Vault-13

ISHARES TR ESGD

ESG AW MSCI EAFE · ETP · CUSIP 46435G516

549 institutional holders -1 vs Q4 2022
83,392,71883.4m shares reported held*
$5.8bnreported value*
42 new 228 added 181 reduced 34 sold out net sold ≈ $233.4m (-732.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $69.71. Options: 1 managers hold calls ($7.2k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 500Q4 22: 550Q1 23: 549549Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022500
Q4 2022550
Q1 2023549

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 259 bought or addedQ4 22: 216 cut or sold outQ4 22Q1 23: 270 bought or addedQ1 23: 215 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022259216
Q1 2023270215

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $26.3kQ4 22P/C —Q1 23 calls: $7.2kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$26.3k—
Q1 2023$7.2k$00.00

Biggest buyers

Summit Wealth Group, LLC Added +2,516,838+2.5m
JPMORGAN CHASE & CO Added +384,078+384.1k
ENVESTNET ASSET MANAGEMENT INC Added +343,591+343.6k
Forefront Analytics, LLC New +273,342+273.3k
FIFTH THIRD BANCORP Added +272,826+272.8k
M&T Bank Corp Added +164,441+164.4k
MERCER GLOBAL ADVISORS INC /ADV Added +157,003+157.0k
FMR LLC Added +120,643+120.6k
FLPUTNAM INVESTMENT MANAGEMENT CO Added +104,119+104.1k
BlackRock Inc. Added +95,503+95.5k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -2,327,215-2.3m
JANE STREET GROUP, LLC Reduced -1,351,135-1.4m
EP Wealth Advisors, LLC Reduced -309,673-309.7k
GOLDMAN SACHS GROUP INC Reduced -299,281-299.3k
Kestra Advisory Services, LLC Reduced -245,624-245.6k
Money Design Co.,Ltd. Reduced -245,338-245.3k
ROYAL BANK OF CANADA Reduced -236,858-236.9k
FRANKLIN RESOURCES INC Reduced -174,849-174.8k
FLOW TRADERS U.S. LLC Sold out -167,352-167.4k
MORGAN STANLEY Reduced -151,548-151.5k

Biggest calls

CITADEL ADVISORS LLC New $7.2k100 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 10,830,87410.8m $778.1m $778.1m 0.09% Reduced -2.3m -2,327,215
2 Empower Advisory Group, LLC 2.06% of their portfolio Greenwood Village, CO 6,325,5186.3m $458.3m $458.3m 2.06% First filing
3 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 5,558,5955.6m $399.3m $399.3m 0.05% Added +384.1k +384,078
4 TIAA, FSB 1.29% of their portfolio ST. LOUIS, MO 4,848,8634.8m $348.3m $348.3m 1.29% Reduced -44.4k -44,404
5 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,664,1234.7m $335.1m $335.1m 0.04% Reduced -151.5k -151,548
6 Betterment LLC 0.82% of their portfolio NEW YORK, NY 3,512,3933.5m $252.3m $252.3m 0.82% Reduced -35.5k -35,514
7 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 3,128,3423.1m $224.7m $224.7m 0.11% Added +343.6k +343,591
8 NORTHERN TRUST CORP 0.04% of their portfolio CHICAGO, IL 2,558,5832.6m $183.8m $183.8m 0.04% Added +68.6k +68,581
9 Summit Wealth Group, LLC 0.10% of their portfolio WHITE RIVER JUNCTION, VT 2,552,9782.6m $36 $36 0.10% Added +2.5m +2,516,838
10 FIFTH THIRD BANCORP 0.79% of their portfolio CINCINNATI, OH 2,369,2082.4m $170.2m $170.2m 0.79% Added +272.8k +272,826
11 BlackRock Inc. 0.00% of their portfolio New York, NY 2,057,9612.1m $147.8m $147.8m 0.00% Added +95.5k +95,503
12 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,698,3631.7m $122.2m $122.2m 0.04% Reduced -30.3k -30,297
13 COMMONWEALTH EQUITY SERVICES, LLC 0.25% of their portfolio WALTHAM, MA 1,633,0131.6m $117.3m $117.3m 0.25% Reduced -39.5k -39,531
14 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,573,7851.6m $113.1m $113.1m 0.03% Reduced -299.3k -299,281
15 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,541,2961.5m $110.7m $110.7m 0.05% Reduced -5.9k -5,859
16 SPINNAKER TRUST 6.37% of their portfolio PORTLAND, ME 1,170,6471.2m $84.1m $84.1m 6.37% Added +3.3k +3,266
17 FLPUTNAM INVESTMENT MANAGEMENT CO 2.38% of their portfolio PORTLAND, ME 1,014,3511.0m $72.9m $72.9m 2.38% Added +104.1k +104,119
18 Acorns Advisers, LLC 1.05% of their portfolio IRVINE, CA 1,002,3681.0m $72.0m $72.0m 1.05% Added +50.9k +50,855
19 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 979,364979.4k $70.4m $70.4m 0.02% Added +93.6k +93,620
20 Wealthfront Advisers LLC 0.25% of their portfolio Palo Alto, CA 781,018781.0k $56.1m $56.1m 0.25% Added +44.6k +44,592
21 CITIZENS FINANCIAL GROUP INC/RI 1.97% of their portfolio PROVIDENCE, RI 749,367749.4k $53.8m $53.8m 1.97% Added +5.3k +5,284
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 739,228739.2k $53.1m $53.1m 0.07% Added +79.1k +79,070
23 US BANCORP \DE\ 0.08% of their portfolio MINNEAPOLIS, MN 682,531682.5k $49.0m $49.0m 0.08% Added +64.8k +64,769
24 Ellevest, Inc. 3.80% of their portfolio NEW YORK, NY 680,236680.2k $48.9m $48.9m 3.80% Added +7.9k +7,925
25 SWISS RE LTD 11.34% of their portfolio ZURICH, V8 673,000673.0k $48.3m $48.3m 11.34% Unchanged
26 MERCER GLOBAL ADVISORS INC /ADV 0.19% of their portfolio DENVER, CO 574,614574.6k $41.3m $41.3m 0.19% Added +157.0k +157,003
27 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 573,594573.6k $41.2m $41.2m 0.09% Added +26.6k +26,636
28 Mirae Asset Global Investments Co., Ltd. 0.08% of their portfolio SEOUL, M5 494,900494.9k $35.6m $35.6m 0.08% Added +10.6k +10,600
29 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 490,281490.3k $35.2m $35.2m 0.05% Reduced -12.5k -12,522
30 M&T Bank Corp 0.13% of their portfolio BUFFALO, NY 481,399481.4k $34.6m $34.6m 0.13% Added +164.4k +164,441
31 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 468,861468.9k $33.7m $33.7m 0.03% Reduced -37.6k -37,554
32 SEI INVESTMENTS CO 0.06% of their portfolio OAKS, PA 454,581454.6k $32.7m $32.7m 0.06% Reduced -4.8k -4,758
33 D.A. DAVIDSON & CO. 0.34% of their portfolio GREAT FALLS, MT 415,617415.6k $29.9m $29.9m 0.34% Added +2.9k +2,930
34 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 411,399411.4k $29.6m $29.6m 0.02% Added +51.8k +51,778
35 Fiduciary Trust Co 0.54% of their portfolio Boston, MA 405,629405.6k $29.1m $29.1m 0.54% Added +48.2k +48,188
36 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 368,106368.1k $26.4m $26.4m 0.07% Added +10.5k +10,498
37 IMPACTfolio, LLC 20.92% of their portfolio DENVER, CO 347,804347.8k $25.0m $25.0m 20.92% Added +42.3k +42,285
38 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 343,442343.4k $24.7m $24.7m 0.01% Reduced -236.9k -236,858
39 Private Ocean, LLC 3.15% of their portfolio SAN RAFAEL, CA 329,683329.7k $23.7m $23.7m 3.15% Reduced -30.5k -30,472
40 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 307,448307.4k $22.0m $22.0m 0.05% Added +32.8k +32,809
41 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 293,133293.1k $21.1m $21.1m 0.15% Added +3.5k +3,543
42 RVW Wealth, LLC 2.50% of their portfolio LOS ANGELES, CA 280,529280.5k $20.2m $20.2m 2.50% Reduced -101.9k -101,903
43 BLAIR WILLIAM & CO/IL 0.08% of their portfolio CHICAGO, IL 277,322277.3k $19.9m $19.9m 0.08% Added +3.4k +3,382
44 HOWLAND CAPITAL MANAGEMENT LLC 1.20% of their portfolio BOSTON, MA 276,036276.0k $19.8m $19.8m 1.20% Added +1.3k +1,326
45 Money Design Co.,Ltd. 1.16% of their portfolio TOKYO, M0 273,468273.5k $19.6m $19.6m 1.16% Reduced -245.3k -245,338
46 Forefront Analytics, LLC 10.12% of their portfolio WEST CONSHOHOCKEN, PA 273,342273.3k $19.6m $19.6m 10.12% New
47 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.82% of their portfolio Seattle, WA 262,446262.4k $18.9m $18.9m 0.82% Added +4.7k +4,703
48 High Note Wealth, LLC 7.25% of their portfolio DEEPHAVEN, MN 244,981245.0k $17.6m $17.6m 7.25% Added +1.1k +1,149
49 MISSION WEALTH MANAGEMENT, LP 0.73% of their portfolio Santa Barbara, CA 238,873238.9k $17.2m $17.2m 0.73% Added +42.3k +42,281
50 KEYBANK NATIONAL ASSOCIATION/OH 0.08% of their portfolio BROOKLYN, OH 231,163231.2k $16.6m $16.6m 0.08% Reduced -4.7k -4,680
51 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 226,396226.4k $16.3m $16.3m 0.03% Reduced -1.4m -1,351,135
52 LAKE STREET ADVISORS GROUP, LLC 0.99% of their portfolio PORTSMOUTH, NH 223,490223.5k $16.1m $16.1m 0.99% Added +5.5k +5,493
53 Ally Invest Advisors Inc. 1.81% of their portfolio CHARLOTTE, NC 212,953213.0k $15.3m $15.3m 1.81% Reduced -13.5k -13,483
54 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 212,853212.9k $15.3m $15.3m 0.03% Added +14.2k +14,231
55 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.63% of their portfolio BOSTON, MA 203,519203.5k $14.6m $14.6m 0.63% Reduced -15.3k -15,332
56 Kestra Advisory Services, LLC 0.15% of their portfolio AUSTIN, TX 194,633194.6k $14.0m $14.0m 0.15% Reduced -245.6k -245,624
57 FMR LLC 0.00% of their portfolio BOSTON, MA 171,724171.7k $12.3m $12.3m 0.00% Added +120.6k +120,643
58 Olde Wealth Management, LLC 6.08% of their portfolio SAMMAMISH, WA 170,922170.9k $12.3m $12.3m 6.08% Added +5.1k +5,148
59 Parsec Financial Management, Inc. 0.51% of their portfolio ASHEVILLE, NC 169,804169.8k $12.2m $12.2m 0.51% Added +760 +760
60 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 168,460168.5k $12.1m $12.1m 0.06% Reduced -12.5k -12,453
61 PARK AVENUE SECURITIES LLC 0.20% of their portfolio NEW YORK, NY 165,518165.5k $11.9m $11.9m 0.20% Added +22.1k +22,135
62 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.11% of their portfolio OMAHA, NE 154,806154.8k $11.1m $11.1m 0.11% Reduced -20.3k -20,296
63 Windsor Capital Management, LLC 3.71% of their portfolio Phoenix, AZ 149,964150.0k $10.8m $10.8m 3.71% Added +4.8k +4,795
64 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 149,524149.5k $10.7m $10.7m 0.03% Reduced -1.0k -1,023
65 Alesco Advisors, LLC, An ESL Co 0.37% of their portfolio Pittsford, NY 141,688141.7k $10.2m $10.2m 0.37% Reduced -1.3k -1,285
66 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 135,710135.7k $9.7m $9.7m 0.01% Reduced -46.3k -46,320
67 Laurel Wealth Planning LLC 6.29% of their portfolio EDINA, MN 132,270132.3k $9.5m $9.5m 6.29% Added +11.8k +11,806
68 Garde Capital, Inc. 1.00% of their portfolio SEATTLE, WA 126,858126.9k $9.1m $9.1m 1.00% Added +633 +633
69 CWM, LLC 0.06% of their portfolio OMAHA, NE 120,871120.9k $8.7m $8.7m 0.06% Added +32.2k +32,239
70 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 119,203119.2k $8.6m $8.6m 0.03% Added +5.2k +5,248
71 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 117,819117.8k $8.5m $8.5m 0.02% Reduced -36.5k -36,524
72 Sand Hill Global Advisors, LLC 0.42% of their portfolio Palo Alto, CA 109,628109.6k $7.9m $7.9m 0.42% Reduced -2.7k -2,715
73 TIEDEMANN ADVISORS, LLC 0.35% of their portfolio NEW YORK, NY 108,590108.6k $7.8m $7.8m 0.35% Added +52.9k +52,882
74 EASTERN BANK 0.38% of their portfolio BOSTON, MA 106,617106.6k $7.7m $7.7m 0.38% Added +28.6k +28,569
75 Steward Partners Investment Advisory, LLC 0.12% of their portfolio STAMFORD, CT 105,506105.5k $7.6m $7.6m 0.12% Added +17.4k +17,371
76 Roof Eidam Maycock Peralta, LLC 2.78% of their portfolio San Francisco, CA 105,138105.1k $7.6m $7.6m 2.78% Added +7.9k +7,900
77 Bond & Devick Financial Network, Inc. 4.62% of their portfolio ST. LOUIS PARK, MN 100,796100.8k $7.2m $7.2m 4.62% Reduced -4.1k -4,131
78 BSW Wealth Partners 1.48% of their portfolio BOULDER, CO 100,281100.3k $7.2m $7.2m 1.48% Reduced -1.5k -1,539
79 Shira Ridge Wealth Management 4.68% of their portfolio LARKSPUR, CA 98,63198.6k $7.1m $7.1m 4.68% Added +1.1k +1,133
80 HILL ISLAND FINANCIAL LLC 2.87% of their portfolio GRAND RAPIDS, MI 97,43297.4k $7.1m $7.1m 2.87% Added +215 +215
81 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 97,10697.1k $7.0m $7.0m 0.00% Reduced -174.8k -174,849
82 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 95,67995.7k $6.9m $6.9m 0.01% Reduced -909 -909
83 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 93,33393.3k $6.7m $6.7m 0.01% Added +1.6k +1,649
84 Financial Engines Advisors L.L.C. 0.02% of their portfolio SANTA CLARA, CA 86,93286.9k $6.2m $6.2m 0.02% Added +33.5k +33,454
85 Clarius Group, LLC 0.52% of their portfolio SEATTLE, WA 84,61284.6k $6.1m $6.1m 0.52% Added +7.5k +7,525
86 DOHJ, LLC 3.04% of their portfolio SEATTLE, WA 83,56983.6k $6.0m $6.0m 3.04% Added +46.8k +46,816
87 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 81,47081.5k $5.9m $5.9m 0.05% Added +8.7k +8,656
88 MATHER GROUP, LLC. 0.10% of their portfolio CHICAGO, IL 79,94879.9k $5.7m $5.7m 0.10% Reduced -1.8k -1,838
89 SOA Wealth Advisors, LLC. 1.40% of their portfolio NEW YORK, NY 78,92278.9k $5.7m $5.7m 1.40% Reduced -3.0k -3,005
90 Mariner, LLC 0.02% of their portfolio Overland Park, KS 78,02178.0k $5.6m $5.6m 0.02% Added +2.8k +2,762
91 NOTTINGHAM ADVISORS, INC. 0.74% of their portfolio AMHERST, NY 77,03277.0k $5.5m $5.5m 0.74% Reduced -1.5k -1,494
92 WRAPMANAGER INC 1.69% of their portfolio MILL VALLEY, CA 76,47076.5k $5.5m $5.5m 1.69% Added +3.4k +3,442
93 BANK HAPOALIM BM 0.73% of their portfolio TEL AVIV, L3 74,00074.0k $5.3m $5.3m 0.73% Unchanged
94 Orgel Wealth Management, LLC 0.18% of their portfolio ALTOONA, WI 71,80671.8k $5.2m $5.2m 0.18% Reduced -41.7k -41,742
95 Mariner Managed Account Solutions, LLC 0.44% of their portfolio Boston, MA 70,79070.8k $5.1m $5.1m 0.44% Reduced -1.5k -1,468
96 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 70,64270.6k $5.1m $5.1m 0.06% Added +15.6k +15,621
97 SageView Advisory Group, LLC 0.32% of their portfolio Newport Beach, CA 70,51570.5k $5.1m $5.1m 0.32% Reduced -3.1k -3,137
98 First Ascent Asset Management, LLC 0.71% of their portfolio DENVER, CO 66,53166.5k $4.8m $4.8m 0.71% Added +1.6k +1,566
99 Wealth Architects, LLC 0.83% of their portfolio MOUNTAIN VIEW, CA 65,51365.5k $4.7m $4.7m 0.83% Added +1.3k +1,266
100 RAFFA WEALTH MANAGEMENT, LLC 1.67% of their portfolio WASHINGTON, DC 63,90363.9k $4.6m $4.6m 1.67% Added +6.0k +5,979