Vault-13

ISHARES TR SLQD

0-5YR INVT GR CP · ETP · CUSIP 46434V100

232 institutional holders -2 vs Q1 2023
29,968,65130.0m shares reported held*
$1.4bnreported value*
20 new 71 added 97 reduced 24 sold out net sold ≈ $62.3m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.22. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 235Q4 22: 242Q1 23: 234Q2 23: 232232Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022235
Q4 2022242
Q1 2023234
Q2 2023232

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 114 bought or addedQ4 22: 119 cut or sold outQ4 22Q1 23: 105 bought or addedQ1 23: 122 cut or sold outQ1 23Q2 23: 91 bought or addedQ2 23: 121 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022114119
Q1 2023105122
Q2 202391121

Biggest buyers

Allianz Asset Management GmbH Added +161,475+161.5k
Federation des caisses Desjardins du Quebec Added +130,214+130.2k
Advocacy Wealth Management, LLC Added +100,976+101.0k
ASSETMARK, INC Added +91,948+91.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +88,760+88.8k
Summit Financial, LLC Added +88,389+88.4k
Atria Wealth Solutions, Inc. Added +73,804+73.8k
CITADEL ADVISORS LLC Added +66,104+66.1k
Atria Investments, Inc New +62,150+62.1k
PARTNERS CAPITAL INVESTMENT GROUP, LLP Added +55,923+55.9k

Biggest sellers

Kelman-Lazarov, Inc. Sold out -341,515-341.5k
JANE STREET GROUP, LLC Sold out -318,074-318.1k
TIAA, FSB Reduced -246,360-246.4k
ROYAL BANK OF CANADA Reduced -207,873-207.9k
UBS Group AG Reduced -159,218-159.2k
GOLDMAN SACHS GROUP INC Reduced -145,371-145.4k
Dynamic Advisor Solutions LLC Reduced -143,071-143.1k
BANK OF AMERICA CORP /DE/ Reduced -130,050-130.1k
AMERIPRISE FINANCIAL INC Reduced -128,811-128.8k
Evolution Wealth Advisors, LLC Reduced -106,505-106.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,964,1493.0m $142.9m $142.9m 0.01% Reduced -3.0k -2,973
2 Mariner, LLC 0.36% of their portfolio Overland Park, KS 2,793,4262.8m $134.7m $134.7m 0.36% Added +39.9k +39,886
3 Advocacy Wealth Management, LLC 11.39% of their portfolio ATLANTA, GA 2,068,5562.1m $99.7m $99.7m 11.39% Added +101.0k +100,976
4 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,594,9961.6m $76.8m $76.8m 0.02% Reduced -128.8k -128,811
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,147,6331.1m $55.3m $55.3m 0.01% Reduced -130.1k -130,050
6 FARMERS & MERCHANTS INVESTMENTS INC 2.03% of their portfolio LINCOLN, NE 1,113,9091.1m $53.7m $53.7m 2.03% Reduced -30.9k -30,879
7 MACQUARIE GROUP LTD 0.06% of their portfolio Sydney, NSW 2000, C3 1,059,7171.1m $51.1m $51.1m 0.06% Reduced -30.6k -30,621
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,006,6471.0m $48.5m $48.5m 0.02% Reduced -159.2k -159,218
9 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 962,986963.0k $46.4m $46.4m 0.03% Added +6.8k +6,810
10 World Investment Advisors 6.80% of their portfolio LINCROFT, NJ 729,095729.1k $35.1m $35.1m 6.80% Added +25.3k +25,275
11 LJI Wealth Management, LLC 10.00% of their portfolio INDIANAPOLIS, IN 710,968711.0k $34.3m $34.3m 10.00% Added +20.6k +20,635
12 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 648,275648.3k $31.3m $31.3m 0.06% Reduced -9.3k -9,251
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 624,281624.3k $30.1m $30.1m 0.01% Reduced -207.9k -207,873
14 Probity Advisors, Inc. 6.29% of their portfolio DALLAS, TX 597,951598.0k $28.8m $28.8m 6.29% First filing
15 TIAA, FSB 0.09% of their portfolio ST. LOUIS, MO 489,054489.1k $23.6m $23.6m 0.09% Reduced -246.4k -246,360
16 AE Wealth Management LLC 0.14% of their portfolio TOPEKA, KS 468,085468.1k $22.6m $22.6m 0.14% Reduced -2.4k -2,422
17 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 429,610429.6k $20.7m $20.7m 0.04% Reduced -6.1k -6,131
18 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 372,195372.2k $17.9m $17.9m 0.03% Reduced -8.6k -8,552
19 River Wealth Advisors LLC 3.00% of their portfolio CAMP HILL, PA 366,579366.6k $17.7m $17.7m 3.00% Reduced -4.7k -4,726
20 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 304,331304.3k $14.7m $14.7m 0.02% Unchanged
21 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.30% of their portfolio BOSTON, MA 295,244295.2k $14.2m $14.2m 0.30% Added +55.9k +55,923
22 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 294,817294.8k $14.2m $14.2m 0.01% Added +19.1k +19,081
23 Allianz Asset Management GmbH 0.03% of their portfolio MUNICH, 2M 287,478287.5k $13.9m $13.9m 0.03% Added +161.5k +161,475
24 Wiser Wealth Management, Inc 5.48% of their portfolio MARIETTA, GA 282,869282.9k $13.6m $13.6m 5.48% Added +3.8k +3,827
25 CREATIVE FINANCIAL DESIGNS INC /ADV 1.58% of their portfolio KOKOMO, IN 279,018279.0k $13.5m $13.5m 1.58% Added +18.6k +18,601
26 Curi Wealth Management, LLC 1.77% of their portfolio Raleigh, NC 270,943270.9k $13.1m $13.1m 1.77% Added +17.2k +17,198
27 CAMDEN NATIONAL BANK 2.39% of their portfolio CAMDEN, ME 253,483253.5k $12.2m $12.2m 2.39% Reduced -348 -348
28 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 245,016245.0k $11.8m $11.8m 0.02% Added +29.2k +29,207
29 INTEGRAL INVESTMENT ADVISORS, INC. 7.87% of their portfolio TURLOCK, CA 244,110244.1k $11.8m $11.8m 7.87% Added +6.6k +6,570
30 Global Wealth Management Investment Advisory, Inc. 2.82% of their portfolio FORT LAUDERDALE, FL 213,245213.2k $10.3m $10.3m 2.82% Added +18.7k +18,712
31 Bramshill Investments, LLC 0.80% of their portfolio NAPLES, FL 182,584182.6k $8.8m $8.8m 0.80% Reduced -3.2k -3,236
32 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 181,600181.6k $8.8m $8.8m 0.02% Reduced -19.9k -19,861
33 Rosenberg Matthew Hamilton 2.69% of their portfolio GRAND JUNCTION, CO 164,906164.9k $8.0m $8.0m 2.69% Reduced -17.7k -17,734
34 Charter Oak Capital Management, LLC 1.01% of their portfolio PORTSMOUTH, NH 160,580160.6k $7.7m $7.7m 1.01% Reduced -9.3k -9,328
35 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 159,048159.0k $7.7m $7.7m 0.01% Added +46.2k +46,170
36 Buffington Mohr McNeal 1.65% of their portfolio BOISE, ID 158,146158.1k $7.6m $7.6m 1.65% Reduced -7.8k -7,828
37 Financial Engines Advisors L.L.C. 0.02% of their portfolio SANTA CLARA, CA 156,559156.6k $7.5m $7.5m 0.02% Added +9.0k +9,037
38 Meiji Yasuda Life Insurance Co 0.20% of their portfolio TOKYO, M0 156,400156.4k $7.5m $7.5m 0.20% Unchanged
39 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 145,769145.8k $7.0m $7.0m 0.04% Reduced -10.3k -10,259
40 Colonial Trust Advisors 0.77% of their portfolio SPARTANBURG, SC 143,597143.6k $6.9m $6.9m 0.77% Added +10.7k +10,742
41 Federation des caisses Desjardins du Quebec 0.06% of their portfolio LEVIS, A8 136,131136.1k $6.6m $6.6m 0.06% Added +130.2k +130,214
42 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 132,584132.6k $6.4m $6.4m 0.02% Added +32.1k +32,114
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 131,792131.8k $6.4m $6.4m 0.00% Added +1.8k +1,818
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 129,891129.9k $6.3m $6.3m 0.01% Added +88.8k +88,760
45 GREENUP STREET WEALTH MANAGEMENT LLC 1.59% of their portfolio OVERLAND PARK, KS 120,651120.7k $5.8m $5.8m 1.59% Reduced -14.2k -14,214
46 Dynamic Advisor Solutions LLC 0.29% of their portfolio PHOENIX, AZ 114,274114.3k $5.5m $5.5m 0.29% Reduced -143.1k -143,071
47 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 114,085114.1k $5.5m $5.5m 0.04% Reduced -1.3k -1,260
48 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 112,813112.8k $5.4m $5.4m 0.02% Added +91.9k +91,948
49 IPG Investment Advisors LLC 1.18% of their portfolio SAN DIEGO, CA 111,888111.9k $5.4m $5.4m 1.18% Reduced -6.4k -6,382
50 Saiph Capital, LLC 2.82% of their portfolio WYCKOFF, NJ 107,716107.7k $5.2m $5.2m 2.82% Added +8.0k +8,027
51 DecisionPoint Financial, LLC 2.60% of their portfolio MESA, AZ 103,469103.5k $5.0m $5.0m 2.60% Reduced -4.8k -4,764
52 Summit Financial, LLC 0.36% of their portfolio PARSIPPANY, NJ 102,110102.1k $4.9m $4.9m 0.36% Added +88.4k +88,389
53 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 100,672100.7k $4.9m $4.9m 0.04% Added +106 +106
54 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 97,32697.3k $4.7m $4.7m 0.00% Added +1.3k +1,270
55 StrategIQ Financial Group, LLC 0.53% of their portfolio MERRILLVILLE, IN 97,19797.2k $4.7m $4.7m 0.53% Reduced -3 -3
56 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 92,27292.3k $4.4m $4.4m 0.06% Added +73.8k +73,804
57 Colonial Trust Co / SC 1.04% of their portfolio SPARTANBURG, SC 90,16690.2k $4.3m $4.3m 1.04% Added +6.3k +6,265
58 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 87,09987.1k $4.2m $4.2m 0.05% Reduced -33.9k -33,903
59 Breakwater Capital Group 1.52% of their portfolio PARAMUS, NJ 86,58086.6k $4.2m $4.2m 1.52% Added +2.7k +2,716
60 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 84,44184.4k $4.1m $4.1m 0.03% Added +12.0k +12,011
61 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.25% of their portfolio Greenbrae, CA 83,17583.2k $4.0m $4.0m 0.25% Reduced -1.5k -1,525
62 One Capital Management, LLC 0.17% of their portfolio WESTLAKE VILLAGE, CA 77,84077.8k $3.8m $3.8m 0.17% Added +1.2k +1,226
63 Rockbridge Investment Management, LCC 0.64% of their portfolio Syracuse, NY 75,24275.2k $3.6m $3.6m 0.64% Added +1.1k +1,144
64 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 75,20975.2k $3.6m $3.6m 0.00% Added +66.1k +66,104
65 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 73,91373.9k $3.6m $3.6m 0.04% Added +18.3k +18,330
66 Sierra Capital LLC 0.55% of their portfolio MIAMI, FL 72,12172.1k $3.5m $3.5m 0.55% Added +7.7k +7,678
67 Coombe, Bender & Co LLC 2.34% of their portfolio ELLENVILLE, NY 66,69966.7k $3.2m $3.2m 2.34% Added +7.5k +7,492
68 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 65,92665.9k $3.2m $3.2m 0.00% Reduced -145.4k -145,371
69 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.24% of their portfolio BIRMINGHAM, AL 65,37565.4k $3.2m $3.2m 0.24% Reduced -77 -77
70 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 62,15062.1k $3.0m $3.0m 0.05% New
71 OLD MISSION CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 62,03662.0k $3.0m $3.0m 0.11% Added +53.4k +53,436
72 Ifrah Financial Services, Inc. 0.89% of their portfolio Little Rock, AR 60,76560.8k $2.9m $2.9m 0.89% Added +1.6k +1,613
73 Great Lakes Retirement, Inc. 0.51% of their portfolio SANDUSKY, OH 59,64159.6k $2.9m $2.9m 0.51% Reduced -4.3k -4,307
74 PrairieView Partners, LLC 0.37% of their portfolio ST. PAUL, MN 58,76258.8k $2.8m $2.8m 0.37% Added +2.8k +2,842
75 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 53,05853.1k $2.6m $2.6m 0.00% Reduced -8.5k -8,503
76 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.16% of their portfolio RICHMOND, VA 51,38651.4k $2.5m $2.5m 0.16% Reduced -3.3k -3,345
77 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 50,38650.4k $2.4m $2.4m 0.01% Reduced -8.9k -8,861
78 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 49,58449.6k $2.4m $2.4m 0.02% Reduced -832 -832
79 Trail Ridge Investment Advisors, LLC 1.43% of their portfolio FORT COLLINS, CO 48,15948.2k $2.3m $2.3m 1.43% Added +5.8k +5,803
80 American Money Management, LLC 0.57% of their portfolio Rancho Santa Fe, CA 47,49847.5k $2.3m $2.3m 0.57% Reduced -2.9k -2,910
81 Composition Wealth, LLC 0.07% of their portfolio LOS ANGELES, CA 47,33947.3k $2.3m $2.3m 0.07% Reduced -2.4k -2,376
82 TD Waterhouse Canada Inc. 0.02% of their portfolio TORONTO, A6 44,82244.8k $2.2m $2.2m 0.02% Reduced -4.1k -4,104
83 Cosner Financial Group, LLC 1.77% of their portfolio WINDSOR, CO 44,57744.6k $2.1m $2.1m 1.77% First filing
84 Simplify Asset Management Inc. 0.38% of their portfolio Las Vegas, NV 43,57143.6k $2.1m $2.1m 0.38% New
85 KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio AUSTIN, TX 42,18142.2k $2.0m $2.0m 0.07% Reduced -4.6k -4,608
86 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.36% of their portfolio Reston, VA 42,09442.1k $2.0m $2.0m 0.36% Reduced -156 -156
87 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 40,22740.2k $1.9m $1.9m 0.04% Added +8.3k +8,274
88 VISTA INVESTMENT MANAGEMENT 0.98% of their portfolio PITTSBURGH, PA 40,15840.2k $1.9m $1.9m 0.98% Added +5.1k +5,101
89 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 37,00837.0k $1.8m $1.8m 0.01% Reduced -652 -652
90 Argent Advisors, Inc. 0.80% of their portfolio RUSTON, LA 36,30636.3k $1.8m $1.8m 0.80% Reduced -5.2k -5,243
91 FinTrust Capital Advisors, LLC 0.40% of their portfolio Greenville, SC 35,10035.1k $1.7m $1.7m 0.40% Unchanged
92 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 34,48134.5k $1.7m $1.7m 0.06% Reduced -33.7k -33,726
93 Laurel Wealth Advisors LLC 0.33% of their portfolio CHARLOTTE, NC 34,31034.3k $1.7m $1.7m 0.33% Added +4 +4
94 Wescott Financial Advisory Group, LLC 0.29% of their portfolio Philadelphia, PA 34,07934.1k $1.6m $1.6m 0.29% Reduced -10.8k -10,835
95 NorthCoast Asset Management LLC 0.02% of their portfolio STAMFORD, CT 33,59433.6k $1.6m $1.6m 0.02% Reduced -1.3k -1,253
96 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 33,57233.6k $1.6m $1.6m 0.01% Added +15.3k +15,306
97 SHUFRO ROSE & CO LLC 0.14% of their portfolio NEW YORK, NY 31,91831.9k $1.5m $1.5m 0.14% Reduced -4.3k -4,286
98 ALTERNA WEALTH MANAGEMENT, INC 1.65% of their portfolio HOUSTON, TX 29,59129.6k $1.4m $1.4m 1.65% Added +14.5k +14,493
99 Private Wealth Group, LLC 1.46% of their portfolio Tampa, FL 29,34729.3k $1.4m $1.4m 1.46% Unchanged
100 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 28,98329.0k $1.4m $1.4m 0.03% Added +3.0k +2,971