Vault-13

ISHARES TR SMMV

MSCI USA SMCP MN · ETP · CUSIP 46435G433

127 institutional holders +2 vs Q3 2024
5,687,8625.7m shares reported held*
$235.8mreported value*
8 new 32 added 42 reduced 11 sold out net sold ≈ $8.3m (-200.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.45.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 123Q4 22: 127Q1 23: 128Q2 23: 120Q3 23: 117Q4 23: 122Q1 24: 125Q2 24: 126Q3 24: 125Q4 24: 127127Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022123
Q4 2022127
Q1 2023128
Q2 2023120
Q3 2023117
Q4 2023122
Q1 2024125
Q2 2024126
Q3 2024125
Q4 2024127

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 53 bought or addedQ1 23: 62 cut or sold outQ2 23: 43 bought or addedQ2 23: 62 cut or sold outQ2 23Q3 23: 35 bought or addedQ3 23: 67 cut or sold outQ4 23: 45 bought or addedQ4 23: 61 cut or sold outQ4 23Q1 24: 60 bought or addedQ1 24: 53 cut or sold outQ2 24: 43 bought or addedQ2 24: 63 cut or sold outQ2 24Q3 24: 44 bought or addedQ3 24: 69 cut or sold outQ4 24: 40 bought or addedQ4 24: 53 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235362
Q2 20234362
Q3 20233567
Q4 20234561
Q1 20246053
Q2 20244363
Q3 20244469
Q4 20244053

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +156,133+156.1k
JPMORGAN CHASE & CO Added +56,921+56.9k
Independent Advisor Alliance New +40,155+40.2k
ROYAL BANK OF CANADA Added +21,152+21.2k
Janney Montgomery Scott LLC New +14,691+14.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +11,613+11.6k
GOLDMAN SACHS GROUP INC Added +10,784+10.8k
TBH Global Asset Management, LLC New +6,065+6.1k
Lido Advisors, LLC New +5,510+5.5k
WELLS FARGO & COMPANY/MN Added +4,735+4.7k

Biggest sellers

MERCER GLOBAL ADVISORS INC /ADV Reduced -165,928-165.9k
TWO SIGMA INVESTMENTS, LP Sold out -152,500-152.5k
WEALTH MANAGEMENT RESOURCES, INC. Reduced -52,106-52.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -30,649-30.6k
Cambridge Investment Research Advisors, Inc. Reduced -26,417-26.4k
Kestra Advisory Services, LLC Reduced -15,232-15.2k
JANE STREET GROUP, LLC Sold out -12,807-12.8k
Executive Wealth Management, LLC Reduced -12,729-12.7k
Beacon Pointe Advisors, LLC Reduced -11,483-11.5k
Cubist Systematic Strategies, LLC Sold out -8,429-8.4k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,188,6591.2m $49.3m $49.3m 0.00% Added +156.1k +156,133
2 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 594,029594.0k $24.6m $24.6m 0.06% Reduced -165.9k -165,928
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 571,505571.5k $23.7m $23.7m 0.01% Reduced -30.6k -30,649
4 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 325,536325.5k $13.5m $13.5m 0.00% First filing
5 WEALTH MANAGEMENT RESOURCES, INC. 4.33% of their portfolio SMITHFIELD, RI 283,350283.4k $11.7m $11.7m 4.33% Reduced -52.1k -52,106
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 188,402188.4k $7.8m $7.8m 0.01% Reduced -3.6k -3,554
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 182,526182.5k $7.6m $7.6m 0.00% Reduced -1.1k -1,135
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 173,050173.1k $7.2m $7.2m 0.00% Added +10.8k +10,784
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 144,091144.1k $6.0m $6.0m 0.00% Reduced -7.1k -7,073
10 Brickley Wealth Management 1.08% of their portfolio SAN MATEO, CA 127,959128.0k $5.3m $5.3m 1.08% Unchanged
11 Executive Wealth Management, LLC 0.40% of their portfolio BRIGHTON, MI 123,304123.3k $5.1m $5.1m 0.40% Reduced -12.7k -12,729
12 Summit Global Investments 0.32% of their portfolio BOUNTIFUL, UT 122,226122.2k $5.1m $5.1m 0.32% Reduced -110 -110
13 SAGESPRING WEALTH PARTNERS, LLC 0.12% of their portfolio FRANKLIN, TN 107,558107.6k $4.5m $4.5m 0.12% First filing
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 93,97194.0k $3.9m $3.9m 0.01% Reduced -26.4k -26,417
15 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 88,40888.4k $3.7m $3.7m 0.00% Reduced -1.3k -1,340
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 84,69984.7k $3.5m $3.5m 0.00% Added +56.9k +56,921
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 75,13975.1k $3.1m $3.1m 0.00% Added +21.2k +21,152
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 74,49274.5k $3.1m $3.1m 0.00% Reduced -232 -232
19 Wade Financial Advisory, Inc 0.97% of their portfolio CAMPBELL, CA 69,28769.3k $2.9m $2.9m 0.97% Reduced -2.8k -2,773
20 Rehmann Capital Advisory Group 0.18% of their portfolio LANSING, MI 68,41368.4k $2.8m $2.8m 0.18% Reduced -709 -709
21 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 65,67865.7k $2.7m $2.7m 0.03% Reduced -11.5k -11,483
22 High Net Worth Advisory Group LLC 0.50% of their portfolio NAPLES, FL 43,13343.1k $1.8m $1.8m 0.50% Reduced -1.2k -1,229
23 Independent Advisor Alliance 0.02% of their portfolio CHARLOTTE, NC 40,15540.2k $1.7m $1.7m 0.02% New
24 Armbruster Capital Management, Inc. 0.33% of their portfolio PITTSFORD, NY 39,70039.7k $1.6m $1.6m 0.33% Reduced -75 -75
25 Burns Matteson Capital Management, LLC 0.80% of their portfolio CORNING, NY 34,54334.5k $1.4m $1.4m 0.80% Reduced -1 -1
26 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 33,87733.9k $1.4m $1.4m 0.02% Added +127 +127
27 Sage Mountain Advisors LLC 0.10% of their portfolio ATLANTA, GA 33,08033.1k $1.4m $1.4m 0.10% Unchanged
28 Moloney Securities Asset Management, LLC 0.16% of their portfolio MANCHESTER, MO 29,64529.6k $1.2m $1.2m 0.16% Added +1.2k +1,186
29 Leelyn Smith, LLC 0.22% of their portfolio GENEVA, IL 29,31029.3k $1.2m $1.2m 0.22% Unchanged
30 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 29,03829.0k $1.2m $1.2m 0.01% Reduced -7.9k -7,912
31 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 27,11727.1k $1.1m $1.1m 0.01% Reduced -298 -298
32 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 26,31726.3k $1.1m $1.1m 0.03% Added +22 +22
33 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 25,24825.2k $1.0m $1.0m 0.02% Added +186 +186
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,75823.8k $985.0k $985.0k 0.00% Added +11.6k +11,613
35 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.07% of their portfolio KNOXVILLE, TN 23,21723.2k $962.6k $962.6k 0.07% Added +2.4k +2,445
36 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,41122.4k $929.2k $929.2k 0.00% Added +3.3k +3,341
37 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 21,73621.7k $901.2k $901.2k 0.02% Reduced -917 -917
38 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 20,90020.9k $866.5k $866.5k 0.00% Reduced -1.6k -1,649
39 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 20,88620.9k $865.9k $865.9k 0.00% Added +4.7k +4,735
40 MFA Wealth Services 0.57% of their portfolio THOUSAND OAKS, CA 17,07717.1k $708.0k $708.0k 0.57% First filing
41 Joel Adams & Associates, Inc. 0.63% of their portfolio ASHEVILLE, NC 16,84116.8k $698.2k $698.2k 0.63% First filing
42 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,78014.8k $612.8k $612.8k 0.00% Reduced -15.2k -15,232
43 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,69114.7k $609.0k $609.0k 0.00% New
44 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.08% of their portfolio ST. LOUIS, MO 13,29313.3k $551.1k $551.1k 0.08% Added +222 +222
45 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 13,23213.2k $548.6k $548.6k 0.00% Reduced -2.9k -2,949
46 Fortune Financial Advisors, LLC 0.50% of their portfolio Overland Park, KS 13,14513.1k $545.0k $545.0k 0.50% Reduced -174 -174
47 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,11012.1k $502.0k $502.0k 0.00% Added +72 +72
48 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 11,65511.7k $483.2k $483.2k 0.01% Added +2.7k +2,664
49 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,62610.6k $440.5k $440.5k 0.00% Added +142 +142
50 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 10,60410.6k $440.1k $440.1k 0.01% Added +3.3k +3,255
51 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,19510.2k $423.0k $423.0k 0.00% Reduced -2.4k -2,351
52 ADAMSBROWN WEALTH CONSULTANTS LLC 0.14% of their portfolio WICHITA, KS 10,17210.2k $421.7k $421.7k 0.14% Added +92 +92
53 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,5789.6k $397.2k $397.2k 0.00% Reduced -913 -913
54 Global View Capital Management LLC 0.14% of their portfolio WAUKESHA, WI 9,5469.5k $394.6k $394.6k 0.14% First filing
55 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 9,4319.4k $391.0k $391.0k 0.01% Added +2.1k +2,086
56 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 9,2479.2k $383.4k $383.4k 0.01% Reduced -667 -667
57 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 9,0439.0k $374.9k $374.9k 0.00% Reduced -915 -915
58 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 8,9258.9k $370.0k $370.0k 0.01% Reduced -1.6k -1,569
59 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 8,8318.8k $366.1k $366.1k 0.03% Reduced -441 -441
60 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 8,3388.3k $345.7k $345.7k 0.01% Reduced -71 -71
61 THOROUGHBRED FINANCIAL SERVICES, LLC 0.02% of their portfolio BRENTWOOD, TN 8,1678.2k $338.0k $338.0k 0.02% Unchanged
62 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,9057.9k $327.7k $327.7k 0.00% Reduced -2.5k -2,482
63 Opulen Financial Group LLC 0.29% of their portfolio ARLINGTON, VA 7,7027.7k $319.3k $319.3k 0.29% First filing
64 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 7,3377.3k $304.2k $304.2k 0.02% Reduced -1.7k -1,675
65 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 7,2177.2k $299.2k $299.2k 0.01% Reduced -3.4k -3,394
66 FIRST CITIZENS BANK & TRUST CO 0.01% of their portfolio RALEIGH, NC 7,0127.0k $290.7k $290.7k 0.01% Unchanged
67 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 6,6736.7k $276.7k $276.7k 0.00% Added +1.3k +1,331
68 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 6,4846.5k $268.8k $268.8k 0.01% Added +11 +11
69 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,4176.4k $266.1k $266.1k 0.00% Added +1.5k +1,454
70 Cable Hill Partners, LLC 0.03% of their portfolio PORTLAND, OR 6,3686.4k $264.0k $264.0k 0.03% Unchanged
71 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 6,3266.3k $262.0k $262.0k 0.01% Reduced -1.9k -1,884
72 McNaughton Wealth Management, LLC 0.13% of their portfolio SAN DIEGO, CA 6,2736.3k $260.1k $260.1k 0.13% Unchanged
73 TBH Global Asset Management, LLC 0.06% of their portfolio Brentwood, TN 6,0656.1k $251.5k $251.5k 0.06% New
74 First Bank & Trust 0.05% of their portfolio BROOKINGS, SD 5,9636.0k $247.2k $247.2k 0.05% Unchanged
75 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 5,5105.5k $228.4k $228.4k 0.00% New
76 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 5,4195.4k $224.7k $224.7k 0.00% Added +6 +6
77 RIK SAYLOR FINANCIAL, INC. 0.19% of their portfolio FAIRFIELD, OH 5,0725.1k $210.3k $210.3k 0.19% First filing
78 Hibernia Wealth Partners, LLC 0.16% of their portfolio BATON ROUGE, LA 4,9484.9k $205.2k $205.2k 0.16% Reduced -4.9k -4,934
79 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 4,9384.9k $204.7k $204.7k 0.01% Reduced -50 -50
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,8624.9k $201.6k $201.6k 0.00% Reduced -852 -852
81 S.A. Mason LLC 0.10% of their portfolio HOLLAND, MI 4,6684.7k $193.5k $193.5k 0.10% Added +5 +5
82 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 4,2864.3k $177.7k $177.7k 0.00% New
83 CRITERION CAPITAL ADVISORS, LLC 0.08% of their portfolio NASHVILLE, TN 3,3773.4k $125.9k $125.9k 0.08% Unchanged
84 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,9903.0k $124.0k $124.0k 0.00% Unchanged
85 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 2,7402.7k $113.6k $113.6k 0.00% Added +68 +68
86 Stephens Consulting, LLC 0.02% of their portfolio FLINT, MI 2,3342.3k $96.8k $96.8k 0.02% Added +2 +2
87 FMR LLC 0.00% of their portfolio BOSTON, MA 2,2982.3k $95.3k $95.3k 0.00% Added +173 +173
88 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,7561.8k $72.8k $72.8k 0.00% Unchanged
89 Provident Wealth Management, LLC 0.02% of their portfolio BRENTWOOD, TN 1,7531.8k $72.7k $72.7k 0.02% Unchanged
90 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 1,4361.4k $59.5k $59.5k 0.00% New
91 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,3891.4k $57.6k $57.6k 0.00% Reduced -506 -506
92 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,3751.4k $57.0k $57.0k 0.00% Unchanged
93 Physician Wealth Advisors, Inc. 0.01% of their portfolio MIDVALE, UT 1,3531.4k $56.1k $56.1k 0.01% New
94 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 1,3511.4k $56.0k $56.0k 0.00% Added +6 +6
95 Reyes Financial Architecture, Inc. 0.04% of their portfolio SAN DIEGO, CA 1,3321.3k $55.2k $55.2k 0.04% First filing
96 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,1521.2k $47.8k $47.8k 0.00% Unchanged
97 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 1,1251.1k $46.6k $46.6k 0.00% Unchanged
98 Front Row Advisors LLC 0.02% of their portfolio TIBURON, CA 1,0501.1k $43.5k $43.5k 0.02% Unchanged
99 Pacific Center for Financial Services 0.01% of their portfolio DANVILLE, CA 754754 $31.3k $31.3k 0.01% Unchanged
100 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 599599 $24.8k $24.8k 0.00% Added +3 +3