Vault-13

ISHARES TR SMMV

MSCI USA SMCP MN · ETP · CUSIP 46435G433

128 institutional holders +1 vs Q4 2022
22,474,41522.5m shares reported held*
$779.5mreported value*
14 new 39 added 48 reduced 14 sold out net bought ≈ $28.3m (+817.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.69.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 123Q4 22: 127Q1 23: 128128Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022123
Q4 2022127
Q1 2023128

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 56 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 62 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226056
Q1 20235362

Biggest buyers

MERCER GLOBAL ADVISORS INC /ADV Added +387,649+387.6k
ENVESTNET ASSET MANAGEMENT INC Added +354,681+354.7k
RAYMOND JAMES & ASSOCIATES Added +197,724+197.7k
Summit Global Investments Added +52,791+52.8k
WELLS FARGO & COMPANY/MN Added +42,240+42.2k
Transamerica Financial Advisors, LLC Added +37,864+37.9k
Professional Financial Advisors, LLC Added +35,178+35.2k
GOLDMAN SACHS GROUP INC Added +34,465+34.5k
Cambridge Investment Research Advisors, Inc. Added +21,664+21.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +18,635+18.6k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -71,684-71.7k
Sigma Planning Corp Sold out -61,431-61.4k
OSAIC HOLDINGS, INC. Reduced -52,697-52.7k
CITADEL ADVISORS LLC Reduced -36,627-36.6k
BANK OF AMERICA CORP /DE/ Reduced -32,055-32.1k
SAXON INTERESTS, INC. Sold out -28,454-28.5k
Leelyn Smith, LLC Reduced -26,274-26.3k
HBK Sorce Advisory LLC Reduced -26,089-26.1k
Curtis Advisory Group, LLC Sold out -24,871-24.9k
Empirical Asset Management, LLC Sold out -18,890-18.9k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES & ASSOCIATES 0.34% of their portfolio ST PETERSBURG, FL 11,365,17611.4m $394.1m $394.1m 0.34% Added +197.7k +197,724
2 MERCER GLOBAL ADVISORS INC /ADV 0.42% of their portfolio DENVER, CO 2,661,5432.7m $92.3m $92.3m 0.42% Added +387.6k +387,649
3 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,556,7772.6m $88.7m $88.7m 0.04% Added +354.7k +354,681
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,514,9761.5m $52.5m $52.5m 0.01% Reduced -32.1k -32,055
5 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 495,823495.8k $17.2m $17.2m 0.03% Reduced -71.7k -71,684
6 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 321,617321.6k $11.2m $11.2m 0.02% Reduced -5.8k -5,775
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 285,934285.9k $9.9m $9.9m 0.00% Reduced -1.5k -1,477
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 268,375268.4k $9.3m $9.3m 0.01% Reduced -16.5k -16,481
9 WEALTH MANAGEMENT RESOURCES, INC. 5.68% of their portfolio SMITHFIELD, RI 266,198266.2k $9.2m $9.2m 5.68% Added +6.1k +6,133
10 Summit Global Investments 0.62% of their portfolio BOUNTIFUL, UT 231,945231.9k $8.0m $8.0m 0.62% Added +52.8k +52,791
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 147,483147.5k $5.1m $5.1m 0.00% Added +13.7k +13,662
12 Wade Financial Advisory, Inc 2.12% of their portfolio CAMPBELL, CA 145,248145.2k $5.0m $5.0m 2.12% Added +9.7k +9,653
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 138,016138.0k $4.8m $4.8m 0.02% Added +21.7k +21,664
14 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 129,958130.0k $4.5m $4.5m 0.08% Reduced -6.9k -6,921
15 Brickley Wealth Management 1.22% of their portfolio SAN MATEO, CA 128,508128.5k $4.5m $4.5m 1.22% Added +43 +43
16 RAYMOND JAMES TRUST N.A. 0.13% of their portfolio ST. PETERSBURG, FL 114,952115.0k $4.0m $4.0m 0.13% Added +5.2k +5,224
17 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 102,940102.9k $3.6m $3.6m 0.01% Reduced -1.9k -1,863
18 Transamerica Financial Advisors, LLC 0.46% of their portfolio CEDAR RAPIDS, IA 100,968101.0k $3.5m $3.5m 0.46% Added +37.9k +37,864
19 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 80,78780.8k $2.8m $2.8m 0.02% Reduced -13.2k -13,175
20 Rehmann Capital Advisory Group 0.26% of their portfolio LANSING, MI 78,24678.2k $2.7m $2.7m 0.26% Reduced -3.2k -3,241
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 72,75972.8k $2.5m $2.5m 0.00% Reduced -52.7k -52,697
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 71,91271.9k $2.5m $2.5m 0.00% Added +42.2k +42,240
23 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 62,25462.3k $2.2m $2.2m 0.02% Reduced -2.8k -2,818
24 Professional Financial Advisors, LLC 1.26% of their portfolio NORTH PLATTE, NE 57,38657.4k $2.1m $2.1m 1.26% Added +35.2k +35,178
25 High Net Worth Advisory Group LLC 0.74% of their portfolio NAPLES, FL 52,18752.2k $1.8m $1.8m 0.74% Reduced -1.9k -1,935
26 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 51,12451.1k $1.8m $1.8m 0.03% Reduced -1.4k -1,355
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 49,10549.1k $1.7m $1.7m 0.00% Added +5.8k +5,767
28 Future Financial Wealth Managment LLC 1.72% of their portfolio CINCINNATI, OH 44,99745.0k $1.6m $1.6m 1.72% Added +11.4k +11,440
29 Burns Matteson Capital Management, LLC 0.94% of their portfolio CORNING, NY 42,68642.7k $1.5m $1.5m 0.94% Reduced -1.1k -1,096
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 41,94441.9k $1.5m $1.5m 0.00% Added +34.5k +34,465
31 Apollon Wealth Management, LLC 0.09% of their portfolio MOUNT PLEASANT, SC 40,30140.3k $1.4m $1.4m 0.09% Added +1.7k +1,663
32 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 36,09936.1k $1.3m $1.3m 0.03% Added +512 +512
33 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 34,36334.4k $1.2m $1.2m 0.07% Added +5 +5
34 Leelyn Smith, LLC 0.29% of their portfolio GENEVA, IL 32,88232.9k $1.1m $1.1m 0.29% Reduced -26.3k -26,274
35 DB Wealth Management Group, LLC 0.68% of their portfolio SAN DIEGO, CA 31,08331.1k $1.1m $1.1m 0.68% Added +339 +339
36 ADAMSBROWN WEALTH CONSULTANTS LLC 0.61% of their portfolio WICHITA, KS 30,67630.7k $1.1m $1.1m 0.61% Added +935 +935
37 AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio CARLSBAD, CA 27,34827.3k $948.4k $948.4k 0.07% Added +8.0k +7,996
38 HBK Sorce Advisory LLC 0.03% of their portfolio ERIE, PA 21,79121.8k $755.7k $755.7k 0.03% Reduced -26.1k -26,089
39 Marcum Wealth, LLC 0.09% of their portfolio CLEVELAND, OH 21,48121.5k $745.0k $745.0k 0.09% Added +379 +379
40 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 21,34121.3k $740.1k $740.1k 0.01% Reduced -139 -139
41 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 20,73120.7k $721.1k $721.1k 0.04% Reduced -6.9k -6,871
42 Armbruster Capital Management, Inc. 0.18% of their portfolio PITTSFORD, NY 20,67520.7k $717.0k $717.0k 0.18% Added +575 +575
43 Cornerstone Wealth Management, LLC 0.07% of their portfolio ST. PETERS, MO 20,29120.3k $703.7k $703.7k 0.07% First filing
44 TBH Global Asset Management, LLC 0.14% of their portfolio Brentwood, TN 19,45519.5k $674.7k $674.7k 0.14% Reduced -350 -350
45 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.14% of their portfolio ST. LOUIS, MO 19,07919.1k $661.7k $661.7k 0.14% Added +4.7k +4,652
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,63518.6k $646.3k $646.3k 0.00% New
47 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 18,50118.5k $641.6k $641.6k 0.00% Reduced -256 -256
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 18,09918.1k $627.7k $627.7k 0.01% Added +255 +255
49 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.06% of their portfolio KNOXVILLE, TN 18,05718.1k $626.2k $626.2k 0.06% Reduced -445 -445
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,07017.1k $592.0k $592.0k 0.00% Reduced -36.6k -36,627
51 EVERGREEN CAPITAL MANAGEMENT LLC 0.03% of their portfolio Bellevue, WA 16,68016.7k $578.5k $578.5k 0.03% Added +50 +50
52 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,02516.0k $555.7k $555.7k 0.00% Added +185 +185
53 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 15,06615.1k $522.5k $522.5k 0.00% Reduced -6.5k -6,484
54 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,25514.3k $494.4k $494.4k 0.00% New
55 Berkeley, Inc 0.35% of their portfolio Boise, ID 13,85213.9k $480.4k $480.4k 0.35% Reduced -645 -645
56 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,40612.4k $430.0k $430.0k 0.00% Reduced -6.4k -6,378
57 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 11,18711.2k $388.0k $388.0k 0.01% Added +8 +8
58 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 10,64410.6k $369.1k $369.1k 0.01% New
59 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 10,51110.5k $365.0k $365.0k 0.01% Added +7.8k +7,821
60 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 10,48610.5k $364.0k $364.0k 0.01% New
61 THOROUGHBRED FINANCIAL SERVICES, LLC 0.05% of their portfolio BRENTWOOD, TN 9,4639.5k $328.0k $328.0k 0.05% Reduced -275 -275
62 Sovereign Financial Group, Inc. 0.12% of their portfolio STAMFORD, CT 9,3199.3k $323.2k $323.2k 0.12% Reduced -827 -827
63 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 8,8578.9k $307.2k $307.2k 0.00% Added +2.2k +2,221
64 Intelligence Driven Advisers, LLC 0.05% of their portfolio CARLSBAD, CA 8,8488.8k $305.5k $305.5k 0.05% Reduced -766 -766
65 Princeton Global Asset Management LLC 0.09% of their portfolio PRINCETON, NJ 8,5428.5k $296.2k $296.2k 0.09% Added +374 +374
66 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 8,2178.2k $285.0k $285.0k 0.01% New
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,1258.1k $282.0k $282.0k 0.00% Reduced -194 -194
68 Moloney Securities Asset Management, LLC 0.05% of their portfolio MANCHESTER, MO 7,5867.6k $263.1k $263.1k 0.05% Added +154 +154
69 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 7,5087.5k $260.4k $260.4k 0.01% New
70 USAdvisors Wealth Management, LLC 0.12% of their portfolio EDEN PRAIRIE, MN 7,1647.2k $248.0k $248.0k 0.12% Reduced -254 -254
71 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,8406.8k $237.2k $237.2k 0.00% Added +361 +361
72 Independent Wealth Network Inc. 0.15% of their portfolio URBANDALE, IA 6,5376.5k $226.7k $226.7k 0.15% Reduced -198 -198
73 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 6,4296.4k $223.0k $223.0k 0.01% Added +2.9k +2,928
74 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,3406.3k $219.9k $219.9k 0.01% Reduced -1.5k -1,539
75 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 6,1186.1k $212.2k $212.2k 0.02% Reduced -1.2k -1,158
76 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 6,0386.0k $209.4k $209.4k 0.00% New
77 RAYMOND JAMES TRUST CO. OF NH 2.28% of their portfolio PORTSMOUTH, NH 5,8545.9k $203.0k $203.0k 2.28% Reduced -1.8k -1,774
78 Financial Advisors, LLC 0.05% of their portfolio ANDOVER, MA 5,8365.8k $202.4k $202.4k 0.05% Added +7 +7
79 S.A. Mason LLC 0.13% of their portfolio HOLLAND, MI 5,1515.2k $178.6k $178.6k 0.13% Reduced -130 -130
80 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 4,9635.0k $172.1k $172.1k 0.01% Reduced -9 -9
81 FMR LLC 0.00% of their portfolio BOSTON, MA 2,9763.0k $103.2k $103.2k 0.00% Added +1.8k +1,798
82 Stephens Consulting, LLC 0.05% of their portfolio FLINT, MI 2,4812.5k $86.0k $86.0k 0.05% Reduced -229 -229
83 Old North State Trust, LLC 0.04% of their portfolio GREENSBORO, NC 1,8751.9k $65.0k $65.0k 0.04% Unchanged
84 Provident Wealth Management, LLC 0.03% of their portfolio BRENTWOOD, TN 1,7531.8k $60.8k $60.8k 0.03% Unchanged
85 Pacific Center for Financial Services 0.02% of their portfolio DANVILLE, CA 1,6781.7k $58.2k $58.2k 0.02% First filing
86 Sound Income Strategies, LLC 0.01% of their portfolio FT LAUDERDALE, FL 1,5921.6k $55.2k $55.2k 0.01% New
87 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,5781.6k $48.2k $48.2k 0.00% Reduced -220 -220
88 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 1,2311.2k $42.0k $42.0k 0.00% Reduced -1.1k -1,073
89 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,1511.2k $39.2k $39.2k 0.00% Not comparable
90 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 1,1251.1k $39.0k $39.0k 0.00% Unchanged
91 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,1191.1k $38.8k $38.8k 0.00% Added +186 +186
92 Front Row Advisors LLC 0.02% of their portfolio TIBURON, CA 1,0801.1k $37.0k $37.0k 0.02% Unchanged
93 CWM, LLC 0.00% of their portfolio OMAHA, NE 956956 $33.0k $33.0k 0.00% Reduced -214 -214
94 Private Ocean, LLC 0.00% of their portfolio SAN RAFAEL, CA 915915 $31.7k $31.7k 0.00% Reduced -54 -54
95 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 899899 $31.2k $31.2k 0.00% Added +4 +4
96 Aspire Wealth Management Corp 0.02% of their portfolio WALTHAM, MA 875875 $30.3k $30.3k 0.02% Reduced -179 -179
97 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 848848 $29.4k $29.4k 0.00% New
98 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 669669 $23.2k $23.2k 0.00% Unchanged
99 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 574574 $19.9k $19.9k 0.00% New
100 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 555555 $19.2k $19.2k 0.01% Unchanged