Vault-13

ISHARES TR ESGU

ESG AWR MSCI USA · ETP · CUSIP 46435G425

706 institutional holders -5 vs Q2 2023
113,488,844113.5m shares reported held*
$10.6bnreported value*
45 new 162 added 373 reduced 50 sold out net sold ≈ $1.9bn (-19.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $93.15. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 668Q4 22: 706Q1 23: 702Q2 23: 711Q3 23: 706706Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022668
Q4 2022706
Q1 2023702
Q2 2023711
Q3 2023706

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 243 bought or addedQ4 22: 387 cut or sold outQ4 22Q1 23: 234 bought or addedQ1 23: 419 cut or sold outQ1 23Q2 23: 282 bought or addedQ2 23: 389 cut or sold outQ2 23Q3 23: 207 bought or addedQ3 23: 423 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022243387
Q1 2023234419
Q2 2023282389
Q3 2023207423

Biggest buyers

SUMITOMO MITSUI FINANCIAL GROUP, INC. New +1,067,000+1.1m
Financial Gravity Asset Management, Inc. Added +937,404+937.4k
Varma Mutual Pension Insurance Co New +913,494+913.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +201,977+202.0k
NORTHERN TRUST CORP Added +152,203+152.2k
NATIONAL BANK OF CANADA /FI/ Added +100,713+100.7k
Affinity Capital Advisors, LLC Added +82,181+82.2k
US BANCORP \DE\ Added +75,595+75.6k
ROYAL BANK OF CANADA Added +55,682+55.7k
Wealthfront Advisers LLC Added +53,091+53.1k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -8,615,705-8.6m
LPL Financial LLC Reduced -1,418,868-1.4m
CWM, LLC Reduced -1,230,542-1.2m
BANK OF AMERICA CORP /DE/ Reduced -1,064,977-1.1m
MORGAN STANLEY Reduced -1,000,202-1.0m
Qube Research & Technologies Ltd Reduced -688,363-688.4k
BlackRock Inc. Reduced -603,300-603.3k
PARK AVENUE SECURITIES LLC Reduced -600,383-600.4k
CITIGROUP INC Reduced -593,295-593.3k
JPMORGAN CHASE & CO Reduced -480,786-480.8k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.15% of their portfolio CHARLOTTE, NC 12,962,65113.0m $1.2bn $1.2bn 0.15% Reduced -1.1m -1,064,977
2 ENVESTNET ASSET MANAGEMENT INC 0.53% of their portfolio Berwyn, PA 12,318,82412.3m $1.2bn $1.2bn 0.53% Reduced -8.6m -8,615,705
3 JPMORGAN CHASE & CO 0.09% of their portfolio NEW YORK, NY 8,320,8748.3m $781.4m $781.4m 0.09% Reduced -480.8k -480,786
4 BlackRock Inc. 0.01% of their portfolio New York, NY 5,484,3325.5m $515.0m $515.0m 0.01% Reduced -603.3k -603,300
5 TIAA TRUST, NATIONAL ASSOCIATION 1.54% of their portfolio CHARLOTTE, NC 4,563,0904.6m $428.5m $428.5m 1.54% First filing
6 NORTHERN TRUST CORP 0.08% of their portfolio CHICAGO, IL 4,560,9924.6m $428.3m $428.3m 0.08% Added +152.2k +152,203
7 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 3,699,4323.7m $347.4m $347.4m 0.09% Reduced -39.7k -39,717
8 LPL Financial LLC 0.22% of their portfolio FORT MILL, SC 3,348,3133.3m $314.4m $314.4m 0.22% Reduced -1.4m -1,418,868
9 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 2,813,2432.8m $264.2m $264.2m 0.03% Reduced -1.0m -1,000,202
10 Betterment LLC 0.76% of their portfolio NEW YORK, NY 2,565,0322.6m $240.9m $240.9m 0.76% Reduced -6.8k -6,798
11 Mizuho Bank, Ltd. 23.61% of their portfolio TOKYO, M0 2,500,0002.5m $243.7m $243.7m 23.61% Unchanged
12 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 2,482,7052.5m $233.2m $233.2m 0.07% Reduced -57.9k -57,858
13 Acorns Advisers, LLC 2.77% of their portfolio IRVINE, CA 2,146,2692.1m $201.6m $201.6m 2.77% Added +52.1k +52,127
14 Bank of Italy 6.20% of their portfolio ROME, L6 2,068,9082.1m $194.3m $194.3m 6.20% Unchanged
15 OSAIC HOLDINGS, INC. 0.25% of their portfolio SCOTTSDALE, AZ 1,835,6911.8m $172.5m $172.5m 0.25% Reduced -299.5k -299,505
16 Envestnet Portfolio Solutions, Inc. 0.79% of their portfolio BERWYN, PA 1,777,9821.8m $167.0m $167.0m 0.79% First filing
17 CWM, LLC 0.89% of their portfolio OMAHA, NE 1,537,1451.5m $144.4m $144.4m 0.89% Reduced -1.2m -1,230,542
18 Wealthfront Advisers LLC 0.59% of their portfolio Palo Alto, CA 1,461,2061.5m $137.2m $137.2m 0.59% Added +53.1k +53,091
19 PARK AVENUE SECURITIES LLC 2.08% of their portfolio NEW YORK, NY 1,427,0411.4m $134.0m $134.0m 2.08% Reduced -600.4k -600,383
20 TAIYO LIFE INSURANCE CO 9.48% of their portfolio CHUO-KU, TOKYO, M0 1,307,0001.3m $122.7m $122.7m 9.48% Unchanged
21 COMMONWEALTH EQUITY SERVICES, LLC 0.21% of their portfolio WALTHAM, MA 1,099,7001.1m $103.3m $103.3m 0.21% Reduced -123.5k -123,549
22 MML INVESTORS SERVICES, LLC 0.57% of their portfolio SPRINGFIELD, MA 1,096,9321.1m $103.0m $103.0m 0.57% Reduced -356.9k -356,855
23 SUMITOMO MITSUI FINANCIAL GROUP, INC. 3.23% of their portfolio TOKYO, M0 1,067,0001.1m $100.2m $100.2m 3.23% New
24 Financial Gravity Asset Management, Inc. 0.01% of their portfolio Lakeway, TX 1,027,1021.0m $802.5k $802.5k 0.01% Added +937.4k +937,404
25 Varma Mutual Pension Insurance Co 1.04% of their portfolio Varma, H9 913,494913.5k $85.8m $85.8m 1.04% New
26 J.P. Morgan Private Wealth Advisors LLC 0.23% of their portfolio SAN FRANCISCO, CA 873,962874.0k $82.1m $82.1m 0.23% Added +20.7k +20,687
27 Empower Advisory Group, LLC 0.35% of their portfolio Greenwood Village, CO 836,002836.0k $78.5m $78.5m 0.35% Reduced -41.1k -41,055
28 Mirae Asset Global Investments Co., Ltd. 0.17% of their portfolio SEOUL, M5 812,030812.0k $76.3m $76.3m 0.17% Reduced -16.7k -16,700
29 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 698,731698.7k $65.6m $65.6m 0.02% Reduced -268.6k -268,620
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 692,035692.0k $65.0m $65.0m 0.08% Added +41.4k +41,377
31 Janney Montgomery Scott LLC 0.22% of their portfolio PHILADELPHIA, PA 620,076620.1k $58.2m $58.2m 0.22% Reduced -402.7k -402,689
32 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 550,785550.8k $51.7m $51.7m 0.02% Added +55.7k +55,682
33 WEALTHSOURCE PARTNERS, LLC 3.32% of their portfolio SAN LUIS OBISPO, CA 518,121518.1k $48.7m $48.7m 3.32% Reduced -115.2k -115,173
34 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.05% of their portfolio BOSTON, MA 467,150467.1k $43.9m $43.9m 1.05% Added +10.6k +10,572
35 MERCER GLOBAL ADVISORS INC /ADV 0.17% of their portfolio DENVER, CO 464,019464.0k $43.6m $43.6m 0.17% Reduced -43.0k -43,009
36 Cetera Investment Advisers 0.36% of their portfolio SCHAUMBURG, IL 443,402443.4k $41.6m $41.6m 0.36% Reduced -212.4k -212,392
37 UBS Group AG 0.02% of their portfolio ZURICH, V8 424,190424.2k $39.8m $39.8m 0.02% Reduced -55.4k -55,358
38 Fiduciary Trust Co 0.69% of their portfolio Boston, MA 400,122400.1k $37.6m $37.6m 0.69% Added +10.3k +10,310
39 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 4.83% of their portfolio Westlake, OH 388,801388.8k $36.5m $36.5m 4.83% Reduced -50.2k -50,224
40 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 360,201360.2k $33.8m $33.8m 0.16% Reduced -53.1k -53,129
41 Alesco Advisors, LLC, An ESL Co 1.26% of their portfolio Pittsford, NY 348,477348.5k $32.7m $32.7m 1.26% Reduced -16.6k -16,615
42 NewEdge Advisors, LLC 0.34% of their portfolio NEW ORLEANS, LA 331,620331.6k $31.1m $31.1m 0.34% Reduced -107.0k -106,985
43 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 331,523331.5k $31.2m $31.2m 0.06% Reduced -72.2k -72,204
44 JB Capital LLC 2.45% of their portfolio WETHERSFIELD, CT 308,845308.8k $29.0m $29.0m 2.45% Reduced -152.1k -152,071
45 Cetera Advisor Networks LLC 0.18% of their portfolio EL SEGUNDO, CA 305,840305.8k $28.7m $28.7m 0.18% Reduced -30.4k -30,381
46 Ally Invest Advisors Inc. 3.35% of their portfolio CHARLOTTE, NC 305,338305.3k $28.7m $28.7m 3.35% Added +8.3k +8,350
47 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 287,365287.4k $27.0m $27.0m 0.01% Reduced -202.0k -202,033
48 Vestcor Inc 0.93% of their portfolio FREDERICTON, A3 269,500269.5k $25.3m $25.3m 0.93% Unchanged
49 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 256,425256.4k $24.1m $24.1m 0.08% Added +202.0k +201,977
50 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 242,000242.0k $22.7m $22.7m 0.02% Unchanged
51 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 238,913238.9k $22.4m $22.4m 0.04% Added +100.7k +100,713
52 Kestra Advisory Services, LLC 0.22% of their portfolio AUSTIN, TX 237,750237.8k $22.3m $22.3m 0.22% Reduced -112.6k -112,569
53 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 237,150237.2k $22.3m $22.3m 0.03% Reduced -9.8k -9,780
54 Sharkey, Howes & Javer 4.21% of their portfolio DENVER, CO 233,865233.9k $22.0m $22.0m 4.21% Reduced -80.5k -80,459
55 Brookstone Capital Management 0.48% of their portfolio WHEATON, IL 231,867231.9k $21.7m $21.7m 0.48% Reduced -28.1k -28,060
56 KEYBANK NATIONAL ASSOCIATION/OH 0.10% of their portfolio BROOKLYN, OH 227,213227.2k $21.3m $21.3m 0.10% Added +6.9k +6,888
57 Atria Wealth Solutions, Inc. 0.29% of their portfolio NEW YORK, NY 222,081222.1k $20.9m $20.9m 0.29% Reduced -81.7k -81,717
58 Icon Wealth Partners, LLC 2.30% of their portfolio HOUSTON, TX 215,150215.2k $20.2m $20.2m 2.30% Reduced -53.8k -53,809
59 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 206,063206.1k $19.4m $19.4m 0.03% Reduced -66.4k -66,428
60 Money Design Co.,Ltd. 1.10% of their portfolio TOKYO, M0 192,612192.6k $18.1m $18.1m 1.10% Reduced -9.6k -9,603
61 IMPACTfolio, LLC 12.96% of their portfolio DENVER, CO 191,298191.3k $18.0m $18.0m 12.96% Added +5.8k +5,781
62 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 182,864182.9k $17.2m $17.2m 0.03% Reduced -30.4k -30,367
63 Integrated Wealth Concepts LLC 0.30% of their portfolio WALTHAM, MA 181,764181.8k $17.1m $17.1m 0.30% Reduced -64.5k -64,468
64 One Wealth Advisors, LLC 3.74% of their portfolio SAN FRANCISCO, CA 179,366179.4k $16.8m $16.8m 3.74% Reduced -49.1k -49,109
65 CHOREO, LLC 0.59% of their portfolio ROCKFORD, IL 176,774176.8k $16.6m $16.6m 0.59% Reduced -112.3k -112,254
66 JOURNEY STRATEGIC WEALTH LLC 0.78% of their portfolio SUMMIT, NJ 174,313174.3k $16.4m $16.4m 0.78% Added +10.6k +10,617
67 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 169,011169.0k $15.9m $15.9m 0.01% Added +369 +369
68 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 168,295168.3k $15.8m $15.8m 0.03% Reduced -11.2k -11,229
69 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 167,766167.8k $15.8m $15.8m 0.03% Reduced -17.3k -17,330
70 DOHJ, LLC 6.87% of their portfolio SEATTLE, WA 164,240164.2k $15.4m $15.4m 6.87% Added +14.4k +14,428
71 CLIENT 1ST ADVISORY GROUP, LLC 8.08% of their portfolio DUNEDIN, FL 162,746162.7k $15.3m $15.3m 8.08% Reduced -55.3k -55,345
72 Sand Hill Global Advisors, LLC 0.84% of their portfolio Palo Alto, CA 162,726162.7k $15.3m $15.3m 0.84% Reduced -5.6k -5,563
73 Blue Trust, Inc. 0.24% of their portfolio BRENTWOOD, TN 161,165161.2k $15.7m $15.7m 0.24% Reduced -16.7k -16,699
74 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 147,616147.6k $13.9m $13.9m 0.02% Reduced -70.9k -70,919
75 Van Hulzen Asset Management, LLC 1.06% of their portfolio EL DORADO HILLS, CA 147,200147.2k $13.8m $13.8m 1.06% Reduced -10.2k -10,227
76 Atria Investments, Inc 0.24% of their portfolio Charlotte, NC 145,012145.0k $13.6m $13.6m 0.24% Reduced -47.2k -47,185
77 Strategic Blueprint, LLC 1.24% of their portfolio ATLANTA, GA 143,655143.7k $13.5m $13.5m 1.24% Reduced -35.3k -35,291
78 Northwest Capital Management Inc 5.03% of their portfolio Lake Oswego, OR 138,652138.7k $13.0m $13.0m 5.03% Reduced -455 -455
79 MISSION WEALTH MANAGEMENT, LP 0.49% of their portfolio Santa Barbara, CA 136,715136.7k $12.8m $12.8m 0.49% Reduced -5.0k -4,962
80 Joel Isaacson & Co., LLC 0.88% of their portfolio NEW YORK, NY 136,538136.5k $12.8m $12.8m 0.88% Added +3.5k +3,500
81 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 133,496133.5k $12.5m $12.5m 0.01% Reduced -14.9k -14,862
82 Apella Capital, LLC 0.88% of their portfolio WEST HARTFORD, CT 132,191132.2k $12.4m $12.4m 0.88% Added +888 +888
83 Virtus Investment Advisers, LLC 8.41% of their portfolio HARTFORD, CT 131,711131.7k $12.4m $12.4m 8.41% Reduced -16.7k -16,695
84 Erickson Financial Group, LLC 11.35% of their portfolio ALLENTOWN, PA 129,159129.2k $12.1m $12.1m 11.35% Added +1.6k +1,551
85 Austin Private Wealth, LLC 1.68% of their portfolio Austin, TX 124,033124.0k $11.6m $11.6m 1.68% Reduced -51.9k -51,907
86 SPINNAKER TRUST 0.86% of their portfolio PORTLAND, ME 122,365122.4k $11.5m $11.5m 0.86% Added +451 +451
87 West Wealth Group, LLC 4.87% of their portfolio Irvine, CA 118,864118.9k $11.2m $11.2m 4.87% Reduced -39.4k -39,401
88 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 114,563114.6k $10.8m $10.8m 0.02% Added +12.6k +12,621
89 CFS Investment Advisory Services, LLC 1.69% of their portfolio TOTOWA, NJ 112,655112.7k $10.6m $10.6m 1.69% Reduced -130.8k -130,808
90 Cetera Advisors LLC 0.16% of their portfolio DENVER, CO 110,773110.8k $10.4m $10.4m 0.16% Reduced -56.6k -56,632
91 Keebeck Wealth Management 1.80% of their portfolio Chicago, IL 109,815109.8k $10.4m $10.4m 1.80% Reduced -18.6k -18,611
92 MA Private Wealth 2.42% of their portfolio SAN CARLOS, CA 108,918108.9k $10.2m $10.2m 2.42% Reduced -93.3k -93,285
93 Merit Financial Group, LLC 0.33% of their portfolio ALPHARETTA, GA 107,280107.3k $10.1m $10.1m 0.33% Reduced -35.2k -35,210
94 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 106,287106.3k $10.0m $10.0m 0.11% Reduced -26.5k -26,537
95 HARBOUR INVESTMENTS, INC. 0.49% of their portfolio MADISON, WI 104,207104.2k $9.8m $9.8m 0.49% Reduced -6.8k -6,844
96 Cypress Wealth Services, LLC 2.70% of their portfolio PALM DESERT, CA 103,793103.8k $9.7m $9.7m 2.70% Reduced -17.3k -17,274
97 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 100,555100.6k $9.4m $9.4m 0.11% Reduced -51.9k -51,864
98 Orion Portfolio Solutions, LLC 0.11% of their portfolio Omaha, NE 100,555100.6k $9.4m $9.4m 0.11% Reduced -51.9k -51,864
99 Mariner, LLC 0.03% of their portfolio Overland Park, KS 100,343100.3k $9.4m $9.4m 0.03% Reduced -7.9k -7,871
100 STALEY CAPITAL ADVISERS INC 0.52% of their portfolio PITTSBURGH, PA 100,135100.1k $9.4m $9.4m 0.52% Added +135 +135