Vault-13

ISHARES TR REM

MORTGE REL ETF · ETP · CUSIP 46435G342

130 institutional holders +8 vs Q2 2024
9,614,3059.6m shares reported held*
$227.9mreported value*
21 new 57 added 26 reduced 15 sold out net bought ≈ $46.1m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.70. Options: 3 managers hold calls ($2.3m notional), 4 hold puts ($10.4m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 112Q4 22: 127Q1 23: 120Q2 23: 119Q3 23: 125Q4 23: 129Q1 24: 128Q2 24: 122Q3 24: 130130Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022112
Q4 2022127
Q1 2023120
Q2 2023119
Q3 2023125
Q4 2023129
Q1 2024128
Q2 2024122
Q3 2024130

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 48 cut or sold outQ1 23: 53 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 58 cut or sold outQ3 23: 50 bought or addedQ3 23: 53 cut or sold outQ3 23Q4 23: 58 bought or addedQ4 23: 59 cut or sold outQ1 24: 49 bought or addedQ1 24: 67 cut or sold outQ1 24Q2 24: 57 bought or addedQ2 24: 63 cut or sold outQ3 24: 78 bought or addedQ3 24: 41 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226548
Q1 20235355
Q2 20235358
Q3 20235053
Q4 20235859
Q1 20244967
Q2 20245763
Q3 20247841

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 23 calls: $3.4mQ4 23 puts: $4.2mQ4 23P/C 1.23Q1 24 calls: $5.5mQ1 24 puts: $7.3mQ1 24P/C 1.33Q2 24 calls: $2.9mQ2 24 puts: $7.8mQ2 24P/C 2.69Q3 24 calls: $2.3mQ3 24 puts: $10.4mQ3 24P/C 4.50
Numbers
QuarterCallsPutsP/C
Q4 2023$3.4m$4.2m1.23
Q1 2024$5.5m$7.3m1.33
Q2 2024$2.9m$7.8m2.69
Q3 2024$2.3m$10.4m4.50

Biggest buyers

Russell Investments Group, Ltd. New +288,550+288.6k
BNP PARIBAS FINANCIAL MARKETS New +255,000+255.0k
TWO SIGMA INVESTMENTS, LP Added +189,961+190.0k
Man Group plc Added +188,478+188.5k
AMERIPRISE FINANCIAL INC Added +143,283+143.3k
MACQUARIE GROUP LTD New +104,759+104.8k
Clarity Financial LLC Added +95,557+95.6k
MORGAN STANLEY Added +71,695+71.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +68,704+68.7k
Raymond James Financial Services Advisors, Inc. Added +64,242+64.2k

Biggest sellers

TWO SIGMA ADVISERS, LP Reduced -46,709-46.7k
BBR PARTNERS, LLC Sold out -25,000-25.0k
OSAIC HOLDINGS, INC. Reduced -21,415-21.4k
FIRST FOUNDATION ADVISORS Reduced -16,853-16.9k
WNY Asset Management, LLC Reduced -16,824-16.8k
Mid-American Wealth Advisory Group, Inc. Reduced -13,750-13.8k
IFP Advisors, Inc Reduced -11,694-11.7k
SEAVIEW INVESTMENT MANAGERS LLC Sold out -11,557-11.6k
Triumph Capital Management Sold out -11,481-11.5k
UBS Group AG Reduced -10,643-10.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.6m69.1k shares
CITADEL ADVISORS LLC Reduced $431.9k18.2k shares
WOLVERINE TRADING, LLC New $253.1k10.7k shares

Biggest puts

CITADEL ADVISORS LLC Added $4.9m207.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.7m157.9k shares
BAYVIEW ASSET MANAGEMENT, LLC Unchanged $1.5m65.0k shares
WOLVERINE TRADING, LLC New $227.0k9.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,272,3521.3m $30.2m $30.2m 0.00% Added +71.7k +71,695
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 833,392833.4k $19.8m $19.8m 0.00% Added +61.0k +61,003
3 WNY Asset Management, LLC 2.30% of their portfolio Williamsville, NY 829,979830.0k $19.7m $19.7m 2.30% Reduced -16.8k -16,824
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 613,571613.6k $14.6m $14.6m 0.00% Added +27.4k +27,433
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 454,207454.2k $10.8m $10.8m 0.00% Added +20.5k +20,466
6 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 320,350320.4k $7.6m $7.6m 0.02% Added +190.0k +189,961
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 291,514291.5k $6.9m $6.9m 0.00% Added +143.3k +143,283
8 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 288,550288.6k $6.8m $6.8m 0.01% New
9 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 255,000255.0k $6.1m $6.1m 0.01% New
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 252,896252.9k $6.0m $6.0m 0.01% Reduced -21.4k -21,415
11 Balefire, LLC 1.78% of their portfolio DALLAS, TX 222,712222.7k $5.3m $5.3m 1.78% Added +2.1k +2,082
12 Man Group plc 0.01% of their portfolio LONDON, X0 218,822218.8k $5.2m $5.2m 0.01% Added +188.5k +188,478
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 191,897191.9k $4.6m $4.6m 0.00% Reduced -6.5k -6,451
14 Mid-American Wealth Advisory Group, Inc. 2.67% of their portfolio KANSAS CITY, MO 179,484179.5k $4.3m $4.3m 2.67% Reduced -13.8k -13,750
15 Trivium Point Advisory, LLC 0.51% of their portfolio WILTON, CT 161,866161.9k $3.7m $3.7m 0.51% Added +21.6k +21,609
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 142,957143.0k $3.4m $3.4m 0.00% Added +54.4k +54,413
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 142,088142.1k $3.4m $3.4m 0.00% Reduced -10.6k -10,643
18 Barry Investment Advisors, LLC 1.03% of their portfolio NEW BEDFORD, MA 141,491141.5k $3.4m $3.4m 1.03% Added +1.1k +1,113
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 140,463140.5k $3.3m $3.3m 0.00% Added +57.4k +57,407
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 115,171115.2k $2.7m $2.7m 0.00% Added +50.6k +50,642
21 Mount Lucas Management LP 0.91% of their portfolio Newtown, PA 113,160113.2k $2.7m $2.7m 0.91% Added +12.7k +12,677
22 Clarity Financial LLC 0.31% of their portfolio Houston, TX 109,593109.6k $2.6m $2.6m 0.31% Added +95.6k +95,557
23 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 104,759104.8k $2.5m $2.5m 0.00% New
24 Cynosure Group, LLC 0.34% of their portfolio Salt Lake City, UT 97,94797.9k $2.3m $2.3m 0.34% Added +415 +415
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 96,14596.1k $2.3m $2.3m 0.00% Added +68.7k +68,704
26 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 88,09788.1k $2.1m $2.1m 0.01% Added +8.8k +8,782
27 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 83,72483.7k $2.0m $2.0m 0.00% Added +16.3k +16,312
28 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 80,47380.5k $1.9m $1.9m 0.07% Added +15.9k +15,931
29 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 79,95780.0k $1.9m $1.9m 0.00% Added +64.2k +64,242
30 CHOREO, LLC 0.03% of their portfolio ROCKFORD, IL 74,69674.7k $1.7m $1.7m 0.03% Reduced -6.5k -6,450
31 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 72,39572.4k $1.7m $1.7m 0.05% Added +2.1k +2,136
32 Capital Investment Advisors, LLC 0.03% of their portfolio ATLANTA, GA 68,97069.0k $1.6m $1.6m 0.03% Reduced -578 -578
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 62,62262.6k $1.5m $1.5m 0.00% Added +8.1k +8,120
34 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 52,49752.5k $1.2m $1.2m 0.00% Added +5.1k +5,134
35 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 49,70649.7k $1.2m $1.2m 0.03% Reduced -1.9k -1,938
36 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 48,86948.9k $1.2m $1.2m 0.01% Added +28.9k +28,905
37 BRIDGES INVESTMENT MANAGEMENT INC 0.02% of their portfolio OMAHA, NE 47,00547.0k $1.1m $1.1m 0.02% Unchanged
38 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 42,26842.3k $1.0m $1.0m 0.00% Added +547 +547
39 DRIVE WEALTH MANAGEMENT, LLC 0.26% of their portfolio LEHI, UT 42,19442.2k $1.0m $1.0m 0.26% Added +8.5k +8,543
40 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 41,52441.5k $985.4k $985.4k 0.00% Added +329 +329
41 MANNING & NAPIER ADVISORS LLC 0.01% of their portfolio Fairport, NY 40,02840.0k $949.9k $949.9k 0.01% New
42 Baker Avenue Asset Management, LP 0.03% of their portfolio SAN FRANCISCO, CA 38,25238.3k $907.7k $907.7k 0.03% New
43 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 38,14638.1k $905.2k $905.2k 0.03% Reduced -339 -339
44 NAPA WEALTH MANAGEMENT 0.42% of their portfolio Napa, CA 37,65637.7k $893.6k $893.6k 0.42% Added +7.2k +7,162
45 EVERGREEN CAPITAL MANAGEMENT LLC 0.03% of their portfolio Bellevue, WA 37,12337.1k $880.9k $880.9k 0.03% Reduced -285 -285
46 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 36,04936.0k $855.4k $855.4k 0.00% Added +4.4k +4,386
47 Mariner, LLC 0.00% of their portfolio Overland Park, KS 35,52035.5k $842.9k $842.9k 0.00% Reduced -643 -643
48 FIRST FOUNDATION ADVISORS 0.03% of their portfolio Irvine, CA 33,82433.8k $802.6k $802.6k 0.03% Reduced -16.9k -16,853
49 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 32,09332.1k $761.6k $761.6k 0.01% Reduced -4.6k -4,551
50 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 31,76231.8k $753.7k $753.7k 0.00% Unchanged
51 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 31,75731.8k $753.6k $753.6k 0.02% New
52 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 30,08230.1k $713.8k $713.8k 0.01% Added +223 +223
53 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 27,46427.5k $652.0k $652.0k 0.01% Added +297 +297
54 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 26,28726.3k $623.8k $623.8k 0.00% New
55 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 24,50024.5k $581.4k $581.4k 0.00% Added +7.7k +7,660
56 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 23,73523.7k $563.2k $563.2k 0.00% Added +13.6k +13,570
57 Invst, LLC 0.06% of their portfolio INDIANAPOLIS, IN 21,94821.9k $520.8k $520.8k 0.06% Reduced -2.9k -2,921
58 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 21,27121.3k $504.8k $504.8k 0.00% Reduced -46.7k -46,709
59 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 20,90520.9k $496.1k $496.1k 0.00% Added +1.2k +1,243
60 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 20,30020.3k $466.5k $466.5k 0.01% Unchanged
61 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 20,24920.2k $480.5k $480.5k 0.00% New
62 ROBINSON CAPITAL MANAGEMENT, LLC 0.16% of their portfolio GROSSE POINTE FARMS, MI 19,83719.8k $462.8k $462.8k 0.16% New
63 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 19,74319.7k $468.5k $468.5k 0.01% Added +12.2k +12,192
64 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 18,92218.9k $449.0k $449.0k 0.00% Added +3.7k +3,662
65 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 17,27217.3k $409.9k $409.9k 0.00% New
66 COMERICA BANK 0.00% of their portfolio DALLAS, TX 17,21117.2k $408.4k $408.4k 0.00% Added +3.3k +3,347
67 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 17,15417.2k $407.0k $407.0k 0.00% Reduced -248 -248
68 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,58916.6k $393.7k $393.7k 0.00% Added +503 +503
69 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 16,10016.1k $382.1k $382.1k 0.00% Added +3.3k +3,300
70 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 15,91315.9k $377.6k $377.6k 0.00% Added +76 +76
71 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,76115.8k $374.0k $374.0k 0.00% Added +3.1k +3,085
72 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,49415.5k $367.7k $367.7k 0.00% New
73 Cascade Financial Partners, LLC 0.04% of their portfolio SAN DIEGO, CA 15,15515.2k $345.8k $345.8k 0.04% Reduced -1.0k -1,041
74 AlphaCentric Advisors LLC 0.26% of their portfolio SAN JUAN, PR 14,92614.9k $354.2k $354.2k 0.26% Added +745 +745
75 Bright Futures Wealth Management, LLC. 0.16% of their portfolio WEBSTER, NY 14580, NY 14,88914.9k $340.2k $340.2k 0.16% Added +1.5k +1,451
76 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 14,03714.0k $333.0k $333.0k 0.01% Reduced -7.9k -7,949
77 Symphony Financial, Ltd. Co. 0.05% of their portfolio HOUSTON, TX 13,27213.3k $313.9k $313.9k 0.05% Unchanged
78 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 13,15013.2k $312.1k $312.1k 0.01% Reduced -353 -353
79 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 12,92112.9k $307.0k $307.0k 0.01% Added +3.2k +3,206
80 Future Financial Wealth Managment LLC 0.22% of their portfolio CINCINNATI, OH 12,90012.9k $306.1k $306.1k 0.22% Unchanged
81 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 12,52112.5k $297.1k $297.1k 0.00% Unchanged
82 Safeguard Investment Advisory Group, LLC 0.08% of their portfolio Corona, CA 12,34612.3k $293.0k $293.0k 0.08% Reduced -1.4k -1,372
83 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.01% of their portfolio TOKYO, M0 12,04212.0k $285.6k $285.6k 0.01% Added +2.1k +2,056
84 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 12,04212.0k $285.8k $285.8k 0.01% Added +1.3k +1,312
85 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 11,79211.8k $279.0k $279.0k 0.02% Added +2.4k +2,385
86 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,49511.5k $272.8k $272.8k 0.00% New
87 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 11,14511.1k $264.5k $264.5k 0.00% Unchanged
88 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 10,20510.2k $242.2k $242.2k 0.00% New
89 Harvest Investment Services, LLC 0.07% of their portfolio Oakbrook Terrace, IL 9,7749.8k $231.9k $231.9k 0.07% Reduced -22 -22
90 Beacon Financial Advisory LLC 0.07% of their portfolio CLEVELAND, OH 9,1879.2k $218.0k $218.0k 0.07% Reduced -226 -226
91 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 8,9749.0k $213.0k $213.0k 0.01% New
92 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 8,6268.6k $204.7k $204.7k 0.02% New
93 MCF Advisors LLC 0.01% of their portfolio LEXINGTON, KY 6,4536.5k $153.1k $153.1k 0.01% Unchanged
94 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 3,5003.5k $83.1k $83.1k 0.00% Unchanged
95 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,6442.6k $63.0k $63.0k 0.00% Reduced -1.0k -1,017
96 FNY Investment Advisers, LLC 0.02% of their portfolio NEW YORK, NY 1,5001.5k $35.0k $35.0k 0.02% New
97 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,2101.2k $28.7k $28.7k 0.00% New
98 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,1621.2k $27.6k $27.6k 0.00% Added +6 +6
99 FWL INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio Dallas, TX 1,1541.2k $27.4k $27.4k 0.01% Added +44 +44
100 Element Wealth, LLC 0.01% of their portfolio RIDGELAND, MS 1,1091.1k $26.3k $26.3k 0.01% Added +25 +25