Vault-13

ISHARES TR ESGD

ESG AW MSCI EAFE · ETP · CUSIP 46435G516

583 institutional holders +24 vs Q3 2023
92,254,52892.3m shares reported held*
$7.0bnreported value*
41 new 232 added 194 reduced 43 sold out net bought ≈ $709.2m (+9.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $75.54.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 500Q4 22: 550Q1 23: 549Q2 23: 566Q3 23: 559Q4 23: 583583Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022500
Q4 2022550
Q1 2023549
Q2 2023566
Q3 2023559
Q4 2023583

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 259 bought or addedQ4 22: 216 cut or sold outQ4 22Q1 23: 270 bought or addedQ1 23: 215 cut or sold outQ1 23Q2 23: 296 bought or addedQ2 23: 197 cut or sold outQ2 23Q3 23: 249 bought or addedQ3 23: 224 cut or sold outQ3 23Q4 23: 273 bought or addedQ4 23: 237 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022259216
Q1 2023270215
Q2 2023296197
Q3 2023249224
Q4 2023273237

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ1 23 calls: $7.2kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $65.6kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $27.7kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$7.2k$00.00
Q2 2023$65.6k$00.00
Q3 2023$27.7k$00.00
Q4 2023$0$0—

Biggest buyers

JPMORGAN CHASE & CO Added +6,088,225+6.1m
MORGAN STANLEY Added +4,941,874+4.9m
FMR LLC Added +393,535+393.5k
JANE STREET GROUP, LLC Added +372,540+372.5k
TIAA TRUST, NATIONAL ASSOCIATION Added +169,717+169.7k
PNC Financial Services Group, Inc. Added +166,639+166.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +157,733+157.7k
Desjardins Global Asset Management Inc. New +138,712+138.7k
Betterment LLC Added +117,099+117.1k
AMERIPRISE FINANCIAL INC Added +116,390+116.4k

Biggest sellers

NORTHERN TRUST CORP Reduced -833,704-833.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -815,743-815.7k
Ellevest, Inc. Reduced -617,736-617.7k
Envestnet Portfolio Solutions, Inc. Sold out -279,613-279.6k
Empower Advisory Group, LLC Reduced -236,923-236.9k
Dunhill Financial, LLC Reduced -209,611-209.6k
BlackRock Inc. Reduced -154,668-154.7k
Kestra Advisory Services, LLC Reduced -150,744-150.7k
OSAIC HOLDINGS, INC. Reduced -114,312-114.3k
CITADEL ADVISORS LLC Sold out -106,572-106.6k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 12,086,23812.1m $913.0m $913.0m 0.05% Added +6.1m +6,088,225
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 9,751,5329.8m $736.6m $736.6m 0.03% Added +4.9m +4,941,874
3 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 9,181,3249.2m $693.6m $693.6m 0.08% Reduced -87.1k -87,117
4 Empower Advisory Group, LLC 1.78% of their portfolio Greenwood Village, CO 5,999,7616.0m $453.2m $453.2m 1.78% Reduced -236.9k -236,923
5 TIAA TRUST, NATIONAL ASSOCIATION 1.25% of their portfolio CHARLOTTE, NC 4,968,7075.0m $375.3m $375.3m 1.25% Added +169.7k +169,717
6 Betterment LLC 0.83% of their portfolio NEW YORK, NY 3,836,5233.8m $289.8m $289.8m 0.83% Added +117.1k +117,099
7 NORTHERN TRUST CORP 0.05% of their portfolio CHICAGO, IL 3,367,2183.4m $254.4m $254.4m 0.05% Reduced -833.7k -833,704
8 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 2,025,4862.0m $152.9m $152.9m 0.05% Added +116.4k +116,390
9 FIFTH THIRD BANCORP 0.63% of their portfolio CINCINNATI, OH 1,954,5722.0m $147.6m $147.6m 0.63% Reduced -77.1k -77,122
10 COMMONWEALTH EQUITY SERVICES, LLC 0.24% of their portfolio WALTHAM, MA 1,750,3541.8m $132.2m $132.2m 0.24% Added +18.7k +18,656
11 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,626,3671.6m $122.9m $122.9m 0.03% Added +47.8k +47,774
12 BlackRock Inc. 0.00% of their portfolio New York, NY 1,617,0911.6m $122.2m $122.2m 0.00% Reduced -154.7k -154,668
13 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,612,1491.6m $121.8m $121.8m 0.03% Added +9.7k +9,654
14 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,523,0241.5m $115.0m $115.0m 0.05% Reduced -11.9k -11,883
15 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,472,4061.5m $111.2m $111.2m 0.05% Reduced -815.7k -815,743
16 FLPUTNAM INVESTMENT MANAGEMENT CO 2.34% of their portfolio PORTLAND, ME 1,316,9151.3m $99.5m $99.5m 2.34% Added +13.7k +13,714
17 Acorns Advisers, LLC 1.09% of their portfolio IRVINE, CA 1,181,8431.2m $89.3m $89.3m 1.09% Added +51.3k +51,257
18 SPINNAKER TRUST 6.03% of their portfolio PORTLAND, ME 1,173,8391.2m $88.7m $88.7m 6.03% Added +7.6k +7,635
19 Wealthfront Advisers LLC 0.29% of their portfolio Palo Alto, CA 989,149989.1k $74.7m $74.7m 0.29% Added +82.6k +82,605
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 826,962827.0k $62.5m $62.5m 0.07% Added +48.7k +48,660
21 MERCER GLOBAL ADVISORS INC /ADV 0.18% of their portfolio DENVER, CO 800,912800.9k $60.5m $60.5m 0.18% Added +82.5k +82,511
22 US BANCORP \DE\ 0.09% of their portfolio MINNEAPOLIS, MN 798,067798.1k $60.3m $60.3m 0.09% Added +27.9k +27,880
23 FMR LLC 0.00% of their portfolio BOSTON, MA 669,144669.1k $50.5m $50.5m 0.00% Added +393.5k +393,535
24 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 629,563629.6k $47.6m $47.6m 0.04% Added +166.6k +166,639
25 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 570,626570.6k $43.1m $43.1m 0.07% Reduced -7.7k -7,677
26 SEI INVESTMENTS CO 0.06% of their portfolio OAKS, PA 510,626510.6k $38.6m $38.6m 0.06% Added +16.0k +15,976
27 Creative Planning 0.07% of their portfolio OVERLAND PARK, KS 508,230508.2k $38.4m $38.4m 0.07% Added +28.6k +28,646
28 M&T Bank Corp 0.14% of their portfolio BUFFALO, NY 505,209505.2k $38.2m $38.2m 0.14% Added +28.3k +28,298
29 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 456,095456.1k $34.5m $34.5m 0.04% Added +372.5k +372,540
30 Fiduciary Trust Co 0.56% of their portfolio Boston, MA 442,754442.8k $33.4m $33.4m 0.56% Added +23.0k +22,955
31 Mirae Asset Global Investments Co., Ltd. 0.07% of their portfolio SEOUL, M5 438,200438.2k $33.1m $33.1m 0.07% Reduced -100.7k -100,700
32 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 438,036438.0k $33.1m $33.1m 0.02% Reduced -21.3k -21,271
33 D.A. DAVIDSON & CO. 0.30% of their portfolio GREAT FALLS, MT 405,841405.8k $30.7m $30.7m 0.30% Reduced -5.4k -5,351
34 EP Wealth Advisors, LLC 0.37% of their portfolio TORRANCE, CA 383,570383.6k $29.0m $29.0m 0.37% Added +13.5k +13,534
35 IMPACTfolio, LLC 18.62% of their portfolio DENVER, CO 378,791378.8k $28.6m $28.6m 18.62% Added +40.0k +40,004
36 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 372,892372.9k $28.2m $28.2m 0.01% Added +2.9k +2,943
37 Forefront Analytics, LLC 13.68% of their portfolio WEST CONSHOHOCKEN, PA 366,798366.8k $27.7m $27.7m 13.68% Added +21.9k +21,873
38 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 355,269355.3k $26.8m $26.8m 0.05% Reduced -843 -843
39 MISSION WEALTH MANAGEMENT, LP 0.79% of their portfolio Santa Barbara, CA 318,890318.9k $24.1m $24.1m 0.79% Added +26.1k +26,050
40 CITIZENS FINANCIAL GROUP INC/RI 0.82% of their portfolio PROVIDENCE, RI 315,000315.0k $23.8m $23.8m 0.82% Added +9.5k +9,543
41 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 308,061308.1k $23.3m $23.3m 0.05% Reduced -7.8k -7,805
42 AlTi Global, Inc. 0.71% of their portfolio NEW YORK, NY 307,560307.6k $23.2m $23.2m 0.71% First filing
43 HOWLAND CAPITAL MANAGEMENT LLC 1.22% of their portfolio BOSTON, MA 306,057306.1k $23.1m $23.1m 1.22% Added +6.5k +6,531
44 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.78% of their portfolio Seattle, WA 304,334304.3k $23.0m $23.0m 0.78% Added +10.2k +10,192
45 LAKE STREET ADVISORS GROUP, LLC 1.01% of their portfolio PORTSMOUTH, NH 267,205267.2k $20.2m $20.2m 1.01% Added +7.4k +7,355
46 BLAIR WILLIAM & CO/IL 0.06% of their portfolio CHICAGO, IL 241,480241.5k $18.2m $18.2m 0.06% Reduced -8.6k -8,576
47 High Note Wealth, LLC 6.83% of their portfolio DEEPHAVEN, MN 240,603240.6k $18.2m $18.2m 6.83% Added +796 +796
48 Money Design Co.,Ltd. 1.02% of their portfolio TOKYO, M0 238,198238.2k $18.0m $18.0m 1.02% Reduced -19.4k -19,392
49 KEYBANK NATIONAL ASSOCIATION/OH 0.08% of their portfolio BROOKLYN, OH 233,575233.6k $17.6m $17.6m 0.08% Added +7.7k +7,677
50 Ally Invest Advisors Inc. 1.88% of their portfolio CHARLOTTE, NC 233,196233.2k $17.6m $17.6m 1.88% Added +8.8k +8,828
51 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.37% of their portfolio BOSTON, MA 225,659225.7k $17.0m $17.0m 0.37% Added +5.1k +5,097
52 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 225,067225.1k $17.0m $17.0m 0.08% Reduced -41.4k -41,404
53 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 223,003223.0k $16.8m $16.8m 0.00% Reduced -4.0k -4,036
54 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 212,183212.2k $16.0m $16.0m 0.05% Added +5.9k +5,852
55 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 188,549188.5k $14.2m $14.2m 0.03% Added +21.3k +21,281
56 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 180,776180.8k $13.7m $13.7m 0.06% Reduced -2.6k -2,603
57 Modera Wealth Management, LLC 0.22% of their portfolio WESTWOOD, NJ 175,114175.1k $13.2m $13.2m 0.22% Reduced -3.0k -2,958
58 DOHJ, LLC 3.78% of their portfolio SEATTLE, WA 169,122169.1k $12.8m $12.8m 3.78% Added +80.0k +80,002
59 Olde Wealth Management, LLC 5.33% of their portfolio SAMMAMISH, WA 162,905162.9k $12.3m $12.3m 5.33% Reduced -445 -445
60 Windsor Capital Management, LLC 3.91% of their portfolio Phoenix, AZ 158,115158.1k $11.9m $11.9m 3.91% Added +1.7k +1,747
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 157,733157.7k $11.9m $11.9m 0.02% New
62 MATHER GROUP, LLC. 0.19% of their portfolio CHICAGO, IL 157,592157.6k $11.9m $11.9m 0.19% Added +45.9k +45,898
63 RVW Wealth, LLC 1.24% of their portfolio LOS ANGELES, CA 149,262149.3k $11.3m $11.3m 1.24% Reduced -22.8k -22,848
64 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 144,679144.7k $10.9m $10.9m 0.03% Added +11.5k +11,535
65 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 143,720143.7k $10.9m $10.9m 0.01% Added +45.0k +44,959
66 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 140,770140.8k $10.6m $10.6m 0.14% Added +16.0k +16,012
67 Desjardins Global Asset Management Inc. 1.13% of their portfolio MONTREAL, A8 138,712138.7k $10.5m $10.5m 1.13% New
68 Private Ocean, LLC 1.02% of their portfolio SAN RAFAEL, CA 136,268136.3k $10.3m $10.3m 1.02% Reduced -76.1k -76,100
69 Alesco Advisors, LLC, An ESL Co 0.36% of their portfolio Pittsford, NY 135,548135.5k $10.2m $10.2m 0.36% Added +904 +904
70 Clarity Asset Management, Inc. 7.93% of their portfolio AMES, IA 132,770132.8k $10.0m $10.0m 7.93% First filing
71 EASTERN BANK 0.45% of their portfolio BOSTON, MA 132,177132.2k $10.0m $10.0m 0.45% Added +29.6k +29,650
72 Financial Engines Advisors L.L.C. 0.02% of their portfolio SANTA CLARA, CA 131,698131.7k $9.9m $9.9m 0.02% Added +19.9k +19,878
73 Laurel Wealth Planning LLC 6.46% of their portfolio EDINA, MN 120,848120.8k $9.1m $9.1m 6.46% Reduced -2.3k -2,282
74 Ellevest, Inc. 0.59% of their portfolio NEW YORK, NY 115,482115.5k $8.7m $8.7m 0.59% Reduced -617.7k -617,736
75 Roof Eidam Maycock Peralta, LLC 2.58% of their portfolio San Francisco, CA 113,950114.0k $8.6m $8.6m 2.58% Reduced -455 -455
76 First Ascent Asset Management, LLC 0.93% of their portfolio DENVER, CO 110,203110.2k $8.3m $8.3m 0.93% Added +24.7k +24,652
77 Sand Hill Global Advisors, LLC 0.40% of their portfolio Palo Alto, CA 108,864108.9k $8.2m $8.2m 0.40% Reduced -1.4k -1,354
78 Dunhill Financial, LLC 7.25% of their portfolio LONDON, X0 108,503108.5k $8.2m $8.2m 7.25% Reduced -209.6k -209,611
79 Shira Ridge Wealth Management 4.75% of their portfolio LARKSPUR, CA 104,810104.8k $7.9m $7.9m 4.75% Added +4.4k +4,364
80 Bond & Devick Financial Network, Inc. 4.45% of their portfolio ST. LOUIS PARK, MN 103,630103.6k $7.8m $7.8m 4.45% Added +2.6k +2,605
81 Mariner, LLC 0.02% of their portfolio Overland Park, KS 102,650102.7k $7.8m $7.8m 0.02% Added +1.9k +1,882
82 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 100,525100.5k $7.6m $7.6m 0.01% Reduced -1.2k -1,225
83 HILL ISLAND FINANCIAL LLC 2.33% of their portfolio GRAND RAPIDS, MI 90,36090.4k $6.8m $6.8m 2.33% Reduced -3.9k -3,909
84 BSW Wealth Partners 1.34% of their portfolio BOULDER, CO 89,35989.4k $6.8m $6.8m 1.34% Reduced -2.8k -2,814
85 Apella Capital, LLC 0.37% of their portfolio WEST HARTFORD, CT 88,75188.8k $6.6m $6.6m 0.37% Reduced -7.0k -7,030
86 Litman Gregory Wealth Management LLC 0.62% of their portfolio LARKSPUR, CA 86,37286.4k $6.5m $6.5m 0.62% Added +3.4k +3,389
87 Garde Capital, Inc. 0.49% of their portfolio SEATTLE, WA 84,72084.7k $6.4m $6.4m 0.49% Reduced -31.5k -31,484
88 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 82,02182.0k $6.2m $6.2m 0.01% Reduced -7.3k -7,319
89 WRAPMANAGER INC 1.82% of their portfolio MILL VALLEY, CA 82,00882.0k $6.2m $6.2m 1.82% Added +9.1k +9,139
90 Clarius Group, LLC 0.51% of their portfolio SEATTLE, WA 81,44281.4k $6.2m $6.2m 0.51% Added +2.9k +2,875
91 Fund Evaluation Group, LLC 0.44% of their portfolio CINCINNATI, OH 80,10080.1k $6.1m $6.1m 0.44% Added +2.4k +2,394
92 NOTTINGHAM ADVISORS, INC. 0.83% of their portfolio AMHERST, NY 78,47178.5k $5.9m $5.9m 0.83% Reduced -148 -148
93 SOA Wealth Advisors, LLC. 1.30% of their portfolio NEW YORK, NY 77,33477.3k $5.8m $5.8m 1.30% Reduced -2.4k -2,432
94 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 77,13377.1k $5.8m $5.8m 0.01% Added +2.4k +2,381
95 Dynamic Advisor Solutions LLC 0.21% of their portfolio PHOENIX, AZ 76,38576.4k $5.7m $5.7m 0.21% Reduced -2.3k -2,348
96 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 75,69275.7k $5.7m $5.7m 0.05% Reduced -150.7k -150,744
97 SageView Advisory Group, LLC 0.24% of their portfolio Newport Beach, CA 72,78772.8k $5.5m $5.5m 0.24% Added +6.2k +6,220
98 Mariner Managed Account Solutions, LLC 0.40% of their portfolio Boston, MA 72,60472.6k $5.5m $5.5m 0.40% Added +2.2k +2,153
99 Orgel Wealth Management, LLC 0.16% of their portfolio ALTOONA, WI 72,30972.3k $5.5m $5.5m 0.16% Added +371 +371
100 Wealth Architects, LLC 0.76% of their portfolio MOUNTAIN VIEW, CA 72,10172.1k $5.4m $5.4m 0.76% Reduced -377 -377