Vault-13

ISHARES TR SMMV

MSCI USA SMCP MN · ETP · CUSIP 46435G433

123 institutional holders -4 vs Q4 2024
5,094,5535.1m shares reported held*
$211.2mreported value*
12 new 27 added 52 reduced 12 sold out net sold ≈ $19.3m (-465.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.45.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 123Q4 22: 127Q1 23: 128Q2 23: 120Q3 23: 117Q4 23: 122Q1 24: 125Q2 24: 126Q3 24: 125Q4 24: 127Q1 25: 123123Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022123
Q4 2022127
Q1 2023128
Q2 2023120
Q3 2023117
Q4 2023122
Q1 2024125
Q2 2024126
Q3 2024125
Q4 2024127
Q1 2025123

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 43 bought or addedQ2 23: 62 cut or sold outQ3 23: 35 bought or addedQ3 23: 67 cut or sold outQ3 23Q4 23: 45 bought or addedQ4 23: 61 cut or sold outQ1 24: 60 bought or addedQ1 24: 53 cut or sold outQ1 24Q2 24: 43 bought or addedQ2 24: 63 cut or sold outQ3 24: 44 bought or addedQ3 24: 69 cut or sold outQ3 24Q4 24: 40 bought or addedQ4 24: 53 cut or sold outQ1 25: 39 bought or addedQ1 25: 64 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20234362
Q3 20233567
Q4 20234561
Q1 20246053
Q2 20244363
Q3 20244469
Q4 20244053
Q1 20253964

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +72,303+72.3k
Modern Wealth Management, LLC New +61,769+61.8k
WELLS FARGO & COMPANY/MN Added +40,490+40.5k
TWO SIGMA INVESTMENTS, LP New +30,900+30.9k
1858 WEALTH MANAGEMENT, LLC New +25,420+25.4k
ASSETMARK, INC New +6,842+6.8k
Focus Partners Advisor Solutions, LLC New +5,432+5.4k
Moloney Securities Asset Management, LLC Added +5,233+5.2k
OSAIC HOLDINGS, INC. Added +3,917+3.9k
EP Wealth Advisors, LLC New +3,307+3.3k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -150,315-150.3k
Summit Global Investments Sold out -122,226-122.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -89,049-89.0k
MERCER GLOBAL ADVISORS INC /ADV Reduced -50,697-50.7k
RAYMOND JAMES FINANCIAL INC Reduced -40,458-40.5k
Independent Advisor Alliance Sold out -40,155-40.2k
Cambridge Investment Research Advisors, Inc. Reduced -38,600-38.6k
High Net Worth Advisory Group LLC Reduced -31,972-32.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -23,758-23.8k
AXXCESS WEALTH MANAGEMENT, LLC Sold out -21,736-21.7k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,260,9621.3m $52.3m $52.3m 0.00% Added +72.3k +72,303
2 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 543,332543.3k $22.5m $22.5m 0.05% Reduced -50.7k -50,697
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 482,456482.5k $20.0m $20.0m 0.01% Reduced -89.0k -89,049
4 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 285,078285.1k $11.8m $11.8m 0.00% Reduced -40.5k -40,458
5 WEALTH MANAGEMENT RESOURCES, INC. 4.27% of their portfolio SMITHFIELD, RI 284,086284.1k $11.8m $11.8m 4.27% Added +736 +736
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 185,720185.7k $7.7m $7.7m 0.00% Added +3.2k +3,194
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 184,971185.0k $7.7m $7.7m 0.01% Reduced -3.4k -3,431
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 140,053140.1k $5.8m $5.8m 0.00% Reduced -4.0k -4,038
9 Brickley Wealth Management 1.10% of their portfolio SAN MATEO, CA 127,960128.0k $5.3m $5.3m 1.10% Added +1 +1
10 SAGESPRING WEALTH PARTNERS, LLC 0.10% of their portfolio FRANKLIN, TN 92,79192.8k $3.8m $3.8m 0.10% Reduced -14.8k -14,767
11 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 88,99889.0k $3.7m $3.7m 0.00% Added +590 +590
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 83,09283.1k $3.4m $3.4m 0.00% Reduced -1.6k -1,607
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 70,78870.8k $2.9m $2.9m 0.00% Reduced -3.7k -3,704
14 Rehmann Capital Advisory Group 0.18% of their portfolio LANSING, MI 68,43968.4k $2.8m $2.8m 0.18% Added +26 +26
15 Wade Financial Advisory, Inc 0.95% of their portfolio CAMPBELL, CA 67,21567.2k $2.8m $2.8m 0.95% Reduced -2.1k -2,072
16 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 61,87861.9k $2.6m $2.6m 0.03% Reduced -3.8k -3,800
17 Modern Wealth Management, LLC 0.08% of their portfolio KANSAS CITY, MO 61,76961.8k $2.6m $2.6m 0.08% New
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 61,37661.4k $2.5m $2.5m 0.00% Added +40.5k +40,490
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 58,25758.3k $2.4m $2.4m 0.00% Reduced -16.9k -16,882
20 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 55,37155.4k $2.3m $2.3m 0.01% Reduced -38.6k -38,600
21 Armbruster Capital Management, Inc. 0.33% of their portfolio PITTSFORD, NY 40,27540.3k $1.7m $1.7m 0.33% Added +575 +575
22 Moloney Securities Asset Management, LLC 0.20% of their portfolio MANCHESTER, MO 34,87834.9k $1.4m $1.4m 0.20% Added +5.2k +5,233
23 Burns Matteson Capital Management, LLC 0.77% of their portfolio CORNING, NY 34,51234.5k $1.4m $1.4m 0.77% Reduced -31 -31
24 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 33,93633.9k $1.4m $1.4m 0.02% Added +59 +59
25 Sage Mountain Advisors LLC 0.10% of their portfolio ATLANTA, GA 33,08033.1k $1.4m $1.4m 0.10% Unchanged
26 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 30,90030.9k $1.3m $1.3m 0.00% New
27 Leelyn Smith, LLC 0.21% of their portfolio GENEVA, IL 28,96129.0k $1.2m $1.2m 0.21% Reduced -349 -349
28 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 26,79526.8k $1.1m $1.1m 0.01% Reduced -322 -322
29 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 25,82625.8k $1.1m $1.1m 0.02% Reduced -491 -491
30 1858 WEALTH MANAGEMENT, LLC 0.89% of their portfolio AKRON, OH 25,42025.4k $1.1m $1.1m 0.89% New
31 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 24,97725.0k $1.0m $1.0m 0.01% Reduced -271 -271
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,73522.7k $942.4k $942.4k 0.00% Reduced -150.3k -150,315
33 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.07% of their portfolio KNOXVILLE, TN 22,39922.4k $928.4k $928.4k 0.07% Reduced -818 -818
34 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 20,72120.7k $858.9k $858.9k 0.01% Reduced -179 -179
35 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 19,67219.7k $815.4k $815.4k 0.00% Reduced -9.4k -9,366
36 MFA Wealth Services 0.58% of their portfolio THOUSAND OAKS, CA 17,06217.1k $707.2k $707.2k 0.58% Reduced -15 -15
37 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,64014.6k $606.8k $606.8k 0.00% Reduced -140 -140
38 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,49513.5k $559.4k $559.4k 0.00% Added +3.9k +3,917
39 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.08% of their portfolio ST. LOUIS, MO 13,30013.3k $551.3k $551.3k 0.08% Added +7 +7
40 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 13,23213.2k $548.5k $548.5k 0.00% Unchanged
41 Fortune Financial Advisors, LLC 0.47% of their portfolio Overland Park, KS 13,06413.1k $541.5k $541.5k 0.47% Reduced -81 -81
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,45912.5k $516.4k $516.4k 0.00% Reduced -10.0k -9,952
43 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,45711.5k $475.0k $475.0k 0.00% Reduced -3.2k -3,234
44 Joel Adams & Associates, Inc. 0.42% of their portfolio ASHEVILLE, NC 11,23411.2k $465.6k $465.6k 0.42% Reduced -5.6k -5,607
45 High Net Worth Advisory Group LLC 0.13% of their portfolio NAPLES, FL 11,16111.2k $462.6k $462.6k 0.13% Reduced -32.0k -31,972
46 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,62610.6k $440.4k $440.4k 0.00% Unchanged
47 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 10,32110.3k $427.4k $427.4k 0.01% Reduced -283 -283
48 ADAMSBROWN WEALTH CONSULTANTS LLC 0.13% of their portfolio WICHITA, KS 10,20810.2k $423.1k $423.1k 0.13% Added +36 +36
49 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 9,3559.4k $387.8k $387.8k 0.01% Reduced -76 -76
50 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,1939.2k $381.0k $381.0k 0.00% Reduced -1.0k -1,002
51 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 9,1919.2k $381.0k $381.0k 0.01% Reduced -56 -56
52 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 9,0439.0k $374.8k $374.8k 0.00% Unchanged
53 Global View Capital Management LLC 0.13% of their portfolio WAUKESHA, WI 8,8638.9k $367.4k $367.4k 0.13% Reduced -683 -683
54 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 8,7368.7k $362.1k $362.1k 0.01% Reduced -189 -189
55 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 8,2008.2k $339.9k $339.9k 0.03% Reduced -631 -631
56 THOROUGHBRED FINANCIAL SERVICES, LLC 0.02% of their portfolio BRENTWOOD, TN 8,1678.2k $338.0k $338.0k 0.02% Unchanged
57 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,7017.7k $319.2k $319.2k 0.00% Reduced -204 -204
58 Opulen Financial Group LLC 0.28% of their portfolio ARLINGTON, VA 7,5697.6k $313.7k $313.7k 0.28% Reduced -133 -133
59 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 7,3107.3k $303.0k $303.0k 0.01% Reduced -4.3k -4,345
60 Cable Hill Partners, LLC 0.03% of their portfolio PORTLAND, OR 7,2307.2k $297.4k $297.4k 0.03% Added +862 +862
61 FIRST CITIZENS BANK & TRUST CO 0.01% of their portfolio RALEIGH, NC 7,0127.0k $290.6k $290.6k 0.01% Unchanged
62 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 6,9206.9k $286.8k $286.8k 0.01% Reduced -297 -297
63 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 6,8426.8k $283.6k $283.6k 0.00% New
64 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 6,7366.7k $279.2k $279.2k 0.00% Added +63 +63
65 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 6,6466.6k $275.5k $275.5k 0.02% Reduced -691 -691
66 McNaughton Wealth Management, LLC 0.12% of their portfolio SAN DIEGO, CA 6,1306.1k $254.1k $254.1k 0.12% Reduced -143 -143
67 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 6,0536.1k $250.9k $250.9k 0.01% Reduced -431 -431
68 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,0456.0k $250.6k $250.6k 0.00% Reduced -372 -372
69 First Bank & Trust 0.05% of their portfolio BROOKINGS, SD 5,9556.0k $246.8k $246.8k 0.05% Reduced -8 -8
70 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 5,5755.6k $231.1k $231.1k 0.00% Reduced -2.8k -2,763
71 Focus Partners Advisor Solutions, LLC 0.00% of their portfolio SAINT LOUIS, MO 5,4325.4k $225.2k $225.2k 0.00% New
72 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 5,4245.4k $224.8k $224.8k 0.00% Added +5 +5
73 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 5,3595.4k $222.2k $222.2k 0.00% Reduced -151 -151
74 RIK SAYLOR FINANCIAL, INC. 0.19% of their portfolio FAIRFIELD, OH 5,0755.1k $210.4k $210.4k 0.19% Added +3 +3
75 Hibernia Wealth Partners, LLC 0.15% of their portfolio BATON ROUGE, LA 4,9545.0k $205.4k $205.4k 0.15% Added +6 +6
76 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 4,9384.9k $204.7k $204.7k 0.01% Unchanged
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,8424.8k $200.7k $200.7k 0.00% Reduced -20 -20
78 S.A. Mason LLC 0.10% of their portfolio HOLLAND, MI 4,6284.6k $191.8k $191.8k 0.10% Reduced -40 -40
79 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 3,3073.3k $137.1k $137.1k 0.00% New
80 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 3,0533.1k $126.5k $126.5k 0.00% Added +313 +313
81 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,9903.0k $123.9k $123.9k 0.00% Unchanged
82 FMR LLC 0.00% of their portfolio BOSTON, MA 2,4662.5k $102.2k $102.2k 0.00% Added +168 +168
83 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 2,3152.3k $96.0k $96.0k 0.00% Reduced -2.0k -1,971
84 Stephens Consulting, LLC 0.02% of their portfolio FLINT, MI 2,2022.2k $91.3k $91.3k 0.02% Reduced -132 -132
85 Rossby Financial, LCC 0.04% of their portfolio MELBOURNE, FL 2,1402.1k $87.1k $87.1k 0.04% New
86 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,7931.8k $74.3k $74.3k 0.00% Added +37 +37
87 Provident Wealth Management, LLC 0.03% of their portfolio BRENTWOOD, TN 1,7531.8k $72.7k $72.7k 0.03% Unchanged
88 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 1,4361.4k $59.5k $59.5k 0.00% Unchanged
89 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,3891.4k $57.6k $57.6k 0.00% Unchanged
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,3751.4k $57.0k $57.0k 0.00% Unchanged
91 Physician Wealth Advisors, Inc. 0.01% of their portfolio MIDVALE, UT 1,3571.4k $56.2k $56.2k 0.01% Added +4 +4
92 Reyes Financial Architecture, Inc. 0.04% of their portfolio SAN DIEGO, CA 1,3321.3k $55.2k $55.2k 0.04% Unchanged
93 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 1,1251.1k $46.6k $46.6k 0.00% Unchanged
94 Front Row Advisors LLC 0.02% of their portfolio TIBURON, CA 1,0501.1k $43.5k $43.5k 0.02% Unchanged
95 Pacific Center for Financial Services 0.01% of their portfolio DANVILLE, CA 635635 $26.3k $26.3k 0.01% Reduced -119 -119
96 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 621621 $25.7k $25.7k 0.00% Added +345 +345
97 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 602602 $25.0k $25.0k 0.00% Added +3 +3
98 Ascentis Wealth Management, LLC 0.01% of their portfolio DALLAS, TX 528528 $22.0k $22.0k 0.01% New
99 Founders Financial Alliance, LLC 0.00% of their portfolio RALEIGH, NC 484484 $20.1k $20.1k 0.00% Unchanged
100 Millstone Evans Group, LLC 0.01% of their portfolio BOULDER, CO 431431 $17.8k $17.8k 0.01% Added +2 +2