Vault-13

ISHARES TR HYXF

ESG ADVNCD HY BD · ETP · CUSIP 46435G441

61 institutional holders +2 vs Q4 2022
1,196,3131.2m shares reported held*
$46.5mreported value*
7 new 26 added 17 reduced 4 sold out net sold ≈ $728.2k (+137.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.89.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 60Q4 22: 59Q1 23: 6161Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202260
Q4 202259
Q1 202361

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 29 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 21 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222829
Q1 20233321

Biggest buyers

Summit Wealth Group, LLC New +153,742+153.7k
BlackRock Inc. Added +47,587+47.6k
SigFig Wealth Management, LLC Added +18,717+18.7k
BANK OF MONTREAL /CAN/ New +14,631+14.6k
Kestra Advisory Services, LLC Added +9,320+9.3k
HARBOUR INVESTMENTS, INC. Added +8,170+8.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +7,848+7.8k
OSAIC HOLDINGS, INC. Added +7,567+7.6k
VERUS CAPITAL PARTNERS, LLC Added +5,819+5.8k
ASSETMARK, INC New +4,593+4.6k

Biggest sellers

JANE STREET GROUP, LLC Reduced -70,543-70.5k
NOTTINGHAM ADVISORS, INC. Reduced -33,875-33.9k
FLOW TRADERS U.S. LLC Reduced -16,081-16.1k
Main Management LLC Reduced -10,083-10.1k
UBS Group AG Reduced -6,497-6.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -5,567-5.6k
BANK OF AMERICA CORP /DE/ Reduced -4,876-4.9k
SHEETS SMITH WEALTH MANAGEMENT Sold out -4,646-4.6k
HighTower Advisors, LLC Reduced -2,612-2.6k
HARVEST GROUP WEALTH MANAGEMENT, LLC Reduced -2,457-2.5k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Summit Wealth Group, LLC 0.01% of their portfolio WHITE RIVER JUNCTION, VT 153,742153.7k $3 $3 0.01% New
2 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 142,992143.0k $6.3m $6.3m 0.01% Reduced -70.5k -70,543
3 BlackRock Inc. 0.00% of their portfolio New York, NY 102,526102.5k $4.5m $4.5m 0.00% Added +47.6k +47,587
4 SigFig Wealth Management, LLC 0.17% of their portfolio SAN FRANCISCO, CA 67,64667.6k $3.0m $3.0m 0.17% Added +18.7k +18,717
5 Olde Wealth Management, LLC 1.48% of their portfolio SAMMAMISH, WA 67,55567.6k $3.0m $3.0m 1.48% Added +2.7k +2,709
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 53,60653.6k $2.4m $2.4m 0.00% Reduced -6.5k -6,497
7 VERUS CAPITAL PARTNERS, LLC 0.34% of their portfolio SCOTTSDALE, AZ 49,65849.7k $2.2m $2.2m 0.34% Added +5.8k +5,819
8 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 45,84845.8k $2.0m $2.0m 0.01% Added +347 +347
9 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 44,16944.2k $2.0m $2.0m 0.00% Added +7.8k +7,848
10 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 36,90336.9k $1.6m $1.6m 0.00% Added +2.1k +2,139
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 28,26928.3k $1.3m $1.3m 0.00% Reduced -5.6k -5,567
12 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 25,96526.0k $1.2m $1.2m 0.06% Added +8.2k +8,170
13 Walkner Condon Financial Advisors LLC 0.31% of their portfolio MADISON, WI 25,11025.1k $1.1m $1.1m 0.31% Added +3.3k +3,283
14 Mandatum Life Insurance Co Ltd 0.32% of their portfolio HELSINKI, H9 24,58024.6k $1.1m $1.1m 0.32% Unchanged
15 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 23,86623.9k $1.1m $1.1m 0.01% Added +561 +561
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 22,01622.0k $977.0k $977.0k 0.00% Added +7.6k +7,567
17 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 19,02519.0k $844.1k $844.1k 0.01% Unchanged
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,16817.2k $761.7k $761.7k 0.00% Reduced -1.3k -1,269
19 New York Life Investment Management LLC 0.01% of their portfolio New York, NY 15,35115.4k $681.1k $681.1k 0.01% Reduced -803 -803
20 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 14,63114.6k $649.2k $649.2k 0.00% New
21 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 14,38314.4k $638.2k $638.2k 0.01% Added +9.3k +9,320
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 14,21914.2k $630.9k $630.9k 0.00% Reduced -4.9k -4,876
23 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,64913.6k $607.0k $607.0k 0.00% Reduced -2.6k -2,612
24 McKinley Carter Wealth Services, Inc. 0.05% of their portfolio WHEELING, WV 13,37013.4k $593.2k $593.2k 0.05% Reduced -238 -238
25 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 12,92012.9k $573.3k $573.3k 0.01% Added +261 +261
26 HARVEST GROUP WEALTH MANAGEMENT, LLC 0.32% of their portfolio WALTHAM, MA 11,51011.5k $510.7k $510.7k 0.32% Reduced -2.5k -2,457
27 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 10,68510.7k $474.0k $474.0k 0.02% Reduced -16.1k -16,081
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,45910.5k $464.0k $464.0k 0.00% Added +559 +559
29 Topel & Distasi Wealth Management, LLC 0.22% of their portfolio BERKELEY, CA 9,5749.6k $424.8k $424.8k 0.22% Added +2.8k +2,764
30 Larson Financial Group LLC 0.05% of their portfolio ST LOUIS, MO 9,3939.4k $416.7k $416.7k 0.05% Reduced -14 -14
31 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 9,0009.0k $399.3k $399.3k 0.01% Unchanged
32 Curtis Advisory Group, LLC 0.14% of their portfolio SANTA BARBARA, CA 8,6898.7k $385.5k $385.5k 0.14% Unchanged
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,0098.0k $355.0k $355.0k 0.00% Added +1.6k +1,582
34 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 7,9067.9k $350.8k $350.8k 0.01% Added +1.0k +1,034
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,1007.1k $315.0k $315.0k 0.00% Reduced -123 -123
36 Baker Avenue Asset Management, LP 0.02% of their portfolio SAN FRANCISCO, CA 6,7666.8k $300.2k $300.2k 0.02% Unchanged
37 NOTTINGHAM ADVISORS, INC. 0.04% of their portfolio AMHERST, NY 6,4716.5k $287.1k $287.1k 0.04% Reduced -33.9k -33,875
38 One Capital Management, LLC 0.01% of their portfolio WESTLAKE VILLAGE, CA 5,9526.0k $264.1k $264.1k 0.01% Added +50 +50
39 Main Management LLC 0.03% of their portfolio SAN FRANCISCO, CA 5,7355.7k $254.0k $254.0k 0.03% Reduced -10.1k -10,083
40 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 5,5155.5k $244.7k $244.7k 0.00% Unchanged
41 Ameritas Investment Partners, Inc. 0.01% of their portfolio LINCOLN, NE 5,2705.3k $233.8k $233.8k 0.01% Added +37 +37
42 Milestone Investment Advisors LLC 0.07% of their portfolio MIDDLETON, WI 4,8204.8k $213.9k $213.9k 0.07% Added +1.8k +1,775
43 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 4,5934.6k $203.8k $203.8k 0.00% New
44 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 3,6433.6k $181.9k $181.9k 0.01% Reduced -1.6k -1,597
45 FMR LLC 0.00% of their portfolio BOSTON, MA 1,7181.7k $76.2k $76.2k 0.00% Added +1.2k +1,232
46 Horizons Wealth Management 0.05% of their portfolio ASHEVILLE, NC 1,6391.6k $72.7k $72.7k 0.05% Unchanged
47 Armor Investment Advisors, LLC 0.04% of their portfolio RALEIGH, NC 1,5821.6k $70.2k $70.2k 0.04% Unchanged
48 Financial Connections Group, Inc. 0.04% of their portfolio CORTE MADERA, CA 1,3991.4k $62.0k $62.0k 0.04% New
49 Column Capital Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 1,3911.4k $61.7k $61.7k 0.01% New
50 CWM, LLC 0.00% of their portfolio OMAHA, NE 887887 $39.0k $39.0k 0.00% Added +6 +6
51 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 845845 $37.5k $37.5k 0.00% Added +827 +827
52 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 745745 $33.0k $33.0k 0.00% New
53 Mascoma Wealth Management LLC 0.00% of their portfolio HANOVER, NH 384384 $17.0k $17.0k 0.00% Unchanged
54 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 300300 $13.3k $13.3k 0.00% Reduced -4 -4
55 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 245245 $10.9k $10.9k 0.00% Added +43 +43
56 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 200200 $8.8k $8.8k 0.00% New
57 DT Investment Partners, LLC 0.00% of their portfolio CHADDS FORD, PA 131131 $5.7k $5.7k 0.00% Added +33 +33
58 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 6565 $2.9k $2.9k 0.00% Added +4 +4
59 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 4040 $1.8k $1.8k 0.00% Unchanged
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
61 Live Oak Investment Partners 0.00% of their portfolio AUSTIN, TX 00 $0 $0 0.00% Reduced -81 -81