Vault-13

ISHARES TR FALN

FALN ANGLS USD · ETP · CUSIP 46435G474

293 institutional holders +0 vs Q1 2023
51,448,34451.4m shares reported held*
$1.3bnreported value*
32 new 127 added 113 reduced 36 sold out net bought ≈ $189.0m (+7.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($788.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.42.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 310Q4 22: 301Q1 23: 293Q2 23: 293293Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022310
Q4 2022301
Q1 2023293
Q2 2023293

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 75 bought or addedQ4 22: 237 cut or sold outQ4 22Q1 23: 127 bought or addedQ1 23: 188 cut or sold outQ1 23Q2 23: 159 bought or addedQ2 23: 149 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202275237
Q1 2023127188
Q2 2023159149

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $32.9kQ1 23 puts: $2.5kQ1 23P/C 0.08Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$32.9k$2.5k0.08
Q2 2023$0$0—

Biggest buyers

Sound Financial Strategies Group, LLC New +2,427,782+2.4m
ENVESTNET ASSET MANAGEMENT INC Added +1,112,462+1.1m
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC New +1,042,841+1.0m
ORG Partners LLC Added +737,943+737.9k
JANE STREET GROUP, LLC Added +465,548+465.5k
AMERIPRISE FINANCIAL INC Added +463,589+463.6k
WealthShield Partners, LLC Added +451,935+451.9k
MATHER GROUP, LLC. Added +368,659+368.7k
Atria Investments, Inc Added +356,720+356.7k
CreativeOne Wealth, LLC Added +349,322+349.3k

Biggest sellers

RENAISSANCERE HOLDINGS LTD Sold out -713,600-713.6k
State of Tennessee, Department of Treasury Sold out -494,012-494.0k
NOMURA ASSET MANAGEMENT CO LTD Reduced -391,300-391.3k
UBS Group AG Reduced -274,382-274.4k
Tactive Advisors, LLC Reduced -82,944-82.9k
BlackRock Inc. Reduced -79,273-79.3k
Betterment LLC Reduced -71,670-71.7k
NorthCoast Asset Management LLC Sold out -54,811-54.8k
Virtue Capital Management, LLC Reduced -49,000-49.0k
STIFEL FINANCIAL CORP Reduced -47,536-47.5k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 9,405,8209.4m $238.6m $238.6m 0.11% Added +1.1m +1,112,462
2 MATHER GROUP, LLC. 2.42% of their portfolio CHICAGO, IL 5,980,1406.0m $151.7m $151.7m 2.42% Added +368.7k +368,659
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,714,3122.7m $68.9m $68.9m 0.05% Reduced -7.5k -7,470
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,511,8412.5m $63.7m $63.7m 0.01% Added +210.4k +210,366
5 Sound Financial Strategies Group, LLC 45.00% of their portfolio MADISON, MS 2,427,7822.4m $61.6m $61.6m 45.00% New
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,687,2421.7m $42.8m $42.8m 0.00% Added +2.5k +2,498
7 NOMURA ASSET MANAGEMENT CO LTD 0.16% of their portfolio TOKYO, M0 1,329,1001.3m $33.7m $33.7m 0.16% Reduced -391.3k -391,300
8 BlackRock Inc. 0.00% of their portfolio New York, NY 1,322,7281.3m $33.6m $33.6m 0.00% Reduced -79.3k -79,273
9 Allworth Financial LP 0.24% of their portfolio FOLSOM, CA 1,137,7341.1m $28.9m $28.9m 0.24% Added +160.5k +160,548
10 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.87% of their portfolio NORFOLK, VA 1,042,8411.0m $26.5m $26.5m 0.87% New
11 ESL Trust Services, LLC 7.99% of their portfolio ROCHESTER, NY 1,002,3841.0m $25.4m $25.4m 7.99% Added +396 +396
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 942,940942.9k $23.9m $23.9m 0.01% Reduced -274.4k -274,382
13 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 827,163827.2k $21.0m $21.0m 0.04% Reduced -20.0k -19,959
14 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 806,393806.4k $20.5m $20.5m 0.01% Added +1 +1
15 ORG Partners LLC 3.28% of their portfolio ROANOKE, IN 796,294796.3k $20.2m $20.2m 3.28% Added +737.9k +737,943
16 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 681,739681.7k $17.3m $17.3m 0.02% Added +465.5k +465,548
17 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 676,206676.2k $17.3m $17.3m 0.01% Added +463.6k +463,589
18 Baker Avenue Asset Management, LP 0.84% of their portfolio SAN FRANCISCO, CA 655,309655.3k $16.6m $16.6m 0.84% Added +27.9k +27,897
19 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 574,557574.6k $14.6m $14.6m 0.08% Added +22.4k +22,357
20 Cetera Investment Advisers 0.12% of their portfolio SCHAUMBURG, IL 547,269547.3k $13.9m $13.9m 0.12% Added +69.7k +69,727
21 Atria Investments, Inc 0.22% of their portfolio Charlotte, NC 477,584477.6k $12.1m $12.1m 0.22% Added +356.7k +356,720
22 WealthShield Partners, LLC 1.80% of their portfolio CARY, NC 470,223470.2k $11.9m $11.9m 1.80% Added +451.9k +451,935
23 PARK AVENUE SECURITIES LLC 0.17% of their portfolio NEW YORK, NY 433,217433.2k $11.0m $11.0m 0.17% Reduced -9.4k -9,373
24 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 426,841426.8k $10.8m $10.8m 0.04% Added +15.4k +15,383
25 CreativeOne Wealth, LLC 0.25% of their portfolio OVERLAND PARK, KS 409,867409.9k $10.2m $10.2m 0.25% Added +349.3k +349,322
26 Cetera Advisors LLC 0.15% of their portfolio DENVER, CO 376,487376.5k $9.6m $9.6m 0.15% Reduced -13.5k -13,493
27 CWM, LLC 0.05% of their portfolio OMAHA, NE 326,918326.9k $8.3m $8.3m 0.05% Reduced -12.2k -12,211
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 307,530307.5k $7.8m $7.8m 0.00% Added +2.5k +2,459
29 COUNTRY TRUST BANK 0.21% of their portfolio Bloomington, IL 306,000306.0k $7.8m $7.8m 0.21% Unchanged
30 ST GERMAIN D J CO INC 0.40% of their portfolio SPRINGFIELD, MA 300,582300.6k $7.6m $7.6m 0.40% First filing
31 Asset Allocation Strategies LLC 3.38% of their portfolio FARMINGTON, MI 282,383282.4k $7.2m $7.2m 3.38% Added +229.5k +229,491
32 Betterment LLC 0.02% of their portfolio NEW YORK, NY 278,691278.7k $7.1m $7.1m 0.02% Reduced -71.7k -71,670
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 256,698256.7k $6.5m $6.5m 0.00% Added +75.9k +75,908
34 Tactive Advisors, LLC 4.93% of their portfolio Jacksonville, FL 254,510254.5k $6.5m $6.5m 4.93% Reduced -82.9k -82,944
35 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 247,261247.3k $6.3m $6.3m 0.01% Added +81.7k +81,734
36 CONTINUUM WEALTH ADVISORS, LLC 4.19% of their portfolio SARATOGA SPRINGS, NY 232,997233.0k $5.9m $5.9m 4.19% Added +126.6k +126,645
37 Executive Wealth Management, LLC 0.58% of their portfolio BRIGHTON, MI 221,988222.0k $5.6m $5.6m 0.58% Added +148.4k +148,386
38 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 217,249217.2k $5.5m $5.5m 0.01% Reduced -22.6k -22,598
39 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 201,829201.8k $5.1m $5.1m 0.07% Reduced -20.2k -20,220
40 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 197,315197.3k $5.0m $5.0m 0.03% Added +1.6k +1,558
41 Eudaimonia Partners, LLC 1.11% of their portfolio Winchester, TN 194,837194.8k $4.9m $4.9m 1.11% Added +178.3k +178,345
42 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 171,297171.3k $4.3m $4.3m 0.01% Reduced -47.5k -47,536
43 CLIENT 1ST ADVISORY GROUP, LLC 2.28% of their portfolio DUNEDIN, FL 170,524170.5k $4.3m $4.3m 2.28% Reduced -34.1k -34,117
44 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 161,498161.5k $4.1m $4.1m 0.02% Reduced -4.1k -4,102
45 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 157,836157.8k $4.0m $4.0m 0.02% Reduced -38.8k -38,807
46 SteelPeak Wealth, LLC 0.23% of their portfolio WOODLAND HILLS, CA 152,653152.7k $3.9m $3.9m 0.23% Added +74.5k +74,452
47 OneDigital Investment Advisors LLC 0.08% of their portfolio OVERLAND PARK, KS 151,399151.4k $3.8m $3.8m 0.08% Added +2.1k +2,088
48 JB Capital LLC 0.31% of their portfolio WETHERSFIELD, CT 145,111145.1k $3.7m $3.7m 0.31% Reduced -6.8k -6,788
49 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 141,124141.1k $3.6m $3.6m 0.06% Added +12.8k +12,808
50 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 138,930138.9k $3.5m $3.5m 0.03% New
51 KRAEMATON INVESTMENT ADVISORS, INC 3.86% of their portfolio BRAINTREE, MA 138,395138.4k $3.5m $3.5m 3.86% Reduced -589 -589
52 CAPITAL WEALTH MANAGEMENT, LLC 1.80% of their portfolio W. WARWICK, RI 130,632130.6k $3.3m $3.3m 1.80% Added +2.5k +2,528
53 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 130,238130.2k $3.3m $3.3m 0.00% Added +103.4k +103,383
54 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 129,903129.9k $3.3m $3.3m 0.01% New
55 HF Advisory Group, LLC 2.45% of their portfolio Annapolis, MD 122,078122.1k $3.1m $3.1m 2.45% Added +10.4k +10,395
56 OLD MISSION CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 117,572117.6k $3.0m $3.0m 0.11% New
57 GREAT VALLEY ADVISOR GROUP, INC. 0.12% of their portfolio WILMINGTON, DE 113,805113.8k $2.9m $2.9m 0.12% Added +10.4k +10,365
58 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 111,136111.1k $2.8m $2.8m 0.03% New
59 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 111,136111.1k $2.8m $2.8m 0.03% New
60 Donoghue Forlines LLC 0.85% of their portfolio Boston, MA 106,660106.7k $2.7m $2.7m 0.85% Reduced -3.3k -3,259
61 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 105,958106.0k $2.7m $2.7m 0.00% Added +26.6k +26,636
62 Parcion Private Wealth LLC 0.26% of their portfolio BELLEVUE, WA 100,164100.2k $2.5m $2.5m 0.26% Reduced -36.4k -36,370
63 Insight Wealth Partners, LLC 1.98% of their portfolio Plano, TX 94,15394.2k $2.4m $2.4m 1.98% Reduced -21.9k -21,860
64 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 93,86593.9k $2.4m $2.4m 0.01% Reduced -37.2k -37,231
65 Glassy Mountain Advisors, Inc. 1.00% of their portfolio BETHESDA, MD 88,56188.6k $2.2m $2.2m 1.00% New
66 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 83,93283.9k $2.1m $2.1m 0.02% Reduced -1.6k -1,608
67 Horst & Graben Wealth Management LLC 0.50% of their portfolio PORTLAND, OR 83,33683.3k $2.1m $2.1m 0.50% Added +2.4k +2,427
68 FORTE ASSET MANAGEMENT LLC 1.28% of their portfolio BEDFORD, NY 78,00078.0k $2.0m $2.0m 1.28% Unchanged
69 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 76,95377.0k $2.0m $2.0m 0.00% Added +9.8k +9,753
70 US FINANCIAL ADVISORS, LLC 0.79% of their portfolio BRAINTREE, MA 73,63973.6k $1.9m $1.9m 0.79% Reduced -146 -146
71 D L CARLSON INVESTMENT GROUP INC 0.35% of their portfolio CONCORD, NH 73,06873.1k $1.9m $1.9m 0.35% New
72 Freedom Investment Management, Inc. 0.20% of their portfolio SOUTH WINDSOR, CT 70,71770.7k $1.8m $1.8m 0.20% Added +28.5k +28,544
73 High Falls Advisors, Inc 0.50% of their portfolio ROCHESTER, NY 69,43969.4k $1.8m $1.8m 0.50% Reduced -53 -53
74 Breakwater Capital Group 0.61% of their portfolio PARAMUS, NJ 66,08966.1k $1.7m $1.7m 0.61% Reduced -10.0k -9,951
75 CALIBER WEALTH MANAGEMENT, LLC 1.09% of their portfolio OREM, UT 64,16464.2k $1.6m $1.6m 1.09% Added +1.3k +1,304
76 Blue Trust, Inc. 0.03% of their portfolio BRENTWOOD, TN 63,95064.0k $1.6m $1.6m 0.03% Reduced -6.5k -6,514
77 Csenge Advisory Group 0.11% of their portfolio CLEARWATER, FL 63,02863.0k $1.6m $1.6m 0.11% Reduced -3.7k -3,729
78 VICUS CAPITAL 0.16% of their portfolio STATE COLLEGE, PA 58,88758.9k $1.5m $1.5m 0.16% Reduced -1.5k -1,496
79 Sharkey, Howes & Javer 0.27% of their portfolio DENVER, CO 56,40956.4k $1.4m $1.4m 0.27% Added +3.3k +3,253
80 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 56,13756.1k $1.4m $1.4m 0.01% Added +39 +39
81 U.S. Capital Wealth Advisors, LLC 0.06% of their portfolio AUSTIN, TX 53,01853.0k $1.3m $1.3m 0.06% Added +2.0k +2,042
82 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 52,14252.1k $1.3m $1.3m 0.03% Added +2.4k +2,355
83 COMERICA SECURITIES,INC. 0.09% of their portfolio DETROIT, MI 51,24351.2k $1.3m $1.3m 0.09% Reduced -523 -523
84 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.10% of their portfolio BIRMINGHAM, AL 50,27350.3k $1.3m $1.3m 0.10% Reduced -625 -625
85 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 48,08848.1k $1.2m $1.2m 0.00% Reduced -21.0k -20,972
86 Stone House Investment Management, LLC 0.44% of their portfolio TUNKHANNOCK, PA 47,66147.7k $1.2m $1.2m 0.44% Added +889 +889
87 Mount Lucas Management LP 0.43% of their portfolio Newtown, PA 47,38747.4k $1.2m $1.2m 0.43% Added +12.1k +12,113
88 Cornerstone Planning Group LLC 0.47% of their portfolio FAIRFIELD, NJ 46,91546.9k $1.2m $1.2m 0.47% First filing
89 Strategic Financial Concepts, LLC 0.43% of their portfolio SAN ANTONIO, TX 46,08246.1k $1.2m $1.2m 0.43% Reduced -4.9k -4,885
90 TNF LLC 0.51% of their portfolio BILLINGS, MT 45,70645.7k $1.2m $1.2m 0.51% Added +429 +429
91 Balefire, LLC 0.47% of their portfolio DALLAS, TX 45,63445.6k $1.2m $1.2m 0.47% New
92 Lineweaver Wealth Advisors, LLC 0.32% of their portfolio VALLEY VIEW, OH 44,61244.6k $1.1m $1.1m 0.32% Added +428 +428
93 Austin Private Wealth, LLC 0.16% of their portfolio Austin, TX 43,55343.6k $1.1m $1.1m 0.16% Added +998 +998
94 FINANCIAL LIFE ADVISORS 0.45% of their portfolio SAN ANTONIO, TX 42,38442.4k $1.1m $1.1m 0.45% Added +4.3k +4,320
95 Wealth Advisory Solutions, LLC 0.28% of their portfolio ZIONSVILLE, IN 41,44441.4k $1.1m $1.1m 0.28% Added +103 +103
96 Icon Wealth Partners, LLC 0.11% of their portfolio HOUSTON, TX 41,20641.2k $1.0m $1.0m 0.11% Added +5.3k +5,295
97 TCWP LLC 0.22% of their portfolio Beachwood, OH 41,12341.1k $1.0m $1.0m 0.22% Added +1.8k +1,782
98 PFG Advisors 0.08% of their portfolio Phoenix, AZ 41,09941.1k $1.0m $1.0m 0.08% Reduced -9.2k -9,212
99 PAX Financial Group, LLC 0.22% of their portfolio SAN ANTONIO, TX 38,73638.7k $982.7k $982.7k 0.22% Reduced -74 -74
100 FIRST CITIZENS BANK & TRUST CO 0.02% of their portfolio RALEIGH, NC 38,69238.7k $981.6k $981.6k 0.02% Added +21.4k +21,421