Vault-13

ISHARES TR FALN

FALN ANGLS USD · ETP · CUSIP 46435G474

264 institutional holders +3 vs Q4 2023
48,119,42048.1m shares reported held*
$1.3bnreported value*
30 new 110 added 91 reduced 24 sold out net bought ≈ $132.8m (+4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.87.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 310Q4 22: 301Q1 23: 293Q2 23: 293Q3 23: 226Q4 23: 261Q1 24: 264264Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022310
Q4 2022301
Q1 2023293
Q2 2023293
Q3 2023226
Q4 2023261
Q1 2024264

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 75 bought or addedQ4 22: 237 cut or sold outQ4 22Q1 23: 127 bought or addedQ1 23: 188 cut or sold outQ1 23Q2 23: 159 bought or addedQ2 23: 149 cut or sold outQ2 23Q3 23: 79 bought or addedQ3 23: 218 cut or sold outQ3 23Q4 23: 138 bought or addedQ4 23: 116 cut or sold outQ4 23Q1 24: 140 bought or addedQ1 24: 115 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202275237
Q1 2023127188
Q2 2023159149
Q3 202379218
Q4 2023138116
Q1 2024140115

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5k$5k$7.5k$10kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $9.9kQ3 23 puts: $2.5kQ3 23P/C 0.25Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$9.9k$2.5k0.25
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +1,873,482+1.9m
NOMURA ASSET MANAGEMENT CO LTD Added +1,135,900+1.1m
Angeles Investment Advisors, LLC New +1,124,000+1.1m
AMERIPRISE FINANCIAL INC Added +928,935+928.9k
BANK OF AMERICA CORP /DE/ Added +758,464+758.5k
Cetera Investment Advisers Added +496,455+496.5k
Procyon Advisors, LLC New +450,899+450.9k
RETIREMENT CAPITAL STRATEGIES New +201,944+201.9k
Creative Planning Added +93,107+93.1k
JPMORGAN CHASE & CO Added +90,388+90.4k

Biggest sellers

FMR LLC Reduced -1,011,352-1.0m
Tactive Advisors, LLC Reduced -432,714-432.7k
Cetera Advisors LLC Sold out -392,158-392.2k
ST GERMAIN D J CO INC Reduced -242,246-242.2k
JANE STREET GROUP, LLC Reduced -176,704-176.7k
Cetera Advisor Networks LLC Sold out -172,527-172.5k
OSAIC HOLDINGS, INC. Reduced -141,227-141.2k
GeoWealth Management, LLC Sold out -98,551-98.6k
Vestmark Advisory Solutions, Inc. Reduced -96,687-96.7k
Atria Wealth Solutions, Inc. Reduced -92,245-92.2k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MATHER GROUP, LLC. 2.77% of their portfolio CHICAGO, IL 6,644,6756.6m $175.4m $175.4m 2.77% Reduced -28.7k -28,696
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,746,2065.7m $154.3m $154.3m 0.00% Added +1.9m +1,873,482
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 5,330,2545.3m $143.2m $143.2m 0.01% Added +758.5k +758,464
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,411,9892.4m $64.8m $64.8m 0.02% Added +26.6k +26,626
5 NOMURA ASSET MANAGEMENT CO LTD 0.23% of their portfolio TOKYO, M0 2,326,8002.3m $62.5m $62.5m 0.23% Added +1.1m +1,135,900
6 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,723,6911.7m $46.3m $46.3m 0.02% Reduced -11.4k -11,365
7 FMR LLC 0.00% of their portfolio BOSTON, MA 1,404,5961.4m $37.7m $37.7m 0.00% Reduced -1.0m -1,011,352
8 Angeles Investment Advisors, LLC 1.61% of their portfolio SANTA MONICA, CA 1,124,0001.1m $30.2m $30.2m 1.61% New
9 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,097,2621.1m $29.5m $29.5m 0.01% Added +928.9k +928,935
10 Allworth Financial LP 0.20% of their portfolio FOLSOM, CA 1,072,9301.1m $28.8m $28.8m 0.20% Reduced -7.2k -7,164
11 ESL Trust Services, LLC 7.26% of their portfolio ROCHESTER, NY 1,032,9751.0m $27.7m $27.7m 7.26% Added +2.5k +2,484
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 902,932902.9k $24.3m $24.3m 0.01% Reduced -76.7k -76,674
13 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 860,003860.0k $23.1m $23.1m 0.01% Unchanged
14 Ocean Park Asset Management, LLC 1.01% of their portfolio SANTA MONICA, CA 799,500799.5k $21.5m $21.5m 1.01% Unchanged
15 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 768,476768.5k $20.6m $20.6m 0.05% Added +496.5k +496,455
16 BlackRock Inc. 0.00% of their portfolio New York, NY 679,175679.2k $18.2m $18.2m 0.00% Reduced -48.4k -48,423
17 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.50% of their portfolio NORFOLK, VA 670,381670.4k $18.0m $18.0m 0.50% Added +56.4k +56,383
18 Procyon Advisors, LLC 0.94% of their portfolio SHELTON, CT 450,899450.9k $12.1m $12.1m 0.94% New
19 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 440,182440.2k $11.8m $11.8m 0.01% Added +93.1k +93,107
20 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 421,280421.3k $11.3m $11.3m 0.02% Reduced -38.0k -38,049
21 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 388,588388.6k $10.4m $10.4m 0.04% Added +4.0k +3,988
22 Executive Wealth Management, LLC 0.86% of their portfolio BRIGHTON, MI 368,603368.6k $9.8m $9.8m 0.86% Added +19.4k +19,381
23 Asset Allocation Strategies LLC 3.20% of their portfolio FARMINGTON, MI 337,644337.6k $9.1m $9.1m 3.20% Added +9.1k +9,068
24 OneDigital Investment Advisors LLC 0.14% of their portfolio OVERLAND PARK, KS 336,907336.9k $9.0m $9.0m 0.14% Added +60.2k +60,247
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 335,560335.6k $9.0m $9.0m 0.00% Added +90.4k +90,388
26 COUNTRY TRUST BANK 0.21% of their portfolio Bloomington, IL 306,000306.0k $8.2m $8.2m 0.21% Unchanged
27 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 296,724296.7k $8.0m $8.0m 0.03% Added +18.5k +18,540
28 Baker Avenue Asset Management, LP 0.29% of their portfolio SAN FRANCISCO, CA 270,462270.5k $7.3m $7.3m 0.29% Reduced -10.0k -10,043
29 Betterment LLC 0.02% of their portfolio NEW YORK, NY 266,993267.0k $7.2m $7.2m 0.02% Added +56.1k +56,109
30 CONTINUUM WEALTH ADVISORS, LLC 3.95% of their portfolio SARATOGA SPRINGS, NY 259,886259.9k $7.0m $7.0m 3.95% Added +5.4k +5,389
31 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 258,578258.6k $6.9m $6.9m 0.03% Reduced -8.8k -8,806
32 Prepared Retirement Institute LLC 5.14% of their portfolio LANSDALE, PA 256,161256.2k $6.9m $6.9m 5.14% Added +21.7k +21,669
33 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 256,156256.2k $6.9m $6.9m 0.02% Reduced -141.2k -141,227
34 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 247,413247.4k $6.6m $6.6m 0.00% Added +60.3k +60,279
35 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 237,411237.4k $6.4m $6.4m 0.01% Reduced -1.7k -1,658
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 236,242236.2k $6.3m $6.3m 0.00% Reduced -3.6k -3,575
37 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.05% of their portfolio IRVING, TX 227,063227.1k $6.1m $6.1m 0.05% Reduced -13.5k -13,456
38 Breakwater Capital Group 1.45% of their portfolio PARAMUS, NJ 215,169215.2k $5.8m $5.8m 1.45% Added +43.4k +43,401
39 CWM, LLC 0.03% of their portfolio OMAHA, NE 213,680213.7k $5.7m $5.7m 0.03% Added +33.6k +33,617
40 RETIREMENT CAPITAL STRATEGIES 2.22% of their portfolio SAN JOSE, CA 201,944201.9k $5.4m $5.4m 2.22% New
41 TRUSTMARK BANK TRUST DEPARTMENT 0.42% of their portfolio JACKSON, MS 192,543192.5k $5.2m $5.2m 0.42% Added +4.0k +4,000
42 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 182,299182.3k $4.9m $4.9m 0.02% Reduced -75.4k -75,387
43 Vestmark Advisory Solutions, Inc. 0.18% of their portfolio Wakefield, MA 157,532157.5k $4.2m $4.2m 0.18% Reduced -96.7k -96,687
44 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 152,099152.1k $4.1m $4.1m 0.01% Reduced -77.3k -77,271
45 CALIBER WEALTH MANAGEMENT, LLC 2.12% of their portfolio OREM, UT 148,506148.5k $4.0m $4.0m 2.12% Added +83.8k +83,795
46 HF Advisory Group, LLC 2.14% of their portfolio Annapolis, MD 142,675142.7k $3.8m $3.8m 2.14% Added +9.3k +9,268
47 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 141,299141.3k $3.8m $3.8m 0.05% Added +89 +89
48 CAPITAL WEALTH MANAGEMENT, LLC 1.79% of their portfolio W. WARWICK, RI 139,541139.5k $3.7m $3.7m 1.79% Reduced -1.7k -1,658
49 KRAEMATON INVESTMENT ADVISORS, INC 3.65% of their portfolio BRAINTREE, MA 134,896134.9k $3.6m $3.6m 3.65% Added +636 +636
50 GREAT VALLEY ADVISOR GROUP, INC. 0.10% of their portfolio WILMINGTON, DE 126,998127.0k $3.4m $3.4m 0.10% Added +3.6k +3,587
51 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 121,196121.2k $3.3m $3.3m 0.03% Added +10.2k +10,234
52 Coastline Trust Co 0.39% of their portfolio PROVIDENCE, RI 121,066121.1k $3.3m $3.3m 0.39% Added +12.7k +12,654
53 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 120,200120.2k $3.2m $3.2m 0.01% Added +7.3k +7,286
54 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 117,844117.8k $3.2m $3.2m 0.04% Added +9.7k +9,731
55 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 112,527112.5k $3.0m $3.0m 0.01% Reduced -3.2k -3,208
56 Manning & Napier Group, LLC 0.03% of their portfolio Fairport, NY 111,864111.9k $3.0m $3.0m 0.03% Added +36.4k +36,395
57 World Investment Advisors 0.42% of their portfolio LINCROFT, NJ 108,788108.8k $2.9m $2.9m 0.42% Added +82.0k +81,985
58 DOHJ, LLC 0.77% of their portfolio SEATTLE, WA 107,411107.4k $2.9m $2.9m 0.77% Added +17.8k +17,848
59 Glassy Mountain Advisors, Inc. 1.06% of their portfolio BETHESDA, MD 104,837104.8k $2.8m $2.8m 1.06% Added +5.4k +5,384
60 Insight Wealth Partners, LLC 1.77% of their portfolio Plano, TX 101,468101.5k $2.7m $2.7m 1.77% Added +9.7k +9,657
61 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 95,08995.1k $2.6m $2.6m 0.00% Added +6.6k +6,557
62 Cornerstone Planning Group LLC 0.71% of their portfolio FAIRFIELD, NJ 85,89085.9k $2.3m $2.3m 0.71% Added +5.2k +5,209
63 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 84,17384.2k $2.3m $2.3m 0.02% Reduced -90 -90
64 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 84,17384.2k $2.3m $2.3m 0.02% Reduced -90 -90
65 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 82,00382.0k $2.2m $2.2m 0.02% Reduced -92.2k -92,245
66 D L CARLSON INVESTMENT GROUP INC 0.42% of their portfolio CONCORD, NH 80,66680.7k $2.2m $2.2m 0.42% Added +384 +384
67 FORTE ASSET MANAGEMENT LLC 1.27% of their portfolio BEDFORD, NY 78,00078.0k $2.1m $2.1m 1.27% Unchanged
68 Donoghue Forlines LLC 0.59% of their portfolio Boston, MA 76,60976.6k $2.1m $2.1m 0.59% Reduced -18.7k -18,684
69 Prime Capital Investment Advisors, LLC 0.03% of their portfolio OVERLAND PARK, KS 76,20576.2k $2.0m $2.0m 0.03% Reduced -16.0k -15,989
70 US FINANCIAL ADVISORS, LLC 0.70% of their portfolio BRAINTREE, MA 74,85974.9k $2.0m $2.0m 0.70% Reduced -419 -419
71 Ignite Planners, LLC 0.56% of their portfolio SAN CLEMENTE, CA 74,66474.7k $2.0m $2.0m 0.56% Added +20.6k +20,601
72 SteelPeak Wealth, LLC 0.10% of their portfolio WOODLAND HILLS, CA 74,27574.3k $2.0m $2.0m 0.10% Reduced -34 -34
73 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 71,68871.7k $1.9m $1.9m 0.00% Added +34.2k +34,167
74 CLIENT 1ST ADVISORY GROUP, LLC 0.84% of their portfolio DUNEDIN, FL 69,48469.5k $1.9m $1.9m 0.84% Reduced -14.7k -14,718
75 ST GERMAIN D J CO INC 0.09% of their portfolio SPRINGFIELD, MA 68,03768.0k $1.8m $1.8m 0.09% Reduced -242.2k -242,246
76 FOCUS Wealth Advisors, LLC 0.97% of their portfolio HOUSTON, TX 67,25167.3k $1.8m $1.8m 0.97% New
77 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 65,84465.8k $1.8m $1.8m 0.00% Added +3.9k +3,900
78 Mount Lucas Management LP 0.59% of their portfolio Newtown, PA 65,65565.7k $1.8m $1.8m 0.59% Added +18.8k +18,812
79 CreativeOne Wealth, LLC 0.07% of their portfolio OVERLAND PARK, KS 60,74360.7k $1.6m $1.6m 0.07% Added +37.4k +37,361
80 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 57,55857.6k $1.5m $1.5m 0.00% Added +20.9k +20,895
81 NOVARE CAPITAL MANAGEMENT LLC 0.14% of their portfolio CHARLOTTE, NC 57,43957.4k $1.5m $1.5m 0.14% Added +12.8k +12,765
82 FINANCIAL LIFE ADVISORS 0.59% of their portfolio SAN ANTONIO, TX 52,25952.3k $1.4m $1.4m 0.59% Reduced -13.5k -13,455
83 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 51,41651.4k $1.4m $1.4m 0.00% Added +25.2k +25,205
84 Ausdal Financial Partners, Inc. 0.16% of their portfolio Davenport, IA 51,02951.0k $1.4m $1.4m 0.16% Added +6.7k +6,703
85 Parcion Private Wealth LLC 0.12% of their portfolio BELLEVUE, WA 50,36950.4k $1.4m $1.4m 0.12% Reduced -2.8k -2,755
86 Fifth Third Securities, Inc. 0.13% of their portfolio Cincinnati, OH 49,26549.3k $1.3m $1.3m 0.13% Added +1.6k +1,625
87 DDFG, Inc 0.42% of their portfolio THOUSAND OAKS, CA 49,21949.2k $1.3m $1.3m 0.42% Added +2.9k +2,879
88 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 49,15249.2k $1.3m $1.3m 0.02% Reduced -2.4k -2,361
89 Wealth Advisory Solutions, LLC 0.34% of their portfolio ZIONSVILLE, IN 48,65348.7k $1.3m $1.3m 0.34% New
90 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 45,86345.9k $1.2m $1.2m 0.00% Added +3.6k +3,563
91 Strategic Financial Concepts, LLC 0.30% of their portfolio SAN ANTONIO, TX 45,83545.8k $1.2m $1.2m 0.30% Added +8.4k +8,424
92 FIRST CITIZENS BANK & TRUST CO 0.02% of their portfolio RALEIGH, NC 45,50445.5k $1.2m $1.2m 0.02% Added +6.9k +6,891
93 Harel Insurance Investments & Financial Services Ltd. 0.02% of their portfolio Ramat Gan, L3 45,00045.0k $1.2m $1.2m 0.02% Added +14.0k +14,000
94 Tactive Advisors, LLC 0.61% of their portfolio Jacksonville, FL 42,92942.9k $1.2m $1.2m 0.61% Reduced -432.7k -432,714
95 Balefire, LLC 0.40% of their portfolio DALLAS, TX 41,23341.2k $1.1m $1.1m 0.40% Added +8.2k +8,161
96 Coombe, Bender & Co LLC 0.67% of their portfolio ELLENVILLE, NY 41,06341.1k $1.1m $1.1m 0.67% Added +558 +558
97 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 40,37240.4k $1.1m $1.1m 0.00% Reduced -49.6k -49,621
98 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 39,70139.7k $1.1m $1.1m 0.00% Added +5.6k +5,621
99 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 39,57739.6k $1.1m $1.1m 0.01% Added +12.6k +12,610
100 Asset Allocation & Management Company, LLC 0.69% of their portfolio CHICAGO, IL 39,00039.0k $1.0m $1.0m 0.69% Unchanged