Vault-13

ISHARES TR SMMV

MSCI USA SMCP MN · ETP · CUSIP 46435G433

122 institutional holders +5 vs Q3 2023
25,780,38925.8m shares reported held*
$920.1mreported value*
10 new 35 added 51 reduced 10 sold out net bought ≈ $34.4m (+963.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.69.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 123Q4 22: 127Q1 23: 128Q2 23: 120Q3 23: 117Q4 23: 122122Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022123
Q4 2022127
Q1 2023128
Q2 2023120
Q3 2023117
Q4 2023122

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 56 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 62 cut or sold outQ1 23Q2 23: 43 bought or addedQ2 23: 62 cut or sold outQ2 23Q3 23: 35 bought or addedQ3 23: 67 cut or sold outQ3 23Q4 23: 45 bought or addedQ4 23: 61 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226056
Q1 20235362
Q2 20234362
Q3 20233567
Q4 20234561

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +490,954+491.0k
MERCER GLOBAL ADVISORS INC /ADV Added +488,954+489.0k
RAYMOND JAMES & ASSOCIATES Added +413,489+413.5k
Sage Mountain Advisors LLC New +33,080+33.1k
CPC Advisors, LLC New +27,328+27.3k
Resource Planning Group New +19,375+19.4k
CITADEL ADVISORS LLC Added +19,114+19.1k
Prime Capital Investment Advisors, LLC New +15,479+15.5k
JPMORGAN CHASE & CO Added +15,126+15.1k
LPL Financial LLC Added +15,108+15.1k

Biggest sellers

Summit Global Investments Reduced -245,815-245.8k
Raymond James Financial Services Advisors, Inc. Reduced -72,850-72.8k
Transamerica Financial Advisors, LLC Reduced -49,924-49.9k
BANK OF AMERICA CORP /DE/ Reduced -45,382-45.4k
JANE STREET GROUP, LLC Sold out -26,939-26.9k
Kestra Advisory Services, LLC Reduced -22,914-22.9k
Wade Financial Advisory, Inc Reduced -17,240-17.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -13,295-13.3k
Beacon Pointe Advisors, LLC Reduced -11,568-11.6k
OSAIC HOLDINGS, INC. Reduced -11,557-11.6k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES & ASSOCIATES 0.34% of their portfolio ST PETERSBURG, FL 12,639,55812.6m $451.1m $451.1m 0.34% Added +413.5k +413,489
2 MERCER GLOBAL ADVISORS INC /ADV 0.46% of their portfolio DENVER, CO 4,329,3324.3m $154.5m $154.5m 0.46% Added +489.0k +488,954
3 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 4,122,4294.1m $147.1m $147.1m 0.06% Added +491.0k +490,954
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,076,9251.1m $38.4m $38.4m 0.00% Reduced -45.4k -45,382
5 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 400,261400.3k $14.3m $14.3m 0.02% Reduced -72.8k -72,850
6 WEALTH MANAGEMENT RESOURCES, INC. 5.32% of their portfolio SMITHFIELD, RI 317,173317.2k $11.3m $11.3m 5.32% Added +4.3k +4,305
7 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 251,899251.9k $9.0m $9.0m 0.02% Reduced -13.3k -13,295
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 242,282242.3k $8.6m $8.6m 0.00% Reduced -6.0k -6,043
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 207,047207.0k $7.4m $7.4m 0.00% Added +15.1k +15,108
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 155,383155.4k $5.5m $5.5m 0.00% Added +1.9k +1,936
11 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 145,175145.2k $5.2m $5.2m 0.02% Reduced -1.8k -1,765
12 Summit Global Investments 0.30% of their portfolio BOUNTIFUL, UT 129,223129.2k $4.6m $4.6m 0.30% Reduced -245.8k -245,815
13 Wade Financial Advisory, Inc 1.73% of their portfolio CAMPBELL, CA 128,319128.3k $4.6m $4.6m 1.73% Reduced -17.2k -17,240
14 Brickley Wealth Management 1.09% of their portfolio SAN MATEO, CA 126,825126.8k $4.5m $4.5m 1.09% Reduced -187 -187
15 RAYMOND JAMES TRUST N.A. 0.12% of their portfolio ST. PETERSBURG, FL 126,690126.7k $4.5m $4.5m 0.12% Added +4.2k +4,167
16 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 92,60792.6k $3.3m $3.3m 0.01% Reduced -8.3k -8,346
17 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 92,27192.3k $3.3m $3.3m 0.04% Reduced -11.6k -11,568
18 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 81,86481.9k $2.9m $2.9m 0.01% Added +1.9k +1,894
19 Rehmann Capital Advisory Group 0.21% of their portfolio LANSING, MI 71,75971.8k $2.6m $2.6m 0.21% Reduced -3.6k -3,563
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 47,95048.0k $1.7m $1.7m 0.00% Added +306 +306
21 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 44,95545.0k $1.6m $1.6m 0.02% Added +709 +709
22 High Net Worth Advisory Group LLC 0.59% of their portfolio NAPLES, FL 44,61544.6k $1.6m $1.6m 0.59% Reduced -4.6k -4,605
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 44,47344.5k $1.6m $1.6m 0.00% Added +19.1k +19,114
24 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 43,39443.4k $1.5m $1.5m 0.05% Added +4.8k +4,761
25 Armbruster Capital Management, Inc. 0.33% of their portfolio PITTSFORD, NY 40,97541.0k $1.5m $1.5m 0.33% Added +8.4k +8,400
26 Burns Matteson Capital Management, LLC 1.01% of their portfolio CORNING, NY 40,37140.4k $1.4m $1.4m 1.01% Reduced -1.3k -1,315
27 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 34,63934.6k $1.2m $1.2m 0.02% Added +261 +261
28 Sage Mountain Advisors LLC 0.14% of their portfolio ATLANTA, GA 33,08033.1k $1.2m $1.2m 0.14% New
29 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 32,91932.9k $1.2m $1.2m 0.01% Reduced -22.9k -22,914
30 Leelyn Smith, LLC 0.23% of their portfolio GENEVA, IL 29,36529.4k $1.0m $1.0m 0.23% Reduced -2.4k -2,429
31 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 27,36427.4k $976.6k $976.6k 0.04% Reduced -6.5k -6,527
32 CPC Advisors, LLC 0.18% of their portfolio Atlanta, GA 27,32827.3k $975.3k $975.3k 0.18% New
33 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 27,16327.2k $969.4k $969.4k 0.03% Reduced -157 -157
34 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 24,98225.0k $891.6k $891.6k 0.00% Reduced -7.2k -7,166
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,65024.6k $879.8k $879.8k 0.00% Added +11.7k +11,724
36 Marcum Wealth, LLC 0.09% of their portfolio CLEVELAND, OH 22,63422.6k $807.8k $807.8k 0.09% Added +237 +237
37 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 21,53521.5k $768.6k $768.6k 0.01% Added +376 +376
38 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.06% of their portfolio KNOXVILLE, TN 19,49519.5k $695.8k $695.8k 0.06% Unchanged
39 Resource Planning Group 0.44% of their portfolio ATLANTA, GA 19,37519.4k $691.5k $691.5k 0.44% New
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 17,43617.4k $622.3k $622.3k 0.00% Added +15.1k +15,126
41 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.10% of their portfolio ST. LOUIS, MO 16,94716.9k $604.9k $604.9k 0.10% Reduced -1.4k -1,402
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,73816.7k $597.4k $597.4k 0.00% Added +244 +244
43 EVERGREEN CAPITAL MANAGEMENT LLC 0.02% of their portfolio Bellevue, WA 16,68016.7k $595.3k $595.3k 0.02% Unchanged
44 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 15,47915.5k $552.4k $552.4k 0.01% New
45 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 14,10914.1k $503.5k $503.5k 0.00% Reduced -4.5k -4,479
46 Fortune Financial Advisors, LLC 0.35% of their portfolio Overland Park, KS 13,98814.0k $499.2k $499.2k 0.35% Reduced -3.0k -2,978
47 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 13,90013.9k $496.1k $496.1k 0.00% Added +200 +200
48 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 13,53213.5k $483.0k $483.0k 0.00% Added +4.5k +4,471
49 HBK Sorce Advisory LLC 0.02% of their portfolio ERIE, PA 13,45113.5k $480.1k $480.1k 0.02% Reduced -206 -206
50 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 12,89812.9k $460.3k $460.3k 0.00% Reduced -680 -680
51 CRITERION CAPITAL ADVISORS, LLC 0.33% of their portfolio NASHVILLE, TN 12,80912.8k $457.2k $457.2k 0.33% First filing
52 Berkeley, Inc 0.28% of their portfolio Boise, ID 12,57212.6k $448.7k $448.7k 0.28% Reduced -564 -564
53 ADAMSBROWN WEALTH CONSULTANTS LLC 0.19% of their portfolio WICHITA, KS 12,22012.2k $436.1k $436.1k 0.19% Reduced -1.2k -1,207
54 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 11,89111.9k $424.0k $424.0k 0.00% Reduced -74 -74
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,04111.0k $394.1k $394.1k 0.00% Reduced -11.6k -11,557
56 TBH Global Asset Management, LLC 0.08% of their portfolio Brentwood, TN 10,60610.6k $378.5k $378.5k 0.08% Reduced -4.3k -4,339
57 THOROUGHBRED FINANCIAL SERVICES, LLC 0.02% of their portfolio BRENTWOOD, TN 8,5268.5k $304.0k $304.0k 0.02% Reduced -889 -889
58 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 8,1218.1k $289.8k $289.8k 0.01% Added +873 +873
59 Confluence Wealth Services, Inc. 0.03% of their portfolio MCMURRAY, PA 7,5177.5k $268.3k $268.3k 0.03% New
60 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 7,1227.1k $254.2k $254.2k 0.01% First filing
61 Focus Partners Advisor Solutions, LLC 0.01% of their portfolio SAINT LOUIS, MO 7,1097.1k $253.8k $253.8k 0.01% Reduced -397 -397
62 DB Wealth Management Group, LLC 0.14% of their portfolio SAN DIEGO, CA 7,0757.1k $252.5k $252.5k 0.14% Reduced -5.7k -5,705
63 FIRST CITIZENS BANK & TRUST CO 0.00% of their portfolio RALEIGH, NC 7,0127.0k $250.3k $250.3k 0.00% Unchanged
64 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 6,9997.0k $249.8k $249.8k 0.00% Added +3.9k +3,903
65 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 6,8796.9k $246.3k $246.3k 0.01% Reduced -5.0k -5,014
66 Princeton Global Asset Management LLC 0.06% of their portfolio PRINCETON, NJ 6,5756.6k $234.7k $234.7k 0.06% Reduced -1.7k -1,676
67 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,3456.3k $226.5k $226.5k 0.01% Added +115 +115
68 Moloney Securities Asset Management, LLC 0.03% of their portfolio MANCHESTER, MO 6,1076.1k $218.0k $218.0k 0.03% Reduced -3 -3
69 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 6,0996.1k $217.7k $217.7k 0.00% Reduced -4.9k -4,879
70 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 5,9766.0k $213.3k $213.3k 0.00% Reduced -150 -150
71 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 5,8935.9k $210.3k $210.3k 0.00% Reduced -3.4k -3,423
72 Financial Advisors, LLC 0.05% of their portfolio ANDOVER, MA 5,8525.9k $208.9k $208.9k 0.05% New
73 RAYMOND JAMES TRUST CO. OF NH 2.26% of their portfolio PORTSMOUTH, NH 5,6545.7k $201.8k $201.8k 2.26% Not comparable
74 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,3165.3k $189.7k $189.7k 0.00% Reduced -10.5k -10,459
75 S.A. Mason LLC 0.12% of their portfolio HOLLAND, MI 4,8714.9k $173.8k $173.8k 0.12% Reduced -170 -170
76 WETZEL INVESTMENT ADVISORS, INC. 0.09% of their portfolio INDIANAPOLIS, IN 4,0184.0k $143.0k $143.0k 0.09% First filing
77 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,9903.0k $105.8k $105.8k 0.00% Reduced -451 -451
78 FMR LLC 0.00% of their portfolio BOSTON, MA 2,6592.7k $94.9k $94.9k 0.00% Added +1.5k +1,523
79 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,4562.5k $87.7k $87.7k 0.00% Added +13 +13
80 Stephens Consulting, LLC 0.03% of their portfolio FLINT, MI 2,3272.3k $83.1k $83.1k 0.03% Added +4 +4
81 Provident Wealth Management, LLC 0.03% of their portfolio BRENTWOOD, TN 1,7531.8k $62.6k $62.6k 0.03% Unchanged
82 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,5681.6k $56.0k $56.0k 0.00% Added +79 +79
83 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 1,3311.3k $47.5k $47.5k 0.00% Added +1.1k +1,144
84 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,1511.2k $40.6k $40.6k 0.00% Unchanged
85 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 1,1251.1k $40.2k $40.2k 0.00% Unchanged
86 Front Row Advisors LLC 0.02% of their portfolio TIBURON, CA 1,0501.1k $37.5k $37.5k 0.02% Reduced -30 -30
87 Pacific Center for Financial Services 0.01% of their portfolio DANVILLE, CA 834834 $29.8k $29.8k 0.01% Reduced -749 -749
88 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 823823 $29.4k $29.4k 0.00% Added +336 +336
89 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 745745 $26.6k $26.6k 0.00% Added +744 +744
90 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 669669 $23.9k $23.9k 0.00% Unchanged
91 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 558558 $19.9k $19.9k 0.00% Added +441 +441
92 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 555555 $18.3k $18.3k 0.01% Unchanged
93 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 406406 $14.0k $14.0k 0.00% Unchanged
94 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 406406 $14.5k $14.5k 0.00% Unchanged
95 Aspect Partners, LLC 0.01% of their portfolio FAIRFAX, VA 379379 $13.5k $13.5k 0.01% First filing
96 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 347347 $12.4k $12.4k 0.00% Unchanged
97 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 317317 $11.3k $11.3k 0.00% New
98 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 245245 $8.7k $8.7k 0.00% New
99 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 242242 $8.6k $8.6k 0.00% Reduced -242 -242
100 Sugarloaf Wealth Management, LLC 0.00% of their portfolio DULUTH, GA 237237 $8.5k $8.5k 0.00% Added +2 +2