Vault-13

ISHARES TR ESGU

ESG AWR MSCI USA · ETP · CUSIP 46435G425

758 institutional holders +52 vs Q3 2023
124,584,079124.6m shares reported held*
$13.0bnreported value*
49 new 272 added 284 reduced 45 sold out net bought ≈ $1.3bn (+12.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $104.32. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 668Q4 22: 706Q1 23: 702Q2 23: 711Q3 23: 706Q4 23: 758758Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022668
Q4 2022706
Q1 2023702
Q2 2023711
Q3 2023706
Q4 2023758

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 243 bought or addedQ4 22: 387 cut or sold outQ4 22Q1 23: 234 bought or addedQ1 23: 419 cut or sold outQ1 23Q2 23: 282 bought or addedQ2 23: 389 cut or sold outQ2 23Q3 23: 207 bought or addedQ3 23: 423 cut or sold outQ3 23Q4 23: 321 bought or addedQ4 23: 329 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022243387
Q1 2023234419
Q2 2023282389
Q3 2023207423
Q4 2023321329

Biggest buyers

JPMORGAN CHASE & CO Added +13,028,882+13.0m
MORGAN STANLEY Added +3,554,559+3.6m
BANK OF AMERICA CORP /DE/ Added +565,540+565.5k
CITIGROUP INC Added +445,566+445.6k
ENVESTNET ASSET MANAGEMENT INC Added +382,145+382.1k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Added +241,794+241.8k
Envestnet Portfolio Solutions, Inc. Added +107,590+107.6k
GOLDMAN SACHS GROUP INC Added +105,375+105.4k
SUMITOMO MITSUI FINANCIAL GROUP, INC. Added +93,614+93.6k
Wealthfront Advisers LLC Added +78,338+78.3k

Biggest sellers

Mizuho Bank, Ltd. Sold out -2,500,000-2.5m
NORTHERN TRUST CORP Reduced -1,460,948-1.5m
Varma Mutual Pension Insurance Co Sold out -913,494-913.5k
OSAIC HOLDINGS, INC. Reduced -537,926-537.9k
TORONTO DOMINION BANK Sold out -242,000-242.0k
BlackRock Inc. Reduced -204,317-204.3k
Mirae Asset Global Investments Co., Ltd. Reduced -170,000-170.0k
MERCER GLOBAL ADVISORS INC /ADV Reduced -152,641-152.6k
Virtus Investment Advisers, LLC Sold out -131,711-131.7k
Kestra Advisory Services, LLC Reduced -123,438-123.4k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.11% of their portfolio NEW YORK, NY 21,349,75621.3m $2.2bn $2.2bn 0.11% Added +13.0m +13,028,882
2 BANK OF AMERICA CORP /DE/ 0.16% of their portfolio CHARLOTTE, NC 13,528,19113.5m $1.4bn $1.4bn 0.16% Added +565.5k +565,540
3 ENVESTNET ASSET MANAGEMENT INC 0.55% of their portfolio Berwyn, PA 12,700,96912.7m $1.3bn $1.3bn 0.55% Added +382.1k +382,145
4 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 6,367,8026.4m $668.1m $668.1m 0.03% Added +3.6m +3,554,559
5 BlackRock Inc. 0.01% of their portfolio New York, NY 5,280,0155.3m $554.0m $554.0m 0.01% Reduced -204.3k -204,317
6 TIAA TRUST, NATIONAL ASSOCIATION 1.60% of their portfolio CHARLOTTE, NC 4,583,2094.6m $480.9m $480.9m 1.60% Added +20.1k +20,119
7 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 3,804,8073.8m $399.2m $399.2m 0.09% Added +105.4k +105,375
8 LPL Financial LLC 0.21% of their portfolio FORT MILL, SC 3,365,0933.4m $353.1m $353.1m 0.21% Added +16.8k +16,780
9 NORTHERN TRUST CORP 0.06% of their portfolio CHICAGO, IL 3,100,0443.1m $325.3m $325.3m 0.06% Reduced -1.5m -1,460,948
10 Betterment LLC 0.77% of their portfolio NEW YORK, NY 2,553,4842.6m $267.9m $267.9m 0.77% Reduced -11.5k -11,548
11 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 2,415,7742.4m $253.5m $253.5m 0.07% Reduced -66.9k -66,931
12 Acorns Advisers, LLC 2.82% of their portfolio IRVINE, CA 2,191,5032.2m $229.9m $229.9m 2.82% Added +45.2k +45,234
13 Bank of Italy 7.09% of their portfolio ROME, L6 2,068,9082.1m $217.1m $217.1m 7.09% Unchanged
14 Envestnet Portfolio Solutions, Inc. 0.82% of their portfolio BERWYN, PA 1,885,5721.9m $197.8m $197.8m 0.82% Added +107.6k +107,590
15 Wealthfront Advisers LLC 0.62% of their portfolio Palo Alto, CA 1,539,5441.5m $161.5m $161.5m 0.62% Added +78.3k +78,338
16 CWM, LLC 0.86% of their portfolio OMAHA, NE 1,522,6851.5m $159.8m $159.8m 0.86% Reduced -14.5k -14,460
17 PARK AVENUE SECURITIES LLC 2.12% of their portfolio NEW YORK, NY 1,463,1701.5m $153.5m $153.5m 2.12% Added +36.1k +36,129
18 OSAIC HOLDINGS, INC. 0.24% of their portfolio SCOTTSDALE, AZ 1,297,7651.3m $136.2m $136.2m 0.24% Reduced -537.9k -537,926
19 SUMITOMO MITSUI FINANCIAL GROUP, INC. 3.86% of their portfolio TOKYO, M0 1,160,6141.2m $121.8m $121.8m 3.86% Added +93.6k +93,614
20 MML INVESTORS SERVICES, LLC 0.55% of their portfolio SPRINGFIELD, MA 1,141,3201.1m $119.7m $119.7m 0.55% Added +44.4k +44,388
21 COMMONWEALTH EQUITY SERVICES, LLC 0.20% of their portfolio WALTHAM, MA 1,057,3821.1m $110.9m $110.9m 0.20% Reduced -42.3k -42,318
22 Financial Gravity Asset Management, Inc. 0.39% of their portfolio Lakeway, TX 1,044,3201.0m $35.4m $35.4m 0.39% Added +17.2k +17,218
23 Empower Advisory Group, LLC 0.34% of their portfolio Greenwood Village, CO 825,962826.0k $86.7m $86.7m 0.34% Reduced -10.0k -10,040
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 734,758734.8k $77.1m $77.1m 0.09% Added +42.7k +42,723
25 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 705,329705.3k $74.0m $74.0m 0.02% Added +6.6k +6,598
26 Mirae Asset Global Investments Co., Ltd. 0.14% of their portfolio SEOUL, M5 642,030642.0k $67.4m $67.4m 0.14% Reduced -170.0k -170,000
27 Janney Montgomery Scott LLC 0.22% of their portfolio PHILADELPHIA, PA 634,830634.8k $66.6m $66.6m 0.22% Added +14.8k +14,754
28 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.22% of their portfolio BOSTON, MA 528,512528.5k $55.5m $55.5m 1.22% Added +61.4k +61,362
29 CITIGROUP INC 0.07% of their portfolio NEW YORK, NY 526,816526.8k $55.3m $55.3m 0.07% Added +445.6k +445,566
30 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 497,803497.8k $52.2m $52.2m 0.01% Reduced -53.0k -52,982
31 WEALTHSOURCE PARTNERS, LLC 3.27% of their portfolio SAN LUIS OBISPO, CA 478,322478.3k $50.2m $50.2m 3.27% Reduced -39.8k -39,799
32 Fiduciary Trust Co 0.79% of their portfolio Boston, MA 451,686451.7k $47.4m $47.4m 0.79% Added +51.6k +51,564
33 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 4.91% of their portfolio Westlake, OH 431,035431.0k $45.2m $45.2m 4.91% Added +42.2k +42,234
34 UBS Group AG 0.02% of their portfolio ZURICH, V8 409,365409.4k $43.0m $43.0m 0.02% Reduced -14.8k -14,825
35 Cetera Investment Advisers 0.33% of their portfolio SCHAUMBURG, IL 389,850389.9k $40.9m $40.9m 0.33% Reduced -53.6k -53,552
36 Cetera Advisor Networks LLC 0.21% of their portfolio EL SEGUNDO, CA 366,992367.0k $38.5m $38.5m 0.21% Added +61.2k +61,152
37 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 351,065351.1k $36.8m $36.8m 0.06% Added +19.5k +19,542
38 NewEdge Advisors, LLC 0.35% of their portfolio NEW ORLEANS, LA 349,226349.2k $36.8m $36.8m 0.35% Added +17.6k +17,606
39 JB Capital LLC 2.70% of their portfolio WETHERSFIELD, CT 348,421348.4k $36.6m $36.6m 2.70% Added +39.6k +39,576
40 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 346,285346.3k $36.3m $36.3m 0.15% Reduced -13.9k -13,916
41 Alesco Advisors, LLC, An ESL Co 1.19% of their portfolio Pittsford, NY 322,155322.2k $33.8m $33.8m 1.19% Reduced -26.3k -26,322
42 Ally Invest Advisors Inc. 3.53% of their portfolio CHARLOTTE, NC 315,643315.6k $33.1m $33.1m 3.53% Added +10.3k +10,305
43 MERCER GLOBAL ADVISORS INC /ADV 0.10% of their portfolio DENVER, CO 311,378311.4k $32.7m $32.7m 0.10% Reduced -152.6k -152,641
44 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 299,560299.6k $31.4m $31.4m 0.01% Added +12.2k +12,195
45 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.26% of their portfolio IRVING, TX 298,248298.2k $31.3m $31.3m 0.26% Added +241.8k +241,794
46 Vestcor Inc 0.96% of their portfolio FREDERICTON, A3 269,500269.5k $28.3m $28.3m 0.96% Unchanged
47 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 246,761246.8k $25.9m $25.9m 0.05% Added +9.6k +9,611
48 KEYBANK NATIONAL ASSOCIATION/OH 0.11% of their portfolio BROOKLYN, OH 235,554235.6k $24.7m $24.7m 0.11% Added +8.3k +8,341
49 Brookstone Capital Management 0.47% of their portfolio WHEATON, IL 229,662229.7k $24.1m $24.1m 0.47% Reduced -2.2k -2,205
50 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 225,436225.4k $23.7m $23.7m 0.03% Added +19.4k +19,373
51 Sharkey, Howes & Javer 4.16% of their portfolio DENVER, CO 224,520224.5k $23.6m $23.6m 4.16% Reduced -9.3k -9,345
52 Clarity Asset Management, Inc. 18.54% of their portfolio AMES, IA 223,467223.5k $23.4m $23.4m 18.54% First filing
53 Icon Wealth Advisors, LLC 2.32% of their portfolio HOUSTON, TX 212,777212.8k $22.3m $22.3m 2.32% First filing
54 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 207,036207.0k $21.7m $21.7m 0.06% Reduced -49.4k -49,389
55 IMPACTfolio, LLC 13.57% of their portfolio DENVER, CO 198,842198.8k $20.9m $20.9m 13.57% Added +7.5k +7,544
56 Atria Wealth Solutions, Inc. 0.25% of their portfolio NEW YORK, NY 191,418191.4k $20.1m $20.1m 0.25% Reduced -30.7k -30,663
57 DOHJ, LLC 5.87% of their portfolio SEATTLE, WA 189,441189.4k $19.9m $19.9m 5.87% Added +25.2k +25,201
58 JOURNEY STRATEGIC WEALTH LLC 0.91% of their portfolio SUMMIT, NJ 183,527183.5k $19.3m $19.3m 0.91% Added +9.2k +9,214
59 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 182,600182.6k $19.0m $19.0m 0.03% Reduced -56.3k -56,313
60 One Wealth Advisors, LLC 3.60% of their portfolio SAN FRANCISCO, CA 178,416178.4k $18.7m $18.7m 3.60% Reduced -950 -950
61 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 177,870177.9k $18.7m $18.7m 0.03% Reduced -5.0k -4,994
62 Money Design Co.,Ltd. 1.03% of their portfolio TOKYO, M0 174,678174.7k $18.3m $18.3m 1.03% Reduced -17.9k -17,934
63 CHOREO, LLC 0.49% of their portfolio ROCKFORD, IL 173,311173.3k $18.2m $18.2m 0.49% Reduced -3.5k -3,463
64 Integrated Wealth Concepts LLC 0.30% of their portfolio WALTHAM, MA 172,752172.8k $18.1m $18.1m 0.30% Reduced -9.0k -9,012
65 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 170,105170.1k $17.8m $17.8m 0.01% Added +1.1k +1,094
66 MISSION WEALTH MANAGEMENT, LP 0.58% of their portfolio Santa Barbara, CA 167,459167.5k $17.6m $17.6m 0.58% Added +30.7k +30,744
67 Sand Hill Global Advisors, LLC 0.83% of their portfolio Palo Alto, CA 165,239165.2k $17.3m $17.3m 0.83% Added +2.5k +2,513
68 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 162,834162.8k $17.1m $17.1m 0.03% Reduced -4.9k -4,932
69 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 161,229161.2k $16.9m $16.9m 0.03% Reduced -7.1k -7,066
70 Atria Investments, Inc 0.25% of their portfolio Charlotte, NC 152,557152.6k $16.0m $16.0m 0.25% Added +7.5k +7,545
71 Austin Private Wealth, LLC 1.96% of their portfolio Austin, TX 147,649147.6k $15.5m $15.5m 1.96% Added +23.6k +23,616
72 Van Hulzen Asset Management, LLC 1.06% of their portfolio EL DORADO HILLS, CA 144,150144.2k $15.1m $15.1m 1.06% Reduced -3.0k -3,050
73 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 140,457140.5k $14.7m $14.7m 0.02% Reduced -7.2k -7,159
74 Joel Isaacson & Co., LLC 0.89% of their portfolio NEW YORK, NY 137,879137.9k $14.5m $14.5m 0.89% Added +1.3k +1,341
75 CLIENT 1ST ADVISORY GROUP, LLC 6.85% of their portfolio DUNEDIN, FL 134,460134.5k $14.1m $14.1m 6.85% Reduced -28.3k -28,286
76 Northwest Capital Management Inc 4.72% of their portfolio Lake Oswego, OR 134,185134.2k $14.1m $14.1m 4.72% Reduced -4.5k -4,467
77 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 132,700132.7k $13.9m $13.9m 0.03% Added +71.0k +71,000
78 Erickson Financial Group, LLC 11.48% of their portfolio ALLENTOWN, PA 131,707131.7k $13.8m $13.8m 11.48% Added +2.5k +2,548
79 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 129,311129.3k $13.6m $13.6m 0.01% Added +56.1k +56,115
80 SPINNAKER TRUST 0.87% of their portfolio PORTLAND, ME 121,976122.0k $12.8m $12.8m 0.87% Reduced -389 -389
81 Keebeck Wealth Management 2.11% of their portfolio Chicago, IL 121,886121.9k $12.8m $12.8m 2.11% Added +12.1k +12,071
82 Spectrum Asset Management, Inc. (NB/CA) 5.59% of their portfolio NEWPORT BEACH, CA 120,336120.3k $12.6m $12.6m 5.59% Added +58.9k +58,901
83 Apella Capital, LLC 0.69% of their portfolio WEST HARTFORD, CT 119,933119.9k $12.3m $12.3m 0.69% Reduced -12.3k -12,258
84 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 119,861119.9k $12.6m $12.6m 0.02% Added +5.3k +5,298
85 West Wealth Group, LLC 4.92% of their portfolio Irvine, CA 118,827118.8k $12.5m $12.5m 4.92% Reduced -37 -37
86 Strategic Blueprint, LLC 1.03% of their portfolio ATLANTA, GA 118,413118.4k $12.4m $12.4m 1.03% Reduced -25.2k -25,242
87 Cetera Advisors LLC 0.17% of their portfolio DENVER, CO 114,450114.5k $12.0m $12.0m 0.17% Added +3.7k +3,677
88 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 114,312114.3k $12.0m $12.0m 0.10% Reduced -123.4k -123,438
89 Affinity Capital Advisors, LLC 2.91% of their portfolio BERKELEY, CA 113,553113.6k $11.9m $11.9m 2.91% Added +23.0k +23,028
90 CFS Investment Advisory Services, LLC 2.06% of their portfolio TOTOWA, NJ 109,221109.2k $11.5m $11.5m 2.06% Reduced -3.4k -3,434
91 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 109,137109.1k $11.5m $11.5m 0.11% Added +2.9k +2,850
92 Merit Financial Group, LLC 0.34% of their portfolio ALPHARETTA, GA 107,497107.5k $11.3m $11.3m 0.34% Added +217 +217
93 Maia Wealth LLC 4.42% of their portfolio DENVER, CO 104,366104.4k $11.0m $11.0m 4.42% First filing
94 Orion Porfolio Solutions, LLC 0.13% of their portfolio OMAHA, NE 103,865103.9k $10.9m $10.9m 0.13% Added +3.3k +3,310
95 Orion Portfolio Solutions, LLC 0.13% of their portfolio Omaha, NE 103,865103.9k $10.9m $10.9m 0.13% Added +3.3k +3,310
96 HARBOUR INVESTMENTS, INC. 0.45% of their portfolio MADISON, WI 103,099103.1k $10.8m $10.8m 0.45% Reduced -1.1k -1,108
97 Plancorp, LLC 0.51% of their portfolio SAINT LOUIS, MO 101,763101.8k $10.7m $10.7m 0.51% Added +2.7k +2,745
98 STALEY CAPITAL ADVISERS INC 0.52% of their portfolio PITTSBURGH, PA 100,135100.1k $10.5m $10.5m 0.52% Unchanged
99 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 96,21996.2k $10.1m $10.1m 0.01% Reduced -37.3k -37,277
100 Cypress Wealth Services, LLC 2.52% of their portfolio PALM DESERT, CA 96,19096.2k $10.1m $10.1m 2.52% Reduced -7.6k -7,603