Vault-13

ISHARES TR ICVT

CONV BD ETF · ETP · CUSIP 46435G102

304 institutional holders +1 vs Q2 2024
16,313,50216.3m shares reported held*
$1.4bnreported value*
31 new 147 added 91 reduced 34 sold out net bought ≈ $55.3m (+654.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $83.75. Options: 2 managers hold calls ($1.8m notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 319Q1 23: 224Q2 23: 212Q3 23: 212Q4 23: 232Q1 24: 274Q2 24: 303Q3 24: 304304Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022303
Q4 2022319
Q1 2023224
Q2 2023212
Q3 2023212
Q4 2023232
Q1 2024274
Q2 2024303
Q3 2024304

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 149 bought or addedQ4 22: 160 cut or sold outQ1 23: 82 bought or addedQ1 23: 234 cut or sold outQ1 23Q2 23: 93 bought or addedQ2 23: 125 cut or sold outQ3 23: 112 bought or addedQ3 23: 99 cut or sold outQ3 23Q4 23: 116 bought or addedQ4 23: 101 cut or sold outQ1 24: 186 bought or addedQ1 24: 88 cut or sold outQ1 24Q2 24: 182 bought or addedQ2 24: 109 cut or sold outQ3 24: 178 bought or addedQ3 24: 125 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022149160
Q1 202382234
Q2 202393125
Q3 202311299
Q4 2023116101
Q1 202418688
Q2 2024182109
Q3 2024178125

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 23 calls: $2.7mQ4 23 puts: $23.6kQ4 23P/C 0.01Q1 24 calls: $4.9mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $2.1mQ2 24 puts: $15.7kQ2 24P/C 0.01Q3 24 calls: $1.8mQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$2.7m$23.6k0.01
Q1 2024$4.9m$00.00
Q2 2024$2.1m$15.7k0.01
Q3 2024$1.8m$00.00

Biggest buyers

GOLDMAN SACHS GROUP INC Added +909,656+909.7k
Howard Capital Management, LLC New +321,100+321.1k
Tradewinds Capital Management, LLC Added +222,222+222.2k
BANK OF NOVA SCOTIA New +177,200+177.2k
ASSETMARK, INC Added +152,939+152.9k
JPMORGAN CHASE & CO Added +112,298+112.3k
Lebenthal Global Advisors, LLC Added +110,055+110.1k
BANK OF AMERICA CORP /DE/ Added +98,282+98.3k
ALLIANCEBERNSTEIN L.P. Added +67,030+67.0k
Florin Court Capital LLP New +60,408+60.4k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -1,023,245-1.0m
Prestige Wealth Management Group LLC Reduced -324,229-324.2k
JANE STREET GROUP, LLC Sold out -259,720-259.7k
AMERIPRISE FINANCIAL INC Reduced -159,118-159.1k
Elequin Capital, LP Sold out -67,395-67.4k
Onyx Bridge Wealth Group LLC Reduced -47,721-47.7k
OPPENHEIMER ASSET MANAGEMENT INC. Sold out -34,751-34.8k
Windham Capital Management, LLC Sold out -31,799-31.8k
Retireful, LLC Sold out -27,132-27.1k
Thrivent Financial for Lutherans Reduced -23,930-23.9k

Biggest calls

SIMPLEX TRADING, LLC Reduced $1.8m52.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,317,8542.3m $193.9m $193.9m 0.02% Added +98.3k +98,282
2 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,126,6701.1m $94.3m $94.3m 0.03% Added +31.9k +31,935
3 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 917,900917.9k $76.8m $76.8m 0.01% Added +909.7k +909,656
4 1832 Asset Management L.P. 0.10% of their portfolio TORONTO, A6 729,070729.1k $61.0m $61.0m 0.10% Reduced -517 -517
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 533,005533.0k $44.6m $44.6m 0.02% Added +29.9k +29,850
6 AMG National Trust Bank 1.09% of their portfolio GREENWOOD VILLAGE, CO 480,712480.7k $40.2m $40.2m 1.09% Reduced -3.6k -3,555
7 New York Life Investment Management LLC 0.39% of their portfolio New York, NY 477,868477.9k $40.0m $40.0m 0.39% Added +58.5k +58,533
8 Advisory Alpha, LLC 1.37% of their portfolio HOLLAND, MI 459,339459.3k $38.4m $38.4m 1.37% Added +31.1k +31,053
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 456,478456.5k $38.2m $38.2m 0.00% Added +112.3k +112,298
10 GREENLEAF TRUST 0.31% of their portfolio KALAMAZOO, MI 419,049419.0k $35.1m $35.1m 0.31% Added +16.9k +16,894
11 Howard Capital Management, LLC 0.44% of their portfolio Alpharetta, GA 321,100321.1k $26.9m $26.9m 0.44% New
12 BlackRock, Inc. 0.00% of their portfolio New York, NY 318,477318.5k $26.6m $26.6m 0.00% First filing
13 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 276,400276.4k $23.1m $23.1m 0.01% Added +67.0k +67,030
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 274,269274.3k $22.9m $22.9m 0.00% Added +5.3k +5,298
15 Ocean Park Asset Management, LLC 0.99% of their portfolio SANTA MONICA, CA 268,600268.6k $22.5m $22.5m 0.99% Unchanged
16 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 254,643254.6k $21.3m $21.3m 0.06% Added +152.9k +152,939
17 Baker Avenue Asset Management, LP 0.65% of their portfolio SAN FRANCISCO, CA 245,883245.9k $20.6m $20.6m 0.65% Reduced -18.4k -18,394
18 Lebenthal Global Advisors, LLC 3.87% of their portfolio Hauppauge, NY 227,871227.9k $19.1m $19.1m 3.87% Added +110.1k +110,055
19 Tradewinds Capital Management, LLC 5.00% of their portfolio BELLINGHAM, WA 223,453223.5k $18.7m $18.7m 5.00% Added +222.2k +222,222
20 NOMURA ASSET MANAGEMENT CO LTD 0.05% of their portfolio TOKYO, M0 192,536192.5k $16.1m $16.1m 0.05% Reduced -14.6k -14,560
21 CWM, LLC 0.07% of their portfolio OMAHA, NE 182,714182.7k $15.3m $15.3m 0.07% Reduced -5.9k -5,855
22 BANK OF NOVA SCOTIA 0.03% of their portfolio TORONTO, A6 177,200177.2k $14.8m $14.8m 0.03% New
23 Certified Advisory Corp 1.54% of their portfolio ALTAMONTE SPRINGS, FL 166,529166.5k $13.9m $13.9m 1.54% Added +3.5k +3,509
24 Cornerstone Planning Group LLC 3.65% of their portfolio FAIRFIELD, NJ 162,997163.0k $13.8m $13.8m 3.65% Added +7.8k +7,810
25 Adams Wealth Management 2.89% of their portfolio LOGAN, UT 161,221161.2k $13.5m $13.5m 2.89% Added +7.6k +7,595
26 CacheTech Inc. 2.89% of their portfolio LOGAN, UT 161,221161.2k $13.5m $13.5m 2.89% Added +7.6k +7,595
27 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 156,158156.2k $13.1m $13.1m 0.03% Added +23.9k +23,919
28 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.70% of their portfolio SAN FRANCISCO, CA 148,177148.2k $12.4m $12.4m 0.70% Added +4.1k +4,061
29 Pictet North America Advisors SA 1.22% of their portfolio GENEVA 73, V8 147,384147.4k $12.3m $12.3m 1.22% Added +2.2k +2,176
30 360 Financial, Inc. 4.22% of their portfolio WAYZATA, MN 136,416136.4k $11.4m $11.4m 4.22% Added +5.4k +5,351
31 OneDigital Investment Advisors LLC 0.13% of their portfolio OVERLAND PARK, KS 135,765135.8k $11.4m $11.4m 0.13% Added +5.0k +5,049
32 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 126,726126.7k $10.6m $10.6m 0.03% Added +3.0k +2,984
33 AIRE ADVISORS, LLC 2.10% of their portfolio BEVERLY HILLS, CA 113,646113.6k $9.5m $9.5m 2.10% Reduced -9.5k -9,485
34 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 110,116110.1k $9.2m $9.2m 0.07% Added +5.8k +5,775
35 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 105,378105.4k $8.8m $8.8m 0.03% Added +320 +320
36 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 103,243103.2k $8.6m $8.6m 0.00% Reduced -159.1k -159,118
37 Hilltop Partners LLC 2.56% of their portfolio MISHAWAKA, IN 91,04891.0k $7.6m $7.6m 2.56% Added +4.8k +4,804
38 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 90,02790.0k $7.5m $7.5m 0.01% Reduced -12.1k -12,072
39 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 80,21480.2k $6.7m $6.7m 0.00% Reduced -4.8k -4,785
40 UBS Group AG 0.00% of their portfolio ZURICH, V8 79,72179.7k $6.7m $6.7m 0.00% Added +5.2k +5,169
41 SSI INVESTMENT MANAGEMENT LLC 0.47% of their portfolio Los Angeles, CA 76,07576.1k $6.4m $6.4m 0.47% Added +12.7k +12,656
42 Financial Gravity Companies, Inc. 1.66% of their portfolio Lakeway, TX 73,92673.9k $6.2m $6.2m 1.66% First filing
43 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 67,85867.9k $5.7m $5.7m 0.01% Reduced -774 -774
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 66,22366.2k $5.5m $5.5m 0.00% Reduced -20.1k -20,056
45 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 64,70764.7k $5.4m $5.4m 0.04% Added +17.0k +16,996
46 Kades & Cheifetz LLC 3.10% of their portfolio Berwyn, PA 64,69764.7k $5.4m $5.4m 3.10% Added +2.3k +2,328
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 63,77063.8k $5.3m $5.3m 0.01% Added +7.3k +7,291
48 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 61,75161.8k $5.5m $5.5m 0.03% Added +5.3k +5,320
49 Florin Court Capital LLP 4.06% of their portfolio London, X0 60,40860.4k $5.1m $5.1m 4.06% New
50 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 58,70858.7k $4.9m $4.9m 0.01% Reduced -987 -987
51 IHT Wealth Management, LLC 0.13% of their portfolio Chicago, IL 56,71856.7k $4.7m $4.7m 0.13% Added +40.3k +40,291
52 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 55,97156.0k $4.7m $4.7m 0.04% Reduced -17 -17
53 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 55,00055.0k $4.6m $4.6m 0.01% Added +41.4k +41,437
54 Gradient Investments LLC 0.10% of their portfolio ARDEN HILLS, MN 54,59654.6k $4.6m $4.6m 0.10% Reduced -825 -825
55 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 54,42154.4k $4.6m $4.6m 0.01% Reduced -1.5k -1,479
56 PARK AVENUE SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 54,39554.4k $4.6m $4.6m 0.05% Reduced -1.5k -1,522
57 Foundations Investment Advisors, LLC 0.10% of their portfolio PHOENIX, AZ 54,23154.2k $4.5m $4.5m 0.10% Added +7.4k +7,387
58 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 51,83251.8k $4.3m $4.3m 0.04% Added +3.9k +3,944
59 Financial Advocates Investment Management 0.26% of their portfolio OLYMPIA, WA 50,79950.8k $4.6m $4.6m 0.26% New
60 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 49,15349.2k $4.1m $4.1m 0.01% Reduced -661 -661
61 Baron Financial Group, LLC 2.50% of their portfolio Fair Lawn, NJ 48,92748.9k $4.1m $4.1m 2.50% Reduced -328 -328
62 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 47,61847.6k $4.0m $4.0m 0.12% Added +4.3k +4,350
63 WETZEL INVESTMENT ADVISORS, INC. 1.98% of their portfolio INDIANAPOLIS, IN 47,01347.0k $3.9m $3.9m 1.98% Reduced -333 -333
64 Ameritas Advisory Services, LLC 0.16% of their portfolio Lincoln, NE 45,44745.4k $3.8m $3.8m 0.16% New
65 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 43,98544.0k $3.7m $3.7m 0.00% Added +4.1k +4,111
66 CreativeOne Wealth, LLC 0.12% of their portfolio OVERLAND PARK, KS 43,34743.3k $3.6m $3.6m 0.12% Added +26.0k +26,002
67 HORIZON FINANCIAL SERVICES, LLC 2.07% of their portfolio WINSTON SALEM, NC 41,70941.7k $3.5m $3.5m 2.07% Added +731 +731
68 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 41,38141.4k $3.5m $3.5m 0.01% Added +957 +957
69 CAPITAL WEALTH MANAGEMENT, LLC 1.43% of their portfolio W. WARWICK, RI 40,02140.0k $3.3m $3.3m 1.43% Added +171 +171
70 Central Pacific Bank - Trust Division 0.42% of their portfolio HONOLULU, HI 39,68939.7k $3.3m $3.3m 0.42% Added +9.5k +9,499
71 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 39,37139.4k $3.3m $3.3m 0.01% Reduced -11.0k -10,967
72 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 39,15839.2k $3.3m $3.3m 0.01% Added +1.5k +1,521
73 LPWM LLC 0.98% of their portfolio MINNEAPOLIS, MN 35,97036.0k $3.0m $3.0m 0.98% Added +854 +854
74 Aspire Wealth Management Corp 1.61% of their portfolio WALTHAM, MA 35,80835.8k $3.0m $3.0m 1.61% Reduced -1.0k -1,029
75 FIRST HAWAIIAN BANK 0.10% of their portfolio HONOLULU, HI 35,58135.6k $3.0m $3.0m 0.10% Added +5.8k +5,818
76 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 31,56831.6k $2.6m $2.6m 0.02% Added +1.2k +1,199
77 ACUTE INVESTMENT ADVISORY, LLC 1.49% of their portfolio MESA, AZ 31,00931.0k $2.6m $2.6m 1.49% New
78 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 30,76530.8k $2.6m $2.6m 0.07% Reduced -2.2k -2,152
79 FFG RETIREMENT ADVISORS LLC 1.59% of their portfolio CENTENNIAL, CO 29,13929.1k $2.4m $2.4m 1.59% Added +10.2k +10,213
80 Overbrook Management Corp 0.56% of their portfolio NEW YORK, NY 29,02429.0k $2.4m $2.4m 0.56% Reduced -3.5k -3,499
81 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 27,58927.6k $2.3m $2.3m 0.02% Added +11.3k +11,285
82 Provident Wealth Management, LLC 0.72% of their portfolio BRENTWOOD, TN 25,20625.2k $2.1m $2.1m 0.72% Reduced -1.9k -1,890
83 Kestra Investment Management, LLC 0.09% of their portfolio AUSTIN, TX 24,25824.3k $2.0m $2.0m 0.09% Added +3.4k +3,409
84 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 23,01523.0k $1.9m $1.9m 0.03% Reduced -1.0k -1,042
85 Key Financial Inc 0.41% of their portfolio WEST CHESTER, PA 22,10322.1k $1.8m $1.8m 0.41% Reduced -90 -90
86 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 21,11821.1k $1.8m $1.8m 0.02% Reduced -2.8k -2,802
87 PURSUE WEALTH PARTNERS LLC 0.95% of their portfolio ALAMO, CA 20,81620.8k $1.7m $1.7m 0.95% Added +3.2k +3,166
88 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 20,61020.6k $1.7m $1.7m 0.02% Reduced -2.1k -2,110
89 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,58620.6k $1.7m $1.7m 0.00% Reduced -5.0k -5,011
90 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 20,15620.2k $1.7m $1.7m 0.01% Reduced -9.5k -9,488
91 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 20,09620.1k $1.7m $1.7m 0.02% Added +86 +86
92 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 20,00020.0k $1.7m $1.7m 0.00% New
93 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,39919.4k $1.6m $1.6m 0.00% Reduced -4.2k -4,241
94 TSA Wealth Managment LLC 0.64% of their portfolio HOUSTON, TX 19,06119.1k $1.6m $1.6m 0.64% Added +291 +291
95 SteelPeak Wealth, LLC 0.07% of their portfolio WOODLAND HILLS, CA 18,47318.5k $1.5m $1.5m 0.07% Added +1.2k +1,175
96 Perissos Private Wealth Management, LLC 1.21% of their portfolio BETHANY, OK 18,04618.0k $1.5m $1.5m 1.21% Reduced -2.5k -2,499
97 CFS Investment Advisory Services, LLC 0.12% of their portfolio TOTOWA, NJ 17,23317.2k $1.4m $1.4m 0.12% Added +583 +583
98 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 17,19217.2k $1.4m $1.4m 0.00% Reduced -23.9k -23,930
99 Palogic Value Management, L.P. 0.57% of their portfolio DALLAS, TX 17,08417.1k $1.4m $1.4m 0.57% Added +13 +13
100 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 16,67616.7k $1.4m $1.4m 0.00% Added +327 +327