Vault-13

ISHARES INC ESGE

ESG AWR MSCI EM · ETP · CUSIP 46434G863

522 institutional holders -12 vs Q3 2022
88,147,16588.1m shares reported held*
$2.7bnreported value*
51 new 168 added 220 reduced 78 sold out net sold ≈ $423.7m (-14.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.14. Options: 1 managers hold calls ($240.6k notional), 1 hold puts ($3.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 534Q4 22: 522522Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022534
Q4 2022522

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $240.6kQ4 22 puts: $3.0kQ4 22P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$240.6k$3.0k0.01

Biggest buyers

JPMORGAN CHASE & CO Added +809,639+809.6k
OLD MISSION CAPITAL LLC Added +775,709+775.7k
ROYAL BANK OF CANADA Added +610,439+610.4k
Wealthfront Advisers LLC Added +586,362+586.4k
Betterment LLC Added +352,632+352.6k
Private Ocean, LLC Added +316,453+316.5k
PERSONAL CAPITAL ADVISORS CORP Added +290,122+290.1k
HighTower Advisors, LLC Added +281,898+281.9k
TIAA, FSB Added +245,066+245.1k
FRANKLIN RESOURCES INC Added +239,181+239.2k

Biggest sellers

JANE STREET GROUP, LLC Reduced -8,728,390-8.7m
ENVESTNET ASSET MANAGEMENT INC Reduced -3,664,321-3.7m
CFS Investment Advisory Services, LLC Reduced -566,527-566.5k
MORGAN STANLEY Reduced -558,082-558.1k
CWM, LLC Reduced -545,138-545.1k
PARK AVENUE SECURITIES LLC Reduced -411,346-411.3k
OSAIC HOLDINGS, INC. Reduced -391,462-391.5k
LPL Financial LLC Reduced -380,862-380.9k
MML INVESTORS SERVICES, LLC Reduced -323,262-323.3k
FIFTH THIRD BANCORP Reduced -267,543-267.5k

Biggest calls

CITADEL ADVISORS LLC New $240.6k8.0k shares

Biggest puts

CITADEL ADVISORS LLC New $3.0k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 14,204,63814.2m $427.1m $427.1m 0.05% Reduced -71.6k -71,601
2 PERSONAL CAPITAL ADVISORS CORP 0.82% of their portfolio Redwood City, CA 5,644,1575.6m $169.7m $169.7m 0.82% Added +290.1k +290,122
3 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 5,604,7225.6m $168.5m $168.5m 0.09% Reduced -3.7m -3,664,321
4 TIAA, FSB 0.56% of their portfolio ST. LOUIS, MO 4,773,8614.8m $143.6m $143.6m 0.56% Added +245.1k +245,066
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,080,9354.1m $122.7m $122.7m 0.01% Reduced -558.1k -558,082
6 JANE STREET GROUP, LLC 0.17% of their portfolio NEW YORK, NY 2,922,6542.9m $87.9m $87.9m 0.17% Reduced -8.7m -8,728,390
7 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 2,829,8522.8m $85.1m $85.1m 0.02% Reduced -42.0k -41,991
8 Betterment LLC 0.24% of their portfolio NEW YORK, NY 2,368,7112.4m $71.2m $71.2m 0.24% Added +352.6k +352,632
9 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,182,5242.2m $65.7m $65.7m 0.02% Added +43.0k +42,963
10 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,072,0672.1m $62.3m $62.3m 0.02% Reduced -3.3k -3,286
11 BlackRock Inc. 0.00% of their portfolio New York, NY 1,795,5501.8m $54.0m $54.0m 0.00% Reduced -241.6k -241,593
12 Wealthfront Advisers LLC 0.23% of their portfolio Palo Alto, CA 1,608,7241.6m $48.4m $48.4m 0.23% Added +586.4k +586,362
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 1,568,9351.6m $47.2m $47.2m 0.07% Reduced -26.7k -26,748
14 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,562,9891.6m $47.0m $47.0m 0.02% Reduced -67.2k -67,205
15 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,538,5671.5m $46.3m $46.3m 0.01% Added +809.6k +809,639
16 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,525,4461.5m $45.9m $45.9m 0.01% Reduced -265.5k -265,536
17 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,489,7291.5m $44.8m $44.8m 0.04% Reduced -380.9k -380,862
18 Creative Planning 0.07% of their portfolio OVERLAND PARK, KS 1,448,6401.4m $43.6m $43.6m 0.07% Added +87.4k +87,375
19 Ellevest, Inc. 3.31% of their portfolio NEW YORK, NY 1,309,0951.3m $39.4m $39.4m 3.31% Reduced -70.2k -70,178
20 OLD MISSION CAPITAL LLC 1.61% of their portfolio CHICAGO, IL 1,225,5561.2m $36.9m $36.9m 1.61% Added +775.7k +775,709
21 FIFTH THIRD BANCORP 0.14% of their portfolio CINCINNATI, OH 938,464938.5k $28.2m $28.2m 0.14% Reduced -267.5k -267,543
22 Private Ocean, LLC 3.44% of their portfolio SAN RAFAEL, CA 921,951922.0k $27.7m $27.7m 3.44% Added +316.5k +316,453
23 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 907,425907.4k $27.3m $27.3m 0.01% Added +610.4k +610,439
24 Money Design Co.,Ltd. 0.85% of their portfolio TOKYO, M0 826,342826.3k $24.8m $24.8m 0.85% Added +108.6k +108,588
25 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 734,935734.9k $22.1m $22.1m 0.02% Reduced -60.6k -60,552
26 Acorns Advisers, LLC 0.35% of their portfolio IRVINE, CA 719,062719.1k $21.6m $21.6m 0.35% Added +77.4k +77,356
27 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 715,654715.7k $21.5m $21.5m 0.04% Reduced -5.2k -5,198
28 M&T Bank Corp 0.07% of their portfolio BUFFALO, NY 571,264571.3k $17.2m $17.2m 0.07% Added +54.4k +54,416
29 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 525,521525.5k $15.8m $15.8m 0.04% Added +281.9k +281,898
30 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 513,272513.3k $15.4m $15.4m 0.03% Reduced -391.5k -391,462
31 MISSION WEALTH MANAGEMENT, LP 0.73% of their portfolio Santa Barbara, CA 503,125503.1k $15.1m $15.1m 0.73% Added +28.8k +28,775
32 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 500,980501.0k $15.1m $15.1m 0.04% Reduced -76.7k -76,687
33 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 433,729433.7k $13.0m $13.0m 0.09% Reduced -323.3k -323,262
34 PARK AVENUE SECURITIES LLC 0.22% of their portfolio NEW YORK, NY 407,011407.0k $12.2m $12.2m 0.22% Reduced -411.3k -411,346
35 Octavia Wealth Advisors, LLC 2.85% of their portfolio CINCINNATI, OH 384,947384.9k $11.6m $11.6m 2.85% Added +44.6k +44,620
36 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 354,460354.5k $10.7m $10.7m 0.05% Added +31.3k +31,292
37 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 343,600343.6k $10.3m $10.3m 0.03% Reduced -4.6k -4,600
38 Fiduciary Trust Co 0.20% of their portfolio Boston, MA 336,296336.3k $10.1m $10.1m 0.20% Reduced -9.3k -9,347
39 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 321,078321.1k $9.7m $9.7m 0.01% Added +239.2k +239,181
40 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 296,850296.9k $8.9m $8.9m 0.03% First filing
41 High Note Wealth, LLC 3.59% of their portfolio DEEPHAVEN, MN 285,151285.2k $8.6m $8.6m 3.59% Reduced -12.6k -12,639
42 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 281,456281.5k $8.5m $8.5m 0.02% Reduced -67.3k -67,252
43 FMR LLC 0.00% of their portfolio BOSTON, MA 273,294273.3k $8.2m $8.2m 0.00% Added +33.1k +33,087
44 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 261,664261.7k $7.9m $7.9m 0.02% Added +69.6k +69,599
45 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.35% of their portfolio Seattle, WA 246,890246.9k $7.4m $7.4m 0.35% Added +71.5k +71,501
46 IMPACTfolio, LLC 6.49% of their portfolio DENVER, CO 232,871232.9k $7.0m $7.0m 6.49% Added +40.3k +40,268
47 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.32% of their portfolio BOSTON, MA 221,932221.9k $6.7m $6.7m 0.32% Added +19.1k +19,087
48 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 217,694217.7k $6.5m $6.5m 0.03% Reduced -77.3k -77,320
49 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 193,514193.5k $5.8m $5.8m 0.05% Added +127.9k +127,939
50 TWIN FOCUS CAPITAL PARTNERS, LLC 1.21% of their portfolio Boston, MA 192,980193.0k $5.8m $5.8m 1.21% Reduced -16.6k -16,564
51 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.08% of their portfolio Madrid, U3 186,995187.0k $5.7m $5.7m 0.08% Reduced -1.6k -1,555
52 Litman Gregory Wealth Management LLC 0.78% of their portfolio LARKSPUR, CA 185,485185.5k $5.6m $5.6m 0.78% Reduced -107.2k -107,234
53 Integrated Wealth Concepts LLC 0.15% of their portfolio WALTHAM, MA 182,459182.5k $5.5m $5.5m 0.15% Reduced -64.3k -64,328
54 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 182,236182.2k $5.5m $5.5m 0.05% Reduced -51.6k -51,607
55 HERITAGE WEALTH MANAGEMENT, LLC 0.77% of their portfolio PHOENIX, AZ 179,098179.1k $5.4m $5.4m 0.77% Added +92.1k +92,069
56 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 177,997178.0k $5.4m $5.4m 0.01% Added +69.3k +69,311
57 WEALTHSOURCE PARTNERS, LLC 0.35% of their portfolio SAN LUIS OBISPO, CA 162,296162.3k $4.9m $4.9m 0.35% Reduced -92.7k -92,740
58 Alesco Advisors, LLC, An ESL Co 0.19% of their portfolio Pittsford, NY 161,075161.1k $4.8m $4.8m 0.19% Added +834 +834
59 OXFORD FINANCIAL GROUP, LTD. LLC 0.54% of their portfolio INDIANAPOLIS, IN 154,503154.5k $4.6m $4.6m 0.54% Reduced -9.3k -9,297
60 LFA - Lugano Financial Advisors SA 3.31% of their portfolio LUGANO, V8 148,237148.2k $4.5m $4.5m 3.31% Reduced -8.7k -8,681
61 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 145,960146.0k $4.4m $4.4m 0.01% Reduced -5.8k -5,808
62 BAILARD, INC. 0.17% of their portfolio Foster City, CA 144,458144.5k $4.3m $4.3m 0.17% Added +2.4k +2,367
63 Mountain Capital Investment Advisors Inc. 2.09% of their portfolio WESTMINSTER, CO 142,240142.2k $4.6m $4.6m 2.09% Reduced -117.0k -117,029
64 Intergy Private Wealth, LLC 2.58% of their portfolio COLORADO SPRINGS, CO 137,356137.4k $4.1m $4.1m 2.58% Added +7.3k +7,252
65 WRAPMANAGER INC 1.32% of their portfolio MILL VALLEY, CA 136,855136.9k $4.1m $4.1m 1.32% Reduced -11.4k -11,412
66 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio OMAHA, NE 135,322135.3k $4.1m $4.1m 0.04% Reduced -17.0k -17,016
67 Sand Hill Global Advisors, LLC 0.23% of their portfolio Palo Alto, CA 134,090134.1k $4.0m $4.0m 0.23% Added +42.1k +42,107
68 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 127,426127.4k $3.8m $3.8m 0.00% Reduced -61.1k -61,084
69 Intelligence Driven Advisers, LLC 0.73% of their portfolio CARLSBAD, CA 124,340124.3k $4.0m $4.0m 0.73% Added +20.2k +20,173
70 Connecticut Wealth Management, LLC 0.30% of their portfolio FARMINGTON, CT 117,878117.9k $3.5m $3.5m 0.30% Added +924 +924
71 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 116,970117.0k $3.5m $3.5m 0.05% Reduced -167.4k -167,392
72 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 113,385113.4k $3.5m $3.5m 0.01% Added +25.6k +25,616
73 Parsec Financial Management, Inc. 0.15% of their portfolio ASHEVILLE, NC 111,915111.9k $3.4m $3.4m 0.15% Added +5.7k +5,709
74 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 111,772111.8k $3.4m $3.4m 0.00% Added +23.9k +23,864
75 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 111,610111.6k $3.4m $3.4m 0.03% Added +69.4k +69,395
76 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 111,114111.1k $1.6m $1.6m 0.04% Reduced -185.5k -185,489
77 Summit X, LLC 1.01% of their portfolio CHESTERFIELD, MO 107,555107.6k $3.5m $3.5m 1.01% Added +22.5k +22,457
78 SigFig Wealth Management, LLC 0.15% of their portfolio SAN FRANCISCO, CA 104,725104.7k $3.1m $3.1m 0.15% Added +21.2k +21,212
79 WCM INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio LAGUNA BEACH, CA 100,000100.0k $3.0m $3.0m 0.01% New
80 JMG Financial Group, Ltd. 0.15% of their portfolio DOWNERS GROVE, IL 92,36892.4k $2.8m $2.8m 0.15% Added +64.4k +64,402
81 TIEDEMANN ADVISORS, LLC 0.13% of their portfolio NEW YORK, NY 91,84691.8k $2.8m $2.8m 0.13% Reduced -39.9k -39,918
82 TOMPKINS FINANCIAL CORP 0.44% of their portfolio ITHACA, NY 91,80591.8k $2.8m $2.8m 0.44% Added +5.2k +5,181
83 Mariner, LLC 0.01% of their portfolio Overland Park, KS 90,50390.5k $2.7m $2.7m 0.01% Added +50.5k +50,460
84 FINANCIAL LIFE ADVISORS 1.25% of their portfolio SAN ANTONIO, TX 90,23990.2k $2.7m $2.7m 1.25% Added +79.3k +79,273
85 NOTTINGHAM ADVISORS, INC. 0.37% of their portfolio AMHERST, NY 90,09490.1k $2.7m $2.7m 0.37% Reduced -35.1k -35,119
86 CITIZENS FINANCIAL GROUP INC/RI 0.10% of their portfolio PROVIDENCE, RI 89,02189.0k $2.7m $2.7m 0.10% Reduced -19.6k -19,581
87 EQ LLC 2.14% of their portfolio BELLEVUE, WA 88,88588.9k $2.7m $2.7m 2.14% Reduced -7.3k -7,343
88 Tradition Wealth Management, LLC 0.99% of their portfolio EDINA, MN 86,94886.9k $7.0m $7.0m 0.99% Reduced -22.9k -22,851
89 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 84,23484.2k $2.5m $2.5m 0.01% Added +16.8k +16,806
90 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 83,99084.0k $2.5m $2.5m 0.00% Reduced -38.9k -38,865
91 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 83,08683.1k $2.5m $2.5m 0.00% Reduced -55.6k -55,625
92 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 82,64082.6k $2.5m $2.5m 0.04% Reduced -74.5k -74,451
93 COLONY GROUP LLC 0.03% of their portfolio Boston, MA 82,34282.3k $2.5m $2.5m 0.03% Added +56.1k +56,119
94 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.76% of their portfolio Westlake, OH 81,95682.0k $2.5m $2.5m 0.76% First filing
95 Quent Capital, LLC 0.43% of their portfolio NEW YORK, NY 77,73477.7k $2.3m $2.3m 0.43% Reduced -80.0k -79,987
96 LAKE STREET ADVISORS GROUP, LLC 0.15% of their portfolio PORTSMOUTH, NH 77,24077.2k $2.3m $2.3m 0.15% Added +22.0k +21,979
97 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 77,20077.2k $2.3m $2.3m 0.00% Added +27.9k +27,900
98 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 74,99775.0k $2.3m $2.3m 0.01% Added +22.5k +22,466
99 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 74,84074.8k $2.3m $2.3m 0.00% Added +7.2k +7,210
100 Advisory Services Network, LLC 0.07% of their portfolio ATLANTA, GA 74,33274.3k $2.2m $2.2m 0.07% Reduced -7.8k -7,822