Vault-13

ISHARES INC ESGE

ESG AWR MSCI EM · ETP · CUSIP 46434G863

497 institutional holders -18 vs Q4 2023
95,286,51795.3m shares reported held*
$3.1bnreported value*
32 new 199 added 185 reduced 44 sold out net bought ≈ $239.5m (+7.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.24. Options: 1 managers hold calls ($6.4k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 534Q4 22: 522Q1 23: 516Q2 23: 505Q3 23: 496Q4 23: 515Q1 24: 497497Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022534
Q4 2022522
Q1 2023516
Q2 2023505
Q3 2023496
Q4 2023515
Q1 2024497

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 219 bought or addedQ4 22: 298 cut or sold outQ4 22Q1 23: 288 bought or addedQ1 23: 201 cut or sold outQ1 23Q2 23: 243 bought or addedQ2 23: 222 cut or sold outQ2 23Q3 23: 200 bought or addedQ3 23: 243 cut or sold outQ3 23Q4 23: 227 bought or addedQ4 23: 238 cut or sold outQ4 23Q1 24: 231 bought or addedQ1 24: 229 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022219298
Q1 2023288201
Q2 2023243222
Q3 2023200243
Q4 2023227238
Q1 2024231229

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $0Q2 23 puts: $205.6kQ2 23P/C —Q3 23 calls: $6.1kQ3 23 puts: $205.9kQ3 23P/C 34.00Q4 23 calls: $0Q4 23 puts: $218.0kQ4 23P/C —Q1 24 calls: $6.4kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$0$205.6k—
Q3 2023$6.1k$205.9k34.00
Q4 2023$0$218.0k—
Q1 2024$6.4k$00.00

Biggest buyers

MORGAN STANLEY Added +3,948,665+3.9m
JANE STREET GROUP, LLC Added +1,810,107+1.8m
BANK OF AMERICA CORP /DE/ Added +1,356,147+1.4m
BANK OF MONTREAL /CAN/ Added +1,077,737+1.1m
Ellevest, Inc. Added +936,080+936.1k
FMR LLC Added +397,872+397.9k
JPMORGAN CHASE & CO Added +364,788+364.8k
CITADEL ADVISORS LLC Added +344,623+344.6k
Betterment LLC Added +271,731+271.7k
NORTHERN TRUST CORP Added +176,269+176.3k

Biggest sellers

BlackRock Inc. Reduced -961,940-961.9k
AMERIPRISE FINANCIAL INC Reduced -916,637-916.6k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Reduced -456,313-456.3k
Private Ocean, LLC Reduced -368,283-368.3k
GOLDMAN SACHS GROUP INC Reduced -211,635-211.6k
OSAIC HOLDINGS, INC. Reduced -208,207-208.2k
3EDGE Asset Management, LP Reduced -163,067-163.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -145,867-145.9k
OLD MISSION CAPITAL LLC Reduced -112,117-112.1k
DAGCO, INC. Sold out -102,147-102.1k

Biggest calls

CITADEL ADVISORS LLC New $6.4k200 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 16,159,42716.2m $520.8m $520.8m 0.05% Added +1.4m +1,356,147
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 12,424,58112.4m $400.4m $400.4m 0.01% Added +3.9m +3,948,665
3 Empower Advisory Group, LLC 0.70% of their portfolio Greenwood Village, CO 5,786,1525.8m $186.5m $186.5m 0.70% Reduced -51.0k -51,010
4 TIAA TRUST, NATIONAL ASSOCIATION 0.50% of their portfolio CHARLOTTE, NC 5,087,9755.1m $164.0m $164.0m 0.50% Added +112.4k +112,351
5 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,596,4283.6m $115.9m $115.9m 0.01% Added +364.8k +364,788
6 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 3,230,8063.2m $104.1m $104.1m 0.02% Added +176.3k +176,269
7 Betterment LLC 0.26% of their portfolio NEW YORK, NY 2,987,2113.0m $96.3m $96.3m 0.26% Added +271.7k +271,731
8 JANE STREET GROUP, LLC 0.12% of their portfolio NEW YORK, NY 2,824,4672.8m $91.0m $91.0m 0.12% Added +1.8m +1,810,107
9 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,693,5332.7m $86.8m $86.8m 0.02% Reduced -211.6k -211,635
10 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,628,7912.6m $84.7m $84.7m 0.03% Added +11.7k +11,720
11 Wealthfront Advisers LLC 0.28% of their portfolio Palo Alto, CA 2,509,9012.5m $80.9m $80.9m 0.28% Added +173.4k +173,408
12 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,739,9161.7m $56.1m $56.1m 0.02% Added +173.8k +173,754
13 Creative Planning 0.06% of their portfolio OVERLAND PARK, KS 1,704,8571.7m $54.9m $54.9m 0.06% Reduced -17.3k -17,255
14 Ellevest, Inc. 3.25% of their portfolio NEW YORK, NY 1,623,7381.6m $52.3m $52.3m 3.25% Added +936.1k +936,080
15 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,468,9361.5m $47.4m $47.4m 0.01% Reduced -916.6k -916,637
16 FMR LLC 0.00% of their portfolio BOSTON, MA 1,132,5621.1m $36.5m $36.5m 0.00% Added +397.9k +397,872
17 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 1,080,4641.1m $35.2m $35.2m 0.01% Added +1.1m +1,077,737
18 Acorns Advisers, LLC 0.38% of their portfolio IRVINE, CA 1,045,7281.0m $33.7m $33.7m 0.38% Added +76.9k +76,905
19 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 997,408997.4k $32.1m $32.1m 0.02% Added +21.4k +21,409
20 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 976,090976.1k $31.5m $31.5m 0.01% Added +6.5k +6,478
21 BlackRock Inc. 0.00% of their portfolio New York, NY 860,945860.9k $27.7m $27.7m 0.00% Reduced -961.9k -961,940
22 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 851,769851.8k $27.5m $27.5m 0.04% Reduced -3.9k -3,894
23 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 754,940754.9k $24.3m $24.3m 0.02% Added +8.9k +8,922
24 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 689,383689.4k $22.2m $22.2m 0.01% Added +128.2k +128,188
25 M&T Bank Corp 0.08% of their portfolio BUFFALO, NY 680,448680.4k $21.9m $21.9m 0.08% Added +54.5k +54,519
26 MISSION WEALTH MANAGEMENT, LP 0.56% of their portfolio Santa Barbara, CA 642,185642.2k $20.7m $20.7m 0.56% Added +40.8k +40,837
27 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 592,249592.2k $19.1m $19.1m 0.05% Added +84.5k +84,484
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 549,519549.5k $17.7m $17.7m 0.02% Reduced -59.9k -59,883
29 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 503,383503.4k $16.2m $16.2m 0.06% Reduced -12.9k -12,875
30 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 499,996500.0k $16.1m $16.1m 0.06% Reduced -31.7k -31,692
31 Money Design Co.,Ltd. 0.83% of their portfolio TOKYO, M0 470,706470.7k $15.2m $15.2m 0.83% Added +5.3k +5,273
32 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 415,765415.8k $13.4m $13.4m 0.01% Added +344.6k +344,623
33 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 410,835410.8k $13.2m $13.2m 0.02% Reduced -61.7k -61,701
34 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 405,782405.8k $13.1m $13.1m 0.02% Reduced -4.0k -3,963
35 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 391,653391.7k $12.6m $12.6m 0.02% Added +18.5k +18,451
36 Fiduciary Trust Co 0.18% of their portfolio Boston, MA 360,346360.3k $11.6m $11.6m 0.18% Added +3.0k +3,029
37 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.35% of their portfolio Seattle, WA 350,824350.8k $11.3m $11.3m 0.35% Added +5.3k +5,307
38 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 342,172342.2k $11.0m $11.0m 0.02% Added +24.2k +24,244
39 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 331,888331.9k $10.7m $10.7m 0.02% Added +8.3k +8,269
40 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.26% of their portfolio BOSTON, MA 300,203300.2k $9.7m $9.7m 0.26% Reduced -23.7k -23,725
41 OLD MISSION CAPITAL LLC 0.24% of their portfolio CHICAGO, IL 299,724299.7k $9.7m $9.7m 0.24% Reduced -112.1k -112,117
42 IMPACTfolio, LLC 5.76% of their portfolio DENVER, CO 295,951296.0k $9.5m $9.5m 5.76% Added +4.1k +4,117
43 High Note Wealth, LLC 2.85% of their portfolio DEEPHAVEN, MN 271,512271.5k $8.8m $8.8m 2.85% Added +2.4k +2,443
44 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 260,800260.8k $8.4m $8.4m 0.02% Reduced -56.8k -56,800
45 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 213,939213.9k $6.9m $6.9m 0.03% Reduced -33.3k -33,331
46 Mariner, LLC 0.01% of their portfolio Overland Park, KS 212,862212.9k $6.9m $6.9m 0.01% Added +77.4k +77,405
47 SigFig Wealth Management, LLC 0.25% of their portfolio SAN FRANCISCO, CA 212,540212.5k $6.9m $6.9m 0.25% Added +22.6k +22,571
48 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 196,443196.4k $6.3m $6.3m 0.01% Added +15.2k +15,219
49 PARK AVENUE SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 187,100187.1k $6.0m $6.0m 0.08% Reduced -4.4k -4,377
50 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 180,443180.4k $5.8m $5.8m 0.02% Reduced -22.9k -22,860
51 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 170,791170.8k $5.5m $5.5m 0.01% Added +95.9k +95,910
52 CAMBRIDGE TRUST CO 0.21% of their portfolio BOSTON, MA 168,757168.8k $5.4m $5.4m 0.21% Added +161.4k +161,426
53 Alesco Advisors, LLC, An ESL Co 0.17% of their portfolio Pittsford, NY 164,877164.9k $5.3m $5.3m 0.17% Reduced -1.7k -1,745
54 OXFORD FINANCIAL GROUP, LTD. LLC 0.35% of their portfolio INDIANAPOLIS, IN 157,516157.5k $5.1m $5.1m 0.35% Reduced -525 -525
55 Pallas Capital Advisors LLC 0.21% of their portfolio BRAINTREE, MA 156,871156.9k $5.1m $5.1m 0.21% Reduced -1.6k -1,642
56 Private Ocean, LLC 0.53% of their portfolio SAN RAFAEL, CA 156,256156.3k $5.0m $5.0m 0.53% Reduced -368.3k -368,283
57 Ally Invest Advisors Inc. 0.49% of their portfolio CHARLOTTE, NC 154,653154.7k $5.0m $5.0m 0.49% New
58 Litman Gregory Wealth Management LLC 0.44% of their portfolio LARKSPUR, CA 149,854149.9k $4.8m $4.8m 0.44% Reduced -16.3k -16,318
59 Sand Hill Global Advisors, LLC 0.23% of their portfolio Palo Alto, CA 149,287149.3k $4.8m $4.8m 0.23% Added +3.3k +3,299
60 Intergy Private Wealth, LLC 1.97% of their portfolio COLORADO SPRINGS, CO 148,757148.8k $4.8m $4.8m 1.97% Added +2.0k +1,996
61 Avior Wealth Management, LLC 0.22% of their portfolio OMAHA, NE 143,737143.7k $4.6m $4.6m 0.22% New
62 Modera Wealth Management, LLC 0.07% of their portfolio WESTWOOD, NJ 143,327143.3k $4.6m $4.6m 0.07% Added +2.6k +2,561
63 Laurel Wealth Planning LLC 3.02% of their portfolio EDINA, MN 140,875140.9k $4.5m $4.5m 3.02% Added +6.6k +6,641
64 WRAPMANAGER INC 1.20% of their portfolio MILL VALLEY, CA 133,957134.0k $4.3m $4.3m 1.20% Reduced -590 -590
65 MATHER GROUP, LLC. 0.07% of their portfolio CHICAGO, IL 133,308133.3k $4.3m $4.3m 0.07% Added +97 +97
66 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 132,625132.6k $4.3m $4.3m 0.00% Added +4.0k +3,952
67 BAILARD, INC. 0.12% of their portfolio Foster City, CA 132,081132.1k $4.3m $4.3m 0.12% Reduced -3.8k -3,807
68 Van Hulzen Asset Management, LLC 0.26% of their portfolio EL DORADO HILLS, CA 124,369124.4k $4.0m $4.0m 0.26% Added +2.3k +2,255
69 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 113,618113.6k $3.7m $3.7m 0.03% Added +10.4k +10,388
70 LAKE STREET ADVISORS GROUP, LLC 0.17% of their portfolio PORTSMOUTH, NH 111,273111.3k $3.6m $3.6m 0.17% Reduced -6.6k -6,597
71 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 110,524110.5k $3.6m $3.6m 0.01% Reduced -208.2k -208,207
72 DOHJ, LLC 0.93% of their portfolio SEATTLE, WA 109,187109.2k $3.5m $3.5m 0.93% Reduced -2.3k -2,306
73 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 108,816108.8k $3.5m $3.5m 0.00% New
74 GeoWealth Management, LLC 0.13% of their portfolio CHICAGO, IL 104,540104.5k $3.4m $3.4m 0.13% New
75 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 101,281101.3k $3.3m $3.3m 0.00% Unchanged
76 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 100,288100.3k $3.2m $3.2m 0.00% Reduced -2.5k -2,530
77 Dynamic Advisor Solutions LLC 0.10% of their portfolio PHOENIX, AZ 96,27696.3k $3.1m $3.1m 0.10% Added +5.9k +5,948
78 Savant Capital, LLC 0.04% of their portfolio ROCKFORD, IL 94,95795.0k $3.1m $3.1m 0.04% Reduced -2.1k -2,108
79 3EDGE Asset Management, LP 0.23% of their portfolio Naples, FL 93,15293.2k $3.0m $3.0m 0.23% Reduced -163.1k -163,067
80 Quent Capital, LLC 0.33% of their portfolio NEW YORK, NY 87,51787.5k $2.8m $2.8m 0.33% Added +9.5k +9,483
81 WCM INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio LAGUNA BEACH, CA 87,22487.2k $2.8m $2.8m 0.01% Added +40.5k +40,549
82 NOTTINGHAM ADVISORS, INC. 0.34% of their portfolio AMHERST, NY 85,57485.6k $2.8m $2.8m 0.34% Reduced -3.6k -3,598
83 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 84,43284.4k $2.7m $2.7m 0.00% Reduced -993 -993
84 Morningstar Investment Services LLC 0.03% of their portfolio CHICAGO, IL 78,82978.8k $2.5m $2.5m 0.03% Reduced -73.6k -73,623
85 COMERICA BANK 0.01% of their portfolio DALLAS, TX 77,82977.8k $2.5m $2.5m 0.01% Reduced -3.8k -3,751
86 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 77,60877.6k $2.5m $2.5m 0.06% Reduced -1.1k -1,120
87 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 74,35174.4k $2.4m $2.4m 0.03% Reduced -11.8k -11,828
88 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 72,71272.7k $2.3m $2.3m 0.00% Reduced -4.2k -4,207
89 RAFFA WEALTH MANAGEMENT, LLC 0.69% of their portfolio WASHINGTON, DC 71,62871.6k $2.3m $2.3m 0.69% Added +4.0k +3,985
90 Robertson Stephens Wealth Management, LLC 0.12% of their portfolio San Francisco, CA 68,42468.4k $2.2m $2.2m 0.12% Added +1.5k +1,495
91 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 68,29468.3k $2.2m $2.2m 0.01% Reduced -3.3k -3,313
92 JNBA Financial Advisors 0.23% of their portfolio BLOOMINGTON, MN 67,68667.7k $2.2m $2.2m 0.23% Added +7.2k +7,152
93 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 66,78766.8k $2.2m $2.2m 0.02% Added +4.7k +4,691
94 EQ LLC 1.33% of their portfolio BELLEVUE, WA 66,77366.8k $2.2m $2.2m 1.33% Reduced -4.2k -4,239
95 AlTi Global, Inc. 0.06% of their portfolio NEW YORK, NY 65,89665.9k $2.1m $2.1m 0.06% Reduced -6.5k -6,457
96 Apella Capital, LLC 0.11% of their portfolio WEST HARTFORD, CT 63,56363.6k $2.1m $2.1m 0.11% Added +996 +996
97 QUADRANT CAPITAL GROUP LLC 0.16% of their portfolio CINCINNATI, OH 63,08963.1k $2.0m $2.0m 0.16% Reduced -135 -135
98 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 61,77261.8k $2.0m $2.0m 0.02% Added +6.4k +6,429
99 AXXCESS WEALTH MANAGEMENT, LLC 0.06% of their portfolio CARLSBAD, CA 61,67361.7k $2.0m $2.0m 0.06% Added +1.3k +1,261
100 Global Retirement Partners, LLC 0.07% of their portfolio San Rafael, CA 60,29360.3k $1.9m $1.9m 0.07% Added +7.1k +7,117