Vault-13

ISHARES TR SMMV

MSCI USA SMCP MN · ETP · CUSIP 46435G433

117 institutional holders -3 vs Q2 2023
24,806,16724.8m shares reported held*
$819.8mreported value*
12 new 23 added 54 reduced 13 sold out net bought ≈ $37.9m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.05.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 123Q4 22: 127Q1 23: 128Q2 23: 120Q3 23: 117117Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022123
Q4 2022127
Q1 2023128
Q2 2023120
Q3 2023117

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 56 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 62 cut or sold outQ1 23Q2 23: 43 bought or addedQ2 23: 62 cut or sold outQ2 23Q3 23: 35 bought or addedQ3 23: 67 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226056
Q1 20235362
Q2 20234362
Q3 20233567

Biggest buyers

MERCER GLOBAL ADVISORS INC /ADV Added +576,268+576.3k
ENVESTNET ASSET MANAGEMENT INC Added +551,628+551.6k
RAYMOND JAMES & ASSOCIATES Added +502,341+502.3k
Summit Global Investments Added +30,686+30.7k
JANE STREET GROUP, LLC New +26,939+26.9k
WEALTH MANAGEMENT RESOURCES, INC. Added +15,822+15.8k
TWO SIGMA INVESTMENTS, LP New +13,700+13.7k
Armbruster Capital Management, Inc. Added +11,900+11.9k
Steward Financial Group LLC New +11,386+11.4k
Transamerica Financial Advisors, LLC Added +10,903+10.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -338,807-338.8k
LPL Financial LLC Reduced -54,713-54.7k
Raymond James Financial Services Advisors, Inc. Reduced -32,061-32.1k
GOLDMAN SACHS GROUP INC Sold out -31,327-31.3k
Cornerstone Wealth Management, LLC Sold out -18,884-18.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -16,142-16.1k
DB Wealth Management Group, LLC Reduced -15,630-15.6k
ADAMSBROWN WEALTH CONSULTANTS LLC Reduced -13,508-13.5k
MML INVESTORS SERVICES, LLC Reduced -10,796-10.8k
Cetera Advisor Networks LLC Reduced -9,520-9.5k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES & ASSOCIATES 0.34% of their portfolio ST PETERSBURG, FL 12,226,06912.2m $404.1m $404.1m 0.34% Added +502.3k +502,341
2 MERCER GLOBAL ADVISORS INC /ADV 0.48% of their portfolio DENVER, CO 3,840,3783.8m $126.9m $126.9m 0.48% Added +576.3k +576,268
3 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,631,4753.6m $120.0m $120.0m 0.05% Added +551.6k +551,628
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,122,3071.1m $37.1m $37.1m 0.00% Reduced -338.8k -338,807
5 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 473,111473.1k $15.6m $15.6m 0.03% Reduced -32.1k -32,061
6 Summit Global Investments 0.83% of their portfolio BOUNTIFUL, UT 375,038375.0k $12.4m $12.4m 0.83% Added +30.7k +30,686
7 WEALTH MANAGEMENT RESOURCES, INC. 4.99% of their portfolio SMITHFIELD, RI 312,868312.9k $10.3m $10.3m 4.99% Added +15.8k +15,822
8 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 265,194265.2k $8.8m $8.8m 0.02% Reduced -16.1k -16,142
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 248,325248.3k $8.2m $8.2m 0.00% Reduced -16 -16
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 191,939191.9k $6.3m $6.3m 0.00% Reduced -54.7k -54,713
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 153,447153.4k $5.1m $5.1m 0.00% Added +557 +557
12 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 146,940146.9k $4.9m $4.9m 0.02% Reduced -1.6k -1,587
13 Wade Financial Advisory, Inc 2.06% of their portfolio CAMPBELL, CA 145,559145.6k $4.8m $4.8m 2.06% Reduced -1.7k -1,688
14 Brickley Wealth Management 1.12% of their portfolio SAN MATEO, CA 127,012127.0k $4.2m $4.2m 1.12% Reduced -1.5k -1,546
15 RAYMOND JAMES TRUST N.A. 0.12% of their portfolio ST. PETERSBURG, FL 122,523122.5k $4.0m $4.0m 0.12% Added +4.4k +4,360
16 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 103,839103.8k $3.4m $3.4m 0.04% Reduced -8.1k -8,092
17 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 100,953101.0k $3.3m $3.3m 0.00% Reduced -2.0k -1,993
18 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 79,97080.0k $2.6m $2.6m 0.01% Reduced -10.8k -10,796
19 Rehmann Capital Advisory Group 0.23% of their portfolio LANSING, MI 75,32275.3k $2.5m $2.5m 0.23% Reduced -2.9k -2,938
20 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 55,83355.8k $1.8m $1.8m 0.02% Reduced -4.1k -4,105
21 Transamerica Financial Advisors, LLC 0.22% of their portfolio CEDAR RAPIDS, IA 50,14850.1k $1.7m $1.7m 0.22% Added +10.9k +10,903
22 High Net Worth Advisory Group LLC 0.65% of their portfolio NAPLES, FL 49,22049.2k $1.6m $1.6m 0.65% Reduced -674 -674
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 47,64447.6k $1.6m $1.6m 0.00% Reduced -7.6k -7,604
24 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 44,24644.2k $1.5m $1.5m 0.02% Reduced -7.8k -7,798
25 Burns Matteson Capital Management, LLC 0.88% of their portfolio CORNING, NY 41,68641.7k $1.4m $1.4m 0.88% Reduced -69 -69
26 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 38,63338.6k $1.3m $1.3m 0.06% Reduced -1.6k -1,563
27 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 34,37834.4k $1.1m $1.1m 0.02% Reduced -1.1k -1,106
28 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 33,89133.9k $1.1m $1.1m 0.06% Reduced -290 -290
29 Armbruster Capital Management, Inc. 0.27% of their portfolio PITTSFORD, NY 32,57532.6k $1.1m $1.1m 0.27% Added +11.9k +11,900
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 32,14832.1k $1.1m $1.1m 0.00% Reduced -5.0k -4,999
31 Leelyn Smith, LLC 0.26% of their portfolio GENEVA, IL 31,79431.8k $1.1m $1.1m 0.26% Reduced -1.1k -1,088
32 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 27,32027.3k $902.9k $902.9k 0.03% Reduced -145 -145
33 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,93926.9k $890.3k $890.3k 0.00% New
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,35925.4k $838.1k $838.1k 0.00% Added +9.4k +9,363
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 22,59822.6k $746.9k $746.9k 0.00% Reduced -5.4k -5,381
36 Marcum Wealth, LLC 0.09% of their portfolio CLEVELAND, OH 22,39722.4k $740.2k $740.2k 0.09% Added +773 +773
37 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 21,15921.2k $699.3k $699.3k 0.01% Reduced -148 -148
38 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.06% of their portfolio KNOXVILLE, TN 19,49519.5k $644.3k $644.3k 0.06% Added +1.4k +1,353
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,58818.6k $614.3k $614.3k 0.00% Added +9.4k +9,355
40 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.12% of their portfolio ST. LOUIS, MO 18,34918.3k $606.4k $606.4k 0.12% Unchanged
41 Fortune Financial Advisors, LLC 0.43% of their portfolio Overland Park, KS 16,96617.0k $560.7k $560.7k 0.43% Reduced -200 -200
42 EVERGREEN CAPITAL MANAGEMENT LLC 0.02% of their portfolio Bellevue, WA 16,68016.7k $554.1k $554.1k 0.02% Unchanged
43 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,49416.5k $545.1k $545.1k 0.00% Reduced -540 -540
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 15,77515.8k $521.4k $521.4k 0.00% Added +30 +30
45 TBH Global Asset Management, LLC 0.09% of their portfolio Brentwood, TN 14,94514.9k $493.9k $493.9k 0.09% Reduced -4.3k -4,281
46 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 13,70013.7k $452.8k $452.8k 0.00% New
47 HBK Sorce Advisory LLC 0.02% of their portfolio ERIE, PA 13,65713.7k $451.4k $451.4k 0.02% Reduced -3.6k -3,569
48 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 13,57813.6k $448.7k $448.7k 0.00% Reduced -1.3k -1,271
49 ADAMSBROWN WEALTH CONSULTANTS LLC 0.22% of their portfolio WICHITA, KS 13,42713.4k $443.7k $443.7k 0.22% Reduced -13.5k -13,508
50 Berkeley, Inc 0.30% of their portfolio Boise, ID 13,13613.1k $434.1k $434.1k 0.30% Unchanged
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,92612.9k $427.2k $427.2k 0.00% Added +1.4k +1,408
52 DB Wealth Management Group, LLC 0.27% of their portfolio SAN DIEGO, CA 12,78012.8k $422.4k $422.4k 0.27% Reduced -15.6k -15,630
53 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 11,96512.0k $395.0k $395.0k 0.00% Reduced -480 -480
54 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 11,89311.9k $393.3k $393.3k 0.02% Added +3.4k +3,364
55 Steward Financial Group LLC 0.12% of their portfolio COLLEYVILLE, TX 11,38611.4k $376.0k $376.0k 0.12% New
56 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 10,97811.0k $362.8k $362.8k 0.01% Reduced -31 -31
57 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 9,4159.4k $311.0k $311.0k 0.03% Unchanged
58 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 9,3169.3k $307.9k $307.9k 0.00% Reduced -9.5k -9,520
59 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,0619.1k $299.5k $299.5k 0.00% Reduced -939 -939
60 Intelligence Driven Advisers, LLC 0.05% of their portfolio CARLSBAD, CA 8,9879.0k $293.4k $293.4k 0.05% Added +211 +211
61 Princeton Global Asset Management LLC 0.08% of their portfolio PRINCETON, NJ 8,2518.3k $272.7k $272.7k 0.08% Reduced -325 -325
62 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 8,1308.1k $268.7k $268.7k 0.00% Reduced -542 -542
63 Focus Partners Advisor Solutions, LLC 0.01% of their portfolio SAINT LOUIS, MO 7,5067.5k $248.1k $248.1k 0.01% Added +182 +182
64 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,2717.3k $240.3k $240.3k 0.00% Added +7.2k +7,152
65 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 7,2487.2k $240.8k $240.8k 0.01% Unchanged
66 FIRST CITIZENS BANK & TRUST CO 0.00% of their portfolio RALEIGH, NC 7,0127.0k $231.7k $231.7k 0.00% Unchanged
67 Sovereign Financial Group, Inc. 0.08% of their portfolio STAMFORD, CT 6,4276.4k $212.4k $212.4k 0.08% Reduced -2.7k -2,736
68 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,2306.2k $205.9k $205.9k 0.01% Unchanged
69 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 6,1266.1k $202.5k $202.5k 0.00% Reduced -85 -85
70 Moloney Securities Asset Management, LLC 0.04% of their portfolio MANCHESTER, MO 6,1106.1k $201.9k $201.9k 0.04% Reduced -1.3k -1,284
71 Hibernia Wealth Partners, LLC 0.13% of their portfolio BATON ROUGE, LA 5,1255.1k $169.4k $169.4k 0.13% First filing
72 S.A. Mason LLC 0.12% of their portfolio HOLLAND, MI 5,0415.0k $166.6k $166.6k 0.12% Reduced -110 -110
73 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3,4413.4k $113.7k $113.7k 0.00% Reduced -1.3k -1,260
74 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,0963.1k $102.3k $102.3k 0.00% Reduced -7.4k -7,424
75 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,4432.4k $80.7k $80.7k 0.00% New
76 Stephens Consulting, LLC 0.03% of their portfolio FLINT, MI 2,3232.3k $76.8k $76.8k 0.03% Reduced -159 -159
77 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,3102.3k $76.4k $76.4k 0.00% Added +2.1k +2,114
78 Provident Wealth Management, LLC 0.03% of their portfolio BRENTWOOD, TN 1,7531.8k $57.9k $57.9k 0.03% Unchanged
79 Pacific Center for Financial Services 0.02% of their portfolio DANVILLE, CA 1,5831.6k $52.3k $52.3k 0.02% Reduced -95 -95
80 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,4891.5k $49.2k $49.2k 0.00% Added +300 +300
81 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,2861.3k $42.5k $42.5k 0.00% Reduced -4.6k -4,571
82 Castleview Partners, LLC 0.04% of their portfolio DALLAS, TX 1,2781.3k $42.2k $42.2k 0.04% New
83 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,1511.2k $37.6k $37.6k 0.00% Unchanged
84 FMR LLC 0.00% of their portfolio BOSTON, MA 1,1361.1k $37.5k $37.5k 0.00% Reduced -563 -563
85 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 1,1251.1k $37.2k $37.2k 0.00% Unchanged
86 Front Row Advisors LLC 0.02% of their portfolio TIBURON, CA 1,0801.1k $35.9k $35.9k 0.02% Unchanged
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 669669 $22.1k $22.1k 0.00% Unchanged
88 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 555555 $19.0k $19.0k 0.01% Unchanged
89 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 487487 $16.1k $16.1k 0.00% Reduced -1.9k -1,931
90 Aspire Wealth Management Corp 0.01% of their portfolio WALTHAM, MA 486486 $16.1k $16.1k 0.01% Reduced -176 -176
91 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 484484 $16.0k $16.0k 0.00% Added +242 +242
92 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 406406 $13.0k $13.0k 0.00% Unchanged
93 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 406406 $13.4k $13.4k 0.00% Unchanged
94 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 347347 $11.5k $11.5k 0.00% Unchanged
95 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 300300 $9.0k $9.0k 0.01% New
96 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 280280 $9.3k $9.3k 0.00% Reduced -1.8k -1,782
97 Sugarloaf Wealth Management, LLC 0.00% of their portfolio DULUTH, GA 235235 $7.8k $7.8k 0.00% Unchanged
98 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 224224 $7.4k $7.4k 0.00% Reduced -910 -910
99 Founders Financial Alliance, LLC 0.00% of their portfolio RALEIGH, NC 194194 $6.4k $6.4k 0.00% Unchanged
100 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 187187 $6.2k $6.2k 0.00% New