Vault-13

ISHARES TR ESGU

ESG AWR MSCI USA · ETP · CUSIP 46435G425

744 institutional holders -7 vs Q2 2024
92,868,59992.9m shares reported held*
$11.7bnreported value*
41 new 236 added 310 reduced 45 sold out net sold ≈ $338.4m (-2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $126.02. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 668Q4 22: 706Q1 23: 702Q2 23: 711Q3 23: 706Q4 23: 758Q1 24: 742Q2 24: 751Q3 24: 744744Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022668
Q4 2022706
Q1 2023702
Q2 2023711
Q3 2023706
Q4 2023758
Q1 2024742
Q2 2024751
Q3 2024744

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 243 bought or addedQ4 22: 387 cut or sold outQ1 23: 234 bought or addedQ1 23: 419 cut or sold outQ1 23Q2 23: 282 bought or addedQ2 23: 389 cut or sold outQ3 23: 207 bought or addedQ3 23: 423 cut or sold outQ3 23Q4 23: 321 bought or addedQ4 23: 329 cut or sold outQ1 24: 245 bought or addedQ1 24: 453 cut or sold outQ1 24Q2 24: 237 bought or addedQ2 24: 417 cut or sold outQ3 24: 277 bought or addedQ3 24: 355 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022243387
Q1 2023234419
Q2 2023282389
Q3 2023207423
Q4 2023321329
Q1 2024245453
Q2 2024237417
Q3 2024277355

Biggest buyers

JPMORGAN CHASE & CO Added +498,702+498.7k
TIAA TRUST, NATIONAL ASSOCIATION Added +383,688+383.7k
NORTHERN TRUST CORP Added +270,193+270.2k
Janney Montgomery Scott LLC New +186,199+186.2k
Financial Advocates Investment Management Added +117,113+117.1k
GOLDMAN SACHS GROUP INC Added +111,638+111.6k
Betterment LLC Added +89,790+89.8k
BNP PARIBAS FINANCIAL MARKETS Added +80,162+80.2k
Wealthfront Advisers LLC Added +69,329+69.3k
OLD MISSION CAPITAL LLC New +62,400+62.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,237,921-1.2m
MORGAN STANLEY Reduced -1,046,706-1.0m
CITIGROUP INC Reduced -569,815-569.8k
ING GROEP NV Sold out -264,200-264.2k
TORONTO DOMINION BANK Sold out -200,000-200.0k
NISA INVESTMENT ADVISORS, LLC Sold out -181,900-181.9k
NATIONAL BANK OF CANADA /FI/ Sold out -165,900-165.9k
TWO SIGMA ADVISERS, LP Reduced -164,000-164.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -131,685-131.7k
GTS SECURITIES LLC Sold out -119,109-119.1k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.11% of their portfolio NEW YORK, NY 21,946,47021.9m $2.8bn $2.8bn 0.11% Added +498.7k +498,702
2 BANK OF AMERICA CORP /DE/ 0.15% of their portfolio CHARLOTTE, NC 13,563,27413.6m $1.7bn $1.7bn 0.15% Reduced -1.2m -1,237,921
3 TIAA TRUST, NATIONAL ASSOCIATION 2.13% of their portfolio CHARLOTTE, NC 5,674,8235.7m $716.0m $716.0m 2.13% Added +383.7k +383,688
4 NORTHERN TRUST CORP 0.10% of their portfolio CHICAGO, IL 5,001,0665.0m $631.0m $631.0m 0.10% Added +270.2k +270,193
5 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 3,530,9073.5m $445.5m $445.5m 0.09% Added +111.6k +111,638
6 Betterment LLC 1.00% of their portfolio NEW YORK, NY 3,317,9373.3m $418.7m $418.7m 1.00% Added +89.8k +89,790
7 BlackRock, Inc. 0.01% of their portfolio New York, NY 3,284,9673.3m $414.5m $414.5m 0.01% First filing
8 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 2,944,2532.9m $371.5m $371.5m 0.12% Added +40.5k +40,529
9 Acorns Advisers, LLC 2.88% of their portfolio IRVINE, CA 2,311,4092.3m $291.7m $291.7m 2.88% Added +37.6k +37,646
10 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 2,262,9562.3m $285.5m $285.5m 0.07% Added +72 +72
11 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 2,178,1062.2m $274.8m $274.8m 0.02% Reduced -1.0m -1,046,706
12 Wealthfront Advisers LLC 0.69% of their portfolio Palo Alto, CA 1,767,2331.8m $223.0m $223.0m 0.69% Added +69.3k +69,329
13 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 1,448,8091.4m $182.8m $182.8m 0.08% Added +6.5k +6,472
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 793,662793.7k $100.1m $100.1m 0.09% Added +22.7k +22,738
15 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 768,648768.6k $97.0m $97.0m 0.15% Reduced -131.7k -131,685
16 Empower Advisory Group, LLC 0.32% of their portfolio Greenwood Village, CO 755,734755.7k $95.4m $95.4m 0.32% Reduced -12.8k -12,831
17 BNP PARIBAS FINANCIAL MARKETS 0.07% of their portfolio PARIS, I0 597,003597.0k $75.3m $75.3m 0.07% Added +80.2k +80,162
18 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.15% of their portfolio BOSTON, MA 572,091572.1k $72.2m $72.2m 1.15% Added +61.2k +61,171
19 CITIGROUP INC 0.06% of their portfolio NEW YORK, NY 552,247552.2k $69.7m $69.7m 0.06% Reduced -569.8k -569,815
20 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 526,727526.7k $66.5m $66.5m 0.01% Reduced -9.4k -9,428
21 Fiduciary Trust Co 0.92% of their portfolio Boston, MA 522,016522.0k $65.9m $65.9m 0.92% Added +22.6k +22,561
22 Mirae Asset Global Investments Co., Ltd. 0.29% of their portfolio SEOUL, M5 520,700520.7k $65.4m $65.4m 0.29% Unchanged
23 Envestnet Portfolio Solutions, Inc. 0.21% of their portfolio BERWYN, PA 514,517514.5k $64.9m $64.9m 0.21% Added +5.7k +5,689
24 CWM, LLC 0.21% of their portfolio OMAHA, NE 388,245388.2k $49.0m $49.0m 0.21% Reduced -62.0k -61,978
25 UBS Group AG 0.01% of their portfolio ZURICH, V8 376,534376.5k $47.5m $47.5m 0.01% Reduced -12.4k -12,390
26 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 366,477366.5k $46.2m $46.2m 0.01% Reduced -90.1k -90,069
27 MERCER GLOBAL ADVISORS INC /ADV 0.10% of their portfolio DENVER, CO 337,059337.1k $42.2m $42.2m 0.10% Reduced -14.0k -14,035
28 Ally Invest Advisors Inc. 3.65% of their portfolio CHARLOTTE, NC 325,968326.0k $41.1m $41.1m 3.65% Added +2.7k +2,713
29 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 315,684315.7k $39.8m $39.8m 0.15% Added +2.4k +2,380
30 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 315,249315.2k $39.8m $39.8m 0.09% Reduced -21.1k -21,068
31 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 309,508309.5k $39.1m $39.1m 0.06% Reduced -4.9k -4,925
32 Alesco Advisors, LLC, An ESL Co 1.15% of their portfolio Pittsford, NY 295,608295.6k $37.3m $37.3m 1.15% Reduced -8.1k -8,067
33 KEYBANK NATIONAL ASSOCIATION/OH 0.14% of their portfolio BROOKLYN, OH 283,798283.8k $35.8m $35.8m 0.14% Reduced -4.0k -4,023
34 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 280,235280.2k $35.4m $35.4m 0.08% Reduced -29.0k -29,035
35 IMPACTfolio, LLC 18.05% of their portfolio DENVER, CO 277,161277.2k $35.0m $35.0m 18.05% Added +7.4k +7,385
36 PARK AVENUE SECURITIES LLC 0.38% of their portfolio NEW YORK, NY 268,804268.8k $33.9m $33.9m 0.38% Reduced -9.3k -9,296
37 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 263,429263.4k $33.2m $33.2m 0.03% Reduced -2.7k -2,664
38 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 248,023248.0k $31.3m $31.3m 0.11% Added +671 +671
39 JOURNEY STRATEGIC WEALTH LLC 1.04% of their portfolio SUMMIT, NJ 225,475225.5k $28.5m $28.5m 1.04% Added +21.0k +21,017
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 205,346205.3k $25.9m $25.9m 0.06% Added +35.8k +35,811
41 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 186,199186.2k $23.5m $23.5m 0.07% New
42 Brookstone Capital Management 0.33% of their portfolio WHEATON, IL 178,442178.4k $22.5m $22.5m 0.33% Added +8.9k +8,936
43 DOHJ, LLC 5.18% of their portfolio SEATTLE, WA 177,825177.8k $22.2m $22.2m 5.18% Added +5.3k +5,327
44 Sharkey, Howes & Javer 3.13% of their portfolio DENVER, CO 174,396174.4k $22.0m $22.0m 3.13% Reduced -4.4k -4,388
45 Boulder Wealth Advisors, LLC 11.96% of their portfolio BOULDER, CO 174,341174.3k $22.0m $22.0m 11.96% Added +1.7k +1,699
46 MISSION WEALTH MANAGEMENT, LP 0.54% of their portfolio Santa Barbara, CA 173,656173.7k $21.9m $21.9m 0.54% Added +9.6k +9,560
47 CHOREO, LLC 0.31% of their portfolio ROCKFORD, IL 166,507166.5k $20.8m $20.8m 0.31% Reduced -1.8k -1,794
48 Joel Isaacson & Co., LLC 0.97% of their portfolio NEW YORK, NY 161,994162.0k $20.4m $20.4m 0.97% Added +16.7k +16,654
49 Sand Hill Global Advisors, LLC 0.85% of their portfolio Palo Alto, CA 159,675159.7k $20.1m $20.1m 0.85% Added +1.6k +1,610
50 Integrated Wealth Concepts LLC 0.24% of their portfolio WALTHAM, MA 156,235156.2k $19.7m $19.7m 0.24% Added +21.2k +21,155
51 Affinity Capital Advisors, LLC 3.70% of their portfolio BERKELEY, CA 151,458151.5k $19.1m $19.1m 3.70% Added +9.3k +9,330
52 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 148,999149.0k $18.8m $18.8m 0.03% Added +3.9k +3,909
53 Money Design Co.,Ltd. 0.91% of their portfolio TOKYO, M0 144,404144.4k $18.2m $18.2m 0.91% Reduced -1.5k -1,451
54 Erickson Financial Group, LLC 11.69% of their portfolio ALLENTOWN, PA 129,278129.3k $16.3m $16.3m 11.69% Reduced -2.1k -2,053
55 Financial Advocates Investment Management 0.35% of their portfolio OLYMPIA, WA 125,313125.3k $6.2m $6.2m 0.35% Added +117.1k +117,113
56 OneDigital Investment Advisors LLC 0.18% of their portfolio OVERLAND PARK, KS 124,747124.7k $15.7m $15.7m 0.18% Reduced -11.0k -10,973
57 AlTi Global, Inc. 0.37% of their portfolio NEW YORK, NY 122,273122.3k $15.4m $15.4m 0.37% Added +625 +625
58 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 119,778119.8k $15.1m $15.1m 0.01% Added +952 +952
59 Apella Capital, LLC 0.61% of their portfolio WEST HARTFORD, CT 118,315118.3k $14.8m $14.8m 0.61% Added +715 +715
60 One Wealth Advisors, LLC 2.28% of their portfolio SAN FRANCISCO, CA 117,558117.6k $14.8m $14.8m 2.28% Added +8 +8
61 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 114,298114.3k $14.4m $14.4m 0.09% Reduced -895 -895
62 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 110,868110.9k $13.9m $13.9m 0.01% Reduced -5.4k -5,353
63 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 105,401105.4k $13.3m $13.3m 0.02% Added +3.0k +3,007
64 FLPUTNAM INVESTMENT MANAGEMENT CO 0.24% of their portfolio PORTLAND, ME 105,015105.0k $13.3m $13.3m 0.24% Reduced -453 -453
65 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 104,994105.0k $13.2m $13.2m 0.02% Reduced -2.2k -2,185
66 Mariner, LLC 0.02% of their portfolio Overland Park, KS 102,298102.3k $12.9m $12.9m 0.02% Reduced -792 -792
67 CLIENT 1ST ADVISORY GROUP, LLC 5.09% of their portfolio DUNEDIN, FL 101,583101.6k $12.8m $12.8m 5.09% Reduced -3.2k -3,165
68 Prudent Man Advisors, LLC 4.23% of their portfolio NAPERVILLE, IL 100,422100.4k $12.7m $12.7m 4.23% Reduced -2.4k -2,421
69 STALEY CAPITAL ADVISERS INC 0.56% of their portfolio PITTSBURGH, PA 100,135100.1k $12.6m $12.6m 0.56% Unchanged
70 Blue Edge Capital, LLC 1.93% of their portfolio RICHMOND, VA 98,15998.2k $12.4m $12.4m 1.93% Reduced -2.6k -2,633
71 Plancorp, LLC 0.49% of their portfolio SAINT LOUIS, MO 95,50695.5k $12.1m $12.1m 0.49% Reduced -1.1k -1,098
72 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 95,46795.5k $12.0m $12.0m 0.00% Reduced -948 -948
73 Laurel Wealth Planning LLC 7.64% of their portfolio EDINA, MN 92,67592.7k $11.7m $11.7m 7.64% Reduced -6.1k -6,141
74 Van Hulzen Asset Management, LLC 0.84% of their portfolio EL DORADO HILLS, CA 91,59191.6k $11.6m $11.6m 0.84% Reduced -12.7k -12,719
75 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 91,28691.3k $11.5m $11.5m 0.02% Reduced -8.3k -8,298
76 HARBOUR INVESTMENTS, INC. 0.34% of their portfolio MADISON, WI 90,12190.1k $11.4m $11.4m 0.34% Added +2.4k +2,378
77 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 86,80086.8k $11.0m $11.0m 0.02% Reduced -53.0k -53,000
78 Northwest Capital Management Inc 3.85% of their portfolio Lake Oswego, OR 84,58884.6k $10.7m $10.7m 3.85% Reduced -2.0k -1,992
79 Clarity Asset Management, Inc. 7.33% of their portfolio AMES, IA 83,57383.6k $10.5m $10.5m 7.33% Reduced -2.6k -2,592
80 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 81,63781.6k $10.3m $10.3m 0.06% Reduced -4.9k -4,949
81 Keebeck Wealth Management 1.40% of their portfolio Chicago, IL 76,64576.6k $9.7m $9.7m 1.40% Reduced -8.6k -8,552
82 Relyea Zuckerberg Hanson LLC 1.45% of their portfolio STAMFORD, CT 75,30975.3k $9.5m $9.5m 1.45% Added +2.7k +2,684
83 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 73,35073.3k $9.3m $9.3m 0.01% Reduced -7.9k -7,916
84 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 72,36872.4k $9.1m $9.1m 0.00% Added +10.2k +10,180
85 Strategic Blueprint, LLC 0.57% of their portfolio ATLANTA, GA 71,83771.8k $9.1m $9.1m 0.57% Reduced -3.8k -3,751
86 Wealthspire Advisors, LLC 0.09% of their portfolio NEW YORK, NY 71,82171.8k $9.1m $9.1m 0.09% Added +57.0k +57,020
87 Parkside Advisors LLC 2.14% of their portfolio BERKELEY, CA 71,31871.3k $9.0m $9.0m 2.14% Reduced -441 -441
88 FMR LLC 0.00% of their portfolio BOSTON, MA 69,19769.2k $8.7m $8.7m 0.00% Added +12.7k +12,735
89 Sanctuary Advisors, LLC 0.06% of their portfolio INDIANAPOLIS, IN 67,20467.2k $8.8m $8.8m 0.06% Added +10.3k +10,327
90 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.07% of their portfolio IRVING, TX 65,81865.8k $8.3m $8.3m 0.07% Reduced -3.1k -3,097
91 Composition Wealth, LLC 0.19% of their portfolio LOS ANGELES, CA 65,23265.2k $8.2m $8.2m 0.19% Added +2.7k +2,735
92 Cypress Wealth Services, LLC 1.70% of their portfolio PALM DESERT, CA 64,98665.0k $8.2m $8.2m 1.70% Reduced -632 -632
93 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 62,74162.7k $7.9m $7.9m 0.01% Added +4.2k +4,185
94 OLD MISSION CAPITAL LLC 0.17% of their portfolio CHICAGO, IL 62,40062.4k $7.9m $7.9m 0.17% New
95 Icon Wealth Advisors, LLC 0.65% of their portfolio HOUSTON, TX 62,17862.2k $7.8m $7.8m 0.65% Reduced -655 -655
96 Financial Advisors, LLC 1.49% of their portfolio ANDOVER, MA 61,95862.0k $7.8m $7.8m 1.49% Reduced -284 -284
97 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 61,12761.1k $7.7m $7.7m 0.08% Added +512 +512
98 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.22% of their portfolio Seattle, WA 60,91960.9k $7.7m $7.7m 0.22% Reduced -249 -249
99 CFS Investment Advisory Services, LLC 0.61% of their portfolio TOTOWA, NJ 57,94257.9k $7.3m $7.3m 0.61% Reduced -2.1k -2,058
100 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 57,51157.5k $7.3m $7.3m 0.05% Reduced -1.2k -1,186