Vault-13

ISHARES INC PICK

MSCI GBL ETF NEW · ETP · CUSIP 46434G848

174 institutional holders +14 vs Q3 2023
15,637,44215.6m shares reported held*
$679.4mreported value*
28 new 46 added 65 reduced 16 sold out net sold ≈ $290.8m (-6.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.44. Options: 4 managers hold calls ($1.5m notional), 2 hold puts ($529.8k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 138Q4 22: 168Q1 23: 164Q2 23: 155Q3 23: 160Q4 23: 174174Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022138
Q4 2022168
Q1 2023164
Q2 2023155
Q3 2023160
Q4 2023174

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 90 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 83 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 72 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 75 bought or addedQ3 23: 65 cut or sold outQ3 23Q4 23: 74 bought or addedQ4 23: 81 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229055
Q1 20238369
Q2 20237277
Q3 20237565
Q4 20237481

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 23 calls: $4.1mQ1 23 puts: $1.7mQ1 23P/C 0.42Q2 23 calls: $4.3mQ2 23 puts: $2.1mQ2 23P/C 0.48Q3 23 calls: $3.3mQ3 23 puts: $703.8kQ3 23P/C 0.21Q4 23 calls: $1.5mQ4 23 puts: $529.8kQ4 23P/C 0.36
Numbers
QuarterCallsPutsP/C
Q1 2023$4.1m$1.7m0.42
Q2 2023$4.3m$2.1m0.48
Q3 2023$3.3m$703.8k0.21
Q4 2023$1.5m$529.8k0.36

Biggest buyers

MORGAN STANLEY Added +324,993+325.0k
Stonehage Fleming Financial Services Holdings Ltd Added +173,115+173.1k
Municipal Employees' Retirement System of Michigan Added +112,359+112.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +86,478+86.5k
ROYAL BANK OF CANADA Added +62,688+62.7k
Corient Private Wealth LP New +51,555+51.6k
Essex Financial Services, Inc. New +46,062+46.1k
WELLS FARGO & COMPANY/MN Added +26,908+26.9k
Heritage Wealth Advisors New +25,116+25.1k
Rockefeller Capital Management L.P. Added +23,051+23.1k

Biggest sellers

Phoenix Financial Ltd. Reduced -6,640,085-6.6m
JANE STREET GROUP, LLC Reduced -609,178-609.2k
Fisher Asset Management, LLC Reduced -136,888-136.9k
BANK OF AMERICA CORP /DE/ Reduced -75,332-75.3k
HighTower Advisors, LLC Reduced -74,230-74.2k
SEGALL BRYANT & HAMILL, LLC Sold out -53,072-53.1k
Cambridge Investment Research Advisors, Inc. Reduced -44,123-44.1k
GREENWOOD CAPITAL ASSOCIATES LLC Sold out -35,540-35.5k
LPL Financial LLC Reduced -33,248-33.2k
AMERIPRISE FINANCIAL INC Reduced -29,131-29.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.3m29.3k shares
CITADEL ADVISORS LLC Reduced $159.4k3.7k shares
RAYMOND JAMES & ASSOCIATES New $42.5k1.0k shares
Cutler Group LLC / CA Reduced $14.0k4.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $327.3k7.6k shares
CITADEL ADVISORS LLC Added $202.4k4.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.10% of their portfolio PLANO, TX 4,206,5734.2m $181.2m $181.2m 0.10% Reduced -136.9k -136,888
2 Municipal Employees' Retirement System of Michigan 1.55% of their portfolio LANSING, MI 2,684,0932.7m $115.6m $115.6m 1.55% Added +112.4k +112,359
3 Phoenix Financial Ltd. 0.87% of their portfolio Givatayim, L3 1,085,4331.1m $52.7m $52.7m 0.87% Reduced -6.6m -6,640,085
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 860,904860.9k $37.1m $37.1m 0.00% Added +325.0k +324,993
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 590,202590.2k $25.4m $25.4m 0.00% Reduced -75.3k -75,332
6 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 460,468460.5k $19.8m $19.8m 0.00% Reduced -25.8k -25,838
7 GenTrust, LLC 1.09% of their portfolio MIAMI, FL 381,614381.6k $16.4m $16.4m 1.09% Reduced -2.1k -2,120
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 356,633356.6k $15.3m $15.3m 0.00% Reduced -29.1k -29,131
9 Stonehage Fleming Financial Services Holdings Ltd 0.31% of their portfolio ST. HELIER, Y9 345,838345.8k $14.9m $14.9m 0.31% Added +173.1k +173,115
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 343,253343.3k $14.8m $14.8m 0.01% Reduced -925 -925
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 217,420217.4k $9.4m $9.4m 0.00% Reduced -3.8k -3,849
12 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 180,490180.5k $7.8m $7.8m 0.00% Unchanged
13 Alaska Permanent Fund Corp 0.12% of their portfolio JUNEAU, AK 170,000170.0k $7.3m $7.3m 0.12% Unchanged
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 169,788169.8k $7.3m $7.3m 0.00% Added +62.7k +62,688
15 Bulltick Wealth Management, LLC 1.58% of their portfolio Miami, FL 160,560160.6k $6.9m $6.9m 1.58% Reduced -6.2k -6,185
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 158,464158.5k $6.8m $6.8m 0.01% Added +11.5k +11,464
17 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 152,152152.2k $6.6m $6.6m 0.00% Reduced -33.2k -33,248
18 Second Half Financial Partners, LLC 3.04% of their portfolio SEBRING, FL 143,015143.0k $6.2m $6.2m 3.04% Added +17.7k +17,696
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 136,227136.2k $5.9m $5.9m 0.01% Added +4.9k +4,861
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 124,614124.6k $5.4m $5.4m 0.00% Added +26.9k +26,908
21 OVERSEA-CHINESE BANKING Corp Ltd 0.18% of their portfolio SINGAPORE, U0 121,053121.1k $5.2m $5.2m 0.18% Added +5.9k +5,900
22 U.S. Capital Wealth Advisors, LLC 0.20% of their portfolio AUSTIN, TX 119,190119.2k $5.1m $5.1m 0.20% Reduced -3.2k -3,248
23 Greenline Partners, LLC 0.84% of their portfolio NEW YORK, NY 114,596114.6k $4.9m $4.9m 0.84% Added +263 +263
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 103,273103.3k $4.4m $4.4m 0.01% Added +86.5k +86,478
25 Ackerman Capital Advisors, LLC 1.23% of their portfolio DALLAS, TX 101,622101.6k $4.4m $4.4m 1.23% Reduced -7.6k -7,623
26 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 89,22489.2k $3.8m $3.8m 0.00% Reduced -609.2k -609,178
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 86,21986.2k $3.7m $3.7m 0.00% Reduced -2.9k -2,911
28 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 74,00674.0k $3.2m $3.2m 0.01% Reduced -74.2k -74,230
29 PARSONS CAPITAL MANAGEMENT INC/RI 0.22% of their portfolio PROVIDENCE, RI 71,76671.8k $3.1m $3.1m 0.22% Unchanged
30 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 71,60471.6k $3.1m $3.1m 0.01% Added +23.1k +23,051
31 SYNOVUS FINANCIAL CORP 0.04% of their portfolio Columbus, GA 65,65865.7k $2.8m $2.8m 0.04% Unchanged
32 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 60,29260.3k $2.6m $2.6m 0.00% Added +9.9k +9,856
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 59,12959.1k $2.5m $2.5m 0.00% Added +511 +511
34 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 58,97259.0k $2.5m $2.5m 0.01% Reduced -44.1k -44,123
35 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 54,69854.7k $2.4m $2.4m 0.07% Reduced -29.1k -29,076
36 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 51,55551.6k $2.2m $2.2m 0.00% New
37 Clear Harbor Asset Management, LLC 0.19% of their portfolio Stamford, CT 46,76346.8k $2.0m $2.0m 0.19% Reduced -2.3k -2,273
38 BANQUE PICTET & CIE SA 0.02% of their portfolio GENEVA 73, V8 46,27546.3k $2.0m $2.0m 0.02% Added +11.9k +11,943
39 Essex Financial Services, Inc. 0.21% of their portfolio ESSEX, CT 46,06246.1k $2.0m $2.0m 0.21% New
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 45,63445.6k $2.0m $2.0m 0.00% Reduced -8.3k -8,305
41 Ameraudi Asset Management, Inc. 0.85% of their portfolio New York, NY 44,91944.9k $1.9m $1.9m 0.85% Reduced -1.4k -1,430
42 Stratos Wealth Advisors, LLC 0.11% of their portfolio BEACHWOOD, OH 44,65244.7k $1.9m $1.9m 0.11% Added +2.1k +2,125
43 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 43,15543.2k $1.9m $1.9m 0.00% Reduced -3.3k -3,345
44 Veltria Advisors Corp. 0.62% of their portfolio MIAMI, FL 42,96243.0k $1.9m $1.9m 0.62% Unchanged
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 40,08440.1k $1.7m $1.7m 0.00% Added +21.1k +21,061
46 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 36,24136.2k $1.6m $1.6m 0.00% Reduced -6.1k -6,092
47 Ayalon Insurance Comp Ltd. 0.51% of their portfolio Ramat Gan, L3 32,69032.7k $1.4m $1.4m 0.51% Unchanged
48 Family Firm, Inc. 0.32% of their portfolio BETHESDA, MD 28,92228.9k $1.2m $1.2m 0.32% Reduced -1.7k -1,690
49 CoreCap Advisors, LLC 0.08% of their portfolio SOUTHFIELD, MI 27,40227.4k $1.2m $1.2m 0.08% Reduced -3.9k -3,945
50 Pallas Capital Advisors LLC 0.06% of their portfolio BRAINTREE, MA 26,80326.8k $1.2m $1.2m 0.06% Reduced -14.5k -14,516
51 Strategic Advocates LLC 0.49% of their portfolio SACRAMENTO, CA 26,57526.6k $1.1m $1.1m 0.49% Added +4.5k +4,549
52 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 25,50725.5k $1.1m $1.1m 0.00% Reduced -1.2k -1,199
53 Heritage Wealth Advisors 0.05% of their portfolio RICHMOND, VA 25,11625.1k $1.1m $1.1m 0.05% New
54 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,77623.8k $1.0m $1.0m 0.00% Reduced -12.5k -12,461
55 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 22,87522.9k $984.4k $984.4k 0.00% Reduced -370 -370
56 Greenwich Wealth Management LLC 0.10% of their portfolio GREENWICH, CT 22,84322.8k $984.0k $984.0k 0.10% Reduced -3.3k -3,287
57 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 22,58922.6k $972.9k $972.9k 0.03% Added +1.9k +1,853
58 Mesirow Financial Investment Management, Inc. 0.03% of their portfolio CHICAGO, IL 22,01022.0k $948.0k $948.0k 0.03% New
59 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 19,97320.0k $860.2k $860.2k 0.03% First filing
60 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 19,37919.4k $835.0k $835.0k 0.04% Reduced -12.4k -12,401
61 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 19,26519.3k $829.7k $829.7k 0.01% Reduced -118 -118
62 Pinnacle Family Advisors, LLC 0.47% of their portfolio Springfield, MO 18,71518.7k $806.0k $806.0k 0.47% Reduced -1.2k -1,250
63 Smith Anglin Financial, LLC 0.09% of their portfolio DALLAS, TX 18,65018.6k $803.3k $803.3k 0.09% Reduced -2.6k -2,567
64 Legacy PCG, LLC 0.54% of their portfolio IRVINE, CA 18,16018.2k $782.2k $782.2k 0.54% Added +1.3k +1,346
65 Sowell Financial Services LLC 0.04% of their portfolio NORTH LITTLE ROCK, AR 17,29117.3k $745.0k $745.0k 0.04% New
66 Strategic Advisors LLC 0.14% of their portfolio New York, NY 17,20517.2k $741.0k $741.0k 0.14% Reduced -2.4k -2,429
67 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 16,00016.0k $689.8k $689.8k 0.01% Unchanged
68 BAROMETER CAPITAL MANAGEMENT INC. 0.19% of their portfolio TORONTO, A6 15,80015.8k $680.5k $680.5k 0.19% Reduced -7.6k -7,600
69 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,34615.3k $661.0k $661.0k 0.00% Added +586 +586
70 Fort Sheridan Advisors LLC 0.12% of their portfolio HIGHLAND PARK, IL 14,01914.0k $603.8k $603.8k 0.12% Added +119 +119
71 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,01414.0k $604.0k $604.0k 0.00% Reduced -10.7k -10,680
72 LEUTHOLD GROUP, LLC 0.08% of their portfolio MINNEAPOLIS, MN 13,97614.0k $601.9k $601.9k 0.08% Added +1.2k +1,249
73 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 13,87513.9k $584.8k $584.8k 0.01% Unchanged
74 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 13,70013.7k $590.0k $590.0k 0.00% Unchanged
75 ELEMENT POINTE ADVISORS, LLC 0.17% of their portfolio MIAMI, FL 13,54213.5k $583.3k $583.3k 0.17% Added +6.8k +6,827
76 Stamos Capital Partners, L.P. 0.16% of their portfolio Menlo Park, CA 13,34013.3k $574.6k $574.6k 0.16% Reduced -4.9k -4,930
77 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 13,03213.0k $561.3k $561.3k 0.01% Reduced -2.1k -2,127
78 Elwood & Goetz Wealth Advisory Group, LLC 0.12% of their portfolio ATHENS, GA 12,89712.9k $555.5k $555.5k 0.12% Added +963 +963
79 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 12,29512.3k $529.5k $529.5k 0.00% First filing
80 Clarity Capital Partners LLC 0.37% of their portfolio Newport Beach, CA 12,26212.3k $528.1k $528.1k 0.37% First filing
81 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 12,17212.2k $524.2k $524.2k 0.00% Unchanged
82 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 12,10412.1k $521.3k $521.3k 0.00% Unchanged
83 INSIGNEO ADVISORY SERVICES, LLC 0.07% of their portfolio MIAMI, FL 11,95412.0k $514.9k $514.9k 0.07% Reduced -8.2k -8,150
84 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 11,85811.9k $519.4k $519.4k 0.00% Reduced -5.5k -5,477
85 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 11,00511.0k $474.0k $474.0k 0.00% Added +396 +396
86 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 10,51410.5k $453.0k $453.0k 0.00% Reduced -243 -243
87 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 10,45710.5k $450.4k $450.4k 0.00% Reduced -4.6k -4,600
88 World Investment Advisors 0.06% of their portfolio LINCROFT, NJ 10,43610.4k $449.5k $449.5k 0.06% Added +332 +332
89 Financial Partners Group, Inc 0.08% of their portfolio Overland Park, KS 10,29910.3k $443.6k $443.6k 0.08% Added +1.2k +1,182
90 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 10,16510.2k $437.8k $437.8k 0.00% Reduced -104 -104
91 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 9,97110.0k $429.4k $429.4k 0.01% Reduced -7.2k -7,165
92 Roundview Capital LLC 0.03% of their portfolio PRINCETON, NJ 8,7008.7k $374.7k $374.7k 0.03% New
93 Ted Buchan & Co 0.27% of their portfolio San Diego, CA 8,6298.6k $371.7k $371.7k 0.27% Reduced -375 -375
94 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 8,5068.5k $366.3k $366.3k 0.03% Added +163 +163
95 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 8,4438.4k $363.6k $363.6k 0.00% Reduced -488 -488
96 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,3858.4k $361.1k $361.1k 0.00% Reduced -108 -108
97 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,2158.2k $353.8k $353.8k 0.00% Reduced -2.5k -2,487
98 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 7,9988.0k $344.8k $344.8k 0.00% Unchanged
99 Endowment Wealth Management, Inc. 0.28% of their portfolio APPLETON, WI 7,9107.9k $340.7k $340.7k 0.28% Added +269 +269
100 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 7,9007.9k $340.3k $340.3k 0.00% Added +300 +300