Vault-13

ISHARES TR ESGD

ESG AW MSCI EAFE · ETP · CUSIP 46435G516

578 institutional holders -5 vs Q4 2023
98,627,81198.6m shares reported held*
$7.9bnreported value*
39 new 234 added 180 reduced 35 sold out net bought ≈ $533.6m (+6.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $79.87.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 500Q4 22: 550Q1 23: 549Q2 23: 566Q3 23: 559Q4 23: 583Q1 24: 578578Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022500
Q4 2022550
Q1 2023549
Q2 2023566
Q3 2023559
Q4 2023583
Q1 2024578

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 259 bought or addedQ4 22: 216 cut or sold outQ4 22Q1 23: 270 bought or addedQ1 23: 215 cut or sold outQ1 23Q2 23: 296 bought or addedQ2 23: 197 cut or sold outQ2 23Q3 23: 249 bought or addedQ3 23: 224 cut or sold outQ3 23Q4 23: 273 bought or addedQ4 23: 237 cut or sold outQ4 23Q1 24: 273 bought or addedQ1 24: 215 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022259216
Q1 2023270215
Q2 2023296197
Q3 2023249224
Q4 2023273237
Q1 2024273215

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ2 23 calls: $65.6kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $27.7kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$65.6k$00.00
Q3 2023$27.7k$00.00
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +5,629,738+5.6m
Ellevest, Inc. Added +662,259+662.3k
FMR LLC Added +378,951+379.0k
NORTHERN TRUST CORP Added +362,965+363.0k
BANK OF AMERICA CORP /DE/ Added +249,311+249.3k
Betterment LLC Added +177,858+177.9k
Olde Wealth Management, LLC Added +157,033+157.0k
Private Advisor Group, LLC Added +144,195+144.2k
Federation des caisses Desjardins du Quebec Added +134,188+134.2k
GeoWealth Management, LLC Added +114,672+114.7k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -655,434-655.4k
BlackRock Inc. Reduced -411,394-411.4k
JANE STREET GROUP, LLC Reduced -302,479-302.5k
Empower Advisory Group, LLC Reduced -187,796-187.8k
Forefront Analytics, LLC Reduced -159,048-159.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -157,733-157.7k
SageView Advisory Group, LLC Reduced -66,838-66.8k
Mirae Asset Global Investments Co., Ltd. Reduced -62,700-62.7k
Bank of New York Mellon Corp Reduced -53,091-53.1k
Metis Global Partners, LLC Reduced -49,272-49.3k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 15,381,27015.4m $1.2bn $1.2bn 0.03% Added +5.6m +5,629,738
2 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 12,108,98612.1m $967.6m $967.6m 0.04% Added +22.7k +22,748
3 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 9,430,6359.4m $753.6m $753.6m 0.07% Added +249.3k +249,311
4 Empower Advisory Group, LLC 1.74% of their portfolio Greenwood Village, CO 5,811,9655.8m $464.4m $464.4m 1.74% Reduced -187.8k -187,796
5 TIAA TRUST, NATIONAL ASSOCIATION 1.22% of their portfolio CHARLOTTE, NC 5,008,5045.0m $400.2m $400.2m 1.22% Added +39.8k +39,797
6 Betterment LLC 0.86% of their portfolio NEW YORK, NY 4,014,3814.0m $320.8m $320.8m 0.86% Added +177.9k +177,858
7 NORTHERN TRUST CORP 0.05% of their portfolio CHICAGO, IL 3,730,1833.7m $298.1m $298.1m 0.05% Added +363.0k +362,965
8 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 2,080,6612.1m $166.6m $166.6m 0.05% Added +55.2k +55,175
9 FIFTH THIRD BANCORP 0.61% of their portfolio CINCINNATI, OH 1,948,7931.9m $155.7m $155.7m 0.61% Reduced -5.8k -5,779
10 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,648,1401.6m $131.7m $131.7m 0.03% Added +21.8k +21,773
11 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,596,4981.6m $127.6m $127.6m 0.03% Reduced -15.7k -15,651
12 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,554,0371.6m $124.2m $124.2m 0.05% Added +81.6k +81,631
13 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,511,6781.5m $120.8m $120.8m 0.04% Reduced -11.3k -11,346
14 FLPUTNAM INVESTMENT MANAGEMENT CO 2.30% of their portfolio PORTLAND, ME 1,350,0541.4m $107.9m $107.9m 2.30% Added +33.1k +33,139
15 Acorns Advisers, LLC 1.10% of their portfolio IRVINE, CA 1,231,2731.2m $98.4m $98.4m 1.10% Added +49.4k +49,430
16 BlackRock Inc. 0.00% of their portfolio New York, NY 1,205,6971.2m $96.3m $96.3m 0.00% Reduced -411.4k -411,394
17 SPINNAKER TRUST 6.10% of their portfolio PORTLAND, ME 1,181,8091.2m $94.4m $94.4m 6.10% Added +8.0k +7,970
18 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 1,094,9201.1m $87.5m $87.5m 0.15% Reduced -655.4k -655,434
19 Wealthfront Advisers LLC 0.31% of their portfolio Palo Alto, CA 1,092,3611.1m $87.3m $87.3m 0.31% Added +103.2k +103,212
20 FMR LLC 0.01% of their portfolio BOSTON, MA 1,048,0951.0m $83.8m $83.8m 0.01% Added +379.0k +378,951
21 MERCER GLOBAL ADVISORS INC /ADV 0.21% of their portfolio DENVER, CO 912,389912.4k $72.9m $72.9m 0.21% Added +111.5k +111,477
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 873,624873.6k $69.8m $69.8m 0.07% Added +46.7k +46,662
23 US BANCORP \DE\ 0.09% of their portfolio MINNEAPOLIS, MN 816,058816.1k $65.2m $65.2m 0.09% Added +18.0k +17,991
24 Ellevest, Inc. 3.86% of their portfolio NEW YORK, NY 777,741777.7k $62.1m $62.1m 3.86% Added +662.3k +662,259
25 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 668,885668.9k $53.5m $53.5m 0.04% Added +39.3k +39,322
26 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 574,661574.7k $45.9m $45.9m 0.07% Added +4.0k +4,035
27 M&T Bank Corp 0.15% of their portfolio BUFFALO, NY 541,481541.5k $43.3m $43.3m 0.15% Added +36.3k +36,272
28 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 509,773509.8k $40.7m $40.7m 0.05% Added +1.5k +1,543
29 SEI INVESTMENTS CO 0.06% of their portfolio OAKS, PA 480,058480.1k $38.4m $38.4m 0.06% Reduced -30.6k -30,568
30 Fiduciary Trust Co 0.56% of their portfolio Boston, MA 459,565459.6k $36.7m $36.7m 0.56% Added +16.8k +16,811
31 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 455,025455.0k $36.4m $36.4m 0.02% Added +17.0k +16,989
32 D.A. DAVIDSON & CO. 0.29% of their portfolio GREAT FALLS, MT 406,892406.9k $32.5m $32.5m 0.29% Added +1.1k +1,051
33 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 391,247391.2k $31.3m $31.3m 0.01% Added +18.4k +18,355
34 Mirae Asset Global Investments Co., Ltd. 0.07% of their portfolio SEOUL, M5 375,500375.5k $30.0m $30.0m 0.07% Reduced -62.7k -62,700
35 EP Wealth Advisors, LLC 0.35% of their portfolio TORRANCE, CA 374,167374.2k $29.9m $29.9m 0.35% Reduced -9.4k -9,403
36 MISSION WEALTH MANAGEMENT, LP 0.79% of their portfolio Santa Barbara, CA 370,327370.3k $29.6m $29.6m 0.79% Added +51.4k +51,437
37 IMPACTfolio, LLC 17.46% of their portfolio DENVER, CO 361,631361.6k $28.9m $28.9m 17.46% Reduced -17.2k -17,160
38 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 359,331359.3k $28.7m $28.7m 0.06% Added +51.3k +51,270
39 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 332,525332.5k $26.6m $26.6m 0.05% Reduced -22.7k -22,744
40 Olde Wealth Management, LLC 12.09% of their portfolio SAMMAMISH, WA 319,938319.9k $25.6m $25.6m 12.09% Added +157.0k +157,033
41 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.79% of their portfolio Seattle, WA 317,597317.6k $25.4m $25.4m 0.79% Added +13.3k +13,263
42 CITIZENS FINANCIAL GROUP INC/RI 0.82% of their portfolio PROVIDENCE, RI 306,634306.6k $24.5m $24.5m 0.82% Reduced -8.4k -8,366
43 HOWLAND CAPITAL MANAGEMENT LLC 1.09% of their portfolio BOSTON, MA 283,548283.5k $22.7m $22.7m 1.09% Reduced -22.5k -22,509
44 AlTi Global, Inc. 0.60% of their portfolio NEW YORK, NY 272,145272.1k $21.7m $21.7m 0.60% Reduced -35.4k -35,415
45 High Note Wealth, LLC 7.05% of their portfolio DEEPHAVEN, MN 271,207271.2k $21.7m $21.7m 7.05% Added +30.6k +30,604
46 LAKE STREET ADVISORS GROUP, LLC 0.92% of their portfolio PORTSMOUTH, NH 247,489247.5k $19.8m $19.8m 0.92% Reduced -19.7k -19,716
47 KEYBANK NATIONAL ASSOCIATION/OH 0.08% of their portfolio BROOKLYN, OH 242,574242.6k $19.4m $19.4m 0.08% Added +9.0k +8,999
48 Ally Invest Advisors Inc. 1.89% of their portfolio CHARLOTTE, NC 237,802237.8k $19.0m $19.0m 1.89% Added +4.6k +4,606
49 Money Design Co.,Ltd. 1.03% of their portfolio TOKYO, M0 236,365236.4k $18.9m $18.9m 1.03% Reduced -1.8k -1,833
50 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 225,395225.4k $18.0m $18.0m 0.07% Added +328 +328
51 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 221,105221.1k $17.7m $17.7m 0.05% Added +8.9k +8,922
52 BLAIR WILLIAM & CO/IL 0.05% of their portfolio CHICAGO, IL 215,099215.1k $17.2m $17.2m 0.05% Reduced -26.4k -26,381
53 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.46% of their portfolio BOSTON, MA 212,739212.7k $17.0m $17.0m 0.46% Reduced -12.9k -12,920
54 Forefront Analytics, LLC 8.05% of their portfolio WEST CONSHOHOCKEN, PA 207,750207.8k $16.6m $16.6m 8.05% Reduced -159.0k -159,048
55 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 195,969196.0k $15.7m $15.7m 0.03% Added +7.4k +7,420
56 Mariner, LLC 0.03% of their portfolio Overland Park, KS 190,838190.8k $15.2m $15.2m 0.03% Added +88.2k +88,188
57 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 188,404188.4k $15.1m $15.1m 0.06% Added +7.6k +7,628
58 Federation des caisses Desjardins du Quebec 0.10% of their portfolio LEVIS, A8 176,574176.6k $14.1m $14.1m 0.10% Added +134.2k +134,188
59 EASTERN BANK 0.59% of their portfolio BOSTON, MA 176,358176.4k $14.1m $14.1m 0.59% Added +44.2k +44,181
60 DOHJ, LLC 3.69% of their portfolio SEATTLE, WA 174,139174.1k $13.9m $13.9m 3.69% Added +5.0k +5,017
61 Modera Wealth Management, LLC 0.21% of their portfolio WESTWOOD, NJ 170,719170.7k $13.6m $13.6m 0.21% Reduced -4.4k -4,395
62 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 169,912169.9k $13.6m $13.6m 0.00% Reduced -53.1k -53,091
63 Windsor Capital Management, LLC 4.02% of their portfolio Phoenix, AZ 162,041162.0k $12.9m $12.9m 4.02% Added +3.9k +3,926
64 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 161,744161.7k $12.9m $12.9m 0.09% Added +144.2k +144,195
65 MATHER GROUP, LLC. 0.19% of their portfolio CHICAGO, IL 160,232160.2k $12.1m $12.1m 0.19% Added +2.6k +2,640
66 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 154,399154.4k $12.3m $12.3m 0.03% Added +9.7k +9,720
67 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 153,616153.6k $12.3m $12.3m 0.02% Reduced -302.5k -302,479
68 Financial Engines Advisors L.L.C. 0.03% of their portfolio SANTA CLARA, CA 152,531152.5k $12.2m $12.2m 0.03% Added +20.8k +20,833
69 RVW Wealth, LLC 1.18% of their portfolio LOS ANGELES, CA 144,087144.1k $11.5m $11.5m 1.18% Reduced -5.2k -5,175
70 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 142,056142.1k $11.4m $11.4m 0.00% Reduced -1.7k -1,664
71 Alesco Advisors, LLC, An ESL Co 0.36% of their portfolio Pittsford, NY 136,756136.8k $10.9m $10.9m 0.36% Added +1.2k +1,208
72 Steward Partners Investment Advisory, LLC 0.12% of their portfolio STAMFORD, CT 135,864135.9k $10.9m $10.9m 0.12% Reduced -4.9k -4,906
73 Clarity Asset Management, Inc. 7.32% of their portfolio AMES, IA 132,550132.6k $10.6m $10.6m 7.32% Reduced -220 -220
74 Private Ocean, LLC 1.05% of their portfolio SAN RAFAEL, CA 124,447124.4k $9.9m $9.9m 1.05% Reduced -11.8k -11,821
75 GeoWealth Management, LLC 0.36% of their portfolio CHICAGO, IL 115,788115.8k $9.3m $9.3m 0.36% Added +114.7k +114,672
76 Roof Eidam Maycock Peralta, LLC 2.51% of their portfolio San Francisco, CA 114,250114.2k $9.1m $9.1m 2.51% Added +300 +300
77 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 112,946112.9k $9.0m $9.0m 0.01% Added +12.4k +12,421
78 Laurel Wealth Planning LLC 5.89% of their portfolio EDINA, MN 111,030111.0k $8.9m $8.9m 5.89% Reduced -9.8k -9,818
79 Sand Hill Global Advisors, LLC 0.42% of their portfolio Palo Alto, CA 109,539109.5k $8.8m $8.8m 0.42% Added +675 +675
80 Fund Evaluation Group, LLC 0.53% of their portfolio CINCINNATI, OH 106,572106.6k $8.5m $8.5m 0.53% Added +26.5k +26,472
81 Shira Ridge Wealth Management 4.78% of their portfolio LARKSPUR, CA 104,592104.6k $8.4m $8.4m 4.78% Reduced -218 -218
82 Bond & Devick Financial Network, Inc. 4.39% of their portfolio ST. LOUIS PARK, MN 101,350101.3k $8.1m $8.1m 4.39% Reduced -2.3k -2,280
83 WRAPMANAGER INC 2.16% of their portfolio MILL VALLEY, CA 97,20097.2k $7.8m $7.8m 2.16% Added +15.2k +15,192
84 HILL ISLAND FINANCIAL LLC 2.38% of their portfolio GRAND RAPIDS, MI 90,31090.3k $7.2m $7.2m 2.38% Reduced -50 -50
85 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 88,34088.3k $7.1m $7.1m 0.01% Added +11.2k +11,207
86 Litman Gregory Wealth Management LLC 0.64% of their portfolio LARKSPUR, CA 87,71687.7k $7.0m $7.0m 0.64% Added +1.3k +1,344
87 Apella Capital, LLC 0.34% of their portfolio WEST HARTFORD, CT 85,29185.3k $6.8m $6.8m 0.34% Reduced -3.5k -3,460
88 BSW Wealth Partners 1.15% of their portfolio BOULDER, CO 84,68884.7k $6.8m $6.8m 1.15% Reduced -4.7k -4,671
89 Dynamic Advisor Solutions LLC 0.22% of their portfolio PHOENIX, AZ 80,69480.7k $6.4m $6.4m 0.22% Added +4.3k +4,309
90 Clarius Group, LLC 0.44% of their portfolio SEATTLE, WA 80,26380.3k $6.4m $6.4m 0.44% Reduced -1.2k -1,179
91 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 79,43179.4k $6.3m $6.3m 0.01% Reduced -2.6k -2,590
92 NOTTINGHAM ADVISORS, INC. 0.76% of their portfolio AMHERST, NY 77,92177.9k $6.2m $6.2m 0.76% Reduced -550 -550
93 SOA Wealth Advisors, LLC. 1.26% of their portfolio NEW YORK, NY 76,42176.4k $6.1m $6.1m 1.26% Reduced -913 -913
94 Orgel Wealth Management, LLC 0.16% of their portfolio ALTOONA, WI 74,08174.1k $5.9m $5.9m 0.16% Added +1.8k +1,772
95 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 73,08973.1k $5.8m $5.8m 0.07% Added +2.1k +2,142
96 Wealth Architects, LLC 0.75% of their portfolio MOUNTAIN VIEW, CA 71,21371.2k $5.7m $5.7m 0.75% Reduced -888 -888
97 RAFFA WEALTH MANAGEMENT, LLC 1.61% of their portfolio WASHINGTON, DC 67,66967.7k $5.4m $5.4m 1.61% Added +4.0k +4,018
98 Dunhill Financial, LLC 4.00% of their portfolio LONDON, X0 67,45767.5k $5.4m $5.4m 4.00% Reduced -41.0k -41,046
99 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 66,49766.5k $5.3m $5.3m 0.04% Reduced -9.2k -9,195
100 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 66,06266.1k $5.3m $5.3m 0.01% Added +41.9k +41,916