Vault-13

ISHARES TR ESGU

ESG AWR MSCI USA · ETP · CUSIP 46435G425

702 institutional holders -4 vs Q4 2022
139,030,560139.0m shares reported held*
$12.1bnreported value*
53 new 181 added 366 reduced 53 sold out net sold ≈ $6.8bn (-71.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $87.15. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 668Q4 22: 706Q1 23: 702702Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022668
Q4 2022706
Q1 2023702

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 243 bought or addedQ4 22: 387 cut or sold outQ4 22Q1 23: 234 bought or addedQ1 23: 419 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022243387
Q1 2023234419

Biggest buyers

Summit Wealth Group, LLC Added +4,895,608+4.9m
GOLDMAN SACHS GROUP INC Added +1,228,886+1.2m
SUMITOMO MITSUI FINANCIAL GROUP, INC. New +974,038+974.0k
EP Wealth Advisors, LLC Added +305,082+305.1k
CHOREO, LLC New +287,970+288.0k
CITIGROUP INC Added +241,005+241.0k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Added +199,017+199.0k
JANE STREET GROUP, LLC Added +199,001+199.0k
Acorns Advisers, LLC Added +168,568+168.6k
Wealthfront Advisers LLC Added +142,026+142.0k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -30,353,551-30.4m
LPL Financial LLC Reduced -6,175,339-6.2m
CWM, LLC Reduced -4,456,228-4.5m
BlackRock Inc. Reduced -4,407,211-4.4m
PARK AVENUE SECURITIES LLC Reduced -2,932,319-2.9m
MORGAN STANLEY Reduced -2,860,848-2.9m
OSAIC HOLDINGS, INC. Reduced -2,815,167-2.8m
JPMORGAN CHASE & CO Reduced -1,991,803-2.0m
MML INVESTORS SERVICES, LLC Reduced -1,817,930-1.8m
Janney Montgomery Scott LLC Reduced -1,708,085-1.7m

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.99% of their portfolio Berwyn, PA 22,782,66522.8m $2.1bn $2.1bn 0.99% Reduced -30.4m -30,353,551
2 BANK OF AMERICA CORP /DE/ 0.15% of their portfolio CHARLOTTE, NC 14,163,08014.2m $1.3bn $1.3bn 0.15% Reduced -623.7k -623,703
3 JPMORGAN CHASE & CO 0.10% of their portfolio NEW YORK, NY 8,424,6908.4m $762.0m $762.0m 0.10% Reduced -2.0m -1,991,803
4 BlackRock Inc. 0.02% of their portfolio New York, NY 7,615,9697.6m $688.9m $688.9m 0.02% Reduced -4.4m -4,407,211
5 LPL Financial LLC 0.39% of their portfolio FORT MILL, SC 5,535,0385.5m $500.6m $500.6m 0.39% Reduced -6.2m -6,175,339
6 Summit Wealth Group, LLC 0.15% of their portfolio WHITE RIVER JUNCTION, VT 4,949,6054.9m $55 $55 0.15% Added +4.9m +4,895,608
7 TIAA, FSB 1.49% of their portfolio ST. LOUIS, MO 4,443,9464.4m $402.0m $402.0m 1.49% Added +51.2k +51,197
8 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 3,909,2223.9m $353.6m $353.6m 0.04% Reduced -2.9m -2,860,848
9 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 3,839,9613.8m $347.3m $347.3m 0.09% Added +1.2m +1,228,886
10 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 2,757,9842.8m $249.5m $249.5m 0.08% Reduced -253.5k -253,538
11 CWM, LLC 1.64% of their portfolio OMAHA, NE 2,684,3002.7m $242.8m $242.8m 1.64% Reduced -4.5m -4,456,228
12 Betterment LLC 0.74% of their portfolio NEW YORK, NY 2,528,4452.5m $228.7m $228.7m 0.74% Added +47.6k +47,569
13 OSAIC HOLDINGS, INC. 0.40% of their portfolio SCOTTSDALE, AZ 2,350,2222.4m $212.7m $212.7m 0.40% Reduced -2.8m -2,815,167
14 PARK AVENUE SECURITIES LLC 3.46% of their portfolio NEW YORK, NY 2,226,1792.2m $201.4m $201.4m 3.46% Reduced -2.9m -2,932,319
15 Bank of Italy 6.23% of their portfolio ROME, L6 2,068,9082.1m $187.1m $187.1m 6.23% Unchanged
16 Acorns Advisers, LLC 2.64% of their portfolio IRVINE, CA 2,011,4822.0m $181.9m $181.9m 2.64% Added +168.6k +168,568
17 MML INVESTORS SERVICES, LLC 1.06% of their portfolio SPRINGFIELD, MA 1,658,4411.7m $150.0m $150.0m 1.06% Reduced -1.8m -1,817,930
18 NORTHERN TRUST CORP 0.03% of their portfolio CHICAGO, IL 1,637,2441.6m $148.1m $148.1m 0.03% Reduced -63.9k -63,866
19 COMMONWEALTH EQUITY SERVICES, LLC 0.25% of their portfolio WALTHAM, MA 1,324,1681.3m $119.8m $119.8m 0.25% Reduced -354.9k -354,859
20 TAIYO LIFE INSURANCE CO 9.67% of their portfolio CHUO-KU, TOKYO, M0 1,307,0001.3m $118.2m $118.2m 9.67% Unchanged
21 Wealthfront Advisers LLC 0.51% of their portfolio Palo Alto, CA 1,251,1331.3m $113.2m $113.2m 0.51% Added +142.0k +142,026
22 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,038,1651.0m $94.0m $94.0m 0.03% Reduced -876.9k -876,878
23 Janney Montgomery Scott LLC 0.38% of their portfolio PHILADELPHIA, PA 1,025,9241.0m $92.8m $92.8m 0.38% Reduced -1.7m -1,708,085
24 SUMITOMO MITSUI FINANCIAL GROUP, INC. 2.77% of their portfolio TOKYO, M0 974,038974.0k $88.1m $88.1m 2.77% New
25 Mirae Asset Global Investments Co., Ltd. 0.20% of their portfolio SEOUL, M5 941,730941.7k $85.2m $85.2m 0.20% Added +9.1k +9,130
26 Empower Advisory Group, LLC 0.35% of their portfolio Greenwood Village, CO 864,088864.1k $78.3m $78.3m 0.35% First filing
27 J.P. Morgan Private Wealth Advisors LLC 0.16% of their portfolio SAN FRANCISCO, CA 856,044856.0k $77.4m $77.4m 0.16% Added +55.7k +55,737
28 Cetera Investment Advisers 0.60% of their portfolio SCHAUMBURG, IL 758,307758.3k $68.6m $68.6m 0.60% Reduced -950.7k -950,723
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 710,019710.0k $64.2m $64.2m 0.09% Reduced -83.6k -83,636
30 WEALTHSOURCE PARTNERS, LLC 4.05% of their portfolio SAN LUIS OBISPO, CA 662,634662.6k $59.9m $59.9m 4.05% Reduced -570.0k -569,953
31 UBS Group AG 0.02% of their portfolio ZURICH, V8 560,949560.9k $50.7m $50.7m 0.02% Reduced -304.9k -304,938
32 MERCER GLOBAL ADVISORS INC /ADV 0.23% of their portfolio DENVER, CO 556,201556.2k $50.3m $50.3m 0.23% Reduced -41.2k -41,202
33 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 515,444515.4k $46.6m $46.6m 0.01% Reduced -138.4k -138,367
34 Blue Trust, Inc. 0.71% of their portfolio BRENTWOOD, TN 513,742513.7k $43.5m $43.5m 0.71% Reduced -93.9k -93,884
35 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 480,599480.6k $43.5m $43.5m 0.01% Reduced -917.3k -917,256
36 NewEdge Advisors, LLC 0.53% of their portfolio NEW ORLEANS, LA 471,403471.4k $42.6m $42.6m 0.53% Reduced -450.5k -450,548
37 Kestra Advisory Services, LLC 0.45% of their portfolio AUSTIN, TX 461,035461.0k $41.7m $41.7m 0.45% Reduced -592.5k -592,495
38 Foundations Investment Advisors, LLC 1.45% of their portfolio PHOENIX, AZ 449,301449.3k $40.6m $40.6m 1.45% Added +1.1k +1,072
39 Cambridge Investment Research Advisors, Inc. 0.20% of their portfolio FAIRFIELD, IA 447,272447.3k $40.5m $40.5m 0.20% Reduced -304.1k -304,147
40 JB Capital LLC 3.61% of their portfolio WETHERSFIELD, CT 436,863436.9k $39.5m $39.5m 3.61% Reduced -787.4k -787,375
41 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.64% of their portfolio BOSTON, MA 421,303421.3k $38.1m $38.1m 1.64% Reduced -11.3k -11,291
42 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 410,979411.0k $37.2m $37.2m 0.08% Reduced -36.5k -36,477
43 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 5.62% of their portfolio Westlake, OH 401,884401.9k $36.4m $36.4m 5.62% Added +199.0k +199,017
44 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 392,597392.6k $35.5m $35.5m 0.05% Added +241.0k +241,005
45 True Link Financial Advisors, LLC 4.38% of their portfolio SAN FRANCISCO, CA 386,347386.3k $34.9m $34.9m 4.38% Reduced -105.1k -105,074
46 Cetera Advisor Networks LLC 0.26% of their portfolio EL SEGUNDO, CA 386,209386.2k $34.9m $34.9m 0.26% Reduced -366.5k -366,502
47 Fiduciary Trust Co 0.64% of their portfolio Boston, MA 383,018383.0k $34.6m $34.6m 0.64% Added +42.2k +42,199
48 Alesco Advisors, LLC, An ESL Co 1.25% of their portfolio Pittsford, NY 374,985375.0k $33.9m $33.9m 1.25% Added +6.6k +6,632
49 Sharkey, Howes & Javer 7.11% of their portfolio DENVER, CO 366,637366.6k $33.2m $33.2m 7.11% Reduced -247.5k -247,499
50 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 353,456353.5k $32.0m $32.0m 0.21% Reduced -661.5k -661,505
51 Strategic Blueprint, LLC 3.26% of their portfolio ATLANTA, GA 349,677349.7k $31.6m $31.6m 3.26% Reduced -59.4k -59,426
52 Atria Wealth Solutions, Inc. 0.43% of their portfolio NEW YORK, NY 324,164324.2k $29.3m $29.3m 0.43% Reduced -340.1k -340,063
53 Icon Wealth Partners, LLC 3.17% of their portfolio HOUSTON, TX 321,755321.8k $29.1m $29.1m 3.17% First filing
54 EP Wealth Advisors, LLC 0.39% of their portfolio TORRANCE, CA 315,485315.5k $22.7m $22.7m 0.39% Added +305.1k +305,082
55 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 294,178294.2k $26.6m $26.6m 0.04% Reduced -375.9k -375,926
56 CHOREO, LLC 0.92% of their portfolio ROCKFORD, IL 287,970288.0k $26.0m $26.0m 0.92% New
57 Ally Invest Advisors Inc. 3.03% of their portfolio CHARLOTTE, NC 283,904283.9k $25.7m $25.7m 3.03% Reduced -5.1k -5,096
58 Vestcor Inc 0.89% of their portfolio FREDERICTON, A3 269,500269.5k $24.4m $24.4m 0.89% Unchanged
59 Integrated Wealth Concepts LLC 0.49% of their portfolio WALTHAM, MA 262,856262.9k $23.8m $23.8m 0.49% Reduced -167.3k -167,275
60 CLIENT 1ST ADVISORY GROUP, LLC 12.64% of their portfolio DUNEDIN, FL 257,602257.6k $23.3m $23.3m 12.64% Reduced -3.7k -3,689
61 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 257,420257.4k $23.3m $23.3m 0.04% Reduced -209.5k -209,491
62 CFS Investment Advisory Services, LLC 4.23% of their portfolio TOTOWA, NJ 257,057257.1k $23.3m $23.3m 4.23% Reduced -256.7k -256,651
63 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.24% of their portfolio OMAHA, NE 256,031256.0k $23.2m $23.2m 0.24% Reduced -26.0k -26,005
64 Provida Pension Fund Administrator 0.90% of their portfolio LAS CONDES, SANTIAGO, F3 254,285254.3k $22.7m $22.7m 0.90% Unchanged
65 Brookstone Capital Management 0.45% of their portfolio WHEATON, IL 252,245252.2k $23.0m $23.0m 0.45% Reduced -97.9k -97,864
66 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 248,014248.0k $22.4m $22.4m 0.03% Reduced -3.7k -3,676
67 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 238,653238.7k $21.6m $21.6m 0.04% Added +199.0k +199,001
68 One Wealth Advisors, LLC 4.84% of their portfolio SAN FRANCISCO, CA 231,726231.7k $21.0m $21.0m 4.84% Reduced -172.2k -172,233
69 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 231,257231.3k $20.9m $20.9m 0.04% Reduced -59.7k -59,705
70 KEYBANK NATIONAL ASSOCIATION/OH 0.09% of their portfolio BROOKLYN, OH 219,055219.1k $19.8m $19.8m 0.09% Added +13.8k +13,800
71 Atria Investments, Inc 0.37% of their portfolio Charlotte, NC 214,001214.0k $19.4m $19.4m 0.37% Reduced -278.8k -278,752
72 Money Design Co.,Ltd. 1.11% of their portfolio TOKYO, M0 207,933207.9k $18.8m $18.8m 1.11% Reduced -155.4k -155,353
73 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 204,904204.9k $18.5m $18.5m 0.03% Reduced -161.7k -161,715
74 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 196,581196.6k $17.8m $17.8m 0.03% Added +16.9k +16,926
75 MA Private Wealth 4.30% of their portfolio SAN CARLOS, CA 195,368195.4k $17.7m $17.7m 4.30% Reduced -28.3k -28,267
76 AVANTAX ADVISORY SERVICES, INC. 0.22% of their portfolio DALLAS, TX 194,826194.8k $17.6m $17.6m 0.22% Reduced -73.0k -72,980
77 CAHILL FINANCIAL ADVISORS INC 3.02% of their portfolio EDINA, MN 187,974188.0k $17.0m $17.0m 3.02% Reduced -13.0k -12,988
78 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 186,327186.3k $16.9m $16.9m 0.02% Reduced -16.2k -16,155
79 IMPACTfolio, LLC 13.70% of their portfolio DENVER, CO 180,925180.9k $16.4m $16.4m 13.70% Added +9.1k +9,060
80 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 179,479179.5k $16.2m $16.2m 0.01% Reduced -166.1k -166,085
81 Cetera Advisors LLC 0.26% of their portfolio DENVER, CO 173,055173.1k $15.7m $15.7m 0.26% Reduced -232.4k -232,395
82 High Falls Advisors, Inc 4.64% of their portfolio ROCHESTER, NY 172,238172.2k $15.6m $15.6m 4.64% Reduced -250.2k -250,181
83 Austin Private Wealth, LLC 2.41% of their portfolio Austin, TX 167,077167.1k $15.1m $15.1m 2.41% Reduced -300.0k -300,005
84 Orion Porfolio Solutions, LLC 0.18% of their portfolio OMAHA, NE 158,849158.8k $14.4m $14.4m 0.18% Added +100.2k +100,174
85 Orion Portfolio Solutions, LLC 0.18% of their portfolio Omaha, NE 158,849158.8k $14.4m $14.4m 0.18% Reduced -69.2k -69,237
86 Van Hulzen Asset Management, LLC 1.35% of their portfolio EL DORADO HILLS, CA 158,196158.2k $14.3m $14.3m 1.35% Added +8.2k +8,217
87 Detalus Advisors, LLC 6.83% of their portfolio ST. LOUIS, MO 158,133158.1k $14.3m $14.3m 6.83% Reduced -87.4k -87,397
88 Merit Financial Group, LLC 0.52% of their portfolio ALPHARETTA, GA 156,018156.0k $14.1m $14.1m 0.52% Reduced -145.3k -145,291
89 JOURNEY STRATEGIC WEALTH LLC 1.47% of their portfolio SUMMIT, NJ 154,573154.6k $14.0m $14.0m 1.47% Added +55.2k +55,199
90 West Wealth Group, LLC 6.46% of their portfolio Irvine, CA 154,258154.3k $14.0m $14.0m 6.46% Reduced -264.5k -264,489
91 Cypress Wealth Services, LLC 4.06% of their portfolio PALM DESERT, CA 153,395153.4k $13.9m $13.9m 4.06% Reduced -62.4k -62,376
92 TNF LLC 6.16% of their portfolio BILLINGS, MT 149,643149.6k $13.7m $13.7m 6.16% Reduced -115.1k -115,132
93 MISSION WEALTH MANAGEMENT, LP 0.56% of their portfolio Santa Barbara, CA 147,262147.3k $13.3m $13.3m 0.56% Added +23.0k +22,960
94 Northwest Capital Management Inc 6.31% of their portfolio Lake Oswego, OR 143,631143.6k $13.0m $13.0m 6.31% Reduced -1.6k -1,628
95 Horst & Graben Wealth Management LLC 3.21% of their portfolio PORTLAND, OR 143,172143.2k $12.9m $12.9m 3.21% Reduced -234.0k -233,978
96 Perigon Wealth Management, LLC 0.73% of their portfolio SAN FRANCISCO, CA 142,606142.6k $12.9m $12.9m 0.73% Reduced -26.5k -26,509
97 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 134,234134.2k $12.1m $12.1m 0.01% New
98 Apollon Wealth Management, LLC 0.73% of their portfolio MOUNT PLEASANT, SC 132,082132.1k $11.9m $11.9m 0.73% Reduced -15.2k -15,150
99 Joel Isaacson & Co., LLC 0.85% of their portfolio NEW YORK, NY 130,509130.5k $11.8m $11.8m 0.85% Added +7.3k +7,315
100 SPINNAKER TRUST 0.87% of their portfolio PORTLAND, ME 126,942126.9k $11.5m $11.5m 0.87% Reduced -22.0k -21,954