Vault-13

ISHARES TR ICVT

CONV BD ETF · ETP · CUSIP 46435G102

212 institutional holders -12 vs Q1 2023
9,243,3469.2m shares reported held*
$705.1mreported value*
29 new 64 added 82 reduced 43 sold out net sold ≈ $81.2m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $76.28. Options: 5 managers hold calls ($3.4m notional), 1 hold puts ($38.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 319Q1 23: 224Q2 23: 212212Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022303
Q4 2022319
Q1 2023224
Q2 2023212

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 149 bought or addedQ4 22: 160 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 234 cut or sold outQ1 23Q2 23: 93 bought or addedQ2 23: 125 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022149160
Q1 202382234
Q2 202393125

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $8.4mQ3 22 puts: $524.0kQ3 22P/C 0.06Q4 22 calls: $6.5mQ4 22 puts: $277.9kQ4 22P/C 0.04Q1 23 calls: $10.7mQ1 23 puts: $864.2kQ1 23P/C 0.08Q2 23 calls: $3.4mQ2 23 puts: $38.2kQ2 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$8.4m$524.0k0.06
Q4 2022$6.5m$277.9k0.04
Q1 2023$10.7m$864.2k0.08
Q2 2023$3.4m$38.2k0.01

Biggest buyers

Gradient Investments LLC Added +375,469+375.5k
ASSETMARK, INC Added +172,232+172.2k
New York Life Investment Management LLC Added +163,980+164.0k
Synergy Asset Management, LLC New +115,101+115.1k
BANK OF AMERICA CORP /DE/ Added +104,435+104.4k
Systelligence, LLC New +58,972+59.0k
Friedenthal Financial New +51,705+51.7k
Q3 Asset Management New +47,043+47.0k
CreativeOne Wealth, LLC New +35,003+35.0k
TRUE Private Wealth Advisors New +31,371+31.4k

Biggest sellers

JANE STREET GROUP, LLC Sold out -915,343-915.3k
Tradewinds Capital Management, LLC Reduced -475,474-475.5k
Certified Advisory Corp Sold out -150,860-150.9k
AMG National Trust Bank Reduced -120,349-120.3k
NewEdge Advisors, LLC Reduced -73,544-73.5k
BlackRock Inc. Reduced -70,336-70.3k
Hilltop Partners LLC Sold out -68,098-68.1k
AE Wealth Management LLC Reduced -50,038-50.0k
Tidal Investments LLC Reduced -48,657-48.7k
MORGAN STANLEY Reduced -43,924-43.9k

Biggest calls

SIMPLEX TRADING, LLC Reduced $2.3m76.6k shares
JANE STREET GROUP, LLC New $571.1k24.2k shares
Belvedere Trading LLC Added $259.6k3.4k shares
CITADEL ADVISORS LLC Reduced $213.8k2.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $38.2k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 1832 Asset Management L.P. 0.13% of their portfolio TORONTO, A6 907,119907.1k $69.3m $69.3m 0.13% Reduced -37.4k -37,421
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 827,290827.3k $63.2m $63.2m 0.01% Added +104.4k +104,435
3 AMG National Trust Bank 1.42% of their portfolio GREENWOOD VILLAGE, CO 556,161556.2k $42.5m $42.5m 1.42% Reduced -120.3k -120,349
4 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 553,365553.4k $42.3m $42.3m 0.02% Unchanged
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 427,022427.0k $32.6m $32.6m 0.01% Reduced -23.8k -23,751
6 New York Life Investment Management LLC 0.31% of their portfolio New York, NY 384,900384.9k $29.4m $29.4m 0.31% Added +164.0k +163,980
7 Gradient Investments LLC 0.74% of their portfolio ARDEN HILLS, MN 375,621375.6k $28.7m $28.7m 0.74% Added +375.5k +375,469
8 Advisory Alpha, LLC 1.46% of their portfolio HOLLAND, MI 371,941371.9k $28.4m $28.4m 1.46% Added +22.6k +22,633
9 ASSETMARK, INC 0.11% of their portfolio CONCORD, CA 369,467369.5k $28.2m $28.2m 0.11% Added +172.2k +172,232
10 Provida Pension Fund Administrator 0.67% of their portfolio LAS CONDES, SANTIAGO, F3 250,300250.3k $19.1m $19.1m 0.67% Unchanged
11 Baker Avenue Asset Management, LP 0.91% of their portfolio SAN FRANCISCO, CA 237,020237.0k $18.1m $18.1m 0.91% Added +6.5k +6,542
12 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 177,227177.2k $13.5m $13.5m 0.06% Reduced -1.8k -1,778
13 NOMURA ASSET MANAGEMENT CO LTD 0.05% of their portfolio TOKYO, M0 149,576149.6k $11.4m $11.4m 0.05% Reduced -2.4k -2,420
14 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 142,773142.8k $10.9m $10.9m 0.01% Reduced -12.8k -12,773
15 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.70% of their portfolio SAN FRANCISCO, CA 126,414126.4k $9.7m $9.7m 0.70% Added +7.3k +7,327
16 AIRE ADVISORS, LLC 2.48% of their portfolio BEVERLY HILLS, CA 123,238123.2k $9.4m $9.4m 2.48% Added +6.1k +6,108
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 117,732117.7k $9.0m $9.0m 0.00% Reduced -20.2k -20,196
18 Adams Wealth Management 2.80% of their portfolio LOGAN, UT 117,499117.5k $9.0m $9.0m 2.80% Added +5.0k +5,037
19 Synergy Asset Management, LLC 2.17% of their portfolio VANCOUVER, WA 115,101115.1k $8.8m $8.8m 2.17% New
20 Cornerstone Planning Group LLC 3.37% of their portfolio FAIRFIELD, NJ 111,804111.8k $8.5m $8.5m 3.37% First filing
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 104,854104.9k $8.0m $8.0m 0.00% Reduced -43.9k -43,924
22 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 91,36991.4k $7.0m $7.0m 0.01% Reduced -3.0k -3,040
23 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 79,82479.8k $6.1m $6.1m 0.01% Added +22.8k +22,784
24 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 75,10775.1k $5.7m $5.7m 0.01% Reduced -1.3k -1,290
25 OPPENHEIMER ASSET MANAGEMENT INC. 0.08% of their portfolio NEW YORK, NY 70,78370.8k $5.4m $5.4m 0.08% Reduced -908 -908
26 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 67,68767.7k $5.2m $5.2m 0.04% Added +20.5k +20,518
27 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 66,73466.7k $5.1m $5.1m 0.01% Reduced -38.2k -38,178
28 Kades & Cheifetz LLC 3.86% of their portfolio Berwyn, PA 65,98866.0k $5.0m $5.0m 3.86% Added +145 +145
29 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 65,65465.7k $5.0m $5.0m 0.02% Reduced -30.4k -30,353
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 59,27259.3k $4.5m $4.5m 0.00% Added +5.6k +5,570
31 Systelligence, LLC 1.42% of their portfolio BLOOMINGTON, MN 58,97259.0k $4.5m $4.5m 1.42% New
32 360 Financial, Inc. 2.30% of their portfolio WAYZATA, MN 58,11458.1k $4.4m $4.4m 2.30% Reduced -4.4k -4,421
33 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 55,70955.7k $4.3m $4.3m 0.02% Reduced -3.1k -3,138
34 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 52,75152.8k $4.0m $4.0m 0.06% Added +6.7k +6,697
35 Friedenthal Financial 2.64% of their portfolio MARLTON, NJ 51,70551.7k $3.9m $3.9m 2.64% New
36 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 49,65149.7k $3.8m $3.8m 0.04% Reduced -73.5k -73,544
37 Baron Financial Group, LLC 2.28% of their portfolio Fair Lawn, NJ 48,29048.3k $3.7m $3.7m 2.28% Added +2.1k +2,145
38 Q3 Asset Management 1.74% of their portfolio BIRMINGHAM, MI 47,04347.0k $3.6m $3.6m 1.74% New
39 Tidal Investments LLC 0.10% of their portfolio Milwaukee, WI 45,50545.5k $3.5m $3.5m 0.10% Reduced -48.7k -48,657
40 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 45,42245.4k $3.5m $3.5m 0.01% Reduced -11.0k -11,031
41 DARK FOREST CAPITAL MANAGEMENT LP 0.34% of their portfolio NEW YORK, NY 43,56443.6k $3.3m $3.3m 0.34% Added +21.0k +20,995
42 Comprehensive Wealth Management, LLC 2.73% of their portfolio LYNNWOOD, WA 41,32641.3k $3.2m $3.2m 2.73% Added +6.6k +6,564
43 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 41,21041.2k $3.1m $3.1m 0.03% Added +2.2k +2,236
44 Econ Financial Services Corp 2.10% of their portfolio HARRISBURG, PA 38,97839.0k $3.0m $3.0m 2.10% Added +2.7k +2,668
45 Financial Gravity Asset Management, Inc. 1.04% of their portfolio Lakeway, TX 38,91738.9k $3.0m $3.0m 1.04% Added +972 +972
46 HORIZON FINANCIAL SERVICES, LLC 2.32% of their portfolio WINSTON SALEM, NC 37,25337.3k $2.8m $2.8m 2.32% Added +1.6k +1,577
47 LPWM LLC 1.21% of their portfolio MINNEAPOLIS, MN 35,66435.7k $2.7m $2.7m 1.21% Added +691 +691
48 Aspire Wealth Management Corp 2.05% of their portfolio WALTHAM, MA 35,55735.6k $2.7m $2.7m 2.05% Added +95 +95
49 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 35,29335.3k $2.7m $2.7m 0.00% Reduced -7.5k -7,502
50 CreativeOne Wealth, LLC 0.06% of their portfolio OVERLAND PARK, KS 35,00335.0k $2.4m $2.4m 0.06% New
51 BARINGS LLC 0.09% of their portfolio CHARLOTTE, NC 33,76433.8k $2.6m $2.6m 0.09% Unchanged
52 CAPITAL WEALTH MANAGEMENT, LLC 1.38% of their portfolio W. WARWICK, RI 33,31533.3k $2.5m $2.5m 1.38% Added +228 +228
53 Provident Wealth Management, LLC 1.23% of their portfolio BRENTWOOD, TN 32,67532.7k $2.5m $2.5m 1.23% Added +640 +640
54 Financial Architects, Inc 0.37% of their portfolio MARLTON, NJ 32,32932.3k $2.5m $2.5m 0.37% Unchanged
55 Windham Capital Management, LLC 0.93% of their portfolio BOSTON, MA 31,79931.8k $2.4m $2.4m 0.93% Unchanged
56 TRUE Private Wealth Advisors 0.35% of their portfolio Salem, OR 31,37131.4k $2.4m $2.4m 0.35% New
57 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 31,09731.1k $2.4m $2.4m 0.02% Reduced -626 -626
58 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 28,91428.9k $2.2m $2.2m 0.00% Reduced -2.1k -2,094
59 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 28,70328.7k $2.2m $2.2m 0.02% Reduced -6.5k -6,463
60 CWM, LLC 0.01% of their portfolio OMAHA, NE 27,30427.3k $2.1m $2.1m 0.01% Added +18.4k +18,421
61 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 25,97226.0k $2.0m $2.0m 0.04% Reduced -1.3k -1,307
62 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 25,79925.8k $2.0m $2.0m 0.01% Reduced -222 -222
63 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 24,97625.0k $1.9m $1.9m 0.04% Added +1.6k +1,551
64 GeoWealth Management, LLC 0.20% of their portfolio CHICAGO, IL 24,05724.1k $1.8m $1.8m 0.20% New
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,44223.4k $1.8m $1.8m 0.00% Added +426 +426
66 Capital Asset Advisory Services LLC 0.13% of their portfolio Williamston, MI 23,30223.3k $1.8m $1.8m 0.13% Reduced -1.2k -1,241
67 Key Financial Inc 0.57% of their portfolio WEST CHESTER, PA 22,33322.3k $1.7m $1.7m 0.57% Reduced -188 -188
68 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 21,06421.1k $1.6m $1.6m 0.03% Reduced -10.7k -10,737
69 HOHIMER WEALTH MANAGEMENT, LLC 0.43% of their portfolio SEATTLE, WA 20,33820.3k $1.6m $1.6m 0.43% Reduced -67 -67
70 Modera Wealth Management, LLC 0.03% of their portfolio WESTWOOD, NJ 20,27420.3k $1.5m $1.5m 0.03% New
71 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 20,04020.0k $1.5m $1.5m 0.06% Added +8.9k +8,871
72 PURSUE WEALTH PARTNERS LLC 0.85% of their portfolio ALAMO, CA 17,65017.6k $1.3m $1.3m 0.85% Unchanged
73 Mariner, LLC 0.00% of their portfolio Overland Park, KS 17,00117.0k $1.3m $1.3m 0.00% Reduced -418 -418
74 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 16,90016.9k $1.3m $1.3m 0.00% New
75 Prime Capital Investment Advisors, LLC 0.03% of their portfolio OVERLAND PARK, KS 16,66116.7k $1.3m $1.3m 0.03% New
76 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 16,57116.6k $1.3m $1.3m 0.00% Reduced -33.8k -33,750
77 Onyx Bridge Wealth Group LLC 0.28% of their portfolio TARRYTOWN, NY 15,46715.5k $1.2m $1.2m 0.28% Added +528 +528
78 Dynamic Advisor Solutions LLC 0.06% of their portfolio PHOENIX, AZ 15,16515.2k $1.2m $1.2m 0.06% Added +3.5k +3,523
79 Northwest Capital Management Inc 0.47% of their portfolio Lake Oswego, OR 14,71314.7k $1.1m $1.1m 0.47% Reduced -1.4k -1,397
80 Hall Private Wealth Advisors 0.58% of their portfolio SAN DIEGO, CA 14,03314.0k $1.1m $1.1m 0.58% Unchanged
81 Westshore Wealth, LLC 0.54% of their portfolio NEWPORT BEACH, CA 13,81613.8k $1.1m $1.1m 0.54% Reduced -418 -418
82 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 13,64413.6k $920.3k $920.3k 0.02% Added +4.7k +4,742
83 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 13,37413.4k $1.0m $1.0m 0.00% Unchanged
84 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.73% of their portfolio Phoenix, AZ 13,30713.3k $1.0m $1.0m 0.73% Added +5.7k +5,661
85 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,14713.1k $1.0m $1.0m 0.00% Added +1.3k +1,302
86 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 12,88912.9k $984.2k $984.2k 0.01% Reduced -50.0k -50,038
87 Herold Advisors, Inc. 0.29% of their portfolio New York, NY 12,56012.6k $959.1k $959.1k 0.29% Unchanged
88 AlphaStar Capital Management, LLC 0.10% of their portfolio CORNELIUS, NC 12,09812.1k $923.8k $923.8k 0.10% New
89 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,94411.9k $912.1k $912.1k 0.00% Reduced -364 -364
90 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 11,07811.1k $845.9k $845.9k 0.01% Reduced -837 -837
91 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 11,05911.1k $844.5k $844.5k 0.06% First filing
92 Archer Investment Corp 0.30% of their portfolio Carmel, IN 10,92410.9k $834.2k $834.2k 0.30% Added +20 +20
93 Sowell Financial Services LLC 0.05% of their portfolio NORTH LITTLE ROCK, AR 10,63410.6k $812.0k $812.0k 0.05% Added +7.1k +7,052
94 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 10,60310.6k $809.7k $809.7k 0.02% Added +371 +371
95 Compagnie Lombard Odier SCmA 0.02% of their portfolio 1204 GENEVA, V8 10,47010.5k $799.5k $799.5k 0.02% Unchanged
96 Eudaimonia Partners, LLC 0.18% of their portfolio Winchester, TN 10,37910.4k $792.5k $792.5k 0.18% Added +847 +847
97 Richard W. Paul & Associates, LLC 0.33% of their portfolio NOVI, MI 9,9059.9k $756.4k $756.4k 0.33% Added +99 +99
98 Windsor Capital Management, LLC 0.23% of their portfolio Phoenix, AZ 9,2259.2k $704.4k $704.4k 0.23% Added +825 +825
99 RHS Financial, LLC 0.51% of their portfolio SAN FRANCISCO, CA 9,0529.1k $691.2k $691.2k 0.51% Added +205 +205
100 Palogic Value Management, L.P. 0.32% of their portfolio DALLAS, TX 8,9569.0k $683.9k $683.9k 0.32% Added +2.6k +2,621