Vault-13

ISHARES TR REM

MORTGE REL ETF · ETP · CUSIP 46435G342

128 institutional holders -1 vs Q4 2023
9,993,37310.0m shares reported held*
$244.6mreported value*
16 new 33 added 48 reduced 19 sold out net bought ≈ $18.1m (+777.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.47. Options: 2 managers hold calls ($5.5m notional), 2 hold puts ($7.3m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 112Q4 22: 127Q1 23: 120Q2 23: 119Q3 23: 125Q4 23: 129Q1 24: 128128Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022112
Q4 2022127
Q1 2023120
Q2 2023119
Q3 2023125
Q4 2023129
Q1 2024128

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 48 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 53 bought or addedQ2 23: 58 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 53 cut or sold outQ3 23Q4 23: 58 bought or addedQ4 23: 59 cut or sold outQ4 23Q1 24: 49 bought or addedQ1 24: 67 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226548
Q1 20235355
Q2 20235358
Q3 20235053
Q4 20235859
Q1 20244967

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ2 23 calls: $8.4mQ2 23 puts: $20.0mQ2 23P/C 2.37Q3 23 calls: $4.5mQ3 23 puts: $6.7mQ3 23P/C 1.49Q4 23 calls: $3.4mQ4 23 puts: $4.2mQ4 23P/C 1.23Q1 24 calls: $5.5mQ1 24 puts: $7.3mQ1 24P/C 1.33
Numbers
QuarterCallsPutsP/C
Q2 2023$8.4m$20.0m2.37
Q3 2023$4.5m$6.7m1.49
Q4 2023$3.4m$4.2m1.23
Q1 2024$5.5m$7.3m1.33

Biggest buyers

MORGAN STANLEY Added +1,471,069+1.5m
WELLS FARGO & COMPANY/MN Added +367,404+367.4k
BNP PARIBAS FINANCIAL MARKETS Added +246,494+246.5k
SageView Advisory Group, LLC New +205,802+205.8k
DRIVE WEALTH MANAGEMENT, LLC New +69,257+69.3k
OSAIC HOLDINGS, INC. Added +38,924+38.9k
Man Group plc New +30,344+30.3k
BAYVIEW ASSET MANAGEMENT, LLC New +25,000+25.0k
ROYAL BANK OF CANADA Added +24,904+24.9k
Mid-American Wealth Advisory Group, Inc. Added +23,299+23.3k

Biggest sellers

BlackRock Inc. Reduced -272,993-273.0k
LPL Financial LLC Reduced -248,245-248.2k
AE Wealth Management LLC Reduced -217,222-217.2k
FWL INVESTMENT MANAGEMENT, LLC Reduced -156,225-156.2k
GOLDMAN SACHS GROUP INC Reduced -110,302-110.3k
AMERIPRISE FINANCIAL INC Reduced -89,138-89.1k
Copperwynd Financial, LLC Sold out -80,310-80.3k
Continuum Advisory, LLC Sold out -76,809-76.8k
MACQUARIE GROUP LTD Reduced -73,809-73.8k
Balefire, LLC Reduced -69,015-69.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.2m181.0k shares
CITADEL ADVISORS LLC Added $1.3m56.5k shares

Biggest puts

CITADEL ADVISORS LLC Added $5.6m242.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.7m72.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,705,8073.7m $86.1m $86.1m 0.00% Added +1.5m +1,471,069
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 721,609721.6k $16.8m $16.8m 0.00% Added +367.4k +367,404
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 648,500648.5k $15.1m $15.1m 0.00% Reduced -49.6k -49,628
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 418,170418.2k $9.7m $9.7m 0.00% Reduced -9.7k -9,687
5 BlackRock Inc. 0.00% of their portfolio New York, NY 270,121270.1k $6.3m $6.3m 0.00% Reduced -273.0k -272,993
6 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 246,500246.5k $5.7m $5.7m 0.01% Added +246.5k +246,494
7 Balefire, LLC 2.01% of their portfolio DALLAS, TX 240,304240.3k $5.6m $5.6m 2.01% Reduced -69.0k -69,015
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 222,236222.2k $5.2m $5.2m 0.00% Reduced -248.2k -248,245
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 221,988222.0k $5.2m $5.2m 0.01% Added +38.9k +38,924
10 SageView Advisory Group, LLC 0.93% of their portfolio Newport Beach, CA 205,802205.8k $18.5m $18.5m 0.93% New
11 Mid-American Wealth Advisory Group, Inc. 3.11% of their portfolio KANSAS CITY, MO 198,373198.4k $4.6m $4.6m 3.11% Added +23.3k +23,299
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 156,040156.0k $3.6m $3.6m 0.00% Added +3.2k +3,212
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 144,683144.7k $3.4m $3.4m 0.00% Reduced -12.3k -12,328
14 Barry Investment Advisors, LLC 1.09% of their portfolio NEW BEDFORD, MA 140,802140.8k $3.3m $3.3m 1.09% Added +1.1k +1,133
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 133,856133.9k $3.1m $3.1m 0.00% Reduced -89.1k -89,138
16 Mount Lucas Management LP 0.91% of their portfolio Newtown, PA 117,013117.0k $2.7m $2.7m 0.91% Added +6.9k +6,924
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 114,020114.0k $2.6m $2.6m 0.00% Added +24.9k +24,904
18 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 89,19289.2k $2.1m $2.1m 0.00% Unchanged
19 CHOREO, LLC 0.05% of their portfolio ROCKFORD, IL 82,05582.1k $1.9m $1.9m 0.05% Reduced -9.2k -9,186
20 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 72,84872.8k $1.7m $1.7m 0.01% Added +8.1k +8,085
21 Capital Investment Advisors, LLC 0.04% of their portfolio ATLANTA, GA 70,43270.4k $1.6m $1.6m 0.04% Reduced -1.3k -1,302
22 Cynosure Group, LLC 0.29% of their portfolio Salt Lake City, UT 69,85869.9k $1.6m $1.6m 0.29% Added +4.1k +4,111
23 DRIVE WEALTH MANAGEMENT, LLC 0.45% of their portfolio LEHI, UT 69,25769.3k $1.6m $1.6m 0.45% New
24 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 68,99569.0k $1.6m $1.6m 0.06% Added +8.3k +8,289
25 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 68,39568.4k $1.6m $1.6m 0.00% Added +395 +395
26 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 57,68457.7k $1.3m $1.3m 0.06% Reduced -5.3k -5,267
27 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 56,99957.0k $1.3k $1.3k 0.00% Reduced -73.8k -73,809
28 FIRST FOUNDATION ADVISORS 0.05% of their portfolio Irvine, CA 53,20453.2k $1.2m $1.2m 0.05% Reduced -22.6k -22,606
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 53,19053.2k $1.2m $1.2m 0.00% Reduced -2.5k -2,500
30 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 51,74951.7k $1.2m $1.2m 0.05% Reduced -4.9k -4,925
31 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 44,81644.8k $1.0m $1.0m 0.00% Added +8.6k +8,552
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 44,00344.0k $1.0m $1.0m 0.00% Reduced -71 -71
33 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 42,16642.2k $979.9k $979.9k 0.00% Reduced -1.7k -1,727
34 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 41,58641.6k $966.5k $966.5k 0.01% Added +2.8k +2,786
35 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 41,39041.4k $962.0k $962.0k 0.04% Reduced -854 -854
36 Mariner, LLC 0.00% of their portfolio Overland Park, KS 41,26341.3k $959.0k $959.0k 0.00% Added +13.2k +13,154
37 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 40,25040.2k $935.4k $935.4k 0.02% Reduced -2.8k -2,825
38 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 39,55039.5k $919.1k $919.1k 0.03% Added +5.1k +5,094
39 BRIDGES INVESTMENT MANAGEMENT INC 0.03% of their portfolio OMAHA, NE 38,81738.8k $902.1k $902.1k 0.03% Added +6.6k +6,640
40 EVERGREEN CAPITAL MANAGEMENT LLC 0.03% of their portfolio Bellevue, WA 37,61837.6k $874.2k $874.2k 0.03% Reduced -3.3k -3,300
41 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 33,90033.9k $787.8k $787.8k 0.00% Reduced -1.3k -1,308
42 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 33,14133.1k $770.2k $770.2k 0.00% Added +21.6k +21,616
43 Invst, LLC 0.09% of their portfolio INDIANAPOLIS, IN 32,16632.2k $736.9k $736.9k 0.09% Reduced -7.8k -7,800
44 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 30,53730.5k $709.7k $709.7k 0.01% Reduced -217.2k -217,222
45 Man Group plc 0.00% of their portfolio LONDON, X0 30,34430.3k $705.2k $705.2k 0.00% New
46 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 29,80929.8k $692.8k $692.8k 0.00% Reduced -110.3k -110,302
47 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 27,99528.0k $650.3k $650.3k 0.00% Reduced -42.0k -42,036
48 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 26,00426.0k $604.0k $604.0k 0.01% Reduced -19.9k -19,893
49 BAYVIEW ASSET MANAGEMENT, LLC 0.23% of their portfolio CORAL GABLES, FL 25,00025.0k $581.0k $581.0k 0.23% New
50 AXS Investments LLC 0.14% of their portfolio PORT CHESTER, NY 25,00025.0k $581.0k $581.0k 0.14% Reduced -10.0k -10,000
51 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 24,18524.2k $562.1k $562.1k 0.00% Reduced -894 -894
52 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 20,67520.7k $480.5k $480.5k 0.02% Unchanged
53 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,28518.3k $425.0k $425.0k 0.00% Reduced -650 -650
54 Safeguard Investment Advisory Group, LLC 0.14% of their portfolio Corona, CA 17,71217.7k $411.6k $411.6k 0.14% Reduced -6.2k -6,164
55 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 17,21317.2k $400.0k $400.0k 0.03% Added +243 +243
56 COMERICA BANK 0.00% of their portfolio DALLAS, TX 16,95717.0k $394.1k $394.1k 0.00% Added +5.0k +4,987
57 Cascade Financial Partners, LLC 0.05% of their portfolio SAN DIEGO, CA 16,19616.2k $352.4k $352.4k 0.05% First filing
58 AlphaCentric Advisors LLC 0.22% of their portfolio SAN JUAN, PR 15,95416.0k $370.8k $370.8k 0.22% Added +177 +177
59 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 15,76015.8k $366.3k $366.3k 0.00% Added +17 +17
60 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 15,36115.4k $357.0k $357.0k 0.00% Added +333 +333
61 BBR PARTNERS, LLC 0.03% of their portfolio NEW YORK, NY 15,00015.0k $348.6k $348.6k 0.03% New
62 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 14,98715.0k $348.3k $348.3k 0.00% Reduced -1.9k -1,860
63 TRUE Private Wealth Advisors 0.04% of their portfolio Salem, OR 14,14614.1k $328.8k $328.8k 0.04% Added +72 +72
64 Symphony Financial, Ltd. Co. 0.07% of their portfolio HOUSTON, TX 13,72713.7k $319.0k $319.0k 0.07% Added +1 +1
65 Future Financial Wealth Managment LLC 0.24% of their portfolio CINCINNATI, OH 13,35013.3k $310.3k $310.3k 0.24% Unchanged
66 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 12,90712.9k $299.9k $299.9k 0.00% Added +1.5k +1,495
67 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,67612.7k $294.6k $294.6k 0.00% Unchanged
68 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 12,52112.5k $291.0k $291.0k 0.00% Unchanged
69 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 12,42212.4k $289.0k $289.0k 0.01% Reduced -230 -230
70 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 12,39112.4k $288.0k $288.0k 0.01% Reduced -88 -88
71 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,23612.2k $284.4k $284.4k 0.00% New
72 Clarity Financial LLC 0.04% of their portfolio Houston, TX 11,68911.7k $271.7k $271.7k 0.04% Reduced -1.4k -1,364
73 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 11,60011.6k $269.6k $269.6k 0.00% New
74 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,34311.3k $263.6k $263.6k 0.00% New
75 Triumph Capital Management 0.11% of their portfolio DENVER, CO 11,29011.3k $258.7k $258.7k 0.11% New
76 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 11,09011.1k $257.7k $257.7k 0.00% New
77 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,99811.0k $255.6k $255.6k 0.00% Reduced -1.1k -1,118
78 Harvest Investment Services, LLC 0.10% of their portfolio Oakbrook Terrace, IL 10,66410.7k $247.8k $247.8k 0.10% Reduced -567 -567
79 SEAVIEW INVESTMENT MANAGERS LLC 0.07% of their portfolio MIAMI, FL 10,56610.6k $245.6k $245.6k 0.07% Reduced -2.7k -2,742
80 NOVARE CAPITAL MANAGEMENT LLC 0.02% of their portfolio CHARLOTTE, NC 10,00010.0k $232.4k $232.4k 0.02% Unchanged
81 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 9,4989.5k $220.7k $220.7k 0.00% Added +394 +394
82 Bright Futures Wealth Management, LLC. 0.11% of their portfolio WEBSTER, NY 14580, NY 9,3289.3k $204.8k $204.8k 0.11% First filing
83 Joseph P. Lucia & Associates, LLC 0.12% of their portfolio Yorktown Heights, NY 9,2679.3k $215.4k $215.4k 0.12% Unchanged
84 Beacon Financial Advisory LLC 0.10% of their portfolio CLEVELAND, OH 9,1059.1k $211.6k $211.6k 0.10% Reduced -821 -821
85 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 9,0329.0k $219.0k $219.0k 0.02% Added +1.6k +1,550
86 MCF Advisors LLC 0.01% of their portfolio LEXINGTON, KY 6,4536.5k $150.0k $150.0k 0.01% Unchanged
87 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 6,2986.3k $146.0k $146.0k 0.00% Reduced -4.8k -4,820
88 FWL INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio Dallas, TX 5,4925.5k $127.6k $127.6k 0.07% Reduced -156.2k -156,225
89 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.00% of their portfolio TOKYO, M0 4,6464.6k $108.0k $108.0k 0.00% Unchanged
90 BTS Asset Management, Inc. 0.07% of their portfolio Lincoln, MA 3,7723.8k $87.6k $87.6k 0.07% New
91 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,6553.7k $85.0k $85.0k 0.00% Added +26 +26
92 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 3,5003.5k $81.3k $81.3k 0.00% Unchanged
93 Element Wealth, LLC 0.03% of their portfolio RIDGELAND, MS 2,3552.4k $54.7k $54.7k 0.03% Reduced -35 -35
94 BFSG, LLC 0.00% of their portfolio IRVINE, CA 1,4141.4k $32.9k $32.9k 0.00% New
95 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,1501.1k $26.7k $26.7k 0.00% Unchanged
96 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,0201.0k $23.7k $23.7k 0.00% Reduced -100 -100
97 WealthShield Partners, LLC 0.00% of their portfolio CARY, NC 1,0001.0k $23.2k $23.2k 0.00% New
98 Sanctuary Wealth Management, L.L.C. 0.02% of their portfolio POCATELLO, ID 820820 $19.1k $19.1k 0.02% Reduced -420 -420
99 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 715715 $16.6k $16.6k 0.00% Added +1 +1
100 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 576576 $13.4k $13.4k 0.00% Unchanged