Vault-13

ISHARES TR SMLF

US SML CAP EQT · ETP · CUSIP 46434V290

103 institutional holders +3 vs Q1 2023
15,691,43515.7m shares reported held*
$846.4mreported value*
11 new 32 added 39 reduced 10 sold out net sold ≈ $312.2m (-5.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.94.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 90Q4 22: 104Q1 23: 100Q2 23: 103103Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202290
Q4 2022104
Q1 2023100
Q2 2023103

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 43 bought or addedQ2 23: 49 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225632
Q1 20234747
Q2 20234349

Biggest buyers

WELLS FARGO & COMPANY/MN Added +359,678+359.7k
Ullmann Wealth Partners Group, LLC Added +116,243+116.2k
Acropolis Investment Management, LLC Added +100,478+100.5k
Cerity Partners LLC New +100,306+100.3k
Strategic Financial Services, Inc. Added +44,850+44.9k
GYL Financial Synergies, LLC Added +25,692+25.7k
BlackRock Inc. Added +18,039+18.0k
CORA CAPITAL ADVISORS LLC Added +15,299+15.3k
Financial Management Professionals, Inc. Added +13,433+13.4k
Ground Swell Capital, LLC New +8,078+8.1k

Biggest sellers

MERCER GLOBAL ADVISORS INC /ADV Reduced -2,967,855-3.0m
ENVESTNET ASSET MANAGEMENT INC Reduced -2,838,709-2.8m
CWM, LLC Reduced -641,925-641.9k
GOLDMAN SACHS GROUP INC Reduced -37,485-37.5k
PHILLIPS FINANCIAL MANAGEMENT, LLC Reduced -33,566-33.6k
CITADEL ADVISORS LLC Sold out -30,043-30.0k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -22,010-22.0k
AMERIPRISE FINANCIAL INC Reduced -15,501-15.5k
JPMORGAN CHASE & CO Reduced -11,803-11.8k
Addison Advisors LLC Reduced -8,405-8.4k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Strategic Financial Services, Inc. 15.82% of their portfolio UTICA, NY 3,865,6563.9m $212.3m $212.3m 15.82% Added +44.9k +44,850
2 MERCER GLOBAL ADVISORS INC /ADV 0.50% of their portfolio DENVER, CO 2,365,8322.4m $126.9m $126.9m 0.50% Reduced -3.0m -2,967,855
3 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 2,261,4712.3m $121.3m $121.3m 0.05% Reduced -2.8m -2,838,709
4 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,067,1811.1m $57.2m $57.2m 0.02% Added +359.7k +359,678
5 Acropolis Investment Management, LLC 2.42% of their portfolio ST. LOUIS, MO 576,218576.2k $30.9m $30.9m 2.42% Added +100.5k +100,478
6 BlackRock Inc. 0.00% of their portfolio New York, NY 541,089541.1k $29.0m $29.0m 0.00% Added +18.0k +18,039
7 CWM, LLC 0.18% of their portfolio OMAHA, NE 532,719532.7k $28.6m $28.6m 0.18% Reduced -641.9k -641,925
8 Integrated Wealth Concepts LLC 0.46% of their portfolio WALTHAM, MA 495,867495.9k $26.6m $26.6m 0.46% Added +1.0k +1,005
9 Clearwater Capital Advisors, LLC 2.92% of their portfolio HOFFMAN ESTATES, IL 457,704457.7k $24.5m $24.5m 2.92% Reduced -2.2k -2,201
10 Financial Management Professionals, Inc. 3.86% of their portfolio AUSTIN, TX 430,839430.8k $23.1m $23.1m 3.86% Added +13.4k +13,433
11 Ullmann Wealth Partners Group, LLC 3.45% of their portfolio JACKSONVILLE BEACH, FL 320,550320.6k $17.2m $17.2m 3.45% Added +116.2k +116,243
12 GYL Financial Synergies, LLC 1.28% of their portfolio West Hartford, CT 262,752262.8k $14.1m $14.1m 1.28% Added +25.7k +25,692
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 193,345193.3k $10.4m $10.4m 0.00% Reduced -15.5k -15,501
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 167,329167.3k $9.0m $9.0m 0.00% Added +1.3k +1,286
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 140,403140.4k $7.5m $7.5m 0.00% Reduced -989 -989
16 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.65% of their portfolio FORT WAYNE, IN 131,163131.2k $7.0m $7.0m 0.65% Reduced -33.6k -33,566
17 Foundations Investment Advisors, LLC 0.22% of their portfolio PHOENIX, AZ 125,471125.5k $6.7m $6.7m 0.22% Reduced -5.7k -5,741
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 123,913123.9k $6.6m $6.6m 0.04% Reduced -22.0k -22,010
19 Wade Financial Advisory, Inc 2.18% of their portfolio CAMPBELL, CA 102,380102.4k $5.5m $5.5m 2.18% Added +3.3k +3,266
20 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 100,306100.3k $5.4m $5.4m 0.02% New
21 Addison Advisors LLC 2.61% of their portfolio MIDDLEBURY, VT 98,38098.4k $5.3m $5.3m 2.61% Reduced -8.4k -8,405
22 Apollon Wealth Management, LLC 0.22% of their portfolio MOUNT PLEASANT, SC 85,91385.9k $4.6m $4.6m 0.22% Reduced -6.6k -6,579
23 First Ascent Asset Management, LLC 0.58% of their portfolio DENVER, CO 81,14181.1k $4.4m $4.4m 0.58% Added +5.6k +5,551
24 CORA CAPITAL ADVISORS LLC 2.33% of their portfolio MARLTON, NJ 65,32165.3k $3.5m $3.5m 2.33% Added +15.3k +15,299
25 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 63,50563.5k $3.4m $3.4m 0.01% Added +119 +119
26 DDFG, Inc 1.22% of their portfolio THOUSAND OAKS, CA 61,88861.9k $3.3m $3.3m 1.22% Added +477 +477
27 GEM Asset Management, LLC 2.54% of their portfolio Plymouth, MI 61,30261.3k $3.3m $3.3m 2.54% Added +47 +47
28 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 53,04253.0k $2.8m $2.8m 0.04% Added +249 +249
29 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 38,67938.7k $2.1m $2.1m 0.02% Added +3.9k +3,884
30 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 38,15338.2k $2.0m $2.0m 0.00% Added +5.6k +5,609
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 37,49937.5k $2.0m $2.0m 0.00% Added +525 +525
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 37,33937.3k $2.0m $2.0m 0.00% Added +3.6k +3,555
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 36,14836.1k $1.9m $1.9m 0.00% Reduced -2.0k -2,015
34 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 35,75135.8k $1.9m $1.9m 0.00% Reduced -8.1k -8,098
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 35,56735.6k $1.9m $1.9m 0.00% Reduced -11.8k -11,803
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,83534.8k $1.9m $1.9m 0.00% Reduced -4.7k -4,709
37 COZAD ASSET MANAGEMENT INC 0.22% of their portfolio CHAMPAIGN, IL 32,42332.4k $1.7m $1.7m 0.22% Added +4.1k +4,142
38 Wharton Business Group, LLC 0.11% of their portfolio MALVERN, PA 30,11530.1k $1.6m $1.6m 0.11% Unchanged
39 CHOREO, LLC 0.05% of their portfolio ROCKFORD, IL 26,78126.8k $1.4m $1.4m 0.05% Reduced -257 -257
40 BROWN BROTHERS HARRIMAN & CO 0.01% of their portfolio NEW YORK, NY 22,70822.7k $1.2m $1.2m 0.01% Unchanged
41 Sepio Capital, LP 0.10% of their portfolio Salt Lake City, UT 22,37622.4k $1.2m $1.2m 0.10% Reduced -90 -90
42 FOSTER & MOTLEY INC 0.09% of their portfolio CINCINNATI, OH 21,80821.8k $1.2m $1.2m 0.09% Reduced -700 -700
43 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 20,98821.0k $1.1m $1.1m 0.00% Reduced -37.5k -37,485
44 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.04% of their portfolio LOS ANGELES, CA 20,47820.5k $1.1m $1.1m 0.04% Reduced -1.0k -1,048
45 Wescott Financial Advisory Group, LLC 0.19% of their portfolio Philadelphia, PA 19,56619.6k $1.0m $1.0m 0.19% Added +221 +221
46 Cedar Brook Financial Partners, LLC 0.23% of their portfolio CLEVELAND, OH 18,01618.0k $966.0k $966.0k 0.23% Added +2 +2
47 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 17,99518.0k $964.9k $964.9k 0.04% Added +2.6k +2,603
48 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 17,17617.2k $921.0k $921.0k 0.00% Reduced -188 -188
49 Beirne Wealth Consulting Services, LLC 0.72% of their portfolio SHELTON, CT 16,72316.7k $897.6k $897.6k 0.72% Added +748 +748
50 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 14,63114.6k $784.5k $784.5k 0.01% Reduced -7.3k -7,314
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,69213.7k $734.2k $734.2k 0.00% Reduced -4.0k -3,995
52 Capital Advisors, Ltd. LLC 0.10% of their portfolio SHAKER HEIGHTS, OH 12,35312.4k $662.0k $662.0k 0.10% Reduced -108 -108
53 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 12,34512.3k $662.0k $662.0k 0.01% Unchanged
54 Coulter & Justus Financial Services, LLC 0.44% of their portfolio KNOXVILLE, TN 12,14112.1k $651.0k $651.0k 0.44% Added +38 +38
55 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 11,89611.9k $637.8k $637.8k 0.01% Reduced -1.3k -1,300
56 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 11,56011.6k $632.9k $632.9k 0.01% Reduced -2.1k -2,060
57 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,30011.3k $606.0k $606.0k 0.00% Reduced -489 -489
58 Ascent Wealth Partners, LLC 0.10% of their portfolio NEW HARTFORD, NY 10,65510.7k $571.3k $571.3k 0.10% Unchanged
59 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,60610.6k $568.7k $568.7k 0.00% First filing
60 WASHINGTON TRUST Co 0.02% of their portfolio WESTERLY, RI 9,99910.0k $536.1k $536.1k 0.02% Unchanged
61 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 9,98110.0k $535.2k $535.2k 0.01% Reduced -63 -63
62 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 9,2309.2k $494.9k $494.9k 0.04% Added +2.0k +1,979
63 Ergawealth Advisors, Inc. 0.32% of their portfolio OAK BROOK, IL 8,7408.7k $468.7k $468.7k 0.32% Added +22 +22
64 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 8,4548.5k $453.3k $453.3k 0.00% Reduced -156 -156
65 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,1888.2k $439.0k $439.0k 0.00% Reduced -195 -195
66 Ground Swell Capital, LLC 0.53% of their portfolio FOLLY BEACH, SC 8,0788.1k $433.1k $433.1k 0.53% New
67 Destiny Wealth Partners, LLC 0.07% of their portfolio TAVARES, FL 6,2626.3k $347.9k $347.9k 0.07% Reduced -1.9k -1,948
68 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 6,0216.0k $322.8k $322.8k 0.01% New
69 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 5,8045.8k $311.2k $311.2k 0.00% New
70 Plancorp, LLC 0.02% of their portfolio SAINT LOUIS, MO 5,7555.8k $308.6k $308.6k 0.02% Added +20 +20
71 First Citizens Financial Corp 0.21% of their portfolio MASON CITY, IA 5,6985.7k $305.5k $305.5k 0.21% First filing
72 Tranquility Partners, LLC 0.13% of their portfolio Brentwood, TN 5,6345.6k $302.1k $302.1k 0.13% Unchanged
73 Farther Finance Advisors, LLC 0.06% of their portfolio SAN FRANCISCO, CA 5,4735.5k $293.5k $293.5k 0.06% Added +255 +255
74 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 5,0245.0k $269.4k $269.4k 0.00% Unchanged
75 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,5934.6k $246.3k $246.3k 0.00% New
76 SYM FINANCIAL Corp 0.05% of their portfolio WINONA LAKE, IN 4,4104.4k $236.5k $236.5k 0.05% Unchanged
77 Selective Wealth Management, Inc. 0.11% of their portfolio FOREST, VA 4,1474.1k $223.9k $223.9k 0.11% First filing
78 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 3,9554.0k $212.1k $212.1k 0.00% Reduced -23 -23
79 Well Done, LLC 0.04% of their portfolio HOLLAND, MI 3,8303.8k $205.3k $205.3k 0.04% New
80 FMR LLC 0.00% of their portfolio BOSTON, MA 3,7513.8k $201.1k $201.1k 0.00% Reduced -1.9k -1,881
81 Colonial Trust Advisors 0.02% of their portfolio SPARTANBURG, SC 3,7333.7k $200.2k $200.2k 0.02% Reduced -2.1k -2,131
82 CGN Advisors LLC 0.03% of their portfolio MANHATTAN, KS 3,7333.7k $200.2k $200.2k 0.03% New
83 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 3,2983.3k $177.0k $177.0k 0.02% New
84 Colonial Trust Co / SC 0.03% of their portfolio SPARTANBURG, SC 2,2752.3k $122.0k $122.0k 0.03% Reduced -250 -250
85 Aspire Private Capital, LLC 0.03% of their portfolio Cornelius, NC 1,6981.7k $91.0k $91.0k 0.03% Reduced -1.6k -1,641
86 Aspire Wealth Management Corp 0.07% of their portfolio WALTHAM, MA 1,6801.7k $90.1k $90.1k 0.07% Reduced -73 -73
87 SouthState Bank Corp 0.01% of their portfolio Winter Haven, FL 1,6361.6k $87.7k $87.7k 0.01% Reduced -5.5k -5,474
88 Parkside Financial Bank & Trust 0.01% of their portfolio SAINT LOUIS, MO 1,1751.2k $63.0k $63.0k 0.01% Unchanged
89 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 902902 $46.2k $46.2k 0.00% Unchanged
90 ORG Partners LLC 0.01% of their portfolio ROANOKE, IN 880880 $47.4k $47.4k 0.01% New
91 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 501501 $26.9k $26.9k 0.00% Unchanged
92 Founders Financial Alliance, LLC 0.01% of their portfolio RALEIGH, NC 487487 $26.1k $26.1k 0.01% Added +2 +2
93 Arlington Partners LLC 0.00% of their portfolio BIRMINGHAM, AL 378378 $20.3k $20.3k 0.00% Unchanged
94 MACROVIEW INVESTMENT MANAGEMENT LLC 0.02% of their portfolio BETHESDA, MD 208208 $11.1k $11.1k 0.02% Added +1 +1
95 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 202202 $10.8k $10.8k 0.00% Reduced -527 -527
96 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 195195 $10.5k $10.5k 0.00% New
97 WOLFF WIESE MAGANA LLC 0.01% of their portfolio CARSLBAD, CA 180180 $9.7k $9.7k 0.01% Unchanged
98 Private Ocean, LLC 0.00% of their portfolio SAN RAFAEL, CA 119119 $6.4k $6.4k 0.00% Unchanged
99 BARRETT & COMPANY, INC. 0.00% of their portfolio PROVIDENCE, RI 7272 $3.9k $3.9k 0.00% Unchanged
100 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 5656 $3.0k $3.0k 0.00% Unchanged