Vault-13

ISHARES INC ESGE

ESG AWR MSCI EM · ETP · CUSIP 46434G863

496 institutional holders -9 vs Q2 2023
88,674,09488.7m shares reported held*
$2.7bnreported value*
29 new 171 added 207 reduced 36 sold out net sold ≈ $157.0m (-5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.30. Options: 1 managers hold calls ($6.1k notional), 1 hold puts ($205.9k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 534Q4 22: 522Q1 23: 516Q2 23: 505Q3 23: 496496Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022534
Q4 2022522
Q1 2023516
Q2 2023505
Q3 2023496

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 219 bought or addedQ4 22: 298 cut or sold outQ4 22Q1 23: 288 bought or addedQ1 23: 201 cut or sold outQ1 23Q2 23: 243 bought or addedQ2 23: 222 cut or sold outQ2 23Q3 23: 200 bought or addedQ3 23: 243 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022219298
Q1 2023288201
Q2 2023243222
Q3 2023200243

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 22 calls: $240.6kQ4 22 puts: $3.0kQ4 22P/C 0.01Q1 23 calls: $251.8kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $205.6kQ2 23P/C —Q3 23 calls: $6.1kQ3 23 puts: $205.9kQ3 23P/C 34.00
Numbers
QuarterCallsPutsP/C
Q4 2022$240.6k$3.0k0.01
Q1 2023$251.8k$00.00
Q2 2023$0$205.6k—
Q3 2023$6.1k$205.9k34.00

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +631,940+631.9k
OLD MISSION CAPITAL LLC New +412,853+412.9k
JANE STREET GROUP, LLC New +227,712+227.7k
ROYAL BANK OF CANADA Added +137,156+137.2k
LPL Financial LLC Added +109,999+110.0k
Wealthfront Advisers LLC Added +103,635+103.6k
US BANCORP \DE\ Added +101,113+101.1k
FMR LLC Added +98,981+99.0k
COMERICA BANK New +88,180+88.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +87,881+87.9k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -1,971,633-2.0m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,857,123-1.9m
BlackRock Inc. Reduced -704,459-704.5k
Octavia Wealth Advisors, LLC Reduced -691,587-691.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -571,224-571.2k
MORGAN STANLEY Reduced -280,502-280.5k
WELLS FARGO & COMPANY/MN Reduced -179,749-179.7k
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Reduced -175,965-176.0k
CWM, LLC Reduced -128,625-128.6k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -110,751-110.8k

Biggest calls

CITADEL ADVISORS LLC New $6.1k200 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $205.9k6.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 15,196,14015.2m $460.1m $460.1m 0.06% Added +631.9k +631,940
2 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 6,105,5746.1m $184.9m $184.9m 0.08% Reduced -1.9m -1,857,123
3 Empower Advisory Group, LLC 0.77% of their portfolio Greenwood Village, CO 5,782,0905.8m $175.1m $175.1m 0.77% Added +64.8k +64,828
4 TIAA TRUST, NATIONAL ASSOCIATION 0.53% of their portfolio CHARLOTTE, NC 4,829,6434.8m $146.2m $146.2m 0.53% First filing
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,766,7114.8m $144.3m $144.3m 0.01% Reduced -280.5k -280,502
6 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 3,015,6343.0m $91.3m $91.3m 0.02% Reduced -46.8k -46,795
7 Betterment LLC 0.25% of their portfolio NEW YORK, NY 2,634,1292.6m $79.8m $79.8m 0.25% Added +77.1k +77,074
8 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,489,3132.5m $75.4m $75.4m 0.02% Added +59.7k +59,682
9 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,373,7652.4m $71.9m $71.9m 0.02% Reduced -2.0m -1,971,633
10 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,189,0682.2m $66.3m $66.3m 0.05% Added +110.0k +109,999
11 Wealthfront Advisers LLC 0.26% of their portfolio Palo Alto, CA 2,021,2212.0m $61.2m $61.2m 0.26% Added +103.6k +103,635
12 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,741,9211.7m $52.7m $52.7m 0.01% Reduced -97.0k -96,983
13 Creative Planning 0.07% of their portfolio OVERLAND PARK, KS 1,692,0191.7m $51.2m $51.2m 0.07% Added +58.9k +58,887
14 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,539,5951.5m $46.6m $46.6m 0.02% Reduced -937 -937
15 BlackRock Inc. 0.00% of their portfolio New York, NY 1,466,4291.5m $44.4m $44.4m 0.00% Reduced -704.5k -704,459
16 Ellevest, Inc. 3.38% of their portfolio NEW YORK, NY 1,450,7111.5m $43.9m $43.9m 3.38% Added +47.1k +47,128
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,177,0491.2m $35.6m $35.6m 0.01% Reduced -179.7k -179,749
18 Envestnet Portfolio Solutions, Inc. 0.14% of their portfolio BERWYN, PA 953,734953.7k $28.9m $28.9m 0.14% First filing
19 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 905,821905.8k $27.4m $27.4m 0.04% Added +101.1k +101,113
20 Acorns Advisers, LLC 0.38% of their portfolio IRVINE, CA 904,100904.1k $27.4m $27.4m 0.38% Added +54.4k +54,441
21 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 764,375764.4k $23.1m $23.1m 0.02% Added +7.8k +7,839
22 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 738,751738.8k $22.4m $22.4m 0.03% Added +78.1k +78,105
23 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 717,574717.6k $21.7m $21.7m 0.05% Reduced -1.3k -1,270
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 664,500664.5k $20.1m $20.1m 0.03% Reduced -571.2k -571,224
25 MISSION WEALTH MANAGEMENT, LP 0.69% of their portfolio Santa Barbara, CA 599,650599.6k $18.2m $18.2m 0.69% Added +20.8k +20,765
26 M&T Bank Corp 0.07% of their portfolio BUFFALO, NY 575,678575.7k $17.4m $17.4m 0.07% Reduced -6.7k -6,735
27 PARK AVENUE SECURITIES LLC 0.26% of their portfolio NEW YORK, NY 563,932563.9k $17.1m $17.1m 0.26% Reduced -86.9k -86,872
28 FIFTH THIRD BANCORP 0.08% of their portfolio CINCINNATI, OH 556,162556.2k $16.8m $16.8m 0.08% Reduced -42.7k -42,661
29 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 534,583534.6k $16.2m $16.2m 0.09% Reduced -45.9k -45,939
30 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 459,274459.3k $13.9m $13.9m 0.05% Added +26.9k +26,867
31 FMR LLC 0.00% of their portfolio BOSTON, MA 447,209447.2k $13.5m $13.5m 0.00% Added +99.0k +98,981
32 Money Design Co.,Ltd. 0.81% of their portfolio TOKYO, M0 440,330440.3k $13.3m $13.3m 0.81% Reduced -22.2k -22,208
33 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 435,568435.6k $13.2m $13.2m 0.02% Reduced -40.4k -40,356
34 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 1.73% of their portfolio Westlake, OH 431,361431.4k $13.1m $13.1m 1.73% Reduced -78.4k -78,446
35 OLD MISSION CAPITAL LLC 0.42% of their portfolio CHICAGO, IL 412,853412.9k $12.5m $12.5m 0.42% New
36 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 410,492410.5k $12.4m $12.4m 0.02% Added +2.5k +2,534
37 Fiduciary Trust Co 0.21% of their portfolio Boston, MA 382,383382.4k $11.6m $11.6m 0.21% Added +4.7k +4,720
38 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 362,590362.6k $11.0m $11.0m 0.00% Added +137.2k +137,156
39 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 351,100351.1k $10.6m $10.6m 0.02% Reduced -15.3k -15,300
40 Private Ocean, LLC 1.29% of their portfolio SAN RAFAEL, CA 335,008335.0k $10.1m $10.1m 1.29% Reduced -85.0k -84,997
41 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.39% of their portfolio Seattle, WA 325,482325.5k $9.9m $9.9m 0.39% Added +15.7k +15,711
42 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 325,408325.4k $9.9m $9.9m 0.02% Reduced -5.5k -5,502
43 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 306,955307.0k $9.3m $9.3m 0.02% Added +13.6k +13,580
44 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 304,998305.0k $9.2m $9.2m 0.01% Reduced -66.3k -66,265
45 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.22% of their portfolio BOSTON, MA 296,155296.2k $9.0m $9.0m 0.22% Reduced -7.9k -7,872
46 IMPACTfolio, LLC 6.05% of their portfolio DENVER, CO 277,122277.1k $8.4m $8.4m 6.05% Added +14.3k +14,349
47 High Note Wealth, LLC 3.45% of their portfolio DEEPHAVEN, MN 275,879275.9k $8.4m $8.4m 3.45% Reduced -411 -411
48 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 229,845229.8k $7.0m $7.0m 0.03% Reduced -6.1k -6,140
49 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 227,712227.7k $6.9m $6.9m 0.01% New
50 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 219,656219.7k $6.7m $6.7m 0.06% Reduced -40.9k -40,901
51 FINANCIAL LIFE ADVISORS 2.77% of their portfolio SAN ANTONIO, TX 212,706212.7k $6.4m $6.4m 2.77% Added +4.1k +4,132
52 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 194,107194.1k $5.9m $5.9m 0.06% Added +18.2k +18,155
53 TWIN FOCUS CAPITAL PARTNERS, LLC 1.26% of their portfolio Boston, MA 185,279185.3k $5.6m $5.6m 1.26% Added +10.4k +10,354
54 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 178,273178.3k $5.4m $5.4m 0.03% Added +30.8k +30,831
55 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 175,425175.4k $5.3m $5.3m 0.01% Added +10.9k +10,942
56 WEALTHSOURCE PARTNERS, LLC 0.35% of their portfolio SAN LUIS OBISPO, CA 171,233171.2k $5.2m $5.2m 0.35% Reduced -3.9k -3,884
57 Alesco Advisors, LLC, An ESL Co 0.20% of their portfolio Pittsford, NY 166,907166.9k $5.1m $5.1m 0.20% Reduced -289 -289
58 BAILARD, INC. 0.16% of their portfolio Foster City, CA 162,553162.6k $4.9m $4.9m 0.16% Added +8.1k +8,113
59 SigFig Wealth Management, LLC 0.20% of their portfolio SAN FRANCISCO, CA 162,010162.0k $4.9m $4.9m 0.20% Reduced -6.2k -6,185
60 Litman Gregory Wealth Management LLC 0.51% of their portfolio LARKSPUR, CA 161,922161.9k $4.9m $4.9m 0.51% Reduced -3.3k -3,346
61 OXFORD FINANCIAL GROUP, LTD. LLC 0.41% of their portfolio INDIANAPOLIS, IN 156,966157.0k $4.8m $4.8m 0.41% Reduced -363 -363
62 WRAPMANAGER INC 1.45% of their portfolio MILL VALLEY, CA 149,613149.6k $4.5m $4.5m 1.45% Added +2.1k +2,055
63 Sand Hill Global Advisors, LLC 0.24% of their portfolio Palo Alto, CA 143,921143.9k $4.4m $4.4m 0.24% Reduced -4.7k -4,723
64 Intergy Private Wealth, LLC 2.10% of their portfolio COLORADO SPRINGS, CO 138,777138.8k $4.2m $4.2m 2.10% Reduced -3.7k -3,663
65 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 138,153138.2k $4.2m $4.2m 0.05% Reduced -340 -340
66 Laurel Wealth Planning LLC 3.13% of their portfolio EDINA, MN 132,971133.0k $4.0m $4.0m 3.13% Added +2.4k +2,350
67 Van Hulzen Asset Management, LLC 0.31% of their portfolio EL DORADO HILLS, CA 131,592131.6k $4.0m $4.0m 0.31% Reduced -43.4k -43,362
68 Modera Wealth Management, LLC 0.07% of their portfolio WESTWOOD, NJ 131,112131.1k $4.0m $4.0m 0.07% Added +4.0k +4,000
69 Connecticut Wealth Management, LLC 0.26% of their portfolio FARMINGTON, CT 125,856125.9k $3.8m $3.8m 0.26% Unchanged
70 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 125,021125.0k $3.8m $3.8m 0.00% Added +6.9k +6,945
71 Icon Wealth Partners, LLC 0.43% of their portfolio HOUSTON, TX 124,894124.9k $3.8m $3.8m 0.43% Added +257 +257
72 Mariner, LLC 0.01% of their portfolio Overland Park, KS 118,852118.9k $3.6m $3.6m 0.01% Added +8.2k +8,220
73 LFA - Lugano Financial Advisors SA 3.00% of their portfolio LUGANO, V8 115,835115.8k $3.5m $3.5m 3.00% Reduced -29.4k -29,383
74 LAKE STREET ADVISORS GROUP, LLC 0.19% of their portfolio PORTSMOUTH, NH 105,523105.5k $3.2m $3.2m 0.19% Unchanged
75 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 104,915104.9k $3.2m $3.2m 0.00% Added +69.4k +69,382
76 Savant Capital, LLC 0.05% of their portfolio ROCKFORD, IL 104,762104.8k $3.2m $3.2m 0.05% Added +13.8k +13,754
77 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 104,532104.5k $3.2m $3.2m 0.00% Reduced -8.9k -8,859
78 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 101,281101.3k $3.1m $3.1m 0.00% Added +29.7k +29,749
79 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 101,023101.0k $3.1m $3.1m 0.00% Added +60.6k +60,593
80 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 99,30899.3k $3.0m $3.0m 0.05% Reduced -6.8k -6,769
81 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 96,79296.8k $2.9m $2.9m 0.00% Added +9.5k +9,539
82 NOTTINGHAM ADVISORS, INC. 0.45% of their portfolio AMHERST, NY 95,24795.2k $2.9m $2.9m 0.45% Added +1.1k +1,109
83 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 92,45892.5k $2.8m $2.8m 0.08% Reduced -11.6k -11,582
84 CITIZENS FINANCIAL GROUP INC/RI 0.11% of their portfolio PROVIDENCE, RI 91,95092.0k $2.8m $2.8m 0.11% Added +1.5k +1,515
85 MATHER GROUP, LLC. 0.05% of their portfolio CHICAGO, IL 91,00791.0k $2.8m $2.8m 0.05% Added +23.1k +23,097
86 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 90,80190.8k $2.7m $2.7m 0.00% Added +875 +875
87 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 90,14890.1k $2.7m $2.7m 0.01% Reduced -14.0k -14,036
88 COMERICA BANK 0.01% of their portfolio DALLAS, TX 88,18088.2k $2.7m $2.7m 0.01% New
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 87,88187.9k $2.7m $2.7m 0.00% New
90 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 85,74185.7k $2.6m $2.6m 0.12% Added +1.6k +1,623
91 Affinity Capital Advisors, LLC 0.71% of their portfolio BERKELEY, CA 85,63685.6k $2.6m $2.6m 0.71% Added +6.8k +6,751
92 3EDGE Asset Management, LP 0.19% of their portfolio Naples, FL 85,02085.0k $2.5m $2.5m 0.19% New
93 One Wealth Advisors, LLC 0.57% of their portfolio SAN FRANCISCO, CA 84,99185.0k $2.6m $2.6m 0.57% Reduced -2.6k -2,616
94 TOMPKINS FINANCIAL CORP 0.40% of their portfolio ITHACA, NY 84,13584.1k $2.5m $2.5m 0.40% Reduced -650 -650
95 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 81,87081.9k $2.5m $2.5m 0.04% Added +13.5k +13,477
96 Quent Capital, LLC 0.38% of their portfolio NEW YORK, NY 81,43681.4k $2.5m $2.5m 0.38% Reduced -83.1k -83,116
97 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 79,93879.9k $2.4m $2.4m 0.01% Reduced -6.5k -6,499
98 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 79,27879.3k $2.4m $2.4m 0.03% Reduced -20.4k -20,426
99 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 79,18479.2k $2.4m $2.4m 0.00% Unchanged
100 First Ascent Asset Management, LLC 0.30% of their portfolio DENVER, CO 77,11577.1k $2.3m $2.3m 0.30% Added +9.9k +9,941