Vault-13

ISHARES INC ESGE

ESG AWR MSCI EM · ETP · CUSIP 46434G863

515 institutional holders +19 vs Q3 2023
88,117,42388.1m shares reported held*
$2.8bnreported value*
43 new 184 added 190 reduced 48 sold out net sold ≈ $26.7m (-827.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.07. Options: 0 managers hold calls (— notional), 1 hold puts ($218.0k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 534Q4 22: 522Q1 23: 516Q2 23: 505Q3 23: 496Q4 23: 515515Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022534
Q4 2022522
Q1 2023516
Q2 2023505
Q3 2023496
Q4 2023515

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 219 bought or addedQ4 22: 298 cut or sold outQ4 22Q1 23: 288 bought or addedQ1 23: 201 cut or sold outQ1 23Q2 23: 243 bought or addedQ2 23: 222 cut or sold outQ2 23Q3 23: 200 bought or addedQ3 23: 243 cut or sold outQ3 23Q4 23: 227 bought or addedQ4 23: 238 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022219298
Q1 2023288201
Q2 2023243222
Q3 2023200243
Q4 2023227238

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 23 calls: $251.8kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $205.6kQ2 23P/C —Q3 23 calls: $6.1kQ3 23 puts: $205.9kQ3 23P/C 34.00Q4 23 calls: $0Q4 23 puts: $218.0kQ4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$251.8k$00.00
Q2 2023$0$205.6k—
Q3 2023$6.1k$205.9k34.00
Q4 2023$0$218.0k—

Biggest buyers

MORGAN STANLEY Added +3,709,205+3.7m
JPMORGAN CHASE & CO Added +1,489,719+1.5m
JANE STREET GROUP, LLC Added +786,648+786.6k
GOLDMAN SACHS GROUP INC Added +531,403+531.4k
BlackRock Inc. Added +356,456+356.5k
Wealthfront Advisers LLC Added +315,272+315.3k
FMR LLC Added +287,481+287.5k
ROYAL BANK OF CANADA Added +198,605+198.6k
Private Ocean, LLC Added +189,531+189.5k
3EDGE Asset Management, LP Added +171,199+171.2k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -3,488,503-3.5m
LPL Financial LLC Reduced -1,213,069-1.2m
Ellevest, Inc. Reduced -763,053-763.1k
Envestnet Portfolio Solutions, Inc. Reduced -422,046-422.0k
OSAIC HOLDINGS, INC. Reduced -420,020-420.0k
BANK OF AMERICA CORP /DE/ Reduced -392,860-392.9k
PARK AVENUE SECURITIES LLC Reduced -372,455-372.5k
MML INVESTORS SERVICES, LLC Reduced -331,280-331.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -245,038-245.0k
CITADEL ADVISORS LLC Reduced -233,856-233.9k

Biggest calls

None

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Unchanged $218.0k6.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 14,803,28014.8m $474.6m $474.6m 0.05% Reduced -392.9k -392,860
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,475,9168.5m $271.7m $271.7m 0.01% Added +3.7m +3,709,205
3 Empower Advisory Group, LLC 0.74% of their portfolio Greenwood Village, CO 5,837,1625.8m $187.1m $187.1m 0.74% Added +55.1k +55,072
4 TIAA TRUST, NATIONAL ASSOCIATION 0.53% of their portfolio CHARLOTTE, NC 4,975,6245.0m $159.5m $159.5m 0.53% Added +146.0k +145,981
5 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,231,6403.2m $103.6m $103.6m 0.01% Added +1.5m +1,489,719
6 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 3,054,5373.1m $97.9m $97.9m 0.02% Added +38.9k +38,903
7 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,905,1682.9m $93.1m $93.1m 0.02% Added +531.4k +531,403
8 Betterment LLC 0.25% of their portfolio NEW YORK, NY 2,715,4802.7m $87.1m $87.1m 0.25% Added +81.4k +81,351
9 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,617,0712.6m $83.9m $83.9m 0.03% Reduced -3.5m -3,488,503
10 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,385,5732.4m $76.5m $76.5m 0.02% Reduced -103.7k -103,740
11 Wealthfront Advisers LLC 0.29% of their portfolio Palo Alto, CA 2,336,4932.3m $74.9m $74.9m 0.29% Added +315.3k +315,272
12 BlackRock Inc. 0.00% of their portfolio New York, NY 1,822,8851.8m $58.4m $58.4m 0.00% Added +356.5k +356,456
13 Creative Planning 0.10% of their portfolio OVERLAND PARK, KS 1,722,1121.7m $55.2m $55.2m 0.10% Added +30.1k +30,093
14 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,566,1621.6m $50.2m $50.2m 0.02% Added +26.6k +26,567
15 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 1,014,3601.0m $32.5m $32.5m 0.04% Added +786.6k +786,648
16 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 975,999976.0k $31.3m $31.3m 0.02% Reduced -1.2m -1,213,069
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 969,612969.6k $31.1m $31.1m 0.01% Reduced -207.4k -207,437
18 Acorns Advisers, LLC 0.38% of their portfolio IRVINE, CA 968,823968.8k $31.1m $31.1m 0.38% Added +64.7k +64,723
19 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 855,663855.7k $27.4m $27.4m 0.04% Reduced -50.2k -50,158
20 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 746,018746.0k $23.9m $23.9m 0.02% Reduced -18.4k -18,357
21 FMR LLC 0.00% of their portfolio BOSTON, MA 734,690734.7k $23.6m $23.6m 0.00% Added +287.5k +287,481
22 Ellevest, Inc. 1.50% of their portfolio NEW YORK, NY 687,658687.7k $22.0m $22.0m 1.50% Reduced -763.1k -763,053
23 M&T Bank Corp 0.07% of their portfolio BUFFALO, NY 625,929625.9k $20.1m $20.1m 0.07% Added +50.3k +50,251
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 609,402609.4k $19.5m $19.5m 0.02% Reduced -55.1k -55,098
25 MISSION WEALTH MANAGEMENT, LP 0.64% of their portfolio Santa Barbara, CA 601,348601.3k $19.3m $19.3m 0.64% Added +1.7k +1,698
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 561,195561.2k $18.0m $18.0m 0.00% Added +198.6k +198,605
27 Envestnet Portfolio Solutions, Inc. 0.07% of their portfolio BERWYN, PA 531,688531.7k $17.0m $17.0m 0.07% Reduced -422.0k -422,046
28 Private Ocean, LLC 1.67% of their portfolio SAN RAFAEL, CA 524,539524.5k $16.8m $16.8m 1.67% Added +189.5k +189,531
29 FIFTH THIRD BANCORP 0.07% of their portfolio CINCINNATI, OH 516,258516.3k $16.6m $16.6m 0.07% Reduced -39.9k -39,904
30 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 507,765507.8k $16.3m $16.3m 0.05% Added +48.5k +48,491
31 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 1.67% of their portfolio Westlake, OH 480,273480.3k $15.4m $15.4m 1.67% Added +48.9k +48,912
32 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 472,536472.5k $15.2m $15.2m 0.03% Reduced -245.0k -245,038
33 Money Design Co.,Ltd. 0.84% of their portfolio TOKYO, M0 465,433465.4k $14.9m $14.9m 0.84% Added +25.1k +25,103
34 OLD MISSION CAPITAL LLC 0.37% of their portfolio CHICAGO, IL 411,841411.8k $13.2m $13.2m 0.37% Reduced -1.0k -1,012
35 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 409,745409.7k $13.1m $13.1m 0.02% Reduced -25.8k -25,823
36 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 373,202373.2k $12.0m $12.0m 0.02% Reduced -37.3k -37,290
37 Fiduciary Trust Co 0.19% of their portfolio Boston, MA 357,317357.3k $11.5m $11.5m 0.19% Reduced -25.1k -25,066
38 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.38% of their portfolio Seattle, WA 345,517345.5k $11.1m $11.1m 0.38% Added +20.0k +20,035
39 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.23% of their portfolio BOSTON, MA 323,928323.9k $10.4m $10.4m 0.23% Added +27.8k +27,773
40 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 323,619323.6k $10.4m $10.4m 0.02% Reduced -1.8k -1,789
41 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 318,731318.7k $10.2m $10.2m 0.02% Reduced -420.0k -420,020
42 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 317,928317.9k $10.2m $10.2m 0.02% Added +11.0k +10,973
43 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 317,600317.6k $10.2m $10.2m 0.02% Reduced -33.5k -33,500
44 IMPACTfolio, LLC 6.09% of their portfolio DENVER, CO 291,834291.8k $9.4m $9.4m 6.09% Added +14.7k +14,712
45 High Note Wealth, LLC 3.24% of their portfolio DEEPHAVEN, MN 269,069269.1k $8.6m $8.6m 3.24% Reduced -6.8k -6,810
46 3EDGE Asset Management, LP 0.64% of their portfolio Naples, FL 256,219256.2k $8.2m $8.2m 0.64% Added +171.2k +171,199
47 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 247,270247.3k $7.9m $7.9m 0.03% Added +17.4k +17,425
48 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 203,303203.3k $6.5m $6.5m 0.03% Reduced -331.3k -331,280
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 192,720192.7k $6.2m $6.2m 0.01% Added +104.8k +104,839
50 PARK AVENUE SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 191,477191.5k $6.1m $6.1m 0.08% Reduced -372.5k -372,455
51 SigFig Wealth Management, LLC 0.23% of their portfolio SAN FRANCISCO, CA 189,969190.0k $6.1m $6.1m 0.23% Added +28.0k +27,959
52 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 181,224181.2k $5.8m $5.8m 0.01% Added +5.8k +5,799
53 Alesco Advisors, LLC, An ESL Co 0.19% of their portfolio Pittsford, NY 166,622166.6k $5.3m $5.3m 0.19% Reduced -285 -285
54 Litman Gregory Wealth Management LLC 0.51% of their portfolio LARKSPUR, CA 166,172166.2k $5.3m $5.3m 0.51% Added +4.2k +4,250
55 Pallas Capital Advisors LLC 0.27% of their portfolio BRAINTREE, MA 158,513158.5k $5.1m $5.1m 0.27% New
56 OXFORD FINANCIAL GROUP, LTD. LLC 0.38% of their portfolio INDIANAPOLIS, IN 158,041158.0k $5.1m $5.1m 0.38% Added +1.1k +1,075
57 Morningstar Investment Services LLC 0.03% of their portfolio CHICAGO, IL 152,452152.5k $4.9m $4.9m 0.03% Added +76.5k +76,496
58 Intergy Private Wealth, LLC 2.03% of their portfolio COLORADO SPRINGS, CO 146,761146.8k $4.7m $4.7m 2.03% Added +8.0k +7,984
59 Sand Hill Global Advisors, LLC 0.23% of their portfolio Palo Alto, CA 145,988146.0k $4.7m $4.7m 0.23% Added +2.1k +2,067
60 Modera Wealth Management, LLC 0.07% of their portfolio WESTWOOD, NJ 140,766140.8k $4.5m $4.5m 0.07% Added +9.7k +9,654
61 BAILARD, INC. 0.13% of their portfolio Foster City, CA 135,888135.9k $4.4m $4.4m 0.13% Reduced -26.7k -26,665
62 Mariner, LLC 0.01% of their portfolio Overland Park, KS 135,457135.5k $4.3m $4.3m 0.01% Added +16.6k +16,605
63 WRAPMANAGER INC 1.27% of their portfolio MILL VALLEY, CA 134,547134.5k $4.3m $4.3m 1.27% Reduced -15.1k -15,066
64 Laurel Wealth Planning LLC 3.05% of their portfolio EDINA, MN 134,234134.2k $4.3m $4.3m 3.05% Added +1.3k +1,263
65 MATHER GROUP, LLC. 0.07% of their portfolio CHICAGO, IL 133,211133.2k $4.3m $4.3m 0.07% Added +42.2k +42,204
66 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 128,673128.7k $4.1m $4.1m 0.00% Added +3.7k +3,652
67 Van Hulzen Asset Management, LLC 0.28% of their portfolio EL DORADO HILLS, CA 122,114122.1k $3.9m $3.9m 0.28% Reduced -9.5k -9,478
68 Connecticut Wealth Management, LLC 0.22% of their portfolio FARMINGTON, CT 120,223120.2k $3.9m $3.9m 0.22% Reduced -5.6k -5,633
69 LAKE STREET ADVISORS GROUP, LLC 0.19% of their portfolio PORTSMOUTH, NH 117,870117.9k $3.8m $3.8m 0.19% Added +12.3k +12,347
70 DOHJ, LLC 1.06% of their portfolio SEATTLE, WA 111,493111.5k $3.6m $3.6m 1.06% Added +66.3k +66,301
71 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 103,230103.2k $3.3m $3.3m 0.03% Reduced -34.9k -34,923
72 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 102,818102.8k $3.3m $3.3m 0.00% Reduced -2.1k -2,097
73 DAGCO, INC. 3.02% of their portfolio WESTLAKE, OH 102,147102.1k $3.3m $3.3m 3.02% New
74 Dynamic Wealth Strategies, LLC 3.02% of their portfolio GRANITE BAY, CA 102,147102.1k $3.3m $3.3m 3.02% First filing
75 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 101,281101.3k $3.2m $3.2m 0.00% Unchanged
76 WEALTHSOURCE PARTNERS, LLC 0.21% of their portfolio SAN LUIS OBISPO, CA 100,084100.1k $3.2m $3.2m 0.21% Reduced -71.1k -71,149
77 Savant Capital, LLC 0.04% of their portfolio ROCKFORD, IL 97,06597.1k $3.1m $3.1m 0.04% Reduced -7.7k -7,697
78 First Ascent Asset Management, LLC 0.34% of their portfolio DENVER, CO 95,92395.9k $3.1m $3.1m 0.34% Added +18.8k +18,808
79 Dynamic Advisor Solutions LLC 0.11% of their portfolio PHOENIX, AZ 90,32890.3k $2.8m $2.8m 0.11% Added +4.6k +4,587
80 NOTTINGHAM ADVISORS, INC. 0.40% of their portfolio AMHERST, NY 89,17289.2k $2.9m $2.9m 0.40% Reduced -6.1k -6,075
81 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 88,85388.9k $2.8m $2.8m 0.03% Reduced -105.3k -105,254
82 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 86,17986.2k $2.8m $2.8m 0.04% Added +4.3k +4,309
83 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 85,42585.4k $2.7m $2.7m 0.00% Reduced -5.4k -5,376
84 TOMPKINS FINANCIAL CORP 0.33% of their portfolio ITHACA, NY 84,63484.6k $2.7m $2.7m 0.33% Added +499 +499
85 COMERICA BANK 0.01% of their portfolio DALLAS, TX 81,58081.6k $2.6m $2.6m 0.01% Reduced -6.6k -6,600
86 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 79,06479.1k $2.5m $2.5m 0.01% Reduced -99.2k -99,209
87 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 78,72878.7k $2.5m $2.5m 0.06% Reduced -13.7k -13,730
88 Quent Capital, LLC 0.34% of their portfolio NEW YORK, NY 78,03478.0k $2.5m $2.5m 0.34% Reduced -3.4k -3,402
89 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 76,91976.9k $2.5m $2.5m 0.00% Reduced -24.1k -24,104
90 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 76,09876.1k $2.4m $2.4m 0.01% Reduced -14.1k -14,050
91 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 74,88174.9k $2.4m $2.4m 0.02% Reduced -144.8k -144,775
92 AlTi Global, Inc. 0.07% of their portfolio NEW YORK, NY 72,35372.4k $2.3m $2.3m 0.07% First filing
93 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 71,60771.6k $2.3m $2.3m 0.01% Added +52.9k +52,908
94 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 71,14271.1k $2.3m $2.3m 0.00% Reduced -233.9k -233,856
95 EQ LLC 1.69% of their portfolio BELLEVUE, WA 71,01271.0k $2.3m $2.3m 1.69% Reduced -4.8k -4,812
96 RAFFA WEALTH MANAGEMENT, LLC 0.66% of their portfolio WASHINGTON, DC 67,64367.6k $2.2m $2.2m 0.66% Added +5.5k +5,537
97 Robertson Stephens Wealth Management, LLC 0.13% of their portfolio San Francisco, CA 66,92966.9k $2.1m $2.1m 0.13% Added +3.6k +3,599
98 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 63,30063.3k $2.0m $2.0m 0.00% Reduced -3.5k -3,500
99 QUADRANT CAPITAL GROUP LLC 0.17% of their portfolio CINCINNATI, OH 63,22463.2k $2.0m $2.0m 0.17% Reduced -2.3k -2,330
100 Apella Capital, LLC 0.11% of their portfolio WEST HARTFORD, CT 62,56762.6k $2.0m $2.0m 0.11% Reduced -3.8k -3,773