Vault-13

ISHARES TR IUSB

CORE TOTAL USD · ETP · CUSIP 46434V613

548 institutional holders +20 vs Q2 2023
496,112,284496.1m shares reported held*
$21.6bnreported value*
55 new 208 added 230 reduced 39 sold out net sold ≈ $559.3m (-11.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($678.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.55. Options: 1 managers hold calls ($109.3k notional), 2 hold puts ($273.6k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 477Q4 22: 526Q1 23: 512Q2 23: 528Q3 23: 548548Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022477
Q4 2022526
Q1 2023512
Q2 2023528
Q3 2023548

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 310 bought or addedQ4 22: 177 cut or sold outQ4 22Q1 23: 346 bought or addedQ1 23: 177 cut or sold outQ1 23Q2 23: 314 bought or addedQ2 23: 190 cut or sold outQ2 23Q3 23: 263 bought or addedQ3 23: 269 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022310177
Q1 2023346177
Q2 2023314190
Q3 2023263269

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $682.9kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $2.1mQ1 23 puts: $267.7kQ1 23P/C 0.13Q2 23 calls: $1.0mQ2 23 puts: $304.6kQ2 23P/C 0.30Q3 23 calls: $109.3kQ3 23 puts: $273.6kQ3 23P/C 2.50
Numbers
QuarterCallsPutsP/C
Q4 2022$682.9k$00.00
Q1 2023$2.1m$267.7k0.13
Q2 2023$1.0m$304.6k0.30
Q3 2023$109.3k$273.6k2.50

Biggest buyers

JPMORGAN CHASE & CO Added +12,581,200+12.6m
WELLS FARGO & COMPANY/MN Added +4,575,537+4.6m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +2,800,295+2.8m
Financial Gravity Asset Management, Inc. Added +1,904,397+1.9m
US BANCORP \DE\ Added +1,411,788+1.4m
OSAIC HOLDINGS, INC. Added +1,285,636+1.3m
Compass Ion Advisors, LLC Added +1,054,350+1.1m
OneDigital Investment Advisors LLC Added +853,405+853.4k
Private Ocean, LLC Added +775,089+775.1k
JONES FINANCIAL COMPANIES LLLP Added +657,711+657.7k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -24,775,217-24.8m
BlackRock Inc. Reduced -4,310,348-4.3m
CreativeOne Wealth, LLC Reduced -3,419,226-3.4m
BANK OF AMERICA CORP /DE/ Reduced -1,431,669-1.4m
LPL Financial LLC Reduced -1,353,947-1.4m
PARK AVENUE SECURITIES LLC Reduced -819,226-819.2k
Stone House Investment Management, LLC Reduced -701,094-701.1k
CWM, LLC Reduced -687,428-687.4k
ORG Partners LLC Reduced -575,984-576.0k
MORGAN STANLEY Reduced -517,049-517.0k

Biggest calls

CITADEL ADVISORS LLC Added $109.3k2.5k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $266.7k6.1k shares
Private Advisor Group, LLC New $7.0k15.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution -1.7 pts · filed 2026-10-27 6.6% -1.7 pts 71.5m≈ $3.3bn 2026-10-27

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 2.13% of their portfolio Berwyn, PA 106,554,819106.6m $4.7bn $4.7bn 2.13% Reduced -24.8m -24,775,217
2 BlackRock Inc. 0.07% of their portfolio New York, NY 57,026,54057.0m $2.5bn $2.5bn 0.07% Reduced -4.3m -4,310,348
3 WELLS FARGO & COMPANY/MN 0.50% of their portfolio SAN FRANCISCO, CA 36,548,85636.5m $1.6bn $1.6bn 0.50% Added +4.6m +4,575,537
4 JONES FINANCIAL COMPANIES LLLP 1.78% of their portfolio DES PERES, MO 24,825,90824.8m $1.1bn $1.1bn 1.78% Added +657.7k +657,711
5 LPL Financial LLC 0.73% of their portfolio FORT MILL, SC 23,858,16523.9m $1.0bn $1.0bn 0.73% Reduced -1.4m -1,353,947
6 CWM, LLC 5.49% of their portfolio OMAHA, NE 20,487,34320.5m $895.6m $895.6m 5.49% Reduced -687.4k -687,428
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.11% of their portfolio MILWAUKEE, WI 19,576,83819.6m $855.8m $855.8m 1.11% Added +2.8m +2,800,295
8 Envestnet Portfolio Solutions, Inc. 3.03% of their portfolio BERWYN, PA 14,649,58914.6m $640.4m $640.4m 3.03% First filing
9 OSAIC HOLDINGS, INC. 0.94% of their portfolio SCOTTSDALE, AZ 14,561,93314.6m $636.6m $636.6m 0.94% Added +1.3m +1,285,636
10 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 13,603,35113.6m $594.7m $594.7m 0.06% Reduced -517.0k -517,049
11 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 12,643,99112.6m $552.7m $552.7m 0.06% Added +12.6m +12,581,200
12 PARK AVENUE SECURITIES LLC 6.02% of their portfolio NEW YORK, NY 8,880,4208.9m $388.2m $388.2m 6.02% Reduced -819.2k -819,226
13 AMERIPRISE FINANCIAL INC 0.12% of their portfolio MINNEAPOLIS, MN 8,589,4498.6m $375.8m $375.8m 0.12% Added +261.0k +261,005
14 Janney Montgomery Scott LLC 1.04% of their portfolio PHILADELPHIA, PA 6,375,2166.4m $278.7m $278.7m 1.04% Reduced -217.1k -217,141
15 MML INVESTORS SERVICES, LLC 1.35% of their portfolio SPRINGFIELD, MA 5,585,9125.6m $244.2m $244.2m 1.35% Reduced -367.7k -367,673
16 Bank of New York Mellon Corp 0.05% of their portfolio NEW YORK, NY 4,762,0894.8m $208.2m $208.2m 0.05% Reduced -24.0k -23,959
17 PNC Financial Services Group, Inc. 0.17% of their portfolio Pittsburgh, PA 4,439,2924.4m $194.1m $194.1m 0.17% Added +151.8k +151,771
18 UBS Group AG 0.09% of their portfolio ZURICH, V8 4,244,2254.2m $185.5m $185.5m 0.09% Reduced -10.1k -10,087
19 Cetera Investment Advisers 1.43% of their portfolio SCHAUMBURG, IL 3,788,5313.8m $165.6m $165.6m 1.43% Reduced -511.8k -511,767
20 Mariner, LLC 0.44% of their portfolio Overland Park, KS 3,723,1513.7m $162.8m $162.8m 0.44% Added +538.7k +538,729
21 OneDigital Investment Advisors LLC 3.27% of their portfolio OVERLAND PARK, KS 3,454,9103.5m $151.0m $151.0m 3.27% Added +853.4k +853,405
22 SigFig Wealth Management, LLC 5.83% of their portfolio SAN FRANCISCO, CA 3,329,8943.3m $145.6m $145.6m 5.83% Added +111.6k +111,580
23 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,773,2052.8m $121.2m $121.2m 0.01% Reduced -1.4m -1,431,669
24 Allworth Financial LP 0.96% of their portfolio FOLSOM, CA 2,573,4762.6m $112.5m $112.5m 0.96% Reduced -157.0k -157,011
25 COMMONWEALTH EQUITY SERVICES, LLC 0.22% of their portfolio WALTHAM, MA 2,415,1332.4m $105.6m $105.6m 0.22% Added +369.5k +369,478
26 JB Capital LLC 8.14% of their portfolio WETHERSFIELD, CT 2,206,0882.2m $96.4m $96.4m 8.14% Added +6.1k +6,094
27 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 2,181,5982.2m $95.4m $95.4m 0.08% Reduced -141.0k -140,993
28 Financial Gravity Asset Management, Inc. 0.01% of their portfolio Lakeway, TX 2,096,7762.1m $1.3m $1.3m 0.01% Added +1.9m +1,904,397
29 MCMORGAN & CO LLC 16.44% of their portfolio SAN FRANCISCO, CA 2,034,1252.0m $88.9m $88.9m 16.44% Added +56.7k +56,682
30 Foundations Investment Advisors, LLC 2.56% of their portfolio PHOENIX, AZ 1,898,8551.9m $83.0m $83.0m 2.56% Reduced -166.3k -166,340
31 Baker Avenue Asset Management, LP 4.12% of their portfolio SAN FRANCISCO, CA 1,884,8561.9m $82.4m $82.4m 4.12% Added +104.9k +104,887
32 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,874,6371.9m $82.0m $82.0m 0.02% Added +333.4k +333,405
33 STIFEL FINANCIAL CORP 0.11% of their portfolio ST. LOUIS, MO 1,722,1921.7m $75.3m $75.3m 0.11% Added +117.1k +117,115
34 Private Ocean, LLC 9.06% of their portfolio SAN RAFAEL, CA 1,632,3591.6m $71.4m $71.4m 9.06% Added +775.1k +775,089
35 Atria Wealth Solutions, Inc. 0.96% of their portfolio NEW YORK, NY 1,571,3771.6m $68.7m $68.7m 0.96% Reduced -136.1k -136,081
36 Cetera Advisor Networks LLC 0.43% of their portfolio EL SEGUNDO, CA 1,563,6051.6m $68.4m $68.4m 0.43% Reduced -119.4k -119,393
37 US BANCORP \DE\ 0.10% of their portfolio MINNEAPOLIS, MN 1,413,2221.4m $61.8m $61.8m 0.10% Added +1.4m +1,411,788
38 First Ascent Asset Management, LLC 7.54% of their portfolio DENVER, CO 1,336,2001.3m $58.4m $58.4m 7.54% Added +219.8k +219,822
39 CreativeOne Wealth, LLC 3.89% of their portfolio OVERLAND PARK, KS 1,236,7941.2m $54.1m $54.1m 3.89% Reduced -3.4m -3,419,226
40 FMR LLC 0.00% of their portfolio BOSTON, MA 1,222,4701.2m $53.4m $53.4m 0.00% Added +46.7k +46,690
41 Cambridge Investment Research Advisors, Inc. 0.24% of their portfolio FAIRFIELD, IA 1,174,1341.2m $51.3m $51.3m 0.24% Added +62.7k +62,736
42 ASSETMARK, INC 0.20% of their portfolio CONCORD, CA 1,169,9731.2m $51.1m $51.1m 0.20% Added +48.5k +48,544
43 Sharkey, Howes & Javer 9.61% of their portfolio DENVER, CO 1,147,3111.1m $50.2m $50.2m 9.61% Added +6.5k +6,548
44 Cetera Advisors LLC 0.78% of their portfolio DENVER, CO 1,140,6411.1m $49.9m $49.9m 0.78% Reduced -30.5k -30,528
45 Compass Ion Advisors, LLC 8.27% of their portfolio CONSHOHOCKEN, PA 1,102,7151.1m $48.2m $48.2m 8.27% Added +1.1m +1,054,350
46 NewEdge Advisors, LLC 0.49% of their portfolio NEW ORLEANS, LA 1,022,6821.0m $44.7m $44.7m 0.49% Reduced -23.2k -23,185
47 Atria Investments, Inc 0.79% of their portfolio Charlotte, NC 1,020,6351.0m $44.6m $44.6m 0.79% Added +10.0k +9,953
48 Blue Trust, Inc. 0.69% of their portfolio BRENTWOOD, TN 998,915998.9k $45.4m $45.4m 0.69% Reduced -90.7k -90,682
49 High Falls Advisors, Inc 12.95% of their portfolio ROCHESTER, NY 986,973987.0k $43.1m $43.1m 12.95% Reduced -18.0k -18,031
50 PRUDENTIAL FINANCIAL INC 0.07% of their portfolio NEWARK, NJ 979,571979.6k $42.8m $42.8m 0.07% Reduced -326.0k -326,027
51 Kestra Advisory Services, LLC 0.37% of their portfolio AUSTIN, TX 868,094868.1k $37.9m $37.9m 0.37% Added +44.2k +44,214
52 Icon Wealth Partners, LLC 4.21% of their portfolio HOUSTON, TX 846,668846.7k $37.0m $37.0m 4.21% Reduced -22.6k -22,583
53 KEYBANK NATIONAL ASSOCIATION/OH 0.18% of their portfolio BROOKLYN, OH 838,925838.9k $36.7m $36.7m 0.18% Reduced -21.1k -21,080
54 SteelPeak Wealth, LLC 2.23% of their portfolio WOODLAND HILLS, CA 806,242806.2k $35.2m $35.2m 2.23% Reduced -351.7k -351,748
55 Destination Wealth Management 1.37% of their portfolio Walnut Creek, CA 805,188805.2k $35.2m $35.2m 1.37% Added +41.6k +41,590
56 Wealthspire Advisors, LLC 0.54% of their portfolio NEW YORK, NY 747,263747.3k $32.7m $32.7m 0.54% Reduced -22.9k -22,856
57 Avidian Wealth Enterprises, LLC 2.22% of their portfolio Houston, TX 720,844720.8k $31.5m $31.5m 2.22% Added +48.2k +48,178
58 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 714,658714.7k $31.3m $31.3m 0.07% Reduced -4.0k -3,953
59 COMERICA SECURITIES,INC. 2.55% of their portfolio DETROIT, MI 701,413701.4k $30.7m $30.7m 2.55% Reduced -159.3k -159,307
60 AE Wealth Management LLC 0.18% of their portfolio TOPEKA, KS 682,303682.3k $29.8m $29.8m 0.18% Reduced -93.7k -93,734
61 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 635,653635.7k $27.8m $27.8m 0.05% Added +8.6k +8,606
62 B. Riley Wealth Advisors, Inc. 0.75% of their portfolio MEMPHIS, TN 633,060633.1k $27.7m $27.7m 0.75% Added +53.5k +53,511
63 Affinity Capital Advisors, LLC 7.32% of their portfolio BERKELEY, CA 610,330610.3k $26.7m $26.7m 7.32% Added +229.0k +228,962
64 Orion Porfolio Solutions, LLC 0.32% of their portfolio OMAHA, NE 608,123608.1k $26.6m $26.6m 0.32% Reduced -131.1k -131,092
65 Orion Portfolio Solutions, LLC 0.32% of their portfolio Omaha, NE 608,123608.1k $26.6m $26.6m 0.32% Reduced -131.1k -131,092
66 AVANTAX ADVISORY SERVICES, INC. 0.29% of their portfolio DALLAS, TX 600,624600.6k $26.3m $26.3m 0.29% Added +27.2k +27,169
67 JACOBSON & SCHMITT ADVISORS, LLC 7.26% of their portfolio MIDDLETON, WI 584,666584.7k $25.6m $25.6m 7.26% Added +72.2k +72,184
68 PAX Financial Group, LLC 5.66% of their portfolio SAN ANTONIO, TX 567,414567.4k $24.8m $24.8m 5.66% Reduced -90.1k -90,097
69 Diversified Portfolios, Inc. 4.58% of their portfolio Bloomfield Hills, MI 555,164555.2k $24.3m $24.3m 4.58% Added +415.4k +415,382
70 Morningstar Investment Services LLC 0.31% of their portfolio CHICAGO, IL 548,187548.2k $24.0m $24.0m 0.31% Added +71.2k +71,213
71 Horst & Graben Wealth Management LLC 5.56% of their portfolio PORTLAND, OR 517,340517.3k $22.6m $22.6m 5.56% Reduced -14.1k -14,117
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 1.76% of their portfolio BIRMINGHAM, AL 516,793516.8k $22.6m $22.6m 1.76% Reduced -57.6k -57,615
73 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 507,985508.0k $22.2m $22.2m 0.04% Reduced -40.6k -40,570
74 Arden Trust Co 3.67% of their portfolio WILMINGTON, DE 504,453504.5k $22.1m $22.1m 3.67% Reduced -282.9k -282,929
75 REGIONS FINANCIAL CORP 0.20% of their portfolio BIRMINGHAM, AL 499,905499.9k $21.9m $21.9m 0.20% Reduced -14.0k -13,954
76 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.74% of their portfolio NORFOLK, VA 492,106492.1k $21.5m $21.5m 0.74% New
77 Invst, LLC 3.10% of their portfolio INDIANAPOLIS, IN 489,807489.8k $21.4m $21.4m 3.10% Added +24.5k +24,518
78 Trek Financial, LLC 1.93% of their portfolio Scottsdale, AZ 484,172484.2k $21.2m $21.2m 1.93% Reduced -127.8k -127,822
79 ONE Advisory Partners, LLC 12.01% of their portfolio OVERLAND PARK, KS 470,175470.2k $20.6m $20.6m 12.01% Reduced -16.5k -16,464
80 Williams Financial, LLC 15.16% of their portfolio NORTH BENNINGTON, VT 456,586456.6k $20.0m $20.0m 15.16% Reduced -118.8k -118,843
81 Stokes Family Office, LLC 2.33% of their portfolio NEW ORLEANS, LA 453,473453.5k $19.8m $19.8m 2.33% Reduced -69.2k -69,236
82 TNF LLC 8.83% of their portfolio BILLINGS, MT 446,550446.6k $19.0m $19.0m 8.83% Reduced -20.8k -20,750
83 Keystone Financial Services 10.32% of their portfolio LOVELAND, CO 445,919445.9k $19.5m $19.5m 10.32% Reduced -30.8k -30,788
84 ELEVATION WEALTH PARTNERS, LLC 16.67% of their portfolio WALNUT CREEK, CA 441,611441.6k $19.3m $19.3m 16.67% Added +39.2k +39,245
85 Brookstone Capital Management 0.41% of their portfolio WHEATON, IL 440,738440.7k $18.8m $18.8m 0.41% Reduced -30.2k -30,173
86 Merit Financial Group, LLC 0.61% of their portfolio ALPHARETTA, GA 427,806427.8k $18.7m $18.7m 0.61% Added +24.9k +24,912
87 Farther Finance Advisors, LLC 2.82% of their portfolio SAN FRANCISCO, CA 411,463411.5k $18.0m $18.0m 2.82% Added +118.9k +118,930
88 GIRARD ADVISORY SERVICES, LLC 2.03% of their portfolio KING OF PRUSSIA, PA 411,210411.2k $18.0m $18.0m 2.03% Added +24.3k +24,271
89 Firestone Capital Management 6.11% of their portfolio SOUTH MIAMI, FL 409,028409.0k $17.9m $17.9m 6.11% Reduced -10.3k -10,272
90 FINANCIAL LIFE ADVISORS 7.67% of their portfolio SAN ANTONIO, TX 407,604407.6k $17.8m $17.8m 7.67% Added +26.3k +26,302
91 Integrated Wealth Concepts LLC 0.31% of their portfolio WALTHAM, MA 404,121404.1k $17.7m $17.7m 0.31% Reduced -33.9k -33,928
92 Bay Harbor Wealth Management, LLC 7.39% of their portfolio Hunt Valley, MD 401,800401.8k $17.6m $17.6m 7.39% Reduced -41.4k -41,433
93 CFS Investment Advisory Services, LLC 2.68% of their portfolio TOTOWA, NJ 385,123385.1k $16.8m $16.8m 2.68% Added +58.5k +58,512
94 Perigon Wealth Management, LLC 0.67% of their portfolio SAN FRANCISCO, CA 379,517379.5k $16.6m $16.6m 0.67% Reduced -68.3k -68,252
95 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 377,849377.8k $16.5m $16.5m 0.03% Added +37.0k +36,984
96 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 367,517367.5k $16.1m $16.1m 0.04% Reduced -16.0k -15,993
97 D.A. DAVIDSON & CO. 0.17% of their portfolio GREAT FALLS, MT 358,814358.8k $15.7m $15.7m 0.17% Reduced -197 -197
98 Austin Private Wealth, LLC 2.25% of their portfolio Austin, TX 356,565356.6k $15.6m $15.6m 2.25% Reduced -16.4k -16,424
99 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 354,267354.3k $15.5m $15.5m 0.04% Added +11.1k +11,135
100 RFG Advisory, LLC 0.68% of their portfolio BIRMINGHAM, AL 349,944349.9k $15.3m $15.3m 0.68% Reduced -104.2k -104,166