Vault-13

ISHARES TR ICVT

CONV BD ETF · ETP · CUSIP 46435G102

274 institutional holders +42 vs Q4 2023
14,871,50914.9m shares reported held*
$1.2bnreported value*
65 new 121 added 66 reduced 22 sold out net bought ≈ $192.5m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $79.77. Options: 2 managers hold calls ($4.9m notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 319Q1 23: 224Q2 23: 212Q3 23: 212Q4 23: 232Q1 24: 274274Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022303
Q4 2022319
Q1 2023224
Q2 2023212
Q3 2023212
Q4 2023232
Q1 2024274

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 149 bought or addedQ4 22: 160 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 234 cut or sold outQ1 23Q2 23: 93 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 112 bought or addedQ3 23: 99 cut or sold outQ3 23Q4 23: 116 bought or addedQ4 23: 101 cut or sold outQ4 23Q1 24: 186 bought or addedQ1 24: 88 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022149160
Q1 202382234
Q2 202393125
Q3 202311299
Q4 2023116101
Q1 202418688

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ2 23 calls: $3.4mQ2 23 puts: $38.2kQ2 23P/C 0.01Q3 23 calls: $12.0mQ3 23 puts: $7.4kQ3 23P/C 0.00Q4 23 calls: $2.7mQ4 23 puts: $23.6kQ4 23P/C 0.01Q1 24 calls: $4.9mQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$3.4m$38.2k0.01
Q3 2023$12.0m$7.4k0.00
Q4 2023$2.7m$23.6k0.01
Q1 2024$4.9m$00.00

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +731,278+731.3k
MORGAN STANLEY Added +446,802+446.8k
BANK OF AMERICA CORP /DE/ Added +317,558+317.6k
BlackRock Inc. Added +275,734+275.7k
LPL Financial LLC Added +231,109+231.1k
JPMORGAN CHASE & CO Added +231,008+231.0k
Tradewinds Capital Management, LLC Added +227,656+227.7k
Ocean Park Asset Management, LLC New +205,100+205.1k
CWM, LLC Added +152,049+152.0k
Cetera Investment Advisers Added +112,956+113.0k

Biggest sellers

Financial Gravity Asset Management, Inc. Reduced -844,162-844.2k
GeoWealth Management, LLC Sold out -179,293-179.3k
Certified Advisory Corp Sold out -152,784-152.8k
RENAISSANCE TECHNOLOGIES LLC Reduced -76,750-76.8k
ASSETMARK, INC Reduced -73,943-73.9k
OSAIC HOLDINGS, INC. Reduced -59,680-59.7k
MOODY NATIONAL BANK TRUST DIVISION Sold out -53,194-53.2k
CAMBRIDGE ASSOCIATES LLC /MA/ /ADV Sold out -53,194-53.2k
Thrivent Financial for Lutherans Reduced -41,118-41.1k
Cetera Advisor Networks LLC Sold out -41,034-41.0k

Biggest calls

SIMPLEX TRADING, LLC Added $4.9m156.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,000,1552.0m $159.7m $159.7m 0.02% Added +317.6k +317,558
2 ASSETMARK, INC 0.39% of their portfolio CONCORD, CA 1,488,3771.5m $118.8m $118.8m 0.39% Reduced -73.9k -73,943
3 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 956,242956.2k $76.3m $76.3m 0.03% Added +731.3k +731,278
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 687,084687.1k $54.9m $54.9m 0.00% Added +446.8k +446,802
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 464,364464.4k $37.1m $37.1m 0.02% Added +231.1k +231,109
6 AMG National Trust Bank 1.05% of their portfolio GREENWOOD VILLAGE, CO 449,518449.5k $35.9m $35.9m 1.05% Added +33.3k +33,344
7 New York Life Investment Management LLC 0.35% of their portfolio New York, NY 436,479436.5k $34.8m $34.8m 0.35% Added +88.0k +88,034
8 Advisory Alpha, LLC 1.38% of their portfolio HOLLAND, MI 420,431420.4k $33.6m $33.6m 1.38% Added +17.4k +17,403
9 GREENLEAF TRUST 0.29% of their portfolio KALAMAZOO, MI 388,612388.6k $31.0m $31.0m 0.29% Added +93.4k +93,429
10 Prestige Wealth Management Group LLC 5.75% of their portfolio FLEMINGTON, NJ 334,501334.5k $26.7m $26.7m 5.75% Added +43.0k +42,996
11 BlackRock Inc. 0.00% of their portfolio New York, NY 333,545333.5k $26.6m $26.6m 0.00% Added +275.7k +275,734
12 1832 Asset Management L.P. 0.04% of their portfolio TORONTO, A6 277,548277.5k $22.2m $22.2m 0.04% Reduced -6.9k -6,892
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 273,130273.1k $21.8m $21.8m 0.00% Added +231.0k +231,008
14 Baker Avenue Asset Management, LP 0.84% of their portfolio SAN FRANCISCO, CA 267,694267.7k $21.4m $21.4m 0.84% Reduced -14.4k -14,416
15 Gradient Investments LLC 0.44% of their portfolio ARDEN HILLS, MN 238,429238.4k $19.0m $19.0m 0.44% Reduced -9.0k -9,042
16 Tradewinds Capital Management, LLC 5.12% of their portfolio BELLINGHAM, WA 231,848231.8k $18.5m $18.5m 5.12% Added +227.7k +227,656
17 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 228,605228.6k $18.2m $18.2m 0.01% Added +30.1k +30,073
18 NOMURA ASSET MANAGEMENT CO LTD 0.06% of their portfolio TOKYO, M0 222,196222.2k $17.7m $17.7m 0.06% Reduced -22.5k -22,500
19 CWM, LLC 0.08% of their portfolio OMAHA, NE 214,159214.2k $17.1m $17.1m 0.08% Added +152.0k +152,049
20 Ocean Park Asset Management, LLC 0.77% of their portfolio SANTA MONICA, CA 205,100205.1k $16.4m $16.4m 0.77% New
21 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 186,381186.4k $14.9m $14.9m 0.01% Unchanged
22 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 180,811180.8k $14.4m $14.4m 0.03% Reduced -59.7k -59,680
23 Financial Gravity Asset Management, Inc. 1.58% of their portfolio Lakeway, TX 148,442148.4k $11.8m $11.8m 1.58% Reduced -844.2k -844,162
24 Cornerstone Planning Group LLC 3.55% of their portfolio FAIRFIELD, NJ 146,706146.7k $11.4m $11.4m 3.55% Added +4.9k +4,911
25 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 143,572143.6k $11.5m $11.5m 0.03% Added +113.0k +112,956
26 Adams Wealth Management 2.78% of their portfolio LOGAN, UT 142,864142.9k $11.4m $11.4m 2.78% Added +18.8k +18,792
27 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.70% of their portfolio SAN FRANCISCO, CA 141,883141.9k $11.3m $11.3m 0.70% Added +4.7k +4,722
28 AIRE ADVISORS, LLC 2.24% of their portfolio BEVERLY HILLS, CA 124,587124.6k $10.0m $10.0m 2.24% Added +613 +613
29 360 Financial, Inc. 3.70% of their portfolio WAYZATA, MN 119,193119.2k $9.5m $9.5m 3.70% Added +23.9k +23,863
30 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 114,194114.2k $9.1m $9.1m 0.03% Added +97.4k +97,379
31 OneDigital Investment Advisors LLC 0.12% of their portfolio OVERLAND PARK, KS 97,37397.4k $7.8m $7.8m 0.12% New
32 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 93,57893.6k $7.5m $7.5m 0.01% Added +15.7k +15,739
33 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 92,60192.6k $7.4m $7.4m 0.03% Added +33.0k +33,005
34 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 90,32890.3k $7.2m $7.2m 0.05% Added +2.2k +2,161
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 85,45985.5k $6.8m $6.8m 0.00% Added +1.8k +1,837
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 84,85284.9k $6.8m $6.8m 0.00% Added +14.1k +14,126
37 Hilltop Partners LLC 2.30% of their portfolio MISHAWAKA, IN 80,64380.6k $6.4m $6.4m 2.30% Added +77.4k +77,406
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 71,44471.4k $5.7m $5.7m 0.00% Reduced -3.7k -3,657
39 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 64,79864.8k $5.2m $5.2m 0.01% Reduced -37.6k -37,592
40 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 62,30762.3k $5.0m $5.0m 0.01% Reduced -41.1k -41,118
41 Kades & Cheifetz LLC 3.14% of their portfolio Berwyn, PA 61,35361.4k $4.9m $4.9m 3.14% Added +1.0k +1,014
42 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 60,35060.4k $4.8m $4.8m 0.01% Reduced -76.8k -76,750
43 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 54,70954.7k $4.4m $4.4m 0.01% Added +809 +809
44 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 53,96054.0k $4.3m $4.3m 0.05% Added +4.8k +4,771
45 Florin Court Capital LLP 3.67% of their portfolio London, X0 53,31153.3k $4.3m $4.3m 3.67% Added +14.7k +14,711
46 Aveo Capital Partners, LLC 0.44% of their portfolio ENGLEWOOD, CO 51,73151.7k $4.0m $4.0m 0.44% Added +905 +905
47 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 51,32751.3k $4.1m $4.1m 0.01% Reduced -1.1k -1,104
48 Baron Financial Group, LLC 2.46% of their portfolio Fair Lawn, NJ 50,01550.0k $4.0m $4.0m 2.46% Added +475 +475
49 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.03% of their portfolio IRVING, TX 49,32349.3k $3.9m $3.9m 0.03% Added +41.9k +41,919
50 PARK AVENUE SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 48,31848.3k $3.9m $3.9m 0.05% Added +43.8k +43,764
51 WETZEL INVESTMENT ADVISORS, INC. 2.13% of their portfolio INDIANAPOLIS, IN 47,27747.3k $3.6m $3.6m 2.13% Added +1.2k +1,182
52 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 44,61344.6k $3.6m $3.6m 0.01% Added +12.9k +12,900
53 Algorithmic Investment Models, LLC 2.58% of their portfolio Boston, MA 43,94643.9k $3.5m $3.5m 2.58% Reduced -872 -872
54 Foundations Investment Advisors, LLC 0.09% of their portfolio PHOENIX, AZ 43,28443.3k $3.5m $3.5m 0.09% New
55 B. Riley Wealth Advisors, Inc. 0.09% of their portfolio MEMPHIS, TN 42,46342.5k $3.2m $3.2m 0.09% Reduced -9.0k -9,013
56 CreativeOne Wealth, LLC 0.13% of their portfolio OVERLAND PARK, KS 41,82541.8k $3.3m $3.3m 0.13% New
57 Overbrook Management Corp 0.88% of their portfolio NEW YORK, NY 41,16841.2k $3.3m $3.3m 0.88% Reduced -8.1k -8,112
58 CAPITAL WEALTH MANAGEMENT, LLC 1.55% of their portfolio W. WARWICK, RI 40,62840.6k $3.2m $3.2m 1.55% Added +4.5k +4,504
59 HORIZON FINANCIAL SERVICES, LLC 2.05% of their portfolio WINSTON SALEM, NC 40,05140.1k $3.2m $3.2m 2.05% Added +906 +906
60 Retireful, LLC 1.29% of their portfolio HASLETT, MI 38,87838.9k $3.1m $3.1m 1.29% Added +34.4k +34,419
61 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 37,76737.8k $3.0m $3.0m 0.00% Added +14.2k +14,151
62 Pictet North America Advisors SA 0.33% of their portfolio GENEVA 73, V8 37,37837.4k $3.0m $3.0m 0.33% New
63 Aspire Wealth Management Corp 1.79% of their portfolio WALTHAM, MA 37,12137.1k $3.0m $3.0m 1.79% Reduced -57 -57
64 LPWM LLC 1.03% of their portfolio MINNEAPOLIS, MN 35,57535.6k $2.8m $2.8m 1.03% Added +82 +82
65 OPPENHEIMER ASSET MANAGEMENT INC. 0.04% of their portfolio NEW YORK, NY 31,88731.9k $2.5m $2.5m 0.04% Reduced -36.1k -36,140
66 Windham Capital Management, LLC 2.00% of their portfolio BOSTON, MA 31,79931.8k $2.5m $2.5m 2.00% Unchanged
67 Dynamic Advisor Solutions LLC 0.09% of their portfolio PHOENIX, AZ 31,68531.7k $2.5m $2.5m 0.09% Added +2.2k +2,178
68 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 31,67231.7k $2.5m $2.5m 0.00% New
69 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 31,61731.6k $2.5m $2.5m 0.01% Added +28.6k +28,618
70 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 30,05830.1k $2.4m $2.4m 0.02% Reduced -19.4k -19,407
71 Provident Wealth Management, LLC 0.85% of their portfolio BRENTWOOD, TN 28,58928.6k $2.3m $2.3m 0.85% Reduced -932 -932
72 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 25,55125.6k $2.0m $2.0m 0.03% Added +827 +827
73 Csenge Advisory Group 0.11% of their portfolio CLEARWATER, FL 24,89924.9k $2.0m $2.0m 0.11% Added +623 +623
74 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 24,71224.7k $2.0m $2.0m 0.02% Added +4.5k +4,545
75 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 24,57324.6k $2.0m $2.0m 0.00% Reduced -13.6k -13,552
76 Tidal Investments LLC 0.03% of their portfolio Milwaukee, WI 23,61023.6k $1.9m $1.9m 0.03% Added +4.6k +4,644
77 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 22,98023.0k $1.8m $1.8m 0.01% Added +1.2k +1,222
78 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 22,80022.8k $1.8m $1.8m 0.03% Added +6.0k +5,980
79 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 22,76222.8k $1.8m $1.8m 0.02% Added +5.7k +5,708
80 Key Financial Inc 0.46% of their portfolio WEST CHESTER, PA 22,45022.4k $1.8m $1.8m 0.46% Unchanged
81 AXXCESS WEALTH MANAGEMENT, LLC 0.05% of their portfolio CARLSBAD, CA 22,18922.2k $1.8m $1.8m 0.05% Reduced -2.7k -2,653
82 Ascent Group, LLC 0.15% of their portfolio VIRGINIA BEACH, VA 21,24321.2k $1.7m $1.7m 0.15% Added +1.5k +1,529
83 TSA Wealth Managment LLC 0.69% of their portfolio HOUSTON, TX 19,98020.0k $1.6m $1.6m 0.69% New
84 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,44018.4k $1.5m $1.5m 0.00% Added +1.0k +1,045
85 PURSUE WEALTH PARTNERS LLC 0.83% of their portfolio ALAMO, CA 17,65017.6k $1.4m $1.4m 0.83% Unchanged
86 Capital Asset Advisory Services LLC 0.08% of their portfolio Williamston, MI 16,98717.0k $1.3m $1.3m 0.08% Reduced -317 -317
87 Palogic Value Management, L.P. 0.58% of their portfolio DALLAS, TX 16,86516.9k $1.3m $1.3m 0.58% Added +2.6k +2,597
88 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 16,38416.4k $1.3m $1.3m 0.01% Reduced -1.8k -1,797
89 Modera Wealth Management, LLC 0.02% of their portfolio WESTWOOD, NJ 15,91915.9k $1.3m $1.3m 0.02% Reduced -2.0k -2,028
90 Perissos Private Wealth Management, LLC 1.12% of their portfolio BETHANY, OK 15,41715.4k $1.2m $1.2m 1.12% First filing
91 SteelPeak Wealth, LLC 0.06% of their portfolio WOODLAND HILLS, CA 15,35815.4k $1.2m $1.2m 0.06% New
92 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 15,11115.1k $1.2m $1.2m 0.01% Reduced -136 -136
93 HOHIMER WEALTH MANAGEMENT, LLC 0.28% of their portfolio SEATTLE, WA 15,01615.0k $1.2m $1.2m 0.28% Reduced -30 -30
94 Econ Financial Services Corp 0.70% of their portfolio HARRISBURG, PA 14,05914.1k $1.1m $1.1m 0.70% Reduced -10.6k -10,626
95 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 13,80713.8k $1.1m $1.1m 0.00% Added +12.5k +12,468
96 DARK FOREST CAPITAL MANAGEMENT LP 0.19% of their portfolio NEW YORK, NY 13,79013.8k $1.1m $1.1m 0.19% Reduced -27.2k -27,219
97 CFS Investment Advisory Services, LLC 0.18% of their portfolio TOTOWA, NJ 13,63513.6k $1.1m $1.1m 0.18% New
98 Herold Advisors, Inc. 0.24% of their portfolio New York, NY 12,44012.4k $993.1k $993.1k 0.24% Reduced -120 -120
99 Outlook Wealth Advisors, LLC 0.31% of their portfolio SHENANDOAH, TX 12,40812.4k $990.5k $990.5k 0.31% Added +621 +621
100 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.47% of their portfolio Phoenix, AZ 12,31612.3k $983.2k $983.2k 0.47% Added +281 +281