Vault-13

ISHARES INC PICK

MSCI GBL ETF NEW · ETP · CUSIP 46434G848

160 institutional holders +5 vs Q2 2023
22,536,85222.5m shares reported held*
$896.1mreported value*
24 new 51 added 45 reduced 20 sold out net bought ≈ $125.4m (+3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.76. Options: 3 managers hold calls ($3.3m notional), 3 hold puts ($703.8k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 138Q4 22: 168Q1 23: 164Q2 23: 155Q3 23: 160160Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022138
Q4 2022168
Q1 2023164
Q2 2023155
Q3 2023160

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 90 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 83 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 72 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 75 bought or addedQ3 23: 65 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229055
Q1 20238369
Q2 20237277
Q3 20237565

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 22 calls: $5.4mQ4 22 puts: $4.6mQ4 22P/C 0.84Q1 23 calls: $4.1mQ1 23 puts: $1.7mQ1 23P/C 0.42Q2 23 calls: $4.3mQ2 23 puts: $2.1mQ2 23P/C 0.48Q3 23 calls: $3.3mQ3 23 puts: $703.8kQ3 23P/C 0.21
Numbers
QuarterCallsPutsP/C
Q4 2022$5.4m$4.6m0.84
Q1 2023$4.1m$1.7m0.42
Q2 2023$4.3m$2.1m0.48
Q3 2023$3.3m$703.8k0.21

Biggest buyers

Phoenix Financial Ltd. Added +3,862,759+3.9m
ALLIANCEBERNSTEIN L.P. New +180,490+180.5k
Stonehage Fleming Financial Services Holdings Ltd Added +160,760+160.8k
HighTower Advisors, LLC Added +107,283+107.3k
JANE STREET GROUP, LLC Added +99,313+99.3k
OLD MISSION CAPITAL LLC New +83,774+83.8k
AMERIPRISE FINANCIAL INC Added +62,611+62.6k
ROYAL BANK OF CANADA Added +51,098+51.1k
Pallas Capital Advisors LLC New +41,319+41.3k
GREENWOOD CAPITAL ASSOCIATES LLC New +35,540+35.5k

Biggest sellers

SCHRODER INVESTMENT MANAGEMENT GROUP Sold out -381,804-381.8k
Fisher Asset Management, LLC Reduced -311,031-311.0k
WELLINGTON MANAGEMENT GROUP LLP Reduced -249,841-249.8k
SEI INVESTMENTS CO Sold out -212,616-212.6k
GOLDMAN SACHS GROUP INC Reduced -172,716-172.7k
Arlington Capital Management, Inc. Sold out -118,198-118.2k
CoreCap Advisors, LLC Reduced -102,008-102.0k
Municipal Employees' Retirement System of Michigan Reduced -74,981-75.0k
WELLS FARGO & COMPANY/MN Reduced -49,126-49.1k
Mangham Associates,LLC Reduced -32,617-32.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.5m62.8k shares
CITADEL ADVISORS LLC Added $795.2k20.0k shares
Cutler Group LLC / CA Added $3.0k6.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $616.3k15.5k shares
CITADEL ADVISORS LLC Added $87.5k2.2k shares
Cutler Group LLC / CA New $01.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Phoenix Financial Ltd. 2.88% of their portfolio Givatayim, L3 7,725,5187.7m $307.2m $307.2m 2.88% Added +3.9m +3,862,759
2 Fisher Asset Management, LLC 0.10% of their portfolio PLANO, TX 4,343,4614.3m $172.7m $172.7m 0.10% Reduced -311.0k -311,031
3 Municipal Employees' Retirement System of Michigan 1.42% of their portfolio LANSING, MI 2,571,7342.6m $102.3m $102.3m 1.42% Reduced -75.0k -74,981
4 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 698,402698.4k $27.8m $27.8m 0.04% Added +99.3k +99,313
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 665,534665.5k $26.5m $26.5m 0.00% Added +16.7k +16,651
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 535,911535.9k $21.3m $21.3m 0.00% Reduced -3.2k -3,242
7 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 486,306486.3k $19.3m $19.3m 0.00% Reduced -249.8k -249,841
8 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 385,764385.8k $15.4m $15.4m 0.01% Added +62.6k +62,611
9 GenTrust, LLC 1.07% of their portfolio MIAMI, FL 383,734383.7k $15.3m $15.3m 1.07% Reduced -18.5k -18,499
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 344,178344.2k $13.7m $13.7m 0.01% Added +1.6k +1,560
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 221,269221.3k $8.8m $8.8m 0.00% Reduced -172.7k -172,716
12 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 185,400185.4k $7.4m $7.4m 0.01% Added +15.3k +15,321
13 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 180,490180.5k $7.2m $7.2m 0.00% New
14 Stonehage Fleming Financial Services Holdings Ltd 0.61% of their portfolio ST. HELIER, Y9 172,723172.7k $6.9m $6.9m 0.61% Added +160.8k +160,760
15 Alaska Permanent Fund Corp 0.13% of their portfolio JUNEAU, AK 170,000170.0k $6.8m $6.8m 0.13% Unchanged
16 Bulltick Wealth Management, LLC 1.65% of their portfolio Miami, FL 166,745166.7k $6.6m $6.6m 1.65% Reduced -8.2k -8,200
17 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 148,236148.2k $5.9m $5.9m 0.01% Added +107.3k +107,283
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 147,000147.0k $5.8m $5.8m 0.01% Reduced -7.8k -7,802
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 131,366131.4k $5.2m $5.2m 0.01% Added +22.2k +22,225
20 Second Half Financial Partners, LLC 2.48% of their portfolio SEBRING, FL 125,319125.3k $5.0m $5.0m 2.48% Reduced -4.1k -4,076
21 U.S. Capital Wealth Advisors, LLC 0.22% of their portfolio AUSTIN, TX 122,438122.4k $4.9m $4.9m 0.22% Added +8.6k +8,597
22 OVERSEA-CHINESE BANKING Corp Ltd 0.21% of their portfolio SINGAPORE, U0 115,153115.2k $4.6m $4.6m 0.21% Added +24.8k +24,800
23 Greenline Partners, LLC 0.86% of their portfolio NEW YORK, NY 114,333114.3k $4.5m $4.5m 0.86% Added +10.7k +10,651
24 Ackerman Capital Advisors, LLC 1.21% of their portfolio DALLAS, TX 109,245109.2k $4.3m $4.3m 1.21% Added +25.9k +25,907
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 107,100107.1k $4.3m $4.3m 0.00% Added +51.1k +51,098
26 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 103,095103.1k $4.1m $4.1m 0.02% Reduced -5.9k -5,942
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 97,70697.7k $3.9m $3.9m 0.00% Reduced -49.1k -49,126
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 89,13089.1k $3.5m $3.5m 0.00% Reduced -1.4k -1,369
29 OLD MISSION CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 83,77483.8k $3.3m $3.3m 0.11% New
30 PARSONS CAPITAL MANAGEMENT INC/RI 0.23% of their portfolio PROVIDENCE, RI 71,76671.8k $2.9m $2.9m 0.23% Reduced -10.0k -10,000
31 SYNOVUS FINANCIAL CORP 0.03% of their portfolio Columbus, GA 65,65865.7k $2.6m $2.6m 0.03% Unchanged
32 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 58,61858.6k $2.3m $2.3m 0.00% Added +25.6k +25,607
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 53,93953.9k $2.1m $2.1m 0.00% Added +5.0k +5,001
34 SEGALL BRYANT & HAMILL, LLC 0.02% of their portfolio CHICAGO, IL 53,07253.1k $2.1m $2.1m 0.02% Reduced -1.4k -1,406
35 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 50,43650.4k $2.0m $2.0m 0.00% Reduced -4.2k -4,224
36 Clear Harbor Asset Management, LLC 0.20% of their portfolio Stamford, CT 49,03649.0k $1.9m $1.9m 0.20% Added +360 +360
37 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 48,55348.6k $1.9m $1.9m 0.01% Added +3.6k +3,557
38 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 46,50046.5k $1.8m $1.8m 0.00% Added +441 +441
39 Ameraudi Asset Management, Inc. 0.88% of their portfolio New York, NY 46,34946.3k $1.8m $1.8m 0.88% Reduced -1.9k -1,949
40 Veltria Advisors Corp. 0.67% of their portfolio MIAMI, FL 42,96243.0k $1.7m $1.7m 0.67% Added +19.1k +19,100
41 Stratos Wealth Advisors, LLC 0.11% of their portfolio BEACHWOOD, OH 42,52742.5k $1.7m $1.7m 0.11% Added +9.0k +9,048
42 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 42,33342.3k $1.7m $1.7m 0.00% Reduced -4.9k -4,939
43 Pallas Capital Advisors LLC 0.10% of their portfolio BRAINTREE, MA 41,31941.3k $1.6m $1.6m 0.10% New
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,23736.2k $1.4m $1.4m 0.00% Added +35.1k +35,139
45 GREENWOOD CAPITAL ASSOCIATES LLC 0.21% of their portfolio GREENWOOD, SC 35,54035.5k $1.4m $1.4m 0.21% New
46 Mangham Associates,LLC 2.68% of their portfolio CHARLOTTESVILLE, VA 35,43935.4k $1.4m $1.4m 2.68% Reduced -32.6k -32,617
47 BANQUE PICTET & CIE SA 0.02% of their portfolio GENEVA 73, V8 34,33234.3k $1.4m $1.4m 0.02% Added +4.5k +4,477
48 Ayalon Insurance Comp Ltd. 0.55% of their portfolio Ramat Gan, L3 32,69032.7k $1.3m $1.3m 0.55% Unchanged
49 WEDBUSH SECURITIES INC 0.06% of their portfolio PASADENA, CA 31,78031.8k $1.3m $1.3m 0.06% Added +3.2k +3,223
50 CoreCap Advisors, LLC 0.09% of their portfolio SOUTHFIELD, MI 31,34731.3k $1.2m $1.2m 0.09% Reduced -102.0k -102,008
51 Family Firm, Inc. 0.34% of their portfolio BETHESDA, MD 30,61230.6k $1.2m $1.2m 0.34% Reduced -1.3k -1,259
52 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 26,70626.7k $1.1m $1.1m 0.00% Added +1.1k +1,102
53 Greenwich Wealth Management LLC 0.11% of their portfolio GREENWICH, CT 26,13026.1k $1.0m $1.0m 0.11% Reduced -948 -948
54 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 24,69424.7k $982.0k $982.0k 0.01% Reduced -21.9k -21,853
55 BAROMETER CAPITAL MANAGEMENT INC. 0.29% of their portfolio TORONTO, A6 23,40023.4k $930.4k $930.4k 0.29% New
56 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 23,24523.2k $924.1k $924.1k 0.00% Added +485 +485
57 Strategic Advocates LLC 0.41% of their portfolio SACRAMENTO, CA 22,02622.0k $875.8k $875.8k 0.41% First filing
58 Smith Anglin Financial, LLC 0.10% of their portfolio DALLAS, TX 21,21721.2k $843.6k $843.6k 0.10% Added +8.9k +8,909
59 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 20,73620.7k $824.4k $824.4k 0.03% Added +13.6k +13,556
60 INSIGNEO ADVISORY SERVICES, LLC 0.16% of their portfolio MIAMI, FL 20,10420.1k $799.3k $799.3k 0.16% Unchanged
61 Pinnacle Family Advisors, LLC 0.45% of their portfolio Springfield, MO 19,96520.0k $793.8k $793.8k 0.45% Unchanged
62 Strategic Advisors LLC 0.15% of their portfolio New York, NY 19,63419.6k $780.6k $780.6k 0.15% Reduced -40 -40
63 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 19,48019.5k $774.5k $774.5k 0.02% Unchanged
64 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 19,38319.4k $770.7k $770.7k 0.01% Added +539 +539
65 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 19,02319.0k $756.4k $756.4k 0.00% Reduced -3.8k -3,809
66 Stamos Capital Partners, L.P. 0.16% of their portfolio Menlo Park, CA 18,27018.3k $726.4k $726.4k 0.16% Unchanged
67 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 17,33517.3k $712.5k $712.5k 0.00% Added +9.1k +9,110
68 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 17,13617.1k $681.3k $681.3k 0.01% Reduced -12.2k -12,152
69 Legacy PCG, LLC 0.50% of their portfolio IRVINE, CA 16,81416.8k $668.5k $668.5k 0.50% Reduced -2.9k -2,879
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,79516.8k $667.8k $667.8k 0.00% Added +7.5k +7,545
71 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 16,00016.0k $636.2k $636.2k 0.01% Unchanged
72 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 15,15915.2k $605.7k $605.7k 0.01% Reduced -15.2k -15,159
73 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 15,05715.1k $598.7k $598.7k 0.00% Unchanged
74 PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio ENGLEWOOD, NJ 14,82014.8k $589.2k $589.2k 0.00% New
75 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,76014.8k $586.9k $586.9k 0.00% New
76 Fort Sheridan Advisors LLC 0.13% of their portfolio HIGHLAND PARK, IL 13,90013.9k $552.7k $552.7k 0.13% Reduced -128 -128
77 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 13,87513.9k $540.8k $540.8k 0.01% Added +6.1k +6,134
78 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 13,70013.7k $545.0k $545.0k 0.00% Added +2.6k +2,600
79 LEUTHOLD GROUP, LLC 0.07% of their portfolio MINNEAPOLIS, MN 12,72712.7k $506.0k $506.0k 0.07% Reduced -102 -102
80 Indie Asset Partners, LLC 0.51% of their portfolio CARMEL, IN 12,67512.7k $504.0k $504.0k 0.51% Unchanged
81 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 12,48012.5k $496.2k $496.2k 0.02% Reduced -6.9k -6,923
82 Eschler Asset Management LLP 0.57% of their portfolio London, X0 12,30612.3k $489.3k $489.3k 0.57% New
83 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 12,17212.2k $484.0k $484.0k 0.00% New
84 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 12,10412.1k $481.3k $481.3k 0.00% New
85 Elwood & Goetz Wealth Advisory Group, LLC 0.11% of their portfolio ATHENS, GA 11,93411.9k $474.5k $474.5k 0.11% Added +11 +11
86 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 10,75710.8k $428.0k $428.0k 0.00% Added +452 +452
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,70210.7k $425.5k $425.5k 0.00% Added +3.3k +3,310
88 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,60910.6k $421.8k $421.8k 0.00% New
89 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 10,26910.3k $408.3k $408.3k 0.00% Reduced -589 -589
90 World Investment Advisors 0.08% of their portfolio LINCROFT, NJ 10,10410.1k $401.7k $401.7k 0.08% Added +879 +879
91 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 9,6539.7k $383.8k $383.8k 0.00% Added +478 +478
92 Financial Partners Group, Inc 0.07% of their portfolio Overland Park, KS 9,1179.1k $344.6k $344.6k 0.07% Added +3.8k +3,804
93 Ted Buchan & Co 0.29% of their portfolio San Diego, CA 9,0049.0k $358.0k $358.0k 0.29% Reduced -275 -275
94 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 8,9318.9k $355.1k $355.1k 0.00% Reduced -625 -625
95 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 8,6988.7k $345.8k $345.8k 0.02% Added +506 +506
96 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,4938.5k $337.7k $337.7k 0.00% Added +452 +452
97 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 8,3438.3k $331.7k $331.7k 0.03% Added +50 +50
98 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 8,2998.3k $330.0k $330.0k 0.01% Reduced -358 -358
99 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 8,1598.2k $324.4k $324.4k 0.00% Reduced -690 -690
100 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 7,9988.0k $318.0k $318.0k 0.00% Reduced -166 -166