Vault-13

ISHARES TR ESGD

ESG AW MSCI EAFE · ETP · CUSIP 46435G516

559 institutional holders -7 vs Q2 2023
82,475,36282.5m shares reported held*
$5.7bnreported value*
25 new 224 added 192 reduced 32 sold out net sold ≈ $120.1m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $69.14. Options: 1 managers hold calls ($27.7k notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 500Q4 22: 550Q1 23: 549Q2 23: 566Q3 23: 559559Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022500
Q4 2022550
Q1 2023549
Q2 2023566
Q3 2023559

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 259 bought or addedQ4 22: 216 cut or sold outQ4 22Q1 23: 270 bought or addedQ1 23: 215 cut or sold outQ1 23Q2 23: 296 bought or addedQ2 23: 197 cut or sold outQ2 23Q3 23: 249 bought or addedQ3 23: 224 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022259216
Q1 2023270215
Q2 2023296197
Q3 2023249224

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ4 22 calls: $0Q4 22 puts: $26.3kQ4 22P/C —Q1 23 calls: $7.2kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $65.6kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $27.7kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$0$26.3k—
Q1 2023$7.2k$00.00
Q2 2023$65.6k$00.00
Q3 2023$27.7k$00.00

Biggest buyers

EP Wealth Advisors, LLC Added +229,197+229.2k
Bank of New York Mellon Corp Added +199,550+199.6k
AMERIPRISE FINANCIAL INC Added +140,762+140.8k
NORTHERN TRUST CORP Added +129,179+129.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +128,076+128.1k
FMR LLC Added +119,472+119.5k
WELLS FARGO & COMPANY/MN Added +110,627+110.6k
MERCER GLOBAL ADVISORS INC /ADV Added +93,856+93.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +87,817+87.8k
Betterment LLC Added +78,418+78.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,534,572-1.5m
ENVESTNET ASSET MANAGEMENT INC Reduced -896,209-896.2k
OLD MISSION CAPITAL LLC Reduced -284,965-285.0k
BlackRock Inc. Reduced -262,625-262.6k
Merriman Wealth Management, LLC Sold out -146,741-146.7k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -138,633-138.6k
CWM, LLC Reduced -115,591-115.6k
FIFTH THIRD BANCORP Reduced -85,074-85.1k
BANK HAPOALIM BM Sold out -74,000-74.0k
CITIZENS FINANCIAL GROUP INC/RI Reduced -65,402-65.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $27.7k400 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 9,268,4419.3m $640.7m $640.7m 0.08% Reduced -1.5m -1,534,572
2 Empower Advisory Group, LLC 1.91% of their portfolio Greenwood Village, CO 6,236,6846.2m $431.1m $431.1m 1.91% Reduced -32.3k -32,316
3 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 5,998,0136.0m $414.6m $414.6m 0.05% Reduced -5.2k -5,250
4 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 4,809,6584.8m $332.5m $332.5m 0.03% Added +54.8k +54,832
5 TIAA TRUST, NATIONAL ASSOCIATION 1.20% of their portfolio CHARLOTTE, NC 4,798,9904.8m $331.8m $331.8m 1.20% First filing
6 NORTHERN TRUST CORP 0.06% of their portfolio CHICAGO, IL 4,200,9224.2m $290.4m $290.4m 0.06% Added +129.2k +129,179
7 Betterment LLC 0.81% of their portfolio NEW YORK, NY 3,719,4243.7m $257.1m $257.1m 0.81% Added +78.4k +78,418
8 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 2,288,1492.3m $158.2m $158.2m 0.07% Reduced -896.2k -896,209
9 FIFTH THIRD BANCORP 0.65% of their portfolio CINCINNATI, OH 2,031,6942.0m $140.5m $140.5m 0.65% Reduced -85.1k -85,074
10 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,909,0961.9m $132.0m $132.0m 0.04% Added +140.8k +140,762
11 BlackRock Inc. 0.00% of their portfolio New York, NY 1,771,7591.8m $122.5m $122.5m 0.00% Reduced -262.6k -262,625
12 COMMONWEALTH EQUITY SERVICES, LLC 0.25% of their portfolio WALTHAM, MA 1,731,6981.7m $119.7m $119.7m 0.25% Added +87.8k +87,817
13 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,602,4951.6m $110.8m $110.8m 0.03% Added +7.9k +7,903
14 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,578,5931.6m $109.1m $109.1m 0.03% Added +110.6k +110,627
15 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,534,9071.5m $106.1m $106.1m 0.05% Added +28.2k +28,189
16 FLPUTNAM INVESTMENT MANAGEMENT CO 2.50% of their portfolio PORTLAND, ME 1,303,2011.3m $90.1m $90.1m 2.50% Added +55.7k +55,712
17 SPINNAKER TRUST 6.07% of their portfolio PORTLAND, ME 1,166,2041.2m $80.6m $80.6m 6.07% Added +1.5k +1,516
18 Acorns Advisers, LLC 1.07% of their portfolio IRVINE, CA 1,130,5861.1m $78.2m $78.2m 1.07% Added +62.0k +62,021
19 Wealthfront Advisers LLC 0.27% of their portfolio Palo Alto, CA 906,544906.5k $62.7m $62.7m 0.27% Added +72.5k +72,512
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 778,302778.3k $53.8m $53.8m 0.07% Reduced -11.1k -11,114
21 US BANCORP \DE\ 0.09% of their portfolio MINNEAPOLIS, MN 770,187770.2k $53.2m $53.2m 0.09% Added +54.8k +54,804
22 Ellevest, Inc. 3.90% of their portfolio NEW YORK, NY 733,218733.2k $50.7m $50.7m 3.90% Added +34.4k +34,352
23 MERCER GLOBAL ADVISORS INC /ADV 0.19% of their portfolio DENVER, CO 718,401718.4k $49.7m $49.7m 0.19% Added +93.9k +93,856
24 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 578,303578.3k $40.0m $40.0m 0.08% Added +9.1k +9,123
25 Mirae Asset Global Investments Co., Ltd. 0.08% of their portfolio SEOUL, M5 538,900538.9k $37.3m $37.3m 0.08% Added +22.3k +22,300
26 SEI INVESTMENTS CO 0.06% of their portfolio OAKS, PA 494,650494.6k $34.2m $34.2m 0.06% Added +27.5k +27,547
27 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 479,584479.6k $33.2m $33.2m 0.04% Added +3.4k +3,404
28 M&T Bank Corp 0.13% of their portfolio BUFFALO, NY 476,911476.9k $33.0m $33.0m 0.13% Added +12.1k +12,104
29 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 462,924462.9k $32.0m $32.0m 0.03% Added +19.8k +19,829
30 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 459,307459.3k $31.8m $31.8m 0.02% Added +53.2k +53,212
31 Fiduciary Trust Co 0.53% of their portfolio Boston, MA 419,799419.8k $29.0m $29.0m 0.53% Added +8.7k +8,660
32 D.A. DAVIDSON & CO. 0.31% of their portfolio GREAT FALLS, MT 411,192411.2k $28.4m $28.4m 0.31% Reduced -1.4k -1,358
33 EP Wealth Advisors, LLC 0.40% of their portfolio TORRANCE, CA 370,036370.0k $25.6m $25.6m 0.40% Added +229.2k +229,197
34 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 369,949369.9k $25.6m $25.6m 0.01% Added +11.9k +11,874
35 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 356,112356.1k $24.6m $24.6m 0.06% Reduced -4.3k -4,265
36 Forefront Analytics, LLC 13.52% of their portfolio WEST CONSHOHOCKEN, PA 344,925344.9k $23.8m $23.8m 13.52% Reduced -6.6k -6,593
37 IMPACTfolio, LLC 16.89% of their portfolio DENVER, CO 338,787338.8k $23.4m $23.4m 16.89% Reduced -9.1k -9,059
38 Dunhill Financial, LLC 13.97% of their portfolio LONDON, X0 318,114318.1k $22.1m $22.1m 13.97% Added +36.8k +36,750
39 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 315,866315.9k $21.9m $21.9m 0.05% Reduced -9.7k -9,697
40 CITIZENS FINANCIAL GROUP INC/RI 0.86% of their portfolio PROVIDENCE, RI 305,457305.5k $21.1m $21.1m 0.86% Reduced -65.4k -65,402
41 HOWLAND CAPITAL MANAGEMENT LLC 1.21% of their portfolio BOSTON, MA 299,526299.5k $20.7m $20.7m 1.21% Added +18.2k +18,164
42 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.80% of their portfolio Seattle, WA 294,142294.1k $20.3m $20.3m 0.80% Added +7.3k +7,285
43 MISSION WEALTH MANAGEMENT, LP 0.77% of their portfolio Santa Barbara, CA 292,840292.8k $20.2m $20.2m 0.77% Added +28.6k +28,639
44 Envestnet Portfolio Solutions, Inc. 0.09% of their portfolio BERWYN, PA 279,613279.6k $19.3m $19.3m 0.09% First filing
45 FMR LLC 0.00% of their portfolio BOSTON, MA 275,609275.6k $19.1m $19.1m 0.00% Added +119.5k +119,472
46 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 266,471266.5k $18.4m $18.4m 0.10% Reduced -37.9k -37,937
47 LAKE STREET ADVISORS GROUP, LLC 1.07% of their portfolio PORTSMOUTH, NH 259,850259.9k $18.0m $18.0m 1.07% Reduced -1.5k -1,470
48 Money Design Co.,Ltd. 1.08% of their portfolio TOKYO, M0 257,590257.6k $17.8m $17.8m 1.08% Added +6.2k +6,178
49 BLAIR WILLIAM & CO/IL 0.07% of their portfolio CHICAGO, IL 250,056250.1k $17.3m $17.3m 0.07% Added +182 +182
50 High Note Wealth, LLC 6.85% of their portfolio DEEPHAVEN, MN 239,807239.8k $16.6m $16.6m 6.85% Added +3.6k +3,644
51 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 227,039227.0k $15.7m $15.7m 0.00% Added +199.6k +199,550
52 Kestra Advisory Services, LLC 0.15% of their portfolio AUSTIN, TX 226,436226.4k $15.7m $15.7m 0.15% Added +19.9k +19,875
53 KEYBANK NATIONAL ASSOCIATION/OH 0.07% of their portfolio BROOKLYN, OH 225,898225.9k $15.6m $15.6m 0.07% Reduced -6.1k -6,114
54 Ally Invest Advisors Inc. 1.81% of their portfolio CHARLOTTE, NC 224,368224.4k $15.5m $15.5m 1.81% Added +8.0k +8,030
55 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.37% of their portfolio BOSTON, MA 220,562220.6k $15.2m $15.2m 0.37% Unchanged
56 TIEDEMANN ADVISORS, LLC 0.63% of their portfolio NEW YORK, NY 212,411212.4k $14.7m $14.7m 0.63% Added +35.4k +35,433
57 Private Ocean, LLC 1.86% of their portfolio SAN RAFAEL, CA 212,368212.4k $14.7m $14.7m 1.86% Reduced -49.8k -49,783
58 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 206,331206.3k $14.3m $14.3m 0.05% Added +128.1k +128,076
59 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 183,379183.4k $12.7m $12.7m 0.06% Reduced -7.1k -7,125
60 Modera Wealth Management, LLC 0.23% of their portfolio WESTWOOD, NJ 178,072178.1k $12.3m $12.3m 0.23% Reduced -444 -444
61 RVW Wealth, LLC 1.43% of their portfolio LOS ANGELES, CA 172,110172.1k $11.9m $11.9m 1.43% Reduced -22.2k -22,193
62 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 170,105170.1k $11.8m $11.8m 0.02% Reduced -13.8k -13,789
63 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 167,268167.3k $11.6m $11.6m 0.03% Added +11.9k +11,947
64 Olde Wealth Management, LLC 5.43% of their portfolio SAMMAMISH, WA 163,350163.3k $11.1m $11.1m 5.43% Added +18.5k +18,499
65 Windsor Capital Management, LLC 3.74% of their portfolio Phoenix, AZ 156,368156.4k $10.8m $10.8m 3.74% Added +4.1k +4,072
66 Alesco Advisors, LLC, An ESL Co 0.36% of their portfolio Pittsford, NY 134,644134.6k $9.3m $9.3m 0.36% Added +705 +705
67 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 133,144133.1k $9.2m $9.2m 0.03% Added +4.6k +4,568
68 Steward Partners Investment Advisory, LLC 0.13% of their portfolio STAMFORD, CT 124,758124.8k $8.6m $8.6m 0.13% Added +9.3k +9,308
69 Laurel Wealth Planning LLC 6.62% of their portfolio EDINA, MN 123,130123.1k $8.5m $8.5m 6.62% Added +2.0k +1,960
70 Garde Capital, Inc. 0.68% of their portfolio SEATTLE, WA 116,204116.2k $8.0m $8.0m 0.68% Reduced -13.6k -13,587
71 PARK AVENUE SECURITIES LLC 0.12% of their portfolio NEW YORK, NY 116,018116.0k $8.0m $8.0m 0.12% Reduced -50.9k -50,931
72 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 115,451115.5k $8.0m $8.0m 0.02% Added +2.9k +2,911
73 Roof Eidam Maycock Peralta, LLC 2.60% of their portfolio San Francisco, CA 114,405114.4k $7.9m $7.9m 2.60% Added +5.2k +5,207
74 Financial Engines Advisors L.L.C. 0.02% of their portfolio SANTA CLARA, CA 111,820111.8k $7.7m $7.7m 0.02% Added +11.7k +11,687
75 MATHER GROUP, LLC. 0.14% of their portfolio CHICAGO, IL 111,694111.7k $7.7m $7.7m 0.14% Added +22.6k +22,627
76 Sand Hill Global Advisors, LLC 0.42% of their portfolio Palo Alto, CA 110,218110.2k $7.6m $7.6m 0.42% Added +2.1k +2,054
77 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 106,572106.6k $7.4m $7.4m 0.01% Added +60.4k +60,357
78 EASTERN BANK 0.35% of their portfolio BOSTON, MA 102,527102.5k $7.1m $7.1m 0.35% Reduced -3.0k -3,018
79 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 101,750101.8k $7.0m $7.0m 0.01% Added +3.1k +3,070
80 Bond & Devick Financial Network, Inc. 4.49% of their portfolio ST. LOUIS PARK, MN 101,025101.0k $7.0m $7.0m 4.49% Added +757 +757
81 Mariner, LLC 0.02% of their portfolio Overland Park, KS 100,768100.8k $7.0m $7.0m 0.02% Added +12.6k +12,590
82 Shira Ridge Wealth Management 4.56% of their portfolio LARKSPUR, CA 100,446100.4k $6.9m $6.9m 4.56% Added +1.6k +1,563
83 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 98,76198.8k $6.8m $6.8m 0.00% Added +3.2k +3,167
84 Apella Capital, LLC 0.47% of their portfolio WEST HARTFORD, CT 95,78195.8k $6.6m $6.6m 0.47% Added +2.6k +2,607
85 HILL ISLAND FINANCIAL LLC 2.59% of their portfolio GRAND RAPIDS, MI 94,26994.3k $6.5m $6.5m 2.59% Reduced -365 -365
86 BSW Wealth Partners 1.42% of their portfolio BOULDER, CO 92,17392.2k $6.4m $6.4m 1.42% Reduced -3.8k -3,750
87 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 89,34089.3k $6.2m $6.2m 0.01% Reduced -3.2k -3,168
88 DOHJ, LLC 2.71% of their portfolio SEATTLE, WA 89,12089.1k $6.1m $6.1m 2.71% Reduced -5.2k -5,220
89 First Ascent Asset Management, LLC 0.76% of their portfolio DENVER, CO 85,55185.6k $5.9m $5.9m 0.76% Added +13.1k +13,135
90 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 83,55583.6k $5.8m $5.8m 0.01% Added +28.9k +28,898
91 Litman Gregory Wealth Management LLC 0.59% of their portfolio LARKSPUR, CA 82,98383.0k $5.7m $5.7m 0.59% Added +6.4k +6,426
92 Virtus Investment Advisers, LLC 3.84% of their portfolio HARTFORD, CT 81,56881.6k $5.6m $5.6m 3.84% Reduced -10.4k -10,391
93 SOA Wealth Advisors, LLC. 1.37% of their portfolio NEW YORK, NY 79,76679.8k $5.5m $5.5m 1.37% Added +966 +966
94 Dynamic Advisor Solutions LLC 0.26% of their portfolio PHOENIX, AZ 78,73378.7k $5.4m $5.4m 0.26% Reduced -211 -211
95 NOTTINGHAM ADVISORS, INC. 0.84% of their portfolio AMHERST, NY 78,61978.6k $5.4m $5.4m 0.84% Reduced -460 -460
96 Clarius Group, LLC 0.52% of their portfolio SEATTLE, WA 78,56778.6k $5.4m $5.4m 0.52% Reduced -7.0k -7,009
97 Fund Evaluation Group, LLC 0.48% of their portfolio CINCINNATI, OH 77,70677.7k $5.4m $5.4m 0.48% New
98 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 74,75274.8k $5.2m $5.2m 0.01% Added +6.1k +6,052
99 WRAPMANAGER INC 1.61% of their portfolio MILL VALLEY, CA 72,86972.9k $5.0m $5.0m 1.61% Added +1.0k +1,036
100 Wealth Architects, LLC 0.85% of their portfolio MOUNTAIN VIEW, CA 72,47872.5k $5.0m $5.0m 0.85% Added +2.3k +2,334