0k -1,031
95 Mascoma Wealth Management LLC 0.02% of their portfolio HANOVER, NH 1,6851.7k $62.9k $62.9k 0.02% Added +242 +242
96 Banque Cantonale Vaudoise 0.00% of their portfolio LAUSANNE, V8 1,5001.5k $57.0k $57.0k 0.00% Unchanged
97 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,4361.4k $54.3k $54.3k 0.00% Unchanged
98 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,1141.1k $42.1k $42.1k 0.00% Added +389 +389
99 MEITAV INVESTMENT HOUSE LTD 0.00% of their portfolio BENE-BERAQ, L3 1,0501.1k $39.5k $39.5k 0.00% New
100 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 870870 $32.9k $32.9k 0.00% Reduced -719 -719