Vault-13

ISHARES TR ICVT

CONV BD ETF · ETP · CUSIP 46435G102

350 institutional holders +46 vs Q3 2024
20,007,09820.0m shares reported held*
$1.7bnreported value*
49 new 177 added 64 reduced 21 sold out net bought ≈ $284.1m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $85.00. Options: 4 managers hold calls ($1.6m notional), 2 hold puts ($543.8k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 319Q1 23: 224Q2 23: 212Q3 23: 212Q4 23: 232Q1 24: 274Q2 24: 303Q3 24: 304Q4 24: 350350Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022303
Q4 2022319
Q1 2023224
Q2 2023212
Q3 2023212
Q4 2023232
Q1 2024274
Q2 2024303
Q3 2024304
Q4 2024350

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 82 bought or addedQ1 23: 234 cut or sold outQ2 23: 93 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 112 bought or addedQ3 23: 99 cut or sold outQ4 23: 116 bought or addedQ4 23: 101 cut or sold outQ4 23Q1 24: 186 bought or addedQ1 24: 88 cut or sold outQ2 24: 182 bought or addedQ2 24: 109 cut or sold outQ2 24Q3 24: 178 bought or addedQ3 24: 125 cut or sold outQ4 24: 226 bought or addedQ4 24: 85 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202382234
Q2 202393125
Q3 202311299
Q4 2023116101
Q1 202418688
Q2 2024182109
Q3 2024178125
Q4 202422685

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 24 calls: $4.9mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $2.1mQ2 24 puts: $15.7kQ2 24P/C 0.01Q3 24 calls: $1.8mQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $1.6mQ4 24 puts: $543.8kQ4 24P/C 0.34
Numbers
QuarterCallsPutsP/C
Q1 2024$4.9m$00.00
Q2 2024$2.1m$15.7k0.01
Q3 2024$1.8m$00.00
Q4 2024$1.6m$543.8k0.34

Biggest buyers

LPL Financial LLC Added +412,335+412.3k
ENVESTNET ASSET MANAGEMENT INC Added +342,644+342.6k
Prestige Wealth Management Group LLC Added +314,164+314.2k
BANK OF NOVA SCOTIA Added +222,500+222.5k
Lebenthal Global Advisors, LLC Added +190,400+190.4k
BANK OF AMERICA CORP /DE/ Added +136,263+136.3k
Insight Wealth Strategies, LLC New +127,277+127.3k
Redhawk Wealth Advisors, Inc. New +109,694+109.7k
BlackRock, Inc. Added +109,088+109.1k
Thrivent Financial for Lutherans Added +102,731+102.7k

Biggest sellers

JPMORGAN CHASE & CO Reduced -154,404-154.4k
1832 Asset Management L.P. Reduced -65,712-65.7k
Gradient Investments LLC Sold out -54,596-54.6k
Financial Advocates Investment Management Reduced -47,436-47.4k
Ameritas Advisory Services, LLC Sold out -45,447-45.4k
LPWM LLC Reduced -27,918-27.9k
FFG RETIREMENT ADVISORS LLC Reduced -26,488-26.5k
Allianz Asset Management GmbH Sold out -20,000-20.0k
NOMURA ASSET MANAGEMENT CO LTD Reduced -17,900-17.9k
Palogic Value Management, L.P. Sold out -17,084-17.1k

Biggest calls

SIMPLEX TRADING, LLC Reduced $1.1m38.8k shares
CITADEL ADVISORS LLC New $399.4k4.7k shares
GROUP ONE TRADING LLC New $68.3k3.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $288.9k3.4k shares
CITADEL ADVISORS LLC New $254.9k3.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,454,1172.5m $208.5m $208.5m 0.02% Added +136.3k +136,263
2 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 1,469,3141.5m $124.8m $124.8m 0.04% Added +342.6k +342,644
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 945,340945.3k $80.3m $80.3m 0.03% Added +412.3k +412,335
4 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 917,900917.9k $78.0m $78.0m 0.01% Unchanged
5 1832 Asset Management L.P. 0.10% of their portfolio TORONTO, A6 663,358663.4k $56.4m $56.4m 0.10% Reduced -65.7k -65,712
6 New York Life Investment Management LLC 0.41% of their portfolio New York, NY 492,630492.6k $41.9m $41.9m 0.41% Added +14.8k +14,762
7 AMG National Trust Bank 1.13% of their portfolio GREENWOOD VILLAGE, CO 479,822479.8k $40.8m $40.8m 1.13% Reduced -890 -890
8 Advisory Alpha, LLC 1.34% of their portfolio HOLLAND, MI 443,338443.3k $37.7m $37.7m 1.34% Reduced -16.0k -16,001
9 GREENLEAF TRUST 0.33% of their portfolio KALAMAZOO, MI 430,412430.4k $36.6m $36.6m 0.33% Added +11.4k +11,363
10 BlackRock, Inc. 0.00% of their portfolio New York, NY 427,565427.6k $36.3m $36.3m 0.00% Added +109.1k +109,088
11 Lebenthal Global Advisors, LLC 6.49% of their portfolio Hauppauge, NY 418,271418.3k $35.5m $35.5m 6.49% Added +190.4k +190,400
12 BANK OF NOVA SCOTIA 0.06% of their portfolio TORONTO, A6 399,700399.7k $34.0m $34.0m 0.06% Added +222.5k +222,500
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 362,757362.8k $30.8m $30.8m 0.00% Added +88.5k +88,488
14 Ocean Park Asset Management, LLC 1.03% of their portfolio SANTA MONICA, CA 356,700356.7k $30.3m $30.3m 1.03% Added +88.1k +88,100
15 Howard Capital Management, LLC 0.45% of their portfolio Alpharetta, GA 337,900337.9k $28.7m $28.7m 0.45% Added +16.8k +16,800
16 Prestige Wealth Management Group LLC 5.55% of their portfolio FLEMINGTON, NJ 314,261314.3k $26.7m $26.7m 5.55% Added +314.2k +314,164
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 302,074302.1k $25.7m $25.7m 0.00% Reduced -154.4k -154,404
18 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 276,400276.4k $23.5m $23.5m 0.01% Unchanged
19 Baker Avenue Asset Management, LP 0.71% of their portfolio SAN FRANCISCO, CA 273,244273.2k $23.2m $23.2m 0.71% Added +27.4k +27,361
20 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 259,371259.4k $22.0m $22.0m 0.06% Added +4.7k +4,728
21 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 231,531231.5k $19.7m $19.7m 0.04% Added +75.4k +75,373
22 Pictet North America Advisors SA 1.85% of their portfolio GENEVA 73, V8 229,300229.3k $19.5m $19.5m 1.85% Added +81.9k +81,916
23 CWM, LLC 0.08% of their portfolio OMAHA, NE 222,201222.2k $18.9m $18.9m 0.08% Added +39.5k +39,487
24 Tradewinds Capital Management, LLC 4.66% of their portfolio BELLINGHAM, WA 207,591207.6k $17.6m $17.6m 4.66% Reduced -15.9k -15,862
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 187,134187.1k $15.9m $15.9m 0.00% Added +83.9k +83,891
26 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 182,740182.7k $15.5m $15.5m 0.05% Added +56.0k +56,014
27 OneDigital Investment Advisors LLC 0.18% of their portfolio OVERLAND PARK, KS 180,897180.9k $15.4m $15.4m 0.18% Added +45.1k +45,132
28 CacheTech Inc. 2.85% of their portfolio LOGAN, UT 178,758178.8k $15.2m $15.2m 2.85% Added +17.5k +17,537
29 Adams Wealth Management 2.87% of their portfolio LOGAN, UT 176,378176.4k $15.0m $15.0m 2.87% Added +15.2k +15,157
30 NOMURA ASSET MANAGEMENT CO LTD 0.04% of their portfolio TOKYO, M0 174,636174.6k $14.8m $14.8m 0.04% Reduced -17.9k -17,900
31 Certified Advisory Corp 1.55% of their portfolio ALTAMONTE SPRINGS, FL 168,094168.1k $14.3m $14.3m 1.55% Added +1.6k +1,565
32 Cornerstone Planning Group LLC 3.50% of their portfolio FAIRFIELD, NJ 163,761163.8k $14.3m $14.3m 3.50% Added +764 +764
33 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.73% of their portfolio SAN FRANCISCO, CA 147,715147.7k $12.6m $12.6m 0.73% Reduced -462 -462
34 TME FINANCIAL, INC. 11.16% of their portfolio Huntington Beach, CA 142,736142.7k $11.9m $11.9m 11.16% First filing
35 360 Financial, Inc. 4.34% of their portfolio WAYZATA, MN 141,367141.4k $12.0m $12.0m 4.34% Added +5.0k +4,951
36 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 131,821131.8k $11.2m $11.2m 0.04% Added +26.4k +26,443
37 Insight Wealth Strategies, LLC 1.45% of their portfolio SAN RAMON, CA 127,277127.3k $10.8m $10.8m 1.45% New
38 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 119,923119.9k $10.5m $10.5m 0.02% Added +102.7k +102,731
39 AIRE ADVISORS, LLC 2.09% of their portfolio BEVERLY HILLS, CA 119,279119.3k $10.1m $10.1m 2.09% Added +5.6k +5,633
40 GUGGENHEIM CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 114,021114.0k $9.7m $9.7m 0.08% Added +3.9k +3,905
41 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 112,270112.3k $9.5m $9.5m 0.02% Added +63.1k +63,117
42 Redhawk Wealth Advisors, Inc. 1.26% of their portfolio MINNEAPOLIS, MN 109,694109.7k $9.3m $9.3m 1.26% New
43 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 102,413102.4k $8.7m $8.7m 0.01% New
44 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 99,73799.7k $8.5m $8.5m 0.00% First filing
45 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 99,26999.3k $8.4m $8.4m 0.01% Added +9.2k +9,242
46 Hilltop Partners LLC 2.64% of their portfolio MISHAWAKA, IN 91,11791.1k $7.7m $7.7m 2.64% Added +69 +69
47 Onyx Bridge Wealth Group LLC 1.10% of their portfolio TARRYTOWN, NY 90,19490.2k $7.7m $7.7m 1.10% Added +83.7k +83,673
48 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 83,35083.3k $7.1m $7.1m 0.04% Added +18.6k +18,643
49 UBS Group AG 0.00% of their portfolio ZURICH, V8 82,61582.6k $7.0m $7.0m 0.00% Added +2.9k +2,894
50 SSI INVESTMENT MANAGEMENT LLC 0.52% of their portfolio Los Angeles, CA 81,35881.4k $6.9m $6.9m 0.52% Added +5.3k +5,283
51 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 80,95981.0k $6.9m $6.9m 0.02% Added +22.3k +22,251
52 PARK AVENUE SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 78,29778.3k $6.7m $6.7m 0.07% Added +23.9k +23,902
53 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.06% of their portfolio IRVING, TX 78,06178.1k $6.6m $6.6m 0.06% Added +22.1k +22,090
54 Foundations Investment Advisors, LLC 0.13% of their portfolio PHOENIX, AZ 76,75476.8k $6.5m $6.5m 0.13% Added +22.5k +22,523
55 Financial Gravity Companies, Inc. 1.48% of their portfolio Lakeway, TX 76,27476.3k $6.5m $6.5m 1.48% Added +2.3k +2,348
56 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 70,76870.8k $6.0m $6.0m 0.01% Added +7.0k +6,998
57 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 65,49665.5k $5.6m $5.6m 0.00% Added +21.5k +21,511
58 Centerline Wealth Advisors, LLC 3.23% of their portfolio LOUISVILLE, KY 64,83864.8k $5.5m $5.5m 3.23% First filing
59 Mascagni Wealth Management, Inc. 5.36% of their portfolio CLINTON, MS 64,39264.4k $5.4m $5.4m 5.36% First filing
60 Kades & Cheifetz LLC 2.74% of their portfolio Berwyn, PA 63,09663.1k $5.4m $5.4m 2.74% Reduced -1.6k -1,601
61 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 62,44962.4k $5.3m $5.3m 0.02% Added +23.1k +23,078
62 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 58,83958.8k $5.2m $5.2m 0.03% Reduced -2.9k -2,912
63 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 58,44358.4k $5.0m $5.0m 0.04% Added +49.4k +49,356
64 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 57,79957.8k $4.9m $4.9m 0.05% Added +6.0k +5,967
65 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 57,13157.1k $4.9m $4.9m 0.00% Reduced -9.1k -9,092
66 FIG FINANCIAL ADVISORY SERVICES INC /ADV 3.26% of their portfolio OKLAHOMA CITY, OK 56,47356.5k $4.8m $4.8m 3.26% First filing
67 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 56,32956.3k $4.8m $4.8m 0.01% Added +14.9k +14,948
68 CreativeOne Wealth, LLC 0.14% of their portfolio OVERLAND PARK, KS 55,61855.6k $4.7m $4.7m 0.14% Added +12.3k +12,271
69 Florin Court Capital LLP 4.81% of their portfolio London, X0 54,50854.5k $4.6m $4.6m 4.81% Reduced -5.9k -5,900
70 Dynamic Advisor Solutions LLC 0.20% of their portfolio PHOENIX, AZ 54,18054.2k $4.6m $4.6m 0.20% Added +6.6k +6,562
71 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 53,97554.0k $4.6m $4.6m 0.01% Reduced -446 -446
72 Friedenthal Financial 2.58% of their portfolio MARLTON, NJ 51,97252.0k $4.4m $4.4m 2.58% New
73 IHT Wealth Management, LLC 0.14% of their portfolio Chicago, IL 50,90250.9k $4.3m $4.3m 0.14% Reduced -5.8k -5,816
74 Financial Sense Advisors, Inc. 1.41% of their portfolio SAN DIEGO, CA 49,30949.3k $4.2m $4.2m 1.41% New
75 Baron Financial Group, LLC 2.57% of their portfolio Fair Lawn, NJ 48,81848.8k $4.1m $4.1m 2.57% Reduced -109 -109
76 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 47,30347.3k $4.0m $4.0m 0.01% Reduced -7.7k -7,697
77 Q3 Asset Management 2.50% of their portfolio BIRMINGHAM, MI 47,27847.3k $4.0m $4.0m 2.50% New
78 WETZEL INVESTMENT ADVISORS, INC. 2.00% of their portfolio INDIANAPOLIS, IN 47,25647.3k $4.0m $4.0m 2.00% Added +243 +243
79 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 43,45843.5k $3.7m $3.7m 0.01% Added +4.3k +4,300
80 Client First Investment Management LLC 2.33% of their portfolio West Bend, WI 42,59542.6k $3.6m $3.6m 2.33% Added +31.1k +31,120
81 FIRST HAWAIIAN BANK 0.11% of their portfolio HONOLULU, HI 40,87140.9k $3.5m $3.5m 0.11% Added +5.3k +5,290
82 Central Pacific Bank - Trust Division 0.45% of their portfolio HONOLULU, HI 40,76640.8k $3.5m $3.5m 0.45% Added +1.1k +1,077
83 HORIZON FINANCIAL SERVICES, LLC 1.94% of their portfolio WINSTON SALEM, NC 40,70440.7k $3.5m $3.5m 1.94% Reduced -1.0k -1,005
84 CAPITAL WEALTH MANAGEMENT, LLC 1.37% of their portfolio W. WARWICK, RI 37,53037.5k $3.2m $3.2m 1.37% Reduced -2.5k -2,491
85 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 33,71533.7k $2.9m $2.9m 0.02% Added +2.1k +2,147
86 BlueStem Wealth Partners, LLC 0.36% of their portfolio MINNETONKA, MN 32,69132.7k $2.8m $2.8m 0.36% First filing
87 KFG WEALTH MANAGEMENT, LLC 0.50% of their portfolio GRANGER, IN 31,53831.5k $2.7m $2.7m 0.50% New
88 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 29,20029.2k $2.5m $2.5m 0.00% New
89 B. Riley Wealth Advisors, Inc. 0.08% of their portfolio MEMPHIS, TN 28,05428.1k $2.4m $2.4m 0.08% Reduced -2.7k -2,711
90 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 27,81027.8k $2.4m $2.4m 0.03% Added +7.2k +7,200
91 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 27,68927.7k $2.4m $2.4m 0.02% Added +100 +100
92 SteelPeak Wealth, LLC 0.10% of their portfolio WOODLAND HILLS, CA 27,43927.4k $2.3m $2.3m 0.10% Added +9.0k +8,966
93 Mariner, LLC 0.00% of their portfolio Overland Park, KS 25,63725.6k $2.2m $2.2m 0.00% Added +6.2k +6,238
94 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 25,30425.3k $2.2m $2.2m 0.01% Added +9.9k +9,919
95 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 25,12525.1k $2.1m $2.1m 0.03% Added +5.0k +5,029
96 CFS Investment Advisory Services, LLC 0.19% of their portfolio TOTOWA, NJ 24,93824.9k $2.1m $2.1m 0.19% Added +7.7k +7,705
97 Retireful, LLC 1.19% of their portfolio HASLETT, MI 24,84924.8k $2.1m $2.1m 1.19% New
98 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 24,78024.8k $2.1m $2.1m 0.00% Added +4.2k +4,194
99 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 24,67524.7k $2.1m $2.1m 0.01% Added +4.5k +4,519
100 Kestra Investment Management, LLC 0.08% of their portfolio AUSTIN, TX 24,63524.6k $2.1m $2.1m 0.08% Added +377 +377