Vault-13

ISHARES TR FALN

FALN ANGLS USD · ETP · CUSIP 46435G474

226 institutional holders -67 vs Q2 2023
35,505,05735.5m shares reported held*
$881.5mreported value*
23 new 56 added 124 reduced 94 sold out net sold ≈ $398.6m (-16.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.83. Options: 1 managers hold calls ($9.9k notional), 1 hold puts ($2.5k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 310Q4 22: 301Q1 23: 293Q2 23: 293Q3 23: 226226Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022310
Q4 2022301
Q1 2023293
Q2 2023293
Q3 2023226

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 75 bought or addedQ4 22: 237 cut or sold outQ4 22Q1 23: 127 bought or addedQ1 23: 188 cut or sold outQ1 23Q2 23: 159 bought or addedQ2 23: 149 cut or sold outQ2 23Q3 23: 79 bought or addedQ3 23: 218 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202275237
Q1 2023127188
Q2 2023159149
Q3 202379218

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $32.9kQ1 23 puts: $2.5kQ1 23P/C 0.08Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $9.9kQ3 23 puts: $2.5kQ3 23P/C 0.25
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$32.9k$2.5k0.08
Q2 2023$0$0—
Q3 2023$9.9k$2.5k0.25

Biggest buyers

JANE STREET GROUP, LLC Added +1,132,360+1.1m
Angeles Investment Advisors, LLC New +1,065,781+1.1m
Ocean Park Asset Management, LLC New +981,500+981.5k
BANK OF AMERICA CORP /DE/ Added +703,888+703.9k
Strategic Investment Solutions, Inc. /IL Added +543,852+543.9k
State of Tennessee, Department of Treasury New +408,500+408.5k
MATHER GROUP, LLC. Added +352,212+352.2k
BANK OF MONTREAL /CAN/ New +274,748+274.7k
Baker Avenue Asset Management, LP Added +194,338+194.3k
Impact Partnership Wealth, LLC New +164,866+164.9k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -7,942,027-7.9m
Sound Financial Strategies Group, LLC Sold out -2,427,782-2.4m
LPL Financial LLC Reduced -1,290,792-1.3m
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC Sold out -1,042,841-1.0m
ORG Partners LLC Reduced -796,216-796.2k
MORGAN STANLEY Reduced -657,240-657.2k
AMERIPRISE FINANCIAL INC Reduced -629,132-629.1k
OSAIC HOLDINGS, INC. Reduced -599,796-599.8k
BlackRock Inc. Reduced -583,230-583.2k
Atria Investments, Inc Reduced -426,793-426.8k

Biggest calls

CITADEL ADVISORS LLC New $9.9k400 shares

Biggest puts

CITADEL ADVISORS LLC New $2.5k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MATHER GROUP, LLC. 2.79% of their portfolio CHICAGO, IL 6,332,3526.3m $157.0m $157.0m 2.79% Added +352.2k +352,212
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,215,7293.2m $79.8m $79.8m 0.01% Added +703.9k +703,888
3 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 1,814,0991.8m $45.0m $45.0m 0.07% Added +1.1m +1,132,360
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,463,7931.5m $36.3m $36.3m 0.02% Reduced -7.9m -7,942,027
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,423,5201.4m $35.3m $35.3m 0.02% Reduced -1.3m -1,290,792
6 NOMURA ASSET MANAGEMENT CO LTD 0.16% of their portfolio TOKYO, M0 1,352,6001.4m $33.5m $33.5m 0.16% Added +23.5k +23,500
7 Allworth Financial LP 0.24% of their portfolio FOLSOM, CA 1,139,1301.1m $28.3m $28.3m 0.24% Added +1.4k +1,396
8 Angeles Investment Advisors, LLC 2.07% of their portfolio SANTA MONICA, CA 1,065,7811.1m $26.4m $26.4m 2.07% New
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,030,0021.0m $25.5m $25.5m 0.00% Reduced -657.2k -657,240
10 ESL Trust Services, LLC 8.09% of their portfolio ROCHESTER, NY 1,023,0951.0m $25.4m $25.4m 8.09% Added +20.7k +20,711
11 Ocean Park Asset Management, LLC 1.08% of their portfolio SANTA MONICA, CA 981,500981.5k $24.3m $24.3m 1.08% New
12 Baker Avenue Asset Management, LP 1.05% of their portfolio SAN FRANCISCO, CA 849,647849.6k $21.1m $21.1m 1.05% Added +194.3k +194,338
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 812,134812.1k $20.1m $20.1m 0.01% Reduced -130.8k -130,806
14 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 806,392806.4k $20.0m $20.0m 0.01% Reduced -1 -1
15 BlackRock Inc. 0.00% of their portfolio New York, NY 739,498739.5k $18.3m $18.3m 0.00% Reduced -583.2k -583,230
16 Strategic Investment Solutions, Inc. /IL 0.17% of their portfolio ORLAND PARK, IL 557,614557.6k $14.1m $14.1m 0.17% Added +543.9k +543,852
17 State of Tennessee, Department of Treasury 0.04% of their portfolio NASHVILLE, TN 408,500408.5k $10.1m $10.1m 0.04% New
18 ST GERMAIN D J CO INC 0.44% of their portfolio SPRINGFIELD, MA 316,340316.3k $7.8m $7.8m 0.44% Added +15.8k +15,758
19 Executive Wealth Management, LLC 0.79% of their portfolio BRIGHTON, MI 306,749306.7k $7.6m $7.6m 0.79% Added +84.8k +84,761
20 COUNTRY TRUST BANK 0.22% of their portfolio Bloomington, IL 306,000306.0k $7.6m $7.6m 0.22% Unchanged
21 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 302,688302.7k $7.5m $7.5m 0.04% Reduced -271.9k -271,869
22 Asset Allocation Strategies LLC 3.45% of their portfolio FARMINGTON, MI 301,547301.5k $7.5m $7.5m 3.45% Added +19.2k +19,164
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 299,703299.7k $7.4m $7.4m 0.00% Added +43.0k +43,005
24 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 296,507296.5k $7.4m $7.4m 0.01% Added +49.2k +49,246
25 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 274,748274.7k $6.9m $6.9m 0.00% New
26 CONTINUUM WEALTH ADVISORS, LLC 4.36% of their portfolio SARATOGA SPRINGS, NY 249,596249.6k $6.2m $6.2m 4.36% Added +16.6k +16,599
27 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 246,306246.3k $6.1m $6.1m 0.05% Reduced -301.0k -300,963
28 Cetera Advisors LLC 0.09% of their portfolio DENVER, CO 227,866227.9k $5.7m $5.7m 0.09% Reduced -148.6k -148,621
29 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 227,367227.4k $5.6m $5.6m 0.01% Reduced -599.8k -599,796
30 Betterment LLC 0.02% of their portfolio NEW YORK, NY 221,936221.9k $5.5m $5.5m 0.02% Reduced -56.8k -56,755
31 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 200,317200.3k $5.0m $5.0m 0.03% Added +144.2k +144,180
32 CWM, LLC 0.03% of their portfolio OMAHA, NE 200,242200.2k $5.0m $5.0m 0.03% Reduced -126.7k -126,676
33 Impact Partnership Wealth, LLC 1.27% of their portfolio MARIETTA, GA 164,866164.9k $4.1m $4.1m 1.27% New
34 OLD MISSION CAPITAL LLC 0.13% of their portfolio CHICAGO, IL 162,100162.1k $4.0m $4.0m 0.13% Added +44.5k +44,528
35 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 157,050157.1k $3.9m $3.9m 0.07% Added +15.9k +15,926
36 CAPITAL WEALTH MANAGEMENT, LLC 1.91% of their portfolio W. WARWICK, RI 140,256140.3k $3.5m $3.5m 1.91% Added +9.6k +9,624
37 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 135,849135.8k $3.4m $3.4m 0.02% First filing
38 Breakwater Capital Group 1.14% of their portfolio PARAMUS, NJ 134,827134.8k $3.3m $3.3m 1.14% Added +68.7k +68,738
39 KRAEMATON INVESTMENT ADVISORS, INC 4.11% of their portfolio BRAINTREE, MA 134,509134.5k $3.3m $3.3m 4.11% Reduced -3.9k -3,886
40 Mutual Advisors, LLC 0.13% of their portfolio OMAHA, NE 134,248134.2k $3.3m $3.3m 0.13% Added +107.2k +107,242
41 HF Advisory Group, LLC 2.40% of their portfolio Annapolis, MD 130,623130.6k $3.2m $3.2m 2.40% Added +8.5k +8,545
42 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 130,221130.2k $3.2m $3.2m 0.01% Reduced -27.6k -27,615
43 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 124,762124.8k $3.1m $3.1m 0.02% Reduced -72.6k -72,553
44 WealthShield Partners, LLC 0.46% of their portfolio CARY, NC 122,336122.3k $3.0m $3.0m 0.46% Reduced -347.9k -347,887
45 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 121,999122.0k $3.0m $3.0m 0.02% Reduced -39.5k -39,499
46 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 120,765120.8k $3.0m $3.0m 0.01% Reduced -9.1k -9,138
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 120,726120.7k $3.0m $3.0m 0.00% New
48 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 119,206119.2k $3.0m $3.0m 0.01% Reduced -98.0k -98,043
49 GREAT VALLEY ADVISOR GROUP, INC. 0.12% of their portfolio WILMINGTON, DE 114,894114.9k $2.8m $2.8m 0.12% Added +1.1k +1,089
50 OneDigital Investment Advisors LLC 0.06% of their portfolio OVERLAND PARK, KS 111,559111.6k $2.8m $2.8m 0.06% Reduced -39.8k -39,840
51 CLIENT 1ST ADVISORY GROUP, LLC 1.46% of their portfolio DUNEDIN, FL 111,275111.3k $2.8m $2.8m 1.46% Reduced -59.2k -59,249
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 101,276101.3k $2.5m $2.5m 0.00% Reduced -4.7k -4,682
53 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 98,84598.8k $2.5m $2.5m 0.00% Reduced -72.5k -72,452
54 Coastline Trust Co 0.36% of their portfolio PROVIDENCE, RI 97,78997.8k $2.4m $2.4m 0.36% Added +59.4k +59,387
55 GeoWealth Management, LLC 0.27% of their portfolio CHICAGO, IL 96,14496.1k $2.4m $2.4m 0.27% New
56 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 94,20794.2k $2.3m $2.3m 0.01% New
57 Insight Wealth Partners, LLC 1.96% of their portfolio Plano, TX 93,98994.0k $2.3m $2.3m 1.96% Reduced -164 -164
58 Glassy Mountain Advisors, Inc. 1.00% of their portfolio BETHESDA, MD 85,72385.7k $2.1m $2.1m 1.00% Reduced -2.8k -2,838
59 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 84,29584.3k $2.1m $2.1m 0.00% Reduced -223.2k -223,235
60 SteelPeak Wealth, LLC 0.13% of their portfolio WOODLAND HILLS, CA 83,01083.0k $2.1m $2.1m 0.13% Reduced -69.6k -69,643
61 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 81,44581.4k $2.0m $2.0m 0.03% Reduced -120.4k -120,384
62 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 79,77979.8k $2.0m $2.0m 0.01% Reduced -347.1k -347,062
63 FORTE ASSET MANAGEMENT LLC 1.30% of their portfolio BEDFORD, NY 78,00078.0k $1.9m $1.9m 1.30% Unchanged
64 D L CARLSON INVESTMENT GROUP INC 0.38% of their portfolio CONCORD, NH 76,81276.8k $1.9m $1.9m 0.38% Added +3.7k +3,744
65 US FINANCIAL ADVISORS, LLC 0.77% of their portfolio BRAINTREE, MA 74,29474.3k $1.8m $1.8m 0.77% Added +655 +655
66 Parcion Private Wealth LLC 0.19% of their portfolio BELLEVUE, WA 73,63473.6k $1.8m $1.8m 0.19% Reduced -26.5k -26,530
67 Cornerstone Planning Group LLC 0.66% of their portfolio FAIRFIELD, NJ 69,89269.9k $1.7m $1.7m 0.66% Added +23.0k +22,977
68 CALIBER WEALTH MANAGEMENT, LLC 1.06% of their portfolio OREM, UT 63,83663.8k $1.6m $1.6m 1.06% Reduced -328 -328
69 SAXON INTERESTS, INC. 1.06% of their portfolio HOUSTON, TX 63,83663.8k $1.6m $1.6m 1.06% New
70 VICUS CAPITAL 0.16% of their portfolio STATE COLLEGE, PA 60,17160.2k $1.5m $1.5m 0.16% Added +1.3k +1,284
71 Blue Trust, Inc. 0.02% of their portfolio BRENTWOOD, TN 56,71956.7k $1.4m $1.4m 0.02% Reduced -7.2k -7,231
72 Csenge Advisory Group 0.09% of their portfolio CLEARWATER, FL 55,52655.5k $1.4m $1.4m 0.09% Reduced -7.5k -7,502
73 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 50,79150.8k $1.3m $1.3m 0.02% Reduced -426.8k -426,793
74 Mount Lucas Management LP 0.46% of their portfolio Newtown, PA 48,67348.7k $1.2m $1.2m 0.46% Added +1.3k +1,286
75 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 48,54948.5k $1.2m $1.2m 0.02% Reduced -384.7k -384,668
76 Wealth Advisory Solutions, LLC 0.24% of their portfolio ZIONSVILLE, IN 48,39648.4k $1.2m $1.2m 0.24% Added +7.0k +6,952
77 Key Bridge Compliance, LLC 0.38% of their portfolio COVINGTON, KY 48,39648.4k $1.2m $1.2m 0.38% First filing
78 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 47,07447.1k $1.2m $1.2m 0.00% Reduced -629.1k -629,132
79 DDFG, Inc 0.42% of their portfolio THOUSAND OAKS, CA 46,45246.5k $1.2m $1.2m 0.42% Added +20.4k +20,370
80 Strategic Financial Concepts, LLC 0.39% of their portfolio SAN ANTONIO, TX 46,09246.1k $1.1m $1.1m 0.39% Added +10 +10
81 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 41,73641.7k $1.0m $1.0m 0.00% Reduced -52.1k -52,129
82 FINANCIAL LIFE ADVISORS 0.44% of their portfolio SAN ANTONIO, TX 41,03941.0k $1.0m $1.0m 0.44% Reduced -1.3k -1,345
83 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 40,19240.2k $996.8k $996.8k 0.00% New
84 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 40,11740.1k $994.9k $994.9k 0.00% Added +39.8k +39,763
85 Freedom Investment Management, Inc. 0.12% of their portfolio SOUTH WINDSOR, CT 39,97540.0k $991.4k $991.4k 0.12% Reduced -30.7k -30,742
86 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 39,44539.4k $978.2k $978.2k 0.00% Added +10.4k +10,444
87 Fifth Third Securities, Inc. 0.11% of their portfolio Cincinnati, OH 38,72038.7k $960.3k $960.3k 0.11% Added +15.5k +15,483
88 FIRST CITIZENS BANK & TRUST CO 0.02% of their portfolio RALEIGH, NC 38,69238.7k $959.6k $959.6k 0.02% Unchanged
89 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 38,35338.4k $951.2k $951.2k 0.00% New
90 Ignite Planners, LLC 0.28% of their portfolio SAN CLEMENTE, CA 38,19738.2k $930.1k $930.1k 0.28% New
91 Tactive Advisors, LLC 0.81% of their portfolio Jacksonville, FL 37,90837.9k $940.1k $940.1k 0.81% Reduced -216.6k -216,602
92 NOVARE CAPITAL MANAGEMENT LLC 0.10% of their portfolio CHARLOTTE, NC 37,39937.4k $927.5k $927.5k 0.10% Added +2.9k +2,900
93 Ausdal Financial Partners, Inc. 0.13% of their portfolio Davenport, IA 36,86236.9k $914.2k $914.2k 0.13% Reduced -1.8k -1,814
94 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 36,79036.8k $912.4k $912.4k 0.01% Reduced -74.3k -74,346
95 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 36,79036.8k $912.4k $912.4k 0.01% Reduced -74.3k -74,346
96 Coombe, Bender & Co LLC 0.68% of their portfolio ELLENVILLE, NY 36,43836.4k $903.7k $903.7k 0.68% Added +3.8k +3,773
97 Yoder Wealth Management, Inc. 0.67% of their portfolio WALNUT CREEK, CA 32,59632.6k $808.4k $808.4k 0.67% Added +3.5k +3,550
98 VALLEY WEALTH MANAGERS, INC. 0.07% of their portfolio PARAMUS, NJ 32,18932.2k $798.3k $798.3k 0.07% New
99 Wilson & Boucher Capital Management, LLC 0.74% of their portfolio MORAGA, CA 31,30031.3k $776.2k $776.2k 0.74% Unchanged
100 Insight Advisors, LLC/ PA 0.18% of their portfolio Newtown, PA 31,02231.0k $769.3k $769.3k 0.18% Added +271 +271