Vault-13

ISHARES TR ESGU

ESG AWR MSCI USA · ETP · CUSIP 46435G425

742 institutional holders -16 vs Q4 2023
106,452,609106.5m shares reported held*
$12.2bnreported value*
59 new 186 added 385 reduced 68 sold out net sold ≈ $1.9bn (-17.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $114.89. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 668Q4 22: 706Q1 23: 702Q2 23: 711Q3 23: 706Q4 23: 758Q1 24: 742742Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022668
Q4 2022706
Q1 2023702
Q2 2023711
Q3 2023706
Q4 2023758
Q1 2024742

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 243 bought or addedQ4 22: 387 cut or sold outQ4 22Q1 23: 234 bought or addedQ1 23: 419 cut or sold outQ1 23Q2 23: 282 bought or addedQ2 23: 389 cut or sold outQ2 23Q3 23: 207 bought or addedQ3 23: 423 cut or sold outQ3 23Q4 23: 321 bought or addedQ4 23: 329 cut or sold outQ4 23Q1 24: 245 bought or addedQ1 24: 453 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022243387
Q1 2023234419
Q2 2023282389
Q3 2023207423
Q4 2023321329
Q1 2024245453

Biggest buyers

MORGAN STANLEY Added +1,845,235+1.8m
JPMORGAN CHASE & CO Added +710,108+710.1k
NORTHERN TRUST CORP Added +521,298+521.3k
SG Americas Securities, LLC New +415,857+415.9k
BNP PARIBAS FINANCIAL MARKETS Added +358,182+358.2k
TORONTO DOMINION BANK New +243,000+243.0k
ROYAL BANK OF CANADA Added +158,758+158.8k
Wealthfront Advisers LLC Added +131,464+131.5k
TWO SIGMA ADVISERS, LP Added +125,000+125.0k
OLD MISSION CAPITAL LLC New +96,445+96.4k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -8,063,597-8.1m
LPL Financial LLC Reduced -1,364,167-1.4m
Envestnet Portfolio Solutions, Inc. Reduced -1,127,766-1.1m
Financial Gravity Asset Management, Inc. Reduced -1,014,785-1.0m
PARK AVENUE SECURITIES LLC Reduced -1,002,162-1.0m
OSAIC HOLDINGS, INC. Reduced -990,910-990.9k
CWM, LLC Reduced -988,102-988.1k
BlackRock Inc. Reduced -816,567-816.6k
MML INVESTORS SERVICES, LLC Reduced -640,627-640.6k
Janney Montgomery Scott LLC Reduced -430,087-430.1k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.11% of their portfolio NEW YORK, NY 22,059,86422.1m $2.5bn $2.5bn 0.11% Added +710.1k +710,108
2 BANK OF AMERICA CORP /DE/ 0.15% of their portfolio CHARLOTTE, NC 13,478,48213.5m $1.5bn $1.5bn 0.15% Reduced -49.7k -49,709
3 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 8,213,0378.2m $944.2m $944.2m 0.03% Added +1.8m +1,845,235
4 ENVESTNET ASSET MANAGEMENT INC 0.20% of their portfolio Berwyn, PA 4,637,3724.6m $533.1m $533.1m 0.20% Reduced -8.1m -8,063,597
5 TIAA TRUST, NATIONAL ASSOCIATION 1.61% of their portfolio CHARLOTTE, NC 4,583,9764.6m $527.0m $527.0m 1.61% Added +767 +767
6 BlackRock Inc. 0.01% of their portfolio New York, NY 4,463,4484.5m $513.1m $513.1m 0.01% Reduced -816.6k -816,567
7 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 3,723,2503.7m $428.0m $428.0m 0.09% Reduced -81.6k -81,557
8 NORTHERN TRUST CORP 0.07% of their portfolio CHICAGO, IL 3,621,3423.6m $416.3m $416.3m 0.07% Added +521.3k +521,298
9 Betterment LLC 0.79% of their portfolio NEW YORK, NY 2,562,3222.6m $294.6m $294.6m 0.79% Added +8.8k +8,838
10 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 2,347,3542.3m $269.9m $269.9m 0.07% Reduced -68.4k -68,420
11 Acorns Advisers, LLC 2.86% of their portfolio IRVINE, CA 2,228,9412.2m $256.2m $256.2m 2.86% Added +37.4k +37,438
12 Bank of Italy 6.58% of their portfolio ROME, L6 2,068,9082.1m $237.8m $237.8m 6.58% Unchanged
13 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 2,000,9262.0m $230.0m $230.0m 0.12% Reduced -1.4m -1,364,167
14 Wealthfront Advisers LLC 0.67% of their portfolio Palo Alto, CA 1,671,0081.7m $192.1m $192.1m 0.67% Added +131.5k +131,464
15 SUMITOMO MITSUI FINANCIAL GROUP, INC. 4.14% of their portfolio TOKYO, M0 1,160,6141.2m $133.4m $133.4m 4.14% Unchanged
16 COMMONWEALTH EQUITY SERVICES, LLC 0.18% of their portfolio WALTHAM, MA 951,194951.2k $109.3m $109.3m 0.18% Reduced -106.2k -106,188
17 Empower Advisory Group, LLC 0.34% of their portfolio Greenwood Village, CO 792,773792.8k $91.1m $91.1m 0.34% Reduced -33.2k -33,189
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 771,648771.6k $88.7m $88.7m 0.09% Added +36.9k +36,890
19 Envestnet Portfolio Solutions, Inc. 0.33% of their portfolio BERWYN, PA 757,806757.8k $87.1m $87.1m 0.33% Reduced -1.1m -1,127,766
20 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 656,561656.6k $75.5m $75.5m 0.02% Added +158.8k +158,758
21 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 620,297620.3k $71.3m $71.3m 0.08% Added +93.5k +93,481
22 CWM, LLC 0.30% of their portfolio OMAHA, NE 534,583534.6k $61.5m $61.5m 0.30% Reduced -988.1k -988,102
23 Mirae Asset Global Investments Co., Ltd. 0.13% of their portfolio SEOUL, M5 526,300526.3k $60.5m $60.5m 0.13% Reduced -115.7k -115,730
24 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 524,330524.3k $60.8m $60.8m 0.02% Reduced -181.0k -180,999
25 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.57% of their portfolio BOSTON, MA 505,134505.1k $58.1m $58.1m 1.57% Reduced -23.4k -23,378
26 MML INVESTORS SERVICES, LLC 0.24% of their portfolio SPRINGFIELD, MA 500,693500.7k $57.6m $57.6m 0.24% Reduced -640.6k -640,627
27 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 476,189476.2k $54.7m $54.7m 0.13% Added +86.3k +86,339
28 Fiduciary Trust Co 0.83% of their portfolio Boston, MA 469,968470.0k $54.0m $54.0m 0.83% Added +18.3k +18,282
29 PARK AVENUE SECURITIES LLC 0.68% of their portfolio NEW YORK, NY 461,008461.0k $53.0m $53.0m 0.68% Reduced -1.0m -1,002,162
30 BNP PARIBAS FINANCIAL MARKETS 0.06% of their portfolio PARIS, I0 450,787450.8k $51.8m $51.8m 0.06% Added +358.2k +358,182
31 SG Americas Securities, LLC 0.24% of their portfolio NEW YORK, NY 415,857415.9k $47.8m $47.8m 0.24% New
32 UBS Group AG 0.01% of their portfolio ZURICH, V8 382,399382.4k $44.0m $44.0m 0.01% Reduced -27.0k -26,966
33 MERCER GLOBAL ADVISORS INC /ADV 0.12% of their portfolio DENVER, CO 357,305357.3k $41.1m $41.1m 0.12% Added +45.9k +45,927
34 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 317,497317.5k $36.5m $36.5m 0.06% Reduced -33.6k -33,568
35 Ally Invest Advisors Inc. 3.59% of their portfolio CHARLOTTE, NC 314,910314.9k $36.2m $36.2m 3.59% Reduced -733 -733
36 Alesco Advisors, LLC, An ESL Co 1.19% of their portfolio Pittsford, NY 314,160314.2k $36.1m $36.1m 1.19% Reduced -8.0k -7,995
37 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 306,855306.9k $35.3m $35.3m 0.08% Reduced -990.9k -990,910
38 KEYBANK NATIONAL ASSOCIATION/OH 0.13% of their portfolio BROOKLYN, OH 277,780277.8k $31.9m $31.9m 0.13% Added +42.2k +42,226
39 IMPACTfolio, LLC 18.20% of their portfolio DENVER, CO 261,982262.0k $30.1m $30.1m 18.20% Added +63.1k +63,140
40 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 259,119259.1k $29.8m $29.8m 0.11% Reduced -87.2k -87,166
41 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 257,512257.5k $29.6m $29.6m 0.03% Added +10.8k +10,751
42 TORONTO DOMINION BANK 0.04% of their portfolio TORONTO, ONTARIO, A6 243,000243.0k $27.9m $27.9m 0.04% New
43 Sharkey, Howes & Javer 3.87% of their portfolio DENVER, CO 205,742205.7k $23.7m $23.7m 3.87% Reduced -18.8k -18,778
44 Brookstone Capital Management 0.42% of their portfolio WHEATON, IL 204,811204.8k $23.5m $23.5m 0.42% Reduced -24.9k -24,851
45 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 204,743204.7k $23.5m $23.5m 0.07% Reduced -430.1k -430,087
46 TWO SIGMA ADVISERS, LP 0.05% of their portfolio NEW YORK, NY 193,800193.8k $22.3m $22.3m 0.05% Added +125.0k +125,000
47 JOURNEY STRATEGIC WEALTH LLC 0.95% of their portfolio SUMMIT, NJ 187,052187.1k $21.5m $21.5m 0.95% Added +3.5k +3,525
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 185,455185.5k $21.3m $21.3m 0.06% Reduced -21.6k -21,581
49 CHOREO, LLC 0.51% of their portfolio ROCKFORD, IL 171,792171.8k $19.7m $19.7m 0.51% Reduced -1.5k -1,519
50 DOHJ, LLC 5.22% of their portfolio SEATTLE, WA 171,194171.2k $19.7m $19.7m 5.22% Reduced -18.2k -18,247
51 Boulder Wealth Advisors, LLC 12.07% of their portfolio BOULDER, CO 169,546169.5k $19.5m $19.5m 12.07% First filing
52 Money Design Co.,Ltd. 1.05% of their portfolio TOKYO, M0 167,336167.3k $19.2m $19.2m 1.05% Reduced -7.3k -7,342
53 MISSION WEALTH MANAGEMENT, LP 0.51% of their portfolio Santa Barbara, CA 165,601165.6k $19.0m $19.0m 0.51% Reduced -1.9k -1,858
54 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 159,023159.0k $18.3m $18.3m 0.01% Reduced -11.1k -11,082
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 158,826158.8k $18.3m $18.3m 0.03% Added +78.4k +78,442
56 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 158,794158.8k $18.3m $18.3m 0.03% Reduced -2.4k -2,435
57 Sand Hill Global Advisors, LLC 0.86% of their portfolio Palo Alto, CA 157,358157.4k $18.1m $18.1m 0.86% Reduced -7.9k -7,881
58 Integrated Wealth Concepts LLC 0.25% of their portfolio WALTHAM, MA 152,440152.4k $17.5m $17.5m 0.25% Reduced -20.3k -20,312
59 TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio NEW YORK, NY 146,500146.5k $16.8m $16.8m 0.04% Added +13.8k +13,800
60 Joel Isaacson & Co., LLC 0.91% of their portfolio NEW YORK, NY 144,804144.8k $16.6m $16.6m 0.91% Added +6.9k +6,925
61 Van Hulzen Asset Management, LLC 1.06% of their portfolio EL DORADO HILLS, CA 139,311139.3k $16.0m $16.0m 1.06% Reduced -4.8k -4,839
62 One Wealth Advisors, LLC 2.73% of their portfolio SAN FRANCISCO, CA 136,395136.4k $15.7m $15.7m 2.73% Reduced -42.0k -42,021
63 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 132,600132.6k $15.2m $15.2m 0.03% Reduced -50.0k -50,000
64 Erickson Financial Group, LLC 11.93% of their portfolio ALLENTOWN, PA 132,378132.4k $15.2m $15.2m 11.93% Added +671 +671
65 Northwest Capital Management Inc 4.85% of their portfolio Lake Oswego, OR 131,882131.9k $15.2m $15.2m 4.85% Reduced -2.3k -2,303
66 Affinity Capital Advisors, LLC 3.31% of their portfolio BERKELEY, CA 129,157129.2k $14.8m $14.8m 3.31% Added +15.6k +15,604
67 NewEdge Advisors, LLC 0.12% of their portfolio NEW ORLEANS, LA 123,508123.5k $14.2m $14.2m 0.12% Reduced -225.7k -225,718
68 SPINNAKER TRUST 0.90% of their portfolio PORTLAND, ME 120,925120.9k $13.9m $13.9m 0.90% Reduced -1.1k -1,051
69 Apella Capital, LLC 0.69% of their portfolio WEST HARTFORD, CT 120,597120.6k $13.8m $13.8m 0.69% Added +664 +664
70 Icon Wealth Advisors, LLC 1.28% of their portfolio HOUSTON, TX 119,480119.5k $13.7m $13.7m 1.28% Reduced -93.3k -93,297
71 CLIENT 1ST ADVISORY GROUP, LLC 6.14% of their portfolio DUNEDIN, FL 118,964119.0k $13.7m $13.7m 6.14% Reduced -15.5k -15,496
72 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 118,710118.7k $13.6m $13.6m 0.02% Reduced -44.1k -44,124
73 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 116,221116.2k $13.4m $13.4m 0.02% Reduced -3.6k -3,640
74 AlTi Global, Inc. 0.36% of their portfolio NEW YORK, NY 111,634111.6k $12.8m $12.8m 0.36% Added +33.0k +33,013
75 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 103,756103.8k $11.9m $11.9m 0.02% Reduced -74.1k -74,114
76 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 102,560102.6k $11.8m $11.8m 0.00% Reduced -26.8k -26,751
77 Mariner, LLC 0.02% of their portfolio Overland Park, KS 100,719100.7k $11.6m $11.6m 0.02% Added +12.5k +12,500
78 Plancorp, LLC 0.50% of their portfolio SAINT LOUIS, MO 100,267100.3k $11.5m $11.5m 0.50% Reduced -1.5k -1,496
79 Blue Edge Capital, LLC 1.93% of their portfolio RICHMOND, VA 100,232100.2k $11.5m $11.5m 1.93% Added +12.3k +12,350
80 STALEY CAPITAL ADVISERS INC 0.54% of their portfolio PITTSBURGH, PA 100,135100.1k $11.5m $11.5m 0.54% Unchanged
81 Laurel Wealth Planning LLC 7.58% of their portfolio EDINA, MN 99,29999.3k $11.4m $11.4m 7.58% Added +3.6k +3,578
82 FLPUTNAM INVESTMENT MANAGEMENT CO 0.24% of their portfolio PORTLAND, ME 98,15498.2k $11.3m $11.3m 0.24% Added +14.2k +14,193
83 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 97,65497.7k $11.2m $11.2m 0.02% Added +4.5k +4,512
84 OLD MISSION CAPITAL LLC 0.27% of their portfolio CHICAGO, IL 96,44596.4k $11.1m $11.1m 0.27% New
85 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 94,01694.0k $10.8m $10.8m 0.07% Reduced -20.3k -20,296
86 Atria Wealth Solutions, Inc. 0.12% of their portfolio NEW YORK, NY 93,68493.7k $10.8m $10.8m 0.12% Reduced -97.7k -97,734
87 Spectrum Wealth Counsel, LLC 1.31% of their portfolio INDIANAPOLIS, IN 93,00493.0k $10.7m $10.7m 1.31% Added +1.3k +1,263
88 Lineweaver Wealth Advisors, LLC 2.54% of their portfolio VALLEY VIEW, OH 92,98193.0k $10.7m $10.7m 2.54% Reduced -717 -717
89 Strategic Blueprint, LLC 0.75% of their portfolio ATLANTA, GA 91,60591.6k $10.5m $10.5m 0.75% Reduced -26.8k -26,808
90 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 89,45389.5k $10.3m $10.3m 0.01% Reduced -136.0k -135,983
91 B. Riley Wealth Advisors, Inc. 0.22% of their portfolio MEMPHIS, TN 87,57487.6k $8.3m $8.3m 0.22% Added +18.9k +18,884
92 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 87,27987.3k $10.0m $10.0m 0.01% Reduced -8.9k -8,940
93 HARBOUR INVESTMENTS, INC. 0.35% of their portfolio MADISON, WI 87,08387.1k $10.0m $10.0m 0.35% Reduced -16.0k -16,016
94 Keebeck Wealth Management 1.47% of their portfolio Chicago, IL 86,65786.7k $10.0m $10.0m 1.47% Reduced -35.2k -35,229
95 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 85,92685.9k $9.9m $9.9m 0.00% Added +548 +548
96 Clarity Asset Management, Inc. 6.61% of their portfolio AMES, IA 83,27783.3k $9.6m $9.6m 6.61% Reduced -140.2k -140,190
97 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 78,19178.2k $9.0m $9.0m 0.00% Reduced -221.4k -221,369
98 TNF LLC 3.39% of their portfolio BILLINGS, MT 77,13477.1k $8.6m $8.6m 3.39% Reduced -15.8k -15,769
99 Prudent Man Advisors, LLC 3.30% of their portfolio NAPERVILLE, IL 76,53276.5k $8.8m $8.8m 3.30% Reduced -1.7k -1,726
100 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 75,43475.4k $8.7m $8.7m 0.08% Reduced -33.7k -33,703