Vault-13

ISHARES TR SMMV

MSCI USA SMCP MN · ETP · CUSIP 46435G433

120 institutional holders -8 vs Q1 2023
23,661,97423.7m shares reported held*
$811.1mreported value*
7 new 36 added 45 reduced 17 sold out net bought ≈ $40.1m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.28.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 123Q4 22: 127Q1 23: 128Q2 23: 120120Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022123
Q4 2022127
Q1 2023128
Q2 2023120

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 56 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 62 cut or sold outQ1 23Q2 23: 43 bought or addedQ2 23: 62 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226056
Q1 20235362
Q2 20234362

Biggest buyers

MERCER GLOBAL ADVISORS INC /ADV Added +602,567+602.6k
ENVESTNET ASSET MANAGEMENT INC Added +523,070+523.1k
RAYMOND JAMES & ASSOCIATES Added +358,552+358.6k
Summit Global Investments Added +112,407+112.4k
WEALTH MANAGEMENT RESOURCES, INC. Added +30,848+30.8k
Cambridge Investment Research Advisors, Inc. Added +10,511+10.5k
MML INVESTORS SERVICES, LLC Added +9,979+10.0k
Raymond James Financial Services Advisors, Inc. Added +9,349+9.3k
Focus Partners Advisor Solutions, LLC New +7,324+7.3k
FIRST CITIZENS BANK & TRUST CO New +7,012+7.0k

Biggest sellers

Transamerica Financial Advisors, LLC Reduced -61,723-61.7k
Professional Financial Advisors, LLC Sold out -57,386-57.4k
BANK OF AMERICA CORP /DE/ Reduced -53,862-53.9k
Future Financial Wealth Managment LLC Sold out -44,997-45.0k
OSAIC HOLDINGS, INC. Reduced -44,780-44.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -40,281-40.3k
AMERIPRISE FINANCIAL INC Reduced -37,593-37.6k
WELLS FARGO & COMPANY/MN Reduced -34,765-34.8k
LPL Financial LLC Reduced -21,723-21.7k
Beacon Pointe Advisors, LLC Reduced -18,027-18.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES & ASSOCIATES 0.33% of their portfolio ST PETERSBURG, FL 11,723,72811.7m $401.9m $401.9m 0.33% Added +358.6k +358,552
2 MERCER GLOBAL ADVISORS INC /ADV 0.44% of their portfolio DENVER, CO 3,264,1103.3m $111.9m $111.9m 0.44% Added +602.6k +602,567
3 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,079,8473.1m $105.6m $105.6m 0.05% Added +523.1k +523,070
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,461,1141.5m $50.1m $50.1m 0.01% Reduced -53.9k -53,862
5 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 505,172505.2k $17.3m $17.3m 0.03% Added +9.3k +9,349
6 Summit Global Investments 0.78% of their portfolio BOUNTIFUL, UT 344,352344.4k $11.8m $11.8m 0.78% Added +112.4k +112,407
7 WEALTH MANAGEMENT RESOURCES, INC. 5.92% of their portfolio SMITHFIELD, RI 297,046297.0k $10.2m $10.2m 5.92% Added +30.8k +30,848
8 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 281,336281.3k $9.6m $9.6m 0.02% Reduced -40.3k -40,281
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 248,341248.3k $8.5m $8.5m 0.00% Reduced -37.6k -37,593
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 246,652246.7k $8.5m $8.5m 0.01% Reduced -21.7k -21,723
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 152,890152.9k $5.2m $5.2m 0.00% Added +5.4k +5,407
12 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 148,527148.5k $5.1m $5.1m 0.02% Added +10.5k +10,511
13 Wade Financial Advisory, Inc 2.00% of their portfolio CAMPBELL, CA 147,247147.2k $5.0m $5.0m 2.00% Added +2.0k +1,999
14 Brickley Wealth Management 1.11% of their portfolio SAN MATEO, CA 128,558128.6k $4.4m $4.4m 1.11% Added +50 +50
15 RAYMOND JAMES TRUST N.A. 0.12% of their portfolio ST. PETERSBURG, FL 118,163118.2k $4.0m $4.0m 0.12% Added +3.2k +3,211
16 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 111,931111.9k $3.8m $3.8m 0.06% Reduced -18.0k -18,027
17 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 102,946102.9k $3.5m $3.5m 0.00% Added +6 +6
18 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 90,76690.8k $3.1m $3.1m 0.02% Added +10.0k +9,979
19 Rehmann Capital Advisory Group 0.24% of their portfolio LANSING, MI 78,26078.3k $2.7m $2.7m 0.24% Added +14 +14
20 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 59,93859.9k $2.1m $2.1m 0.02% Reduced -2.3k -2,316
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 55,24855.2k $1.9m $1.9m 0.00% Added +6.1k +6,143
22 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 52,04452.0k $1.8m $1.8m 0.03% Added +920 +920
23 High Net Worth Advisory Group LLC 0.66% of their portfolio NAPLES, FL 49,89449.9k $1.7m $1.7m 0.66% Reduced -2.3k -2,293
24 Burns Matteson Capital Management, LLC 0.88% of their portfolio CORNING, NY 41,75541.8k $1.4m $1.4m 0.88% Reduced -931 -931
25 Apollon Wealth Management, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 40,19640.2k $1.4m $1.4m 0.07% Reduced -105 -105
26 Transamerica Financial Advisors, LLC 0.17% of their portfolio CEDAR RAPIDS, IA 39,24539.2k $1.3m $1.3m 0.17% Reduced -61.7k -61,723
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 37,14737.1k $1.3m $1.3m 0.00% Reduced -34.8k -34,765
28 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 35,48435.5k $1.2m $1.2m 0.02% Reduced -615 -615
29 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 34,18134.2k $1.2m $1.2m 0.06% Reduced -182 -182
30 Leelyn Smith, LLC 0.27% of their portfolio GENEVA, IL 32,88232.9k $1.1m $1.1m 0.27% Unchanged
31 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 31,32731.3k $1.1m $1.1m 0.00% Reduced -10.6k -10,617
32 DB Wealth Management Group, LLC 0.60% of their portfolio SAN DIEGO, CA 28,41028.4k $973.9k $973.9k 0.60% Reduced -2.7k -2,673
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 27,97928.0k $957.6k $957.6k 0.00% Reduced -44.8k -44,780
34 AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio CARLSBAD, CA 27,46527.5k $941.5k $941.5k 0.07% Added +117 +117
35 ADAMSBROWN WEALTH CONSULTANTS LLC 0.49% of their portfolio WICHITA, KS 26,93526.9k $923.3k $923.3k 0.49% Reduced -3.7k -3,741
36 Marcum Wealth, LLC 0.09% of their portfolio CLEVELAND, OH 21,62421.6k $741.3k $741.3k 0.09% Added +143 +143
37 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 21,30721.3k $730.4k $730.4k 0.01% Reduced -34 -34
38 Armbruster Capital Management, Inc. 0.17% of their portfolio PITTSFORD, NY 20,67520.7k $708.7k $708.7k 0.17% Unchanged
39 TBH Global Asset Management, LLC 0.13% of their portfolio Brentwood, TN 19,22619.2k $659.1k $659.1k 0.13% Reduced -229 -229
40 Cornerstone Wealth Management, LLC 0.06% of their portfolio ST. PETERS, MO 18,88418.9k $647.4k $647.4k 0.06% Reduced -1.4k -1,407
41 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 18,83618.8k $645.7k $645.7k 0.00% Added +335 +335
42 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.12% of their portfolio ST. LOUIS, MO 18,34918.3k $629.0k $629.0k 0.12% Reduced -730 -730
43 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.05% of their portfolio KNOXVILLE, TN 18,14218.1k $621.9k $621.9k 0.05% Added +85 +85
44 HBK Sorce Advisory LLC 0.03% of their portfolio ERIE, PA 17,22617.2k $590.5k $590.5k 0.03% Reduced -4.6k -4,565
45 Fortune Financial Advisors, LLC 0.44% of their portfolio Overland Park, KS 17,16617.2k $588.4k $588.4k 0.44% First filing
46 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 17,03417.0k $583.9k $583.9k 0.00% Added +2.8k +2,779
47 EVERGREEN CAPITAL MANAGEMENT LLC 0.02% of their portfolio Bellevue, WA 16,68016.7k $571.8k $571.8k 0.02% Unchanged
48 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,99616.0k $548.3k $548.3k 0.00% Reduced -1.1k -1,074
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 15,74515.7k $539.7k $539.7k 0.00% Reduced -280 -280
50 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 14,84914.8k $509.0k $509.0k 0.00% Reduced -217 -217
51 Berkeley, Inc 0.30% of their portfolio Boise, ID 13,13613.1k $450.3k $450.3k 0.30% Reduced -716 -716
52 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,44512.4k $427.0k $427.0k 0.00% Added +39 +39
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,51811.5k $394.8k $394.8k 0.00% Reduced -7.1k -7,117
54 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 11,00911.0k $377.4k $377.4k 0.01% Reduced -178 -178
55 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 10,52010.5k $360.6k $360.6k 0.01% Added +9 +9
56 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 10,00010.0k $342.8k $342.8k 0.00% Added +3.2k +3,160
57 THOROUGHBRED FINANCIAL SERVICES, LLC 0.04% of their portfolio BRENTWOOD, TN 9,4159.4k $322.0k $322.0k 0.04% Reduced -48 -48
58 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,2339.2k $316.5k $316.5k 0.00% Reduced -8.9k -8,866
59 Sovereign Financial Group, Inc. 0.10% of their portfolio STAMFORD, CT 9,1639.2k $314.1k $314.1k 0.10% Reduced -156 -156
60 Intelligence Driven Advisers, LLC 0.05% of their portfolio CARLSBAD, CA 8,7768.8k $297.2k $297.2k 0.05% Reduced -72 -72
61 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 8,6728.7k $297.3k $297.3k 0.00% Reduced -185 -185
62 Princeton Global Asset Management LLC 0.09% of their portfolio PRINCETON, NJ 8,5768.6k $294.0k $294.0k 0.09% Added +34 +34
63 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 8,5298.5k $289.3k $289.3k 0.04% Reduced -12.2k -12,202
64 Moloney Securities Asset Management, LLC 0.04% of their portfolio MANCHESTER, MO 7,3947.4k $253.5k $253.5k 0.04% Reduced -192 -192
65 Focus Partners Advisor Solutions, LLC 0.01% of their portfolio SAINT LOUIS, MO 7,3247.3k $251.1k $251.1k 0.01% New
66 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 7,2487.2k $248.5k $248.5k 0.01% Reduced -260 -260
67 FIRST CITIZENS BANK & TRUST CO 0.00% of their portfolio RALEIGH, NC 7,0127.0k $240.4k $240.4k 0.00% New
68 USAdvisors Wealth Management, LLC 0.10% of their portfolio EDEN PRAIRIE, MN 6,2776.3k $215.0k $215.0k 0.10% Reduced -887 -887
69 NWAM LLC 0.02% of their portfolio MERCER ISLAND, WA 6,2486.2k $214.2k $214.2k 0.02% New
70 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,2306.2k $213.6k $213.6k 0.01% Reduced -110 -110
71 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 6,2116.2k $212.9k $212.9k 0.00% Added +173 +173
72 RAYMOND JAMES TRUST CO. OF NH 2.31% of their portfolio PORTSMOUTH, NH 5,8785.9k $202.0k $202.0k 2.31% Added +24 +24
73 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 5,8575.9k $200.8k $200.8k 0.01% Added +894 +894
74 Financial Advisors, LLC 0.05% of their portfolio ANDOVER, MA 5,8405.8k $200.2k $200.2k 0.05% Added +4 +4
75 S.A. Mason LLC 0.13% of their portfolio HOLLAND, MI 5,1515.2k $178.6k $178.6k 0.13% Unchanged
76 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,7014.7k $161.2k $161.2k 0.01% Reduced -1.7k -1,728
77 Stephens Consulting, LLC 0.03% of their portfolio FLINT, MI 2,4822.5k $85.1k $85.1k 0.03% Added +1 +1
78 ORG Partners LLC 0.01% of their portfolio ROANOKE, IN 2,4182.4k $83.1k $83.1k 0.01% New
79 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 2,0622.1k $81.6k $81.6k 0.00% Added +1.9k +1,910
80 Provident Wealth Management, LLC 0.03% of their portfolio BRENTWOOD, TN 1,7531.8k $60.1k $60.1k 0.03% Unchanged
81 FMR LLC 0.00% of their portfolio BOSTON, MA 1,6991.7k $58.2k $58.2k 0.00% Reduced -1.3k -1,277
82 Pacific Center for Financial Services 0.02% of their portfolio DANVILLE, CA 1,6781.7k $57.5k $57.5k 0.02% Unchanged
83 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,1891.2k $40.8k $40.8k 0.00% Added +70 +70
84 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,1511.2k $39.5k $39.5k 0.00% Unchanged
85 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,1341.1k $36.8k $36.8k 0.00% Reduced -444 -444
86 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 1,1251.1k $38.6k $38.6k 0.00% Unchanged
87 Front Row Advisors LLC 0.02% of their portfolio TIBURON, CA 1,0801.1k $37.0k $37.0k 0.02% Unchanged
88 Private Ocean, LLC 0.00% of their portfolio SAN RAFAEL, CA 915915 $31.4k $31.4k 0.00% Unchanged
89 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 902902 $30.9k $30.9k 0.00% Added +3 +3
90 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 850850 $29.2k $29.2k 0.00% Added +2 +2
91 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 669669 $22.9k $22.9k 0.00% Unchanged
92 Aspire Wealth Management Corp 0.02% of their portfolio WALTHAM, MA 662662 $22.7k $22.7k 0.02% Reduced -213 -213
93 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 574574 $19.9k $19.9k 0.00% Unchanged
94 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 555555 $19.0k $19.0k 0.01% Unchanged
95 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 406406 $14.0k $14.0k 0.00% Unchanged
96 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 406406 $13.9k $13.9k 0.00% Unchanged
97 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 347347 $11.9k $11.9k 0.00% Unchanged
98 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 270270 $9.3k $9.3k 0.00% Unchanged
99 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 242242 $8.3k $8.3k 0.00% Unchanged
100 Sugarloaf Wealth Management, LLC 0.00% of their portfolio DULUTH, GA 235235 $8.1k $8.1k 0.00% Added +1 +1