Vault-13

ISHARES TR ICVT

CONV BD ETF · ETP · CUSIP 46435G102

319 institutional holders +16 vs Q3 2022
20,313,91420.3m shares reported held*
$1.4bnreported value*
33 new 116 added 127 reduced 33 sold out net sold ≈ $14.4m (-3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $69.36. Options: 5 managers hold calls ($6.5m notional), 1 hold puts ($277.9k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 303Q4 22: 319319Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022303
Q4 2022319

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $8.4mQ3 22 puts: $524.0kQ3 22P/C 0.06Q4 22 calls: $6.5mQ4 22 puts: $277.9kQ4 22P/C 0.04
Numbers
QuarterCallsPutsP/C
Q3 2022$8.4m$524.0k0.06
Q4 2022$6.5m$277.9k0.04

Biggest buyers

AMG National Trust Bank Added +747,768+747.8k
ASSETMARK, INC Added +327,513+327.5k
Advisory Alpha, LLC Added +150,099+150.1k
Cetera Investment Advisers Added +147,945+147.9k
Certified Advisory Corp Added +118,672+118.7k
OneDigital Investment Advisors LLC Added +62,354+62.4k
Kestra Advisory Services, LLC Added +61,730+61.7k
Cetera Advisor Networks LLC Added +57,480+57.5k
Tidal Investments LLC New +49,425+49.4k
Raymond James Financial Services Advisors, Inc. Added +43,527+43.5k

Biggest sellers

CFS Investment Advisory Services, LLC Reduced -2,804,542-2.8m
Provida Pension Fund Administrator Reduced -580,000-580.0k
JANE STREET GROUP, LLC Reduced -481,219-481.2k
Verition Fund Management LLC Sold out -118,724-118.7k
ROYAL BANK OF CANADA Reduced -100,359-100.4k
OPPENHEIMER ASSET MANAGEMENT INC. Reduced -77,964-78.0k
Baker Avenue Asset Management, LP Reduced -73,456-73.5k
Friedenthal Financial Sold out -71,014-71.0k
PFS INVESTMENTS INC. Sold out -67,484-67.5k
BANK OF AMERICA CORP /DE/ Reduced -57,915-57.9k

Biggest calls

SIMPLEX TRADING, LLC Reduced $3.9m132.8k shares
CITADEL ADVISORS LLC Added $1.7m24.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $451.6k6.5k shares
JANE STREET GROUP, LLC Reduced $360.8k15.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $277.9k4.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.16% of their portfolio Berwyn, PA 4,332,1644.3m $301.0m $301.0m 0.16% Added +20.2k +20,242
2 CWM, LLC 0.63% of their portfolio OMAHA, NE 1,223,2081.2m $85.0m $85.0m 0.63% Reduced -48.9k -48,941
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,055,8431.1m $73.3m $73.3m 0.01% Reduced -57.9k -57,915
4 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,045,1811.0m $72.6m $72.6m 0.06% Added +6.4k +6,440
5 1832 Asset Management L.P. 0.13% of their portfolio TORONTO, A6 934,246934.2k $64.9m $64.9m 0.13% Reduced -25.6k -25,622
6 AMG National Trust Bank 2.26% of their portfolio GREENWOOD VILLAGE, CO 896,332896.3k $62.3m $62.3m 2.26% Added +747.8k +747,768
7 BlackRock Inc. 0.00% of their portfolio New York, NY 693,806693.8k $48.2m $48.2m 0.00% Reduced -15.0k -14,980
8 ASSETMARK, INC 0.17% of their portfolio CONCORD, CA 549,281549.3k $38.2m $38.2m 0.17% Added +327.5k +327,513
9 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 530,794530.8k $36.9m $36.9m 0.02% Reduced -4 -4
10 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 510,570510.6k $35.5m $35.5m 0.07% Reduced -19.5k -19,539
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 510,165510.2k $35.4m $35.4m 0.00% Reduced -18.5k -18,539
12 PARK AVENUE SECURITIES LLC 0.48% of their portfolio NEW YORK, NY 389,958390.0k $27.1m $27.1m 0.48% Added +954 +954
13 New York Life Investment Management LLC 0.29% of their portfolio New York, NY 367,657367.7k $25.5m $25.5m 0.29% Reduced -36.2k -36,177
14 Advisory Alpha, LLC 1.67% of their portfolio HOLLAND, MI 338,834338.8k $23.5m $23.5m 1.67% Added +150.1k +150,099
15 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 284,652284.7k $19.8m $19.8m 0.01% Added +5.3k +5,283
16 Provida Pension Fund Administrator 0.70% of their portfolio LAS CONDES, SANTIAGO, F3 250,300250.3k $17.4m $17.4m 0.70% Reduced -580.0k -580,000
17 MML INVESTORS SERVICES, LLC 0.11% of their portfolio SPRINGFIELD, MA 247,939247.9k $17.2m $17.2m 0.11% Added +2.7k +2,703
18 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 234,811234.8k $16.3m $16.3m 0.08% Reduced -1.5k -1,535
19 NOMURA ASSET MANAGEMENT CO LTD 0.09% of their portfolio TOKYO, M0 226,096226.1k $15.7m $15.7m 0.09% Unchanged
20 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 216,646216.6k $15.1m $15.1m 0.06% Reduced -12.8k -12,805
21 Cetera Investment Advisers 0.12% of their portfolio SCHAUMBURG, IL 192,835192.8k $13.4m $13.4m 0.12% Added +147.9k +147,945
22 Certified Advisory Corp 2.04% of their portfolio ALTAMONTE SPRINGS, FL 148,578148.6k $10.3m $10.3m 2.04% Added +118.7k +118,672
23 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 129,917129.9k $9.0m $9.0m 0.02% Reduced -481.2k -481,219
24 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 128,034128.0k $8.9m $8.9m 0.01% Reduced -14.8k -14,826
25 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 125,838125.8k $8.7m $8.7m 0.02% Reduced -10.4k -10,447
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 123,071123.1k $8.5m $8.5m 0.00% Reduced -17.0k -16,972
27 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 119,878119.9k $8.3m $8.3m 0.01% Added +7.5k +7,475
28 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.62% of their portfolio SAN FRANCISCO, CA 114,482114.5k $8.0m $8.0m 0.62% Added +2.5k +2,463
29 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 112,719112.7k $7.8m $7.8m 0.07% Added +61.7k +61,730
30 MCMORGAN & CO LLC 1.62% of their portfolio SAN FRANCISCO, CA 108,575108.6k $7.5m $7.5m 1.62% Added +1.2k +1,240
31 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 105,790105.8k $7.3m $7.3m 0.01% Added +43.5k +43,527
32 WEALTHSOURCE PARTNERS, LLC 0.48% of their portfolio SAN LUIS OBISPO, CA 96,62096.6k $6.7m $6.7m 0.48% Added +6.4k +6,426
33 AIRE ADVISORS, LLC 1.97% of their portfolio BEVERLY HILLS, CA 93,19393.2k $6.4m $6.4m 1.97% Added +8.2k +8,189
34 Cornerstone Planning Group LLC 2.76% of their portfolio FAIRFIELD, NJ 92,11892.1k $6.6m $6.6m 2.76% First filing
35 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 91,94291.9k $6.4m $6.4m 0.03% Added +1.7k +1,664
36 OneDigital Investment Advisors LLC 0.18% of their portfolio OVERLAND PARK, KS 88,40388.4k $6.1m $6.1m 0.18% Added +62.4k +62,354
37 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 79,57579.6k $5.5m $5.5m 0.04% Added +57.5k +57,480
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 78,47378.5k $5.5m $5.5m 0.00% Added +36.6k +36,595
39 Foundations Investment Advisors, LLC 0.21% of their portfolio PHOENIX, AZ 76,22076.2k $5.3m $5.3m 0.21% Added +1.3k +1,262
40 JB Capital LLC 0.51% of their portfolio WETHERSFIELD, CT 75,29475.3k $5.2m $5.2m 0.51% Reduced -437 -437
41 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 74,27874.3k $5.2m $5.2m 0.04% Reduced -7.0k -6,998
42 OPPENHEIMER ASSET MANAGEMENT INC. 0.08% of their portfolio NEW YORK, NY 71,10671.1k $4.9m $4.9m 0.08% Reduced -78.0k -77,964
43 Kades & Cheifetz LLC 3.88% of their portfolio Berwyn, PA 66,79066.8k $4.6m $4.6m 3.88% First filing
44 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 65,23665.2k $4.5m $4.5m 0.08% Added +4.1k +4,140
45 CreativeOne Wealth, LLC 0.23% of their portfolio OVERLAND PARK, KS 60,20160.2k $4.2m $4.2m 0.23% Reduced -3.3k -3,276
46 GRIES FINANCIAL LLC 1.22% of their portfolio Cleveland, OH 52,70852.7k $3.7m $3.7m 1.22% Added +3.0k +2,964
47 MARKET STREET WEALTH MANAGEMENT ADVISORS LLC 1.06% of their portfolio INDIANAPOLIS, IN 52,63452.6k $3.7m $3.7m 1.06% Added +1.6k +1,602
48 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 50,16850.2k $3.5m $3.5m 0.00% Reduced -100.4k -100,359
49 360 Financial, Inc. 2.24% of their portfolio WAYZATA, MN 50,01550.0k $3.4m $3.4m 2.24% Unchanged
50 Horst & Graben Wealth Management LLC 0.91% of their portfolio PORTLAND, OR 49,88949.9k $3.5m $3.5m 0.91% Added +640 +640
51 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 49,56949.6k $3.4m $3.4m 0.06% Added +61 +61
52 Tidal Investments LLC 0.13% of their portfolio Milwaukee, WI 49,42549.4k $3.4m $3.4m 0.13% New
53 TCWP LLC 0.68% of their portfolio Beachwood, OH 48,34448.3k $3.4m $3.4m 0.68% Added +4.2k +4,230
54 B. Riley Wealth Advisors, Inc. 0.09% of their portfolio MEMPHIS, TN 46,80746.8k $3.3m $3.3m 0.09% Added +14.8k +14,813
55 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 45,84645.8k $3.2m $3.2m 0.01% Reduced -17.2k -17,194
56 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 44,56444.6k $3.1m $3.1m 0.08% Added +1.8k +1,778
57 Baron Financial Group, LLC 1.95% of their portfolio Fair Lawn, NJ 42,30542.3k $2.9m $2.9m 1.95% Added +3.4k +3,380
58 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 40,59140.6k $2.8m $2.8m 0.06% Added +923 +923
59 CFS Investment Advisory Services, LLC 0.63% of their portfolio TOTOWA, NJ 40,10840.1k $2.8m $2.8m 0.63% Reduced -2.8m -2,804,542
60 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 39,80739.8k $2.8m $2.8m 0.05% Added +31.4k +31,351
61 Blue Trust, Inc. 0.05% of their portfolio BRENTWOOD, TN 39,16939.2k $2.7m $2.7m 0.05% Reduced -24.0k -24,031
62 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 38,35738.4k $2.7m $2.7m 0.01% Added +2.7k +2,688
63 HORIZON FINANCIAL SERVICES, LLC 2.23% of their portfolio WINSTON SALEM, NC 37,17637.2k $2.6m $2.6m 2.23% Added +12.5k +12,540
64 Stokes Family Office, LLC 0.33% of their portfolio NEW ORLEANS, LA 36,91236.9k $2.6m $2.6m 0.33% Added +1.9k +1,863
65 Aspire Wealth Management Corp 2.23% of their portfolio WALTHAM, MA 36,86136.9k $2.6m $2.6m 2.23% Reduced -6.7k -6,694
66 High Falls Advisors, Inc 0.77% of their portfolio ROCHESTER, NY 35,61235.6k $2.5m $2.5m 0.77% Added +2 +2
67 Icon Wealth Advisors, LLC 0.28% of their portfolio HOUSTON, TX 35,23635.2k $2.4m $2.4m 0.28% Reduced -1.6k -1,596
68 LPWM LLC 1.30% of their portfolio MINNEAPOLIS, MN 34,04534.0k $2.4m $2.4m 1.30% Reduced -7.6k -7,578
69 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 33,75033.8k $2.3m $2.3m 0.02% Added +23.4k +23,353
70 Financial Architects, Inc 0.38% of their portfolio MARLTON, NJ 33,24133.2k $2.3m $2.3m 0.38% Reduced -2.2k -2,221
71 Provident Wealth Management, LLC 1.32% of their portfolio BRENTWOOD, TN 32,27732.3k $2.2m $2.2m 1.32% Reduced -1.3k -1,256
72 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 32,21832.2k $253.4k $253.4k 0.01% Reduced -7.8k -7,844
73 Stone House Investment Management, LLC 0.79% of their portfolio TUNKHANNOCK, PA 31,76031.8k $2.2m $2.2m 0.79% Reduced -864 -864
74 SteelPeak Wealth, LLC 0.16% of their portfolio WOODLAND HILLS, CA 30,92930.9k $2.1m $2.1m 0.16% Reduced -147 -147
75 Scarborough Advisors, LLC 0.57% of their portfolio ANNAPOLIS, MD 30,58830.6k $2.1m $2.1m 0.57% Added +977 +977
76 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 29,14329.1k $2.0m $2.0m 0.00% Added +3.1k +3,051
77 PAX Financial Group, LLC 0.49% of their portfolio SAN ANTONIO, TX 27,62827.6k $1.9m $1.9m 0.49% Reduced -2.7k -2,735
78 Tradition Wealth Management, LLC 0.27% of their portfolio EDINA, MN 27,50027.5k $1.9m $1.9m 0.27% New
79 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,31727.3k $1.8m $1.8m 0.00% Reduced -1.9k -1,944
80 Sanford Advisory Services, LLC 0.45% of their portfolio PORTAGE, MI 27,27727.3k $1.9m $1.9m 0.45% Reduced -16.6k -16,607
81 Comprehensive Wealth Management, LLC 1.74% of their portfolio LYNNWOOD, WA 27,18727.2k $1.9m $1.9m 1.74% Added +10.3k +10,333
82 Capital Asset Advisory Services LLC 0.15% of their portfolio Williamston, MI 26,79526.8k $1.8m $1.8m 0.15% Reduced -1.0k -1,003
83 One Wealth Advisors, LLC 0.42% of their portfolio SAN FRANCISCO, CA 26,44626.4k $1.8m $1.8m 0.42% Added +1.8k +1,793
84 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 25,93825.9k $1.8m $1.8m 0.00% Added +8.0k +8,047
85 Austin Private Wealth, LLC 0.31% of their portfolio Austin, TX 25,70825.7k $1.8m $1.8m 0.31% Added +2.3k +2,291
86 Sharkey, Howes & Javer 0.40% of their portfolio DENVER, CO 25,31125.3k $1.8m $1.8m 0.40% Reduced -6.4k -6,392
87 Security Financial Services, INC. 0.54% of their portfolio Fort Wayne, IN 25,03325.0k $1.7m $1.7m 0.54% Reduced -159 -159
88 Kelly Financial Services LLC 0.91% of their portfolio BRAINTREE, MA 24,87224.9k $1.7m $1.7m 0.91% Reduced -484 -484
89 Columbus Macro, LLC 0.66% of their portfolio NEW CASTLE, PA 24,57924.6k $1.7m $1.7m 0.66% Reduced -121 -121
90 Mariner, LLC 0.01% of their portfolio Overland Park, KS 23,64323.6k $1.6m $1.6m 0.01% Added +19.8k +19,834
91 Northwest Capital Management Inc 0.86% of their portfolio Lake Oswego, OR 23,16223.2k $1.6m $1.6m 0.86% Reduced -109 -109
92 COMERICA SECURITIES,INC. 0.11% of their portfolio DETROIT, MI 22,80822.8k $1.6m $1.6m 0.11% Reduced -1.1k -1,058
93 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 22,76022.8k $1.6m $1.6m 0.04% Added +5.6k +5,645
94 Calamos Wealth Management LLC 0.12% of their portfolio NAPERVILLE, IL 21,50021.5k $1.5m $1.5m 0.12% New
95 Key Financial Inc 0.70% of their portfolio WEST CHESTER, PA 21,49721.5k $1.5m $1.5m 0.70% Unchanged
96 ONE Advisory Partners, LLC 0.94% of their portfolio OVERLAND PARK, KS 21,16821.2k $1.5m $1.5m 0.94% Reduced -92 -92
97 Burns Matteson Capital Management, LLC 0.97% of their portfolio CORNING, NY 20,98221.0k $1.5m $1.5m 0.97% New
98 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 20,52120.5k $450.3k $450.3k 0.01% Added +5.2k +5,150
99 Westshore Wealth, LLC 0.81% of their portfolio NEWPORT BEACH, CA 20,49920.5k $1.4m $1.4m 0.81% New
100 Baldrige Asset Management LLC 0.63% of their portfolio ALLENTOWN, PA 20,22220.2k $1.4m $1.4m 0.63% Added +216 +216