Vault-13

ISHARES TR ICVT

CONV BD ETF · ETP · CUSIP 46435G102

232 institutional holders +20 vs Q3 2023
12,456,48912.5m shares reported held*
$990.3mreported value*
39 new 77 added 82 reduced 19 sold out net bought ≈ $115.1m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $79.50. Options: 3 managers hold calls ($2.7m notional), 1 hold puts ($23.6k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 319Q1 23: 224Q2 23: 212Q3 23: 212Q4 23: 232232Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022303
Q4 2022319
Q1 2023224
Q2 2023212
Q3 2023212
Q4 2023232

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 149 bought or addedQ4 22: 160 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 234 cut or sold outQ1 23Q2 23: 93 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 112 bought or addedQ3 23: 99 cut or sold outQ3 23Q4 23: 116 bought or addedQ4 23: 101 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022149160
Q1 202382234
Q2 202393125
Q3 202311299
Q4 2023116101

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 23 calls: $10.7mQ1 23 puts: $864.2kQ1 23P/C 0.08Q2 23 calls: $3.4mQ2 23 puts: $38.2kQ2 23P/C 0.01Q3 23 calls: $12.0mQ3 23 puts: $7.4kQ3 23P/C 0.00Q4 23 calls: $2.7mQ4 23 puts: $23.6kQ4 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q1 2023$10.7m$864.2k0.08
Q2 2023$3.4m$38.2k0.01
Q3 2023$12.0m$7.4k0.00
Q4 2023$2.7m$23.6k0.01

Biggest buyers

ASSETMARK, INC Added +1,165,563+1.2m
BANK OF AMERICA CORP /DE/ Added +655,231+655.2k
GREENLEAF TRUST New +295,183+295.2k
1832 Asset Management L.P. New +284,440+284.4k
Certified Advisory Corp New +152,784+152.8k
OSAIC HOLDINGS, INC. Added +143,450+143.4k
RENAISSANCE TECHNOLOGIES LLC New +137,100+137.1k
MORGAN STANLEY Added +129,322+129.3k
GeoWealth Management, LLC Added +84,647+84.6k
Financial Gravity Asset Management, Inc. Added +70,588+70.6k

Biggest sellers

BANK OF NOVA SCOTIA Sold out -652,400-652.4k
Tradewinds Capital Management, LLC Reduced -614,711-614.7k
AMERIPRISE FINANCIAL INC Reduced -206,537-206.5k
Cambridge Investment Research Advisors, Inc. Reduced -142,910-142.9k
Gradient Investments LLC Reduced -131,474-131.5k
Hilltop Partners LLC Reduced -63,669-63.7k
NOMURA ASSET MANAGEMENT CO LTD Reduced -58,600-58.6k
Thrivent Financial for Lutherans Reduced -54,295-54.3k
Atria Investments, Inc Reduced -52,038-52.0k
OneAscent Financial Services LLC Reduced -50,629-50.6k

Biggest calls

SIMPLEX TRADING, LLC Reduced $2.4m80.8k shares
CITADEL ADVISORS LLC Reduced $243.6k3.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $23.6k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,682,5971.7m $132.2m $132.2m 0.02% Added +655.2k +655,231
2 ASSETMARK, INC 0.44% of their portfolio CONCORD, CA 1,562,3201.6m $122.8m $122.8m 0.44% Added +1.2m +1,165,563
3 Financial Gravity Asset Management, Inc. 0.99% of their portfolio Lakeway, TX 992,604992.6k $88.8m $88.8m 0.99% Added +70.6k +70,588
4 AMG National Trust Bank 1.03% of their portfolio GREENWOOD VILLAGE, CO 416,174416.2k $32.7m $32.7m 1.03% Reduced -49.1k -49,055
5 Advisory Alpha, LLC 1.45% of their portfolio HOLLAND, MI 403,028403.0k $31.7m $31.7m 1.45% Added +7.7k +7,712
6 New York Life Investment Management LLC 0.28% of their portfolio New York, NY 348,445348.4k $27.4m $27.4m 0.28% Added +35.7k +35,665
7 GREENLEAF TRUST 0.25% of their portfolio KALAMAZOO, MI 295,183295.2k $23.2m $23.2m 0.25% New
8 Prestige Wealth Management Group LLC 5.20% of their portfolio FLEMINGTON, NJ 291,505291.5k $22.9m $22.9m 5.20% Reduced -23.3k -23,319
9 1832 Asset Management L.P. 0.04% of their portfolio TORONTO, A6 284,440284.4k $22.4m $22.4m 0.04% New
10 Baker Avenue Asset Management, LP 0.97% of their portfolio SAN FRANCISCO, CA 282,110282.1k $22.2m $22.2m 0.97% Added +19.5k +19,485
11 Gradient Investments LLC 0.47% of their portfolio ARDEN HILLS, MN 247,471247.5k $19.4m $19.4m 0.47% Reduced -131.5k -131,474
12 NOMURA ASSET MANAGEMENT CO LTD 0.08% of their portfolio TOKYO, M0 244,696244.7k $19.2m $19.2m 0.08% Reduced -58.6k -58,600
13 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 240,491240.5k $18.9m $18.9m 0.03% Added +143.4k +143,450
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 240,282240.3k $18.9m $18.9m 0.00% Added +129.3k +129,322
15 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 233,255233.3k $18.3m $18.3m 0.01% Added +9.6k +9,562
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 224,964225.0k $17.7m $17.7m 0.01% Added +18.6k +18,552
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 198,532198.5k $15.6m $15.6m 0.00% Reduced -206.5k -206,537
18 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 186,381186.4k $14.6m $14.6m 0.01% Added +12.1k +12,106
19 GeoWealth Management, LLC 1.17% of their portfolio CHICAGO, IL 179,293179.3k $14.1m $14.1m 1.17% Added +84.6k +84,647
20 Certified Advisory Corp 1.82% of their portfolio ALTAMONTE SPRINGS, FL 152,784152.8k $12.0m $12.0m 1.82% New
21 Cornerstone Planning Group LLC 3.68% of their portfolio FAIRFIELD, NJ 141,795141.8k $11.1m $11.1m 3.68% Added +14.6k +14,603
22 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.71% of their portfolio SAN FRANCISCO, CA 137,161137.2k $10.8m $10.8m 0.71% Added +659 +659
23 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 137,100137.1k $10.8m $10.8m 0.02% New
24 Adams Wealth Management 2.88% of their portfolio LOGAN, UT 124,072124.1k $9.8m $9.8m 2.88% Added +5.3k +5,338
25 AIRE ADVISORS, LLC 2.42% of their portfolio BEVERLY HILLS, CA 123,974124.0k $9.8m $9.8m 2.42% Added +1.0k +1,017
26 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 103,425103.4k $8.1m $8.1m 0.02% Reduced -54.3k -54,295
27 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 102,390102.4k $8.0m $8.0m 0.01% Added +16.5k +16,459
28 360 Financial, Inc. 3.31% of their portfolio WAYZATA, MN 95,33095.3k $7.5m $7.5m 3.31% Added +30.9k +30,885
29 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 88,16788.2k $6.9m $6.9m 0.05% Added +12.9k +12,932
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 83,62283.6k $6.6m $6.6m 0.00% Reduced -6.1k -6,072
31 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 77,83977.8k $6.1m $6.1m 0.01% Added +200 +200
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 75,10175.1k $5.9m $5.9m 0.00% Reduced -25.7k -25,718
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 70,72670.7k $5.6m $5.6m 0.00% Added +46.9k +46,911
34 OPPENHEIMER ASSET MANAGEMENT INC. 0.07% of their portfolio NEW YORK, NY 68,02768.0k $5.3m $5.3m 0.07% Reduced -1.4k -1,368
35 CWM, LLC 0.03% of their portfolio OMAHA, NE 62,11062.1k $4.9m $4.9m 0.03% Added +31.4k +31,407
36 Kades & Cheifetz LLC 3.36% of their portfolio Berwyn, PA 60,33960.3k $4.7m $4.7m 3.36% Reduced -6.5k -6,547
37 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 59,59659.6k $4.7m $4.7m 0.02% Reduced -4.1k -4,088
38 BlackRock Inc. 0.00% of their portfolio New York, NY 57,81157.8k $4.5m $4.5m 0.00% Added +430 +430
39 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 53,90053.9k $4.2m $4.2m 0.01% Added +230 +230
40 CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 0.25% of their portfolio BOSTON, MA 53,19453.2k $4.2m $4.2m 0.25% New
41 MOODY NATIONAL BANK TRUST DIVISION 0.33% of their portfolio GALVESTON, TX 53,19453.2k $4.2m $4.2m 0.33% New
42 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 52,43152.4k $4.1m $4.1m 0.01% Reduced -4.6k -4,633
43 B. Riley Wealth Advisors, Inc. 0.11% of their portfolio MEMPHIS, TN 51,47651.5k $4.0m $4.0m 0.11% Added +9.0k +9,013
44 Aveo Capital Partners, LLC 0.48% of their portfolio ENGLEWOOD, CO 50,82650.8k $4.0m $4.0m 0.48% New
45 Baron Financial Group, LLC 2.48% of their portfolio Fair Lawn, NJ 49,54049.5k $3.9m $3.9m 2.48% Added +240 +240
46 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 49,46549.5k $3.9m $3.9m 0.03% Added +7.7k +7,679
47 Overbrook Management Corp 0.78% of their portfolio NEW YORK, NY 49,28049.3k $3.9m $3.9m 0.78% New
48 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 49,18949.2k $3.9m $3.9m 0.05% Reduced -871 -871
49 WETZEL INVESTMENT ADVISORS, INC. 2.22% of their portfolio INDIANAPOLIS, IN 46,09546.1k $3.6m $3.6m 2.22% First filing
50 Algorithmic Investment Models, LLC 2.67% of their portfolio Boston, MA 44,81844.8k $3.5m $3.5m 2.67% Added +27.7k +27,684
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 42,12242.1k $3.3m $3.3m 0.00% Added +16.8k +16,784
52 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 41,03441.0k $3.2m $3.2m 0.02% Added +7.1k +7,058
53 DARK FOREST CAPITAL MANAGEMENT LP 0.48% of their portfolio NEW YORK, NY 41,00941.0k $3.2m $3.2m 0.48% Reduced -10.2k -10,222
54 HORIZON FINANCIAL SERVICES, LLC 2.17% of their portfolio WINSTON SALEM, NC 39,14539.1k $3.1m $3.1m 2.17% Added +205 +205
55 Florin Court Capital LLP 3.21% of their portfolio London, X0 38,60038.6k $3.0m $3.0m 3.21% Added +14.2k +14,222
56 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 38,12538.1k $3.0m $3.0m 0.01% Reduced -1.8k -1,759
57 Aspire Wealth Management Corp 1.99% of their portfolio WALTHAM, MA 37,17837.2k $2.9m $2.9m 1.99% Added +157 +157
58 CAPITAL WEALTH MANAGEMENT, LLC 1.45% of their portfolio W. WARWICK, RI 36,12436.1k $2.8m $2.8m 1.45% Added +558 +558
59 LPWM LLC 1.08% of their portfolio MINNEAPOLIS, MN 35,49335.5k $2.7m $2.7m 1.08% Reduced -524 -524
60 Windham Capital Management, LLC 0.92% of their portfolio BOSTON, MA 31,79931.8k $2.5m $2.5m 0.92% Unchanged
61 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 31,71331.7k $2.5m $2.5m 0.01% Reduced -142.9k -142,910
62 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 30,61630.6k $2.4m $2.4m 0.02% Reduced -2.5k -2,516
63 Calamos Wealth Management LLC 0.15% of their portfolio NAPERVILLE, IL 30,55030.6k $2.4m $2.4m 0.15% New
64 Provident Wealth Management, LLC 1.02% of their portfolio BRENTWOOD, TN 29,52129.5k $2.3m $2.3m 1.02% Reduced -1.5k -1,492
65 Dynamic Advisor Solutions LLC 0.08% of their portfolio PHOENIX, AZ 29,50729.5k $2.3m $2.3m 0.08% Added +5.3k +5,305
66 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 25,65025.6k $2.0m $2.0m 0.07% Reduced -694 -694
67 AXXCESS WEALTH MANAGEMENT, LLC 0.06% of their portfolio CARLSBAD, CA 24,84224.8k $2.0m $2.0m 0.06% Reduced -4.4k -4,374
68 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 24,72424.7k $1.9m $1.9m 0.04% Added +234 +234
69 Econ Financial Services Corp 1.37% of their portfolio HARRISBURG, PA 24,68524.7k $1.9m $1.9m 1.37% Added +710 +710
70 Csenge Advisory Group 0.12% of their portfolio CLEARWATER, FL 24,27624.3k $1.9m $1.9m 0.12% New
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 23,61623.6k $1.9m $1.9m 0.00% Reduced -3.3k -3,321
72 Key Financial Inc 0.48% of their portfolio WEST CHESTER, PA 22,45022.4k $1.8m $1.8m 0.48% Reduced -353 -353
73 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 21,75821.8k $1.7m $1.7m 0.01% New
74 Eudaimonia Partners, LLC 0.42% of their portfolio Winchester, TN 20,52220.5k $1.6m $1.6m 0.42% Added +10.0k +10,039
75 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 20,16720.2k $1.6m $1.6m 0.02% Added +15.4k +15,449
76 Ascent Group, LLC 0.15% of their portfolio VIRGINIA BEACH, VA 19,71419.7k $1.6m $1.6m 0.15% Reduced -469 -469
77 Tidal Investments LLC 0.04% of their portfolio Milwaukee, WI 18,96619.0k $1.5m $1.5m 0.04% Reduced -4.3k -4,334
78 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 18,18118.2k $1.4m $1.4m 0.01% Added +5.1k +5,100
79 Modera Wealth Management, LLC 0.02% of their portfolio WESTWOOD, NJ 17,94717.9k $1.4m $1.4m 0.02% Reduced -1.9k -1,881
80 PURSUE WEALTH PARTNERS LLC 0.90% of their portfolio ALAMO, CA 17,65017.6k $1.4m $1.4m 0.90% Unchanged
81 Mariner, LLC 0.00% of their portfolio Overland Park, KS 17,39517.4k $1.4m $1.4m 0.00% Reduced -3.2k -3,214
82 Capital Asset Advisory Services LLC 0.08% of their portfolio Williamston, MI 17,30417.3k $1.4m $1.4m 0.08% Reduced -4.3k -4,335
83 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 17,05417.1k $1.3m $1.3m 0.01% Reduced -28.9k -28,923
84 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 16,82016.8k $1.3m $1.3m 0.02% Reduced -52.0k -52,038
85 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 16,81516.8k $1.3m $1.3m 0.01% Added +6.8k +6,760
86 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 15,24715.2k $1.2m $1.2m 0.01% Added +11.6k +11,624
87 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 15,07315.1k $1.2m $1.2m 0.01% Reduced -13.3k -13,306
88 HOHIMER WEALTH MANAGEMENT, LLC 0.30% of their portfolio SEATTLE, WA 15,04615.0k $1.2m $1.2m 0.30% Unchanged
89 Palogic Value Management, L.P. 0.50% of their portfolio DALLAS, TX 14,26814.3k $1.1m $1.1m 0.50% Added +1.5k +1,455
90 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 14,19114.2k $1.1m $1.1m 0.00% Added +1.5k +1,472
91 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 13,37413.4k $1.1m $1.1m 0.00% Unchanged
92 Northwest Capital Management Inc 0.34% of their portfolio Lake Oswego, OR 12,73212.7k $1.0m $1.0m 0.34% Reduced -1.0k -1,020
93 Herold Advisors, Inc. 0.27% of their portfolio New York, NY 12,56012.6k $987.1k $987.1k 0.27% Unchanged
94 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.51% of their portfolio Phoenix, AZ 12,03512.0k $945.8k $945.8k 0.51% Reduced -271 -271
95 Outlook Wealth Advisors, LLC 0.32% of their portfolio SHENANDOAH, TX 11,78711.8k $926.3k $926.3k 0.32% New
96 Archer Investment Corp 0.28% of their portfolio Carmel, IN 11,11311.1k $873.4k $873.4k 0.28% Added +689 +689
97 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 10,98111.0k $863.0k $863.0k 0.01% Reduced -1.9k -1,906
98 OneAscent Financial Services LLC 0.10% of their portfolio BIRMINGHAM, AL 10,31610.3k $811.0k $811.0k 0.10% Reduced -50.6k -50,629
99 Crabel Capital Management, LLC 0.37% of their portfolio MILWAUKEE, WI 10,07310.1k $792.0k $792.0k 0.37% New
100 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 9,9229.9k $779.8k $779.8k 0.05% Reduced -98 -98